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Clean Water Act
CHMM Overview Workshop
March 20, 2018
Loren Larson, CHMM, CPEA
Caltha LLP
Topics
• Background on CWA
• Application of the CWA
• Hot Topics
» Discharging to City Sewer
» Hazardous Substance Spill Prevention
» Waters of the US Definition
OVERVIEWOVERVIEW
CWA Objective:
“restore and maintain the chemical, physical, 
and biological integrity of the nation’s waters”
OVERVIEWOVERVIEW
CWA National Policy:
“discharge of toxic pollutants in toxic amounts 
will be prohibited”
“discharge of pollutants into navigable waters 
will be eliminated by 1985”
OVERVIEWOVERVIEW
Mechanisms to Achieve Goals
• Technology‐based effluent limits
• Program to impose more stringent effluent limits
• Permit system
• Compliance deadlines
• Provisions for toxic or special discharges
• Loan program to help fund POTW compliance
OVERVIEWOVERVIEW
CWA Administration
• Environmental Protection Agency
– Delegated State Agencies
• Delegated POTWs
HISTORY OF STATUTEHISTORY OF STATUTE
1899 Refuse Act
1948 Water Pollution Control Act (first)
1965 Water Quality Act
1972 Federal Water Pollution Act Amendments
1977 “Clean Water Act”
HISTORY OF STATUTEHISTORY OF STATUTE
1972 Federal Water Pollution Control Act
• Oct 18, 1972 congress overrode a presidential 
veto and enacted the zero discharge goal
• EPA stated the vision that waters are to be 
fishable and swimmable
• EPA set national goals to eliminate pollution
HISTORY OF STATUTEHISTORY OF STATUTE
• 1987 Water Quality Act (Clean Water Act 
Amendments) 
• 1990 Oil Pollution Act
• 1995 Great Lakes Initiative
RELATIONSHIP TO RULESRELATIONSHIP TO RULES
Some Important EPA Rules
• 40 CFR Part 112 ‐ Oil Pollution Prevention
• 40 CFR Part 116 ‐ Designation of Hazardous Substances
• 40 CFR Part 122 ‐ NPDES Permit Regulations
• 40 CFR Part 129 ‐ Toxic Pollutant Effluent Standards
• 40 CFR Part 136 ‐ Chemical Analysis Methods
• 40 CFR Parts 400 to 503 ‐ Categorical Effluent Standards
Key Applications of the CWA
• Standards
• NPDES Permits
• Oil pollution control/prevention
STANDARDS
• Application to wastewater 
discharges
»Effluent limitations
• Application to “waters of the 
nation”
»Water quality criteria (standards)
§301 & 306 ‐ EFFLUENT LIMITS§301 & 306 ‐ EFFLUENT LIMITS
EPA is required to:
• Publish a list of “source categories”
• Develop technology‐based performance standards for 
all “source categories” based on Best Pollution Control 
Technology (BPCT)
» Direct discharges
» Indirect discharges (discharges to POTW)
» New discharges and existing discharges
• Effluent limitations for POTWs based on secondary 
treatment standards
§301 ‐ EFFLUENT LIMITS§301 ‐ EFFLUENT LIMITS
• Concentration‐based limits
» e.g., “less than 10µg/L total zinc”
• Process‐based limits
» e.g., “10 lbs of BOD per 1,000 lbs of 
[xxx ] processed”
§303 & 307 ‐ WQ STANDARDS§303 & 307 ‐ WQ STANDARDS
States:
• Must establish water quality standards
» Use classifications for each water body
» Water quality criteria designed to maintain the use classification
• Assess waters and report any not meeting WQ standards (i.e., 
“impaired waters)
• Must establish an Anti‐degradation Policy
EPA:
• EPA sets Ambient Water Quality Criteria for list of toxic 
pollutants
§402 ‐ NPDES PERMITS§402 ‐ NPDES PERMITS
• Permits are required for any discharge of water to “waters of 
the US” or “waters of the State”
» Navigable waters (waters of the US)
» Other rivers and lakes
» Wetlands
» Groundwater
• No “de minimis” discharges
• US EPA can delegate administration of permit program to 
states
NPDES PERMITSNPDES PERMITS
• Point source discharge permits generally 
include:
» Monitoring requirements
» Reporting requirements
» Effluent limitations
» Pollution control equipment/practices
• Permits can be
» Individual 
» General
Written to assure compliance with
• Categorical Effluent Limits
• State Water Quality Standards
• Prohibited Discharges 
NPDES PERMITSNPDES PERMITS
NPDES PERMITSNPDES PERMITS
• Pretreatment permits
» Set limits for specific discharges to Publicly Owned 
Treatment Works (POTWs)
• Issued by
» USEPA
» Delegated States, or
» Delegated POTWs
§311 ‐ OIL AND HAZARDOUS 
SUBSTANCE LIABILITY
§311 ‐ OIL AND HAZARDOUS 
SUBSTANCE LIABILITY
National policy prohibits discharge of oil or 
hazardous substances to surface waters
“Oil” means oil of any kind and includes waste or 
used oil
“Hazardous Substance” means a list of almost 300 
substances found at 40 CFR 116
40 CFR 112 ‐ Oil Pollution Prevention40 CFR 112 ‐ Oil Pollution Prevention
Spill Prevention, Control & Countermeasure 
Requirements
SPCC plan required for oil storage (40 CFR 112)
• Applies to facilities with capacity to store greater than 1,320 gallons 
of oil (55‐gal containers and greater)
• Requires written plan 
• Special training, inspection and “preparedness” requirements
• SPCC requirements have been in flux since 2002; latest changes in 
2012, which added farms operations and deleted “milk” as a 
regulated oil
• Discharging to City Sewer
• Hazardous Substance Spill Prevention
• Waters of the US Definition
Hot TopicsHot Topics
Is a permit required?
Who needs a permit?
Where do you get permit?
Pretreatment PermitsPretreatment Permits
Who Needs A Pretreatment Permit?
• Industrial discharge covered under Effluent 
Guidelines
• Significant Industrial User
• Required under POTW rules
What Is A SUI?
• In Minnesota, a Significant Industrial User is:
• any industrial user that discharges an average 
of 25,000 gal/day or more of processed 
wastewater to POTW; 
• process wastewater which makes up at least 
5% of the POTW BOD loading; or
• has the potential, in the opinion of the POTW 
or MPCA, to adversely impact the POTW or 
the quality of the effluent
Who Issues Pretreatment Permit?
Categorical Dischargers and SUI
• POTW, if delegated permitting authority
• State, if POTW is not delegated
• EPA Region, if State is not delegated
Other Dischargers
• POTW, if permit is required under POTW rules
POTW Authority
• POTW is delegated authority from State and 
USEPA
– Violation of POTW rules can be enforced by State and 
EPA
• POTW limits the type of discharge it can accept 
when issued its NPDES permit
– Example, if POTW indicates it does not accept 
industrial discharge, it can not accept industrial 
discharge, even if discharge meets POTW rules
Spill Prevention And Control For 
Hazardous Substances
• CWA required  EPA to prepare rules for 
prevention and control of accidental 
discharge to Waters of US of:
• Oil 
• Hazardous Substances
• SPCC Rule rolled out program of oil
• To date, no program has been developed for 
hazardous substances
Recent EPA Actions
• 2015 lawsuit filed against EPA for unreasonable delay/failure 
to establish regulations for hazardous substances under the 
Clean Water Act section 311(j)(1)(C). 
• Settlement agreement reached in 2016 required EPA to issue 
proposed regulation on spill prevention of hazardous 
substances no later than June 2018. 
• In 2016, the USEPA issued a letter of intent to initiate 
rulemaking, 
• On September 21, 2017, EPA published a request for public 
comment on a proposed information collection request (ICR) 
The proposed ICR, “Survey on Clean Water Act (CWA) 
Hazardous Substance and Spill Impacts,” is a voluntary 
survey to be sent to states, tribes, and territories
Current Status – Keep Watching
Waters of the United States
• CWA regulates discharges to “Waters of the 
United States”
• States have their own definition of “Waters 
of the State”, which can be more expansive
40 CFR 230.3(s) WOTUS means:
• All waters which are currently used, or were used in the past, or may be susceptible to use in 
interstate or foreign commerce, including all waters which are subject to the ebb and flow of the 
tide;
• All interstate waters including interstate wetlands;
• All other waters such as intrastate lakes, rivers, streams (including intermittent streams), 
mudflats, sandflats, wetlands, sloughs, prairie potholes, wet meadows, playa lakes, or natural 
ponds, the use, degradation or destruction of which could affect interstate or foreign commerce 
including any such waters:
– Which are or could be used by interstate or foreign travelers for recreational or other purposes; or
– From which fish or shellfish are or could be taken and sold in interstate or foreign commerce; or
– Which are used or could be used for industrial purposes by industries in interstate commerce;
• All impoundments of waters otherwise defined as waters of the United States under this 
definition;
• Tributaries of waters identified in paragraphs (s)(1) through (4) of this section;
• The territorial sea;
• Wetlands adjacent to waters (other than waters that are themselves wetlands) identified in 
paragraphs (s)(1) through (6) of this section; waste treatment systems, including treatment ponds 
or lagoons designed to meet the requirements of CWA (other than cooling ponds as defined in 40 
CFR 423.11(m) which also meet the criteria of this definition) are not waters of the United States.
WOTUS Legal Battles
• Definition of "waters of the United States" currently 
in effect is the definition promulgated in 1986/1988, 
implemented consistent with subsequent Supreme 
Court decisions and guidance documents. 
• The 2015 revised regulatory definition of "waters of 
the United States" has been stayed by the U.S. Court 
of Appeals 
– In response to this stay, EPA, Department of Army, and 
Army Corps of Engineers resumed use of prior regulations 
defining the term “waters of the United States.” 
• In 2017, the President issued an Executive Order 
directing EPA and Department of the Army to review 
and rescind or revise the 2015 Rule. 
WOTUS Legal Battles
• In January 2018, the Supreme Court ruled that 
challenges to the WOTUS definition must be 
held in District Courts, not the Court of Appeals, 
and lifted the stay on the 2015 definition
• Forces any future litigation to occur throughout 
the United States wherever there is a challenge 
to the WOTUS definition
• In March 2018, EPA and Army revise applicability 
of 2015 definition to February 6, 2020
Loren Larson, CHMM, CPEA
llarson@calthacompany.com

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