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Chapter 2

Energy, Energy Transfer, and General
Energy Analysis

Thermodynamics I

1
Objectives
•

Introduce the concept of energy and define its various forms.

•

Discuss the nature of internal energy.

•

Define the concept of heat and the terminology associated with energy
transfer by heat.

•

Discuss the three mechanisms of heat transfer: conduction,
convection, and radiation.

•

Define the concept of work, including electrical work and several forms
of mechanical work.

•

Introduce the first law of thermodynamics, energy balances, and
mechanisms of energy transfer to or from a system.

•

Determine that a fluid flowing across a control surface of a control
volume carries energy across the control surface in addition to any
energy transfer across the control surface that may be in the form of
heat and/or work.

•

Define energy conversion efficiencies.
2
INTRODUCTION
• If we take the entire room—including the air and the refrigerator (or
fan)—as the system, which is an adiabatic closed system since the
room is well-sealed and well-insulated, the only energy interaction
involved is the electrical energy crossing the system boundary and
entering the room.
• As a result of the conversion of electric energy consumed by the
device to heat, the room temperature will rise.
A fan running in a
well-sealed and
well-insulated room
will raise the
temperature of air in
the room.

A refrigerator
operating with its
door open in a wellsealed and wellinsulated room

3
FORMS OF ENERGY

• Energy can exist in numerous forms such as
thermal, mechanical, kinetic, potential, electric, magnetic, chemical, and
nuclear, and their sum constitutes the total energy, E of a system.
• Thermodynamics deals only with the change of the total energy.
• Macroscopic forms of energy: Those a system possesses as a whole
with respect to some outside reference frame, such as kinetic and
potential energies.
• Microscopic forms of energy: Those related to the molecular
structure of a system and the degree of the molecular activity.
• Internal energy, U: The sum of all the microscopic forms of energy.
• Kinetic energy, KE: The energy
that a system possesses as a result
of its motion relative to some
reference frame.

• Potential energy, PE: The energy
that a system possesses as a result The macroscopic energy of an
of its elevation in a gravitational
object changes with velocity and
field.
4
elevation.
Some Physical Insight to Internal Energy

The internal energy of a
system is the sum of all forms
of the microscopic energies.
The various forms of
microscopic
energies that make
up sensible energy.

Sensible energy: The portion
of the internal energy of a
system associated with the
kinetic energies of the
molecules.
Latent energy: The internal
energy associated with the
phase of a system.
Chemical energy: The internal
energy associated with the
atomic bonds in a molecule.
Nuclear energy: The
tremendous amount of energy
associated with the strong
bonds within the nucleus of the
atom itself.

Thermal = Sensible + Latent
5
Internal = Sensible + Latent + Chemical + Nuclear
Kinetic energy
Kinetic energy
per unit mass
Potential energy
Potential energy
per unit mass

Total energy
of a system
Total energy
per unit mass
Energy of a system
per unit mass

6
•

The only two forms of energy interactions associated with a closed system
are heat transfer and work.

•

The difference between heat transfer and work: An energy interaction is
heat transfer if its driving force is a temperature difference. Otherwise it is
work.

•

Most closed system remain stationary during a process and thus experience no
change in their kinetic and potential energies.

ΔE=ΔU

7
•
•

Control volumes typically involve fluid flow.

A control volume can exchange energy via mass transfer.

Mass flow rate
Energy flow rate
8
The macroscopic kinetic energy is an
organized form of energy and is much
more useful than the disorganized
microscopic kinetic energies of the
molecules.

A major application are of thermodynamics is the conversion of disorganized
energy (heat) into organized energy (work).

9
Mechanical Energy
Mechanical energy: The form of energy that can be converted to
mechanical work completely and directly by an ideal mechanical device such
as an ideal turbine.
Kinetic and potential energies, and also pressure of a flowing fluid are
forms of mechanical energy.
Mechanical energy of a
flowing fluid per unit mass
Rate of mechanical
energy of a flowing fluid
Mechanical energy change of a fluid during incompressible flow per unit mass

Rate of mechanical energy change of a fluid during incompressible flow

10
Example
Discuss Example 2-2 in class:
A site evaluated for a wind farm is observed to have steady winds at a
speed 8.5 m/s. Determine the wind energy (a) per unit mass, (b) for a mass
of 10 kg, and (for a flow rate of 1154 kg/s for air.

11
ENERGY TRANSFER BY HEAT
Energy can cross the
boundaries of a closed system
in the form of heat and work.

Heat: The form of energy that is
transferred between two
systems (or a system and its
surroundings) by virtue of a
temperature difference.

Temperature difference is the driving
force for heat transfer. The larger the
temperature difference, the higher is the
rate of heat transfer.
12
Heat transfer
per unit mass
Amount of heat transfer
when heat transfer rate
is constant
Amount of heat transfer
when heat transfer rate
changes with time
Energy is
recognized
as heat
transfer only
as it crosses
the system
boundary.

During an adiabatic process, a system
exchanges no heat with its surroundings.

13
Heat transfer mechanisms
•

Conduction: The transfer of energy from the more energetic particles of a
substance to the adjacent less energetic ones as a result of interaction
between particles.

•

Convection: The transfer of energy between a solid surface and the adjacent
fluid that is in motion, and it involves the combined effects of conduction and
fluid motion.

•

Radiation: The transfer of energy due to the emission of electromagnetic
waves (or photons).

14
ENERGY TRANSFER BY WORK
•

•
•

Work: The energy transfer associated with a force acting through a distance.
 A rising piston, a rotating shaft, and an electric wire crossing the
system boundaries are all associated with work interactions
Formal sign convention: Heat transfer to a system and work done by a
system are positive; heat transfer from a system and work done on a system
are negative.
Alternative to sign convention is to use the subscripts in and out to indicate
direction. This is the primary approach in this text.
Work done
per unit mass

Power is the
work done per
unit time (kW)

Specifying the directions
of heat and work.

15
Heat vs. Work
•

•

•
•
•

Both are recognized at the boundaries
of a system as they cross the
boundaries. That is, both heat and work
are boundary phenomena.
Systems possess energy, but not heat
or work.
Both are associated with a process, not
a state.
Unlike properties, heat or work has no
meaning at a state.
Both are path functions (i.e., their
magnitudes depend on the path followed
during a process as well as the end
states).

Properties are point functions
have exact differentials (d ).

Properties are point functions; but
heat and work are path functions
(their magnitudes depend on the
path followed).

Path functions
have inexact
differentials ( )
16
Example
Discuss Example 2-3 in class:
A candle is burning in a well
insulated room. Taking the room
(the air plus the candle) as the
system, determine (a) if there is
any heat transfer during this
burning process and (b) if thee is
any change in the internal energy
of the system.

17
Example
Discuss Example 2-4 in class:
A potato initially at room
temperature (25 C) is being baked
in an oven that is maintained at
200 C. is there any heat transfer
during this baking process.

18
Example
Discuss Examples 2-5 and 2-6
in class in class:
A well-insulated electric oven is
being heated through its heating
element. If the entire oven,
including the heating element, is
taken to be the system, determine
whether this a heat or work
interaction.
Answer the question if the system
is taken as only the air in the oven
without heating element.
19
MECHANICAL FORMS OF WORK
• There are two requirements for a work interaction between a
system and its surroundings to exist:
 there must be a force acting on the boundary.
 the boundary must move.
When force is not constant
Work = Force  Distance

The work done is proportional to the force
applied (F) and the distance traveled (s).

If there is no movement,
no work is done.
20
A force F acting through
a moment arm r
generates a torque T

Shaft
Work

This force acts through a distance s

Shaft
work
The power transmitted through the shaft
is the shaft work done per unit time

Energy transmission through rotating shafts
is commonly encountered in practice.

Shaft work is proportional to the
torque applied and the number
21
of revolutions of the shaft.
Example
Discuss Example 2-7 in class:
Determine the power transmitted
through the shaft of a car when
the torque applied is 200 N.m and
the shaft rotates at the rate of
4000 revolution per minute (rpm).

22
Spring Work

When the length of the spring changes by
a differential amount dx under the influence
of a force F, the work done is

Substituting and integrating yield

For linear elastic springs, the displacement
x is proportional to the force applied

x1 and x2: the initial and the final
displacements

k: spring constant (kN/m)
Elongation
of a spring
under the
influence of
a force.

The
displacement
of a linear
spring doubles
when the force
is doubled.

23
Electrical Work (Nonmechanical Work)
Electrical power

When potential difference
and current change with time

When potential difference
and current remain constant

Electrical power in terms of resistance
R, current I, and potential difference V.

24

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Thermo chapter 2-p1

  • 1. Chapter 2 Energy, Energy Transfer, and General Energy Analysis Thermodynamics I 1
  • 2. Objectives • Introduce the concept of energy and define its various forms. • Discuss the nature of internal energy. • Define the concept of heat and the terminology associated with energy transfer by heat. • Discuss the three mechanisms of heat transfer: conduction, convection, and radiation. • Define the concept of work, including electrical work and several forms of mechanical work. • Introduce the first law of thermodynamics, energy balances, and mechanisms of energy transfer to or from a system. • Determine that a fluid flowing across a control surface of a control volume carries energy across the control surface in addition to any energy transfer across the control surface that may be in the form of heat and/or work. • Define energy conversion efficiencies. 2
  • 3. INTRODUCTION • If we take the entire room—including the air and the refrigerator (or fan)—as the system, which is an adiabatic closed system since the room is well-sealed and well-insulated, the only energy interaction involved is the electrical energy crossing the system boundary and entering the room. • As a result of the conversion of electric energy consumed by the device to heat, the room temperature will rise. A fan running in a well-sealed and well-insulated room will raise the temperature of air in the room. A refrigerator operating with its door open in a wellsealed and wellinsulated room 3
  • 4. FORMS OF ENERGY • Energy can exist in numerous forms such as thermal, mechanical, kinetic, potential, electric, magnetic, chemical, and nuclear, and their sum constitutes the total energy, E of a system. • Thermodynamics deals only with the change of the total energy. • Macroscopic forms of energy: Those a system possesses as a whole with respect to some outside reference frame, such as kinetic and potential energies. • Microscopic forms of energy: Those related to the molecular structure of a system and the degree of the molecular activity. • Internal energy, U: The sum of all the microscopic forms of energy. • Kinetic energy, KE: The energy that a system possesses as a result of its motion relative to some reference frame. • Potential energy, PE: The energy that a system possesses as a result The macroscopic energy of an of its elevation in a gravitational object changes with velocity and field. 4 elevation.
  • 5. Some Physical Insight to Internal Energy The internal energy of a system is the sum of all forms of the microscopic energies. The various forms of microscopic energies that make up sensible energy. Sensible energy: The portion of the internal energy of a system associated with the kinetic energies of the molecules. Latent energy: The internal energy associated with the phase of a system. Chemical energy: The internal energy associated with the atomic bonds in a molecule. Nuclear energy: The tremendous amount of energy associated with the strong bonds within the nucleus of the atom itself. Thermal = Sensible + Latent 5 Internal = Sensible + Latent + Chemical + Nuclear
  • 6. Kinetic energy Kinetic energy per unit mass Potential energy Potential energy per unit mass Total energy of a system Total energy per unit mass Energy of a system per unit mass 6
  • 7. • The only two forms of energy interactions associated with a closed system are heat transfer and work. • The difference between heat transfer and work: An energy interaction is heat transfer if its driving force is a temperature difference. Otherwise it is work. • Most closed system remain stationary during a process and thus experience no change in their kinetic and potential energies. ΔE=ΔU 7
  • 8. • • Control volumes typically involve fluid flow. A control volume can exchange energy via mass transfer. Mass flow rate Energy flow rate 8
  • 9. The macroscopic kinetic energy is an organized form of energy and is much more useful than the disorganized microscopic kinetic energies of the molecules. A major application are of thermodynamics is the conversion of disorganized energy (heat) into organized energy (work). 9
  • 10. Mechanical Energy Mechanical energy: The form of energy that can be converted to mechanical work completely and directly by an ideal mechanical device such as an ideal turbine. Kinetic and potential energies, and also pressure of a flowing fluid are forms of mechanical energy. Mechanical energy of a flowing fluid per unit mass Rate of mechanical energy of a flowing fluid Mechanical energy change of a fluid during incompressible flow per unit mass Rate of mechanical energy change of a fluid during incompressible flow 10
  • 11. Example Discuss Example 2-2 in class: A site evaluated for a wind farm is observed to have steady winds at a speed 8.5 m/s. Determine the wind energy (a) per unit mass, (b) for a mass of 10 kg, and (for a flow rate of 1154 kg/s for air. 11
  • 12. ENERGY TRANSFER BY HEAT Energy can cross the boundaries of a closed system in the form of heat and work. Heat: The form of energy that is transferred between two systems (or a system and its surroundings) by virtue of a temperature difference. Temperature difference is the driving force for heat transfer. The larger the temperature difference, the higher is the rate of heat transfer. 12
  • 13. Heat transfer per unit mass Amount of heat transfer when heat transfer rate is constant Amount of heat transfer when heat transfer rate changes with time Energy is recognized as heat transfer only as it crosses the system boundary. During an adiabatic process, a system exchanges no heat with its surroundings. 13
  • 14. Heat transfer mechanisms • Conduction: The transfer of energy from the more energetic particles of a substance to the adjacent less energetic ones as a result of interaction between particles. • Convection: The transfer of energy between a solid surface and the adjacent fluid that is in motion, and it involves the combined effects of conduction and fluid motion. • Radiation: The transfer of energy due to the emission of electromagnetic waves (or photons). 14
  • 15. ENERGY TRANSFER BY WORK • • • Work: The energy transfer associated with a force acting through a distance.  A rising piston, a rotating shaft, and an electric wire crossing the system boundaries are all associated with work interactions Formal sign convention: Heat transfer to a system and work done by a system are positive; heat transfer from a system and work done on a system are negative. Alternative to sign convention is to use the subscripts in and out to indicate direction. This is the primary approach in this text. Work done per unit mass Power is the work done per unit time (kW) Specifying the directions of heat and work. 15
  • 16. Heat vs. Work • • • • • Both are recognized at the boundaries of a system as they cross the boundaries. That is, both heat and work are boundary phenomena. Systems possess energy, but not heat or work. Both are associated with a process, not a state. Unlike properties, heat or work has no meaning at a state. Both are path functions (i.e., their magnitudes depend on the path followed during a process as well as the end states). Properties are point functions have exact differentials (d ). Properties are point functions; but heat and work are path functions (their magnitudes depend on the path followed). Path functions have inexact differentials ( ) 16
  • 17. Example Discuss Example 2-3 in class: A candle is burning in a well insulated room. Taking the room (the air plus the candle) as the system, determine (a) if there is any heat transfer during this burning process and (b) if thee is any change in the internal energy of the system. 17
  • 18. Example Discuss Example 2-4 in class: A potato initially at room temperature (25 C) is being baked in an oven that is maintained at 200 C. is there any heat transfer during this baking process. 18
  • 19. Example Discuss Examples 2-5 and 2-6 in class in class: A well-insulated electric oven is being heated through its heating element. If the entire oven, including the heating element, is taken to be the system, determine whether this a heat or work interaction. Answer the question if the system is taken as only the air in the oven without heating element. 19
  • 20. MECHANICAL FORMS OF WORK • There are two requirements for a work interaction between a system and its surroundings to exist:  there must be a force acting on the boundary.  the boundary must move. When force is not constant Work = Force  Distance The work done is proportional to the force applied (F) and the distance traveled (s). If there is no movement, no work is done. 20
  • 21. A force F acting through a moment arm r generates a torque T Shaft Work This force acts through a distance s Shaft work The power transmitted through the shaft is the shaft work done per unit time Energy transmission through rotating shafts is commonly encountered in practice. Shaft work is proportional to the torque applied and the number 21 of revolutions of the shaft.
  • 22. Example Discuss Example 2-7 in class: Determine the power transmitted through the shaft of a car when the torque applied is 200 N.m and the shaft rotates at the rate of 4000 revolution per minute (rpm). 22
  • 23. Spring Work When the length of the spring changes by a differential amount dx under the influence of a force F, the work done is Substituting and integrating yield For linear elastic springs, the displacement x is proportional to the force applied x1 and x2: the initial and the final displacements k: spring constant (kN/m) Elongation of a spring under the influence of a force. The displacement of a linear spring doubles when the force is doubled. 23
  • 24. Electrical Work (Nonmechanical Work) Electrical power When potential difference and current change with time When potential difference and current remain constant Electrical power in terms of resistance R, current I, and potential difference V. 24