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European Structural and 
Investment Funds: 
Delivery of the Programmes 
Dr Carol Sweetenham 
Deputy Director 
Department for Communities and Local Government
Key Points: 
ESI Funds 2014-2020 
• ESF and ERDF together £5.4bn for England 
• Key design principle is to bring ESF and ERDF closer together… 
• … and to allow greater local say over how the Funds are used 
• Performance related spend and, for the first time, output targets 
• Opportunities to support Community Led Local Development (CLLD) 
(smaller projects in smaller areas) and Sustainable Urban 
Development (Core Cities) 
• Up front, national match funding ‘offers’ (“Opt-Ins”). These are 
expected to cover c. 70% of ESF.
Priorities and Partnership working 
3 
Local needs 
EU 
regulations 
Performance 
and results 
National 
growth 
priorities
4 
LEP Proposals for ERDF in England* 
SMEs, 39.9% 
* Figures are subject to change 
Social Inclusion, 1.7% 
Low Carbon, 22.5% 
Environmental 
Protection, 2.8% 
Technical 
ICT, 3.8% 
Assistance, 4% 
Innovation, 21.8% 
Climate 
Change, 1.9% 
Transport, 1.5%
5 
LEP Proposals for ESF in England* 
Employment, €1,008m 
* Figures are subject to change 
Social Inclusion, 
€703m 
Skills, 
€1,305m 
Technical Assistance, 
€132m
Delivery: roles and responsibilities 
• Delivery will hinge on close working between MA and local 
partners: therefore essential to define roles and 
responsibilities of all parties. 
• EU regulations make it clear that all social and economic 
partners must be involved 
• Partners have been involved in on-going discussions around 
roles and the results of these are reflected in the Partnership 
Agreement and draft Operational Programmes. Still under 
negotiation with the EC 
• LEP area ESIF Local Committees will bring together local 
partners and drive the production and delivery of a strategy 
reflecting the wider goals outlined in the areas’ Strategic 
Economic Plan. 
• The Managing Authority is responsible for managing the OP in 
accordance with the principles of sound financial 
management.
The Role of National & Local Governmental 
Organisations in the Funding Process 
• Government has established a Growth Programme Board (GPB) to act 
as a shadow national Programme Monitoring Committee (PMC) for the 
England Growth Programme. Once the Programme moves into an 
operational phase the GPB will act as the PMC for both the ERDF and 
ESF ESI Funds 
• The GPB will be supported by 39 Local Sub-committees – one for each 
Local Enterprise Partnership area and chaired by partners 
• LEPs and partners have developed local ESIF Strategies to ensure the 
Programmes recognise local needs 
• Managing Authorities will manage and administer the programme 
• Delivery (as stated) will hinge on close working between Managing 
Authorities and local partners
Community Led Local Development 
(CLLD) 
• Negotiating with the EC on exact scope and shape of 
CLLD. 
• Would build upon the LEADER model; Managing 
Authorities (MAs) are seeking to extend the model to ERDF 
for the first time. 
• A form of ‘double devolution’, where LEP areas and the MA 
are able to support projects targeted by the local 
community. 
• Some LEP areas have incorporated CLLD projects in their 
ESIF Strategies. Next steps are to negotiate with EC and 
agree the practical issues of running these projects.
Financial Instruments 
• Have proved their value on current 2007-13 programme and likely to 
form around a quarter the 2014-20 programme 
• Access to Finance: equity, loans and mixed investment to SMEs. 
Building on existing JEREMIEs and adding new Funds 
• Urban development and energy efficiency: Urban Development 
Funds to create/refurbish urban infrastructure through urban 
regeneration and low carbon projects 
• Social housing and low carbon retrofit: revolving loan fund 
• Local Impact Funds: promoting investment into the social economy 
through loans to Social Sector Organisations
Funding priorities 
What are we looking for: 
• Added value 
• Value for money demonstrated 
• Aligned to wider area strategies 
• The right partners involved 
• Evidence of commitment to delivery of the strategy and readiness (and 
capacity) of partners to invest resources 
• National minimum spend and output targets met 
• Well profiled 
• Eligible!
ESI Funds, Partnership Agreement and Operational Programmes): 
LEP network (including how LEP are working with Growth Deals): 
European Funding Network (LEP Area ESI Fund Strategies): 
europeanfundingnetwork.eu/news/how-leps-are-engaging-with-the-sector 
Dr Carol Sweetenham 
Deputy Director 
For more information: 
www.gov.uk 
www.lepnetwork.net/ 
Department for Communities and Local Government

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European Structural and Investment Funds: Delivery of the Programmes, Dr Carol Sweetenham, Department for Communities and Local Government

  • 1. European Structural and Investment Funds: Delivery of the Programmes Dr Carol Sweetenham Deputy Director Department for Communities and Local Government
  • 2. Key Points: ESI Funds 2014-2020 • ESF and ERDF together £5.4bn for England • Key design principle is to bring ESF and ERDF closer together… • … and to allow greater local say over how the Funds are used • Performance related spend and, for the first time, output targets • Opportunities to support Community Led Local Development (CLLD) (smaller projects in smaller areas) and Sustainable Urban Development (Core Cities) • Up front, national match funding ‘offers’ (“Opt-Ins”). These are expected to cover c. 70% of ESF.
  • 3. Priorities and Partnership working 3 Local needs EU regulations Performance and results National growth priorities
  • 4. 4 LEP Proposals for ERDF in England* SMEs, 39.9% * Figures are subject to change Social Inclusion, 1.7% Low Carbon, 22.5% Environmental Protection, 2.8% Technical ICT, 3.8% Assistance, 4% Innovation, 21.8% Climate Change, 1.9% Transport, 1.5%
  • 5. 5 LEP Proposals for ESF in England* Employment, €1,008m * Figures are subject to change Social Inclusion, €703m Skills, €1,305m Technical Assistance, €132m
  • 6. Delivery: roles and responsibilities • Delivery will hinge on close working between MA and local partners: therefore essential to define roles and responsibilities of all parties. • EU regulations make it clear that all social and economic partners must be involved • Partners have been involved in on-going discussions around roles and the results of these are reflected in the Partnership Agreement and draft Operational Programmes. Still under negotiation with the EC • LEP area ESIF Local Committees will bring together local partners and drive the production and delivery of a strategy reflecting the wider goals outlined in the areas’ Strategic Economic Plan. • The Managing Authority is responsible for managing the OP in accordance with the principles of sound financial management.
  • 7. The Role of National & Local Governmental Organisations in the Funding Process • Government has established a Growth Programme Board (GPB) to act as a shadow national Programme Monitoring Committee (PMC) for the England Growth Programme. Once the Programme moves into an operational phase the GPB will act as the PMC for both the ERDF and ESF ESI Funds • The GPB will be supported by 39 Local Sub-committees – one for each Local Enterprise Partnership area and chaired by partners • LEPs and partners have developed local ESIF Strategies to ensure the Programmes recognise local needs • Managing Authorities will manage and administer the programme • Delivery (as stated) will hinge on close working between Managing Authorities and local partners
  • 8. Community Led Local Development (CLLD) • Negotiating with the EC on exact scope and shape of CLLD. • Would build upon the LEADER model; Managing Authorities (MAs) are seeking to extend the model to ERDF for the first time. • A form of ‘double devolution’, where LEP areas and the MA are able to support projects targeted by the local community. • Some LEP areas have incorporated CLLD projects in their ESIF Strategies. Next steps are to negotiate with EC and agree the practical issues of running these projects.
  • 9. Financial Instruments • Have proved their value on current 2007-13 programme and likely to form around a quarter the 2014-20 programme • Access to Finance: equity, loans and mixed investment to SMEs. Building on existing JEREMIEs and adding new Funds • Urban development and energy efficiency: Urban Development Funds to create/refurbish urban infrastructure through urban regeneration and low carbon projects • Social housing and low carbon retrofit: revolving loan fund • Local Impact Funds: promoting investment into the social economy through loans to Social Sector Organisations
  • 10. Funding priorities What are we looking for: • Added value • Value for money demonstrated • Aligned to wider area strategies • The right partners involved • Evidence of commitment to delivery of the strategy and readiness (and capacity) of partners to invest resources • National minimum spend and output targets met • Well profiled • Eligible!
  • 11. ESI Funds, Partnership Agreement and Operational Programmes): LEP network (including how LEP are working with Growth Deals): European Funding Network (LEP Area ESI Fund Strategies): europeanfundingnetwork.eu/news/how-leps-are-engaging-with-the-sector Dr Carol Sweetenham Deputy Director For more information: www.gov.uk www.lepnetwork.net/ Department for Communities and Local Government