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Mean Plus Function: : The Risk of Losing Your Way

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Mean Plus Function: : The Risk of Losing Your Way

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Word choice matters a great deal in the world of patenting. You’re using the English language to draw a picture around highly technical concepts. The precision with which this is done, down to the semantic level, can make all of the difference when it comes to your patent application being rejected or granted – and the future likelihood of your ability to assert your rights or defend against invalidation. Word choice too narrow or overly specific – and you can easily be designed around by competitors. Word choice too broad and only describing what something is vs what it does and you risk rejection or invalidation for what will be ruled as linguistic tricks to get more coverage than what you actually invented. The tension is real and the case law interpretation is fluid, but it all still comes down to determining if the chosen words will enable a person of ordinary skill in the art to carry out an invention – in the interest of other inventors being able to build on the idea, while also avoiding trespassing with infringement.

One very particular place this tension between breadth of coverage and specificity in enablement arises is with the concept of Means-Plus-Function claim language. In this month’s episode, Dr. Ashley Sloat, President and Director of Patent Strategy here at Aurora, leads a discussion, along with our all star patent panel, into the nuanced world of Means-Plus-Function claiming. The group digs into the statute, explores relevant case law in an analysis of the kinds of word choices that have and haven’t caused problems for inventors, and also provides some great drafting tips for de-risking the use of Means-Plus-Function claim language.

Ashley is joined today by our always exceptional group of IP experts including:

⦿ Kristen Hansen, Patent Strategist at Aurora
⦿ Dr. David Jackrel, President of Jackrel Consulting
⦿ David Cohen, Principal at Cohen Sciences
⦿ Shelley Couturier, Patent Strategist and Search Specialist

Before jumping into the deep with the panel, we also provide a quick primer on key concepts including specification vs claims, Section 112 enablement, functional claim language, and nonce words.

Word choice matters a great deal in the world of patenting. You’re using the English language to draw a picture around highly technical concepts. The precision with which this is done, down to the semantic level, can make all of the difference when it comes to your patent application being rejected or granted – and the future likelihood of your ability to assert your rights or defend against invalidation. Word choice too narrow or overly specific – and you can easily be designed around by competitors. Word choice too broad and only describing what something is vs what it does and you risk rejection or invalidation for what will be ruled as linguistic tricks to get more coverage than what you actually invented. The tension is real and the case law interpretation is fluid, but it all still comes down to determining if the chosen words will enable a person of ordinary skill in the art to carry out an invention – in the interest of other inventors being able to build on the idea, while also avoiding trespassing with infringement.

One very particular place this tension between breadth of coverage and specificity in enablement arises is with the concept of Means-Plus-Function claim language. In this month’s episode, Dr. Ashley Sloat, President and Director of Patent Strategy here at Aurora, leads a discussion, along with our all star patent panel, into the nuanced world of Means-Plus-Function claiming. The group digs into the statute, explores relevant case law in an analysis of the kinds of word choices that have and haven’t caused problems for inventors, and also provides some great drafting tips for de-risking the use of Means-Plus-Function claim language.

Ashley is joined today by our always exceptional group of IP experts including:

⦿ Kristen Hansen, Patent Strategist at Aurora
⦿ Dr. David Jackrel, President of Jackrel Consulting
⦿ David Cohen, Principal at Cohen Sciences
⦿ Shelley Couturier, Patent Strategist and Search Specialist

Before jumping into the deep with the panel, we also provide a quick primer on key concepts including specification vs claims, Section 112 enablement, functional claim language, and nonce words.

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Mean Plus Function: : The Risk of Losing Your Way

  1. 1. Patently Strategic Musings ASHLEY SLOAT | April 26, 2022 This presentation is for information purposes only and does not constitute legal advice.
  2. 2. % of Patents that include at least one “means for” claim limitation, grouped by patent issue date https://patentlyo.com/patent/2011/07/the-frequency-of-means-plus-function-claims.html
  3. 3. Section 112(6) – Means plus Function • Applicable. Recite a function without reciting structure for performing the function and limit the claims to the structure, materials, or acts disclosed in the specification • Inapplicable. Recite both a function and the structure for performing that function in the claim
  4. 4. How is “claim construction” carried out? 1. Determine the claimed function 2. Identify the corresponding structure in the written description of the patent that performs the function Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1332 (Fed.Cir.2006)
  5. 5. Getting around MPF • If ”means” is not used, must be shown that persons of ordinary skill in the art would not have understood the term limitations to connote structure view of the whole claim • If MPF not desired, Applicant needs to show that a particular claim element would be understood as connoting “structure”
  6. 6. Halliburton Oil Well Cementing Co. v. Walker, 329 U.S. 1 (1946) • Invention added mechanical acoustical resonator to prior art device for measuring distance to fluid surface in deep oil wells • Claims recite: "means associated with said pressure responsive device for tuning said receiving means to the frequency of echoes from the tubing collars of said tubing sections to clearly distinguish the echoes from said couplings from each other."
  7. 7. Williamson v. Citrix Online, LLC, 792 F.3d 1339 (Fed. Cir. 2015) - Indefinite • (1) moved away from a strong presumption against MPF interpretation absent “means” language and (2) established the “nonce word” doctrine • Focus must be appropriately placed on “whether the words of the claim are understood by persons of ordinary skill in the art to have a sufficiently definite meaning as the name for structure.” • Claim is indefinite (112(b)) - "if a person of ordinary skill in the art would be unable to recognize the structure in the specification and associate it with the corresponding function in the claim"
  8. 8. Nonce Words • Mechanism • Module • Device • Unit • Component • Element • Member • Apparatus • Machine • System • Circuit • Detent mechanism • Digital detector • Reciprocating member • Connector assembly • Perforation • Sealingly connected joints • Eyeglass hanger member Non-Nonce Words Structural modifier + nonstructural term Non-structural modifier + nonstructural term
  9. 9. • a “release means for retaining the guide in the charged position” • Construction: two functions — retaining the guide in the charged position and releasing the guide from the charged position • Literal infringement: device performs the recited function through structure that is the same as or equivalent to the corresponding structure set forth in the specification Gregory Baran v. Medical Device Technologies (Fed. Cir. 2010) - Indefinite
  10. 10. Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1338 (Fed. Cir. 2008) - Definite • “The question is not whether one of skill in the art would be capable of implementing a structure to perform the function, but whether that person would understand the written description itself to disclose such a structure.” • “Monitoring means”: spec describes node-to-node communication system • Expert testified that controllers + circuitry were corresponding structure • No circuit diagram, but it’s dep. on level of ordinary skill in the art
  11. 11. Tools For Checking Whether 112f Applies •Description in spec denotes structure •Dictionaries provide evidence word is understood to be a noun denoting structure •Evidence of structure for the term in the Prior art
  12. 12. Software MPF • Dyfan LLC v. Target (Fed. Cir. 2022) - Definite • Code • Application • System • VDPP LLC, v. Vizio, Inc. (Fed. Cir. 2022) - Definite • Storage • Processor • Blackboard v. Desire2Learn (Fed. Cir. 2009) - Indefinite • Access Control Manager
  13. 13. Media Rights Capital v. Capital One Financial Corporation (Fed. Circ. 2015) - Indefinite • “Compliance Mechanism” and “Custom Media Device” • Spec describes “how the ‘compliance Mechanism’ is connected to and interacts with the other components of the system, what processes the ‘compliance mechanism’ performs, and what structural subcomponents might comprise the ‘compliance mechanism’ • Mechanism was tied to general computer – but no corresponding algorithm was disclosed for all 4 functions of the mechanism
  14. 14. TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d 1336, 1347 (Fed. Cir. 2013) - Definite • “system memory means” and “digital logic means” • “a system memory is a specific structure that stores data” • “digital logic means” was specifically disclosed in the specification to be “comprised of structural elements, including a system memory and specific modules and subsystems”
  15. 15. Noah Sys., Inc. v. Intuit Inc. (Fed. Cir. 2012) – Indefinite • “access means” and “communication means” – No algorithm disclosed for one of two functions • ‘To avoid purely functional claiming in cases involving computer- implemented inventions, we have “consistently required that the structure disclosed in the specification be more than simply a general purpose computer or microprocessor.” • Consequently, a means-plus-function claim element for which the only disclosed structure is a general purpose computer is invalid if the specification fails to disclose an algorithm for performing the claimed function.
  16. 16. Drafting Tips • MPF can be one of many claims types but not the only claim type • Assume that terms will be construed as MPF, and draft accordingly • Even structures known in the art should be given structure in the description • For software, include “algorithms” for all functions of the MPF term

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