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Models of and approaches to
organizational change
Management of change- Team Change 1
Management of change- Team Change 2
• Beckhard and Harris say:
Factors A, B, and D must outweigh the perceived costs [X] for
the change to occur. If any person or group whose commitment is
needed is not sufficiently dissatisfied with the present state of affairs
[A], eager to achieve the proposed end state [B] and convinced of
the feasibility of the change [D], then the cost [X] of changing is too
high, and that person will resist the change.
t
Case study
• Three areas of improvement were targeted:
• vision: project managers were encouraged to build and
communicate clearer, more compelling project goals;
• dissatisfaction: this was translated into two elements, clear
rationale and a felt sense of urgency. Project managers were encouraged to
improve their ability to communicate a clear rationale for making changes.
They were also advised to set clear deadlines and stick to them, and to
visibly resource important initiatives, to increase the felt need for change;
• practical first steps: project managers were advised to define their
plans for change early in the process and to communicate these in a variety
of ways, to improve the level of buy-in from implementers and
stakeholders.
j
• The work. This is the actual day-to-day activities carried out by
individuals.Process design, pressures on the individual and
availablerewards must all be considered under this element.
• The people. This is about the skills and characteristics of the people who
work in an organization. What are their expectations, what are their
backgrounds?
• The formal organization. This refers to the structure, systems and policies in
place. How are things formally organized?
• The informal organization. This consists of all the unplanned unwritten
activities that emerge over time such as power, influence, values and norms.
• The seven ‘S’ categories are:
• staff: important categories of people;
• skills: distinctive capabilities of key people;
• systems: routine processes;
• style: management style and culture;
• shared values: guiding principles;
• strategy: organizational goals and plan, use of
resources;
• structure: the organization chart.
Management of change- Team Change 10
Transition
• More complex.
• Focuses on enhancing our understanding of what goes
on during transition.
• How we can manage this process more effectively.
• Separate the mechanistic functional changes from the
natural human process of becoming emotionally aware of
change and adapting to the new way of things.
Management of change- Team Change 11
k M
q
Bridges says: Transition is about letting go of the past and taking up new
behaviours or ways of thinking. Planned change is about physically
moving office, or installing new equipment, or restructuring.
Transition lags behind planned change because it is more complex
and harder to achieve. Change is situational and can be planned,
whereas transition is psychological and less easy to manage.
Management of change- Team Change 12
• While focusing on the importance of understanding what
is going on emotionally at each stage in the change
process, Bridges also provides a list of useful activities to
be attended to during each phase
Management of change- Team Change 13
u t j
Ending
• Before you can begin something new, you have to end
what used to be.
• You need to identify who is losing what, expect a reaction
and acknowledge the losses openly.
• Repeat information about what is changing – it will take
time to sink in.
• Mark the endings.
Management of change- Team Change 14
Neutral zone
• People feel disoriented.
• Motivation falls and anxiety rises.
• Consensus may break down as attitudes become polarized. It can also be
quite a creative time.
• The manager’s job is to ensure that people recognize the neutral zone
and treat it as part of the process.
• Temporary structures may be needed – possibly task forces and smaller
teams.
Management of change- Team Change 15
The Plague
Management of change- Team Change 16
• Magnify the plagues
• Mark the ending.
• Deal with the murmuring.
• Give people access to the decision makers.
• Capitalize on the creative opportunity provided by the wilderness.
• Resist the urge to rush ahead.
• Understand the neutral zone leadership is special.
New beginning
• They cannot be planned and predicted , but they can be encouraged,
supported and reinforced.
• 4 key elements to help them make a new beginning:
the purpose behind the change.
a picture of how this new organization will look and feel.
a step by step plan to get there.
a part to play in the outcome.
• The beginning is reached when people feel they can make the
emotional commitment to doing something in a new way.
• Neutral zone is longer and the endings are more protracted for those
further down the management hierarchy.
• This can lead to impatience from managers who have emotionally
stepped into a new beginning, while their people seem to lag behind,
seemingly stuck in an ending
Management of change- Team Change 17
c
Our view
• Closure of a site, redundancy, acquisition or merger.
• The endings and new beginnings are real tangible events in these situations,
and the neutral zone important, though uncomfortable.
• It is more difficult to use the model for anticipatory change or home-grown
change where the endings and beginning are more fluid, and therefore harder
to know.
• The model encourages everyone involved to get a sense of where they are in
the process of transition. This is a scary process.
• Those close to the changes (managers and team leaders ) may experience a
difficulty when they have reached a new beginning and their people are still
working on an ending. This is one of the great frustrations of this type of
change process, and we counsel managers to:
• recognize what is happening;
• assertively tell staff what will happen while acknowledging their feelings;
• be prepared to answer questions about the future again and again and again;
• say you don’t know, if you don’t know;
• expect the neutral zone to last a while and give it a positive name such as ‘setting our
sights’ or ‘moving in’ or ‘getting to know you’.
Management of change- Team Change 18
Management of change- Team Change 19
• Colin Carnall (1990) has produced a useful model
that brings together a number of perspectives on change. He
says that the effective management of change depends on
the level of management skill in the following areas:
managing transitions effectively.
dealing with organizational cultures.
managing organizational politics.
Management of change- Team Change 20
• Carnall makes the point that ‘only by synthesizing the
management of transition, dealing with organizational
cultures and handling organizational politics
constructively, can we create the environment in which
creativity, risk-taking and the rebuilding of self-esteem
and performance can be achieved’.
Management of change- Team Change 21
Management of change- Team Change 22
Our view
Carnall’s model obviously focuses on the role of the
manager during a change process, rather than illuminating
the process of change. It provides a useful checklist for
management attention, and has strong parallels with
William Bridges’ ideas of endings, transitions and
beginnings.
Management of change- Team Change 23
Management of change- Team Change 24
• Political, organism, flux and transformation
• Focus on sustainable change
• “To understand why sustaining significant change is so
elusive , we need to think less like managers and more like
biologists.”
• Guidelines:
• Start small
• Grow steadily
• Don’t plan the whole thing
• Expect challenges
• Different on other work on change
• Not give formulaic solutions, or ‘how to’ approaches
• Gives ideas and suggestions for dealing with the balancing
forces of equilibrium in organizational systems (resistance).
• The balance force is:
• key challenges of initiating change
• arise when any group of people starts to do things differently:
u
• People think that the challenges of sustaining change
come to the fore when the pilot group becomes
successful
• This challenge concerns the discomfort felt by
individuals when they feel exposed or fearful
about changes
‘This stuff is more
trouble that it’s
worth.’
• People outside the pilot group, and some of
those within the pilot group, may be impatient
for positive results
‘This stuff isn’t
working!’
• The pilot group become evangelists for the
change, setting up a reaction from the
‘outsiders’
‘We have the right
way!’/’They don’t
understand us!’
• The challenges of redesigning and rethinking change appear when
the change achieves some visible measure of success
• This challenge is about the conflicts that can arise between
successful pilot groups, who start to want to do more, and
those who see as the body of the organization
‘Who’s in charge of
this stuff?’
• The challenge of spreading knowledge of new ideas and
processes around the organization is a tough one
‘We keep
reinventing the
wheel!’
• ‘Engaging people around deep questions of purpose and
strategy is fraught with challenges because it opens the door
to a traditionally closed inner sanctum of top management’.
‘Where are we
going and what are
we here for?’
• The author’s view
• Consider running a pilot for any large-scale organizational change
• Keep your change process goals realistic
• Understand your role in staying close to change efforts beyond the
kick-off
• Recognize and reward activities that are already going the right way
• Be as open as you can about the purpose and mission of your
enterprise
Management of change- Team Change 31
• Use the metaphor of flux and transformation to view
organizations
• The implications
• Change, or a new order of things, will emerge naturally from clean
communication, conflict and tension .
• As a manager, you are not outside of the system, controlling it, or
planning to alter it, you are part of the whole environment
The writing deals bravely with the paradox ‘Our interaction, no
matter how considered or passionate , is always evolving in
ways that we cannot control or predict in the longer term, no
matter how sophisticated our planning tools’
• The author’s view:
• A paradox
• sets up some anxiety in managers and consultants who are
disquieted by the suggestion that our intellectual strivings to
collectively diagnose problems and design futures
• may be missing the point
Management of change- Team Change 34
“I want to help us appreciate
ourselves as fellow
improvisers in ensemble
work, constantly constructing
the future and our part in it”
“This is not to say that systems
thinking has no use at all. It
clearly does if one is trying to
understand, and even more,
trying to design interactions of a
repetitive kind to achieve kinds of
performance that are known in
advance”
• In complex change, the leader’s role is to:
• Decide what business the organization is in, and stretch people’s thinking
on how to get there.
• Ensure that there is a high level of connectivity between different parts of
the organization, encouraging feedback, optimizing information flow,
enabling learning
• Focus people’s attention on important differences: between current and
desired performance, between style of working, between past and
present results
Management of change- Team Change 36

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Chapter 5

  • 1. Models of and approaches to organizational change Management of change- Team Change 1
  • 2. Management of change- Team Change 2
  • 3.
  • 4. • Beckhard and Harris say: Factors A, B, and D must outweigh the perceived costs [X] for the change to occur. If any person or group whose commitment is needed is not sufficiently dissatisfied with the present state of affairs [A], eager to achieve the proposed end state [B] and convinced of the feasibility of the change [D], then the cost [X] of changing is too high, and that person will resist the change. t
  • 5. Case study • Three areas of improvement were targeted: • vision: project managers were encouraged to build and communicate clearer, more compelling project goals; • dissatisfaction: this was translated into two elements, clear rationale and a felt sense of urgency. Project managers were encouraged to improve their ability to communicate a clear rationale for making changes. They were also advised to set clear deadlines and stick to them, and to visibly resource important initiatives, to increase the felt need for change; • practical first steps: project managers were advised to define their plans for change early in the process and to communicate these in a variety of ways, to improve the level of buy-in from implementers and stakeholders. j
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  • 8. • The work. This is the actual day-to-day activities carried out by individuals.Process design, pressures on the individual and availablerewards must all be considered under this element. • The people. This is about the skills and characteristics of the people who work in an organization. What are their expectations, what are their backgrounds? • The formal organization. This refers to the structure, systems and policies in place. How are things formally organized? • The informal organization. This consists of all the unplanned unwritten activities that emerge over time such as power, influence, values and norms.
  • 9. • The seven ‘S’ categories are: • staff: important categories of people; • skills: distinctive capabilities of key people; • systems: routine processes; • style: management style and culture; • shared values: guiding principles; • strategy: organizational goals and plan, use of resources; • structure: the organization chart.
  • 10. Management of change- Team Change 10
  • 11. Transition • More complex. • Focuses on enhancing our understanding of what goes on during transition. • How we can manage this process more effectively. • Separate the mechanistic functional changes from the natural human process of becoming emotionally aware of change and adapting to the new way of things. Management of change- Team Change 11 k M q
  • 12. Bridges says: Transition is about letting go of the past and taking up new behaviours or ways of thinking. Planned change is about physically moving office, or installing new equipment, or restructuring. Transition lags behind planned change because it is more complex and harder to achieve. Change is situational and can be planned, whereas transition is psychological and less easy to manage. Management of change- Team Change 12
  • 13. • While focusing on the importance of understanding what is going on emotionally at each stage in the change process, Bridges also provides a list of useful activities to be attended to during each phase Management of change- Team Change 13 u t j
  • 14. Ending • Before you can begin something new, you have to end what used to be. • You need to identify who is losing what, expect a reaction and acknowledge the losses openly. • Repeat information about what is changing – it will take time to sink in. • Mark the endings. Management of change- Team Change 14
  • 15. Neutral zone • People feel disoriented. • Motivation falls and anxiety rises. • Consensus may break down as attitudes become polarized. It can also be quite a creative time. • The manager’s job is to ensure that people recognize the neutral zone and treat it as part of the process. • Temporary structures may be needed – possibly task forces and smaller teams. Management of change- Team Change 15
  • 16. The Plague Management of change- Team Change 16 • Magnify the plagues • Mark the ending. • Deal with the murmuring. • Give people access to the decision makers. • Capitalize on the creative opportunity provided by the wilderness. • Resist the urge to rush ahead. • Understand the neutral zone leadership is special.
  • 17. New beginning • They cannot be planned and predicted , but they can be encouraged, supported and reinforced. • 4 key elements to help them make a new beginning: the purpose behind the change. a picture of how this new organization will look and feel. a step by step plan to get there. a part to play in the outcome. • The beginning is reached when people feel they can make the emotional commitment to doing something in a new way. • Neutral zone is longer and the endings are more protracted for those further down the management hierarchy. • This can lead to impatience from managers who have emotionally stepped into a new beginning, while their people seem to lag behind, seemingly stuck in an ending Management of change- Team Change 17 c
  • 18. Our view • Closure of a site, redundancy, acquisition or merger. • The endings and new beginnings are real tangible events in these situations, and the neutral zone important, though uncomfortable. • It is more difficult to use the model for anticipatory change or home-grown change where the endings and beginning are more fluid, and therefore harder to know. • The model encourages everyone involved to get a sense of where they are in the process of transition. This is a scary process. • Those close to the changes (managers and team leaders ) may experience a difficulty when they have reached a new beginning and their people are still working on an ending. This is one of the great frustrations of this type of change process, and we counsel managers to: • recognize what is happening; • assertively tell staff what will happen while acknowledging their feelings; • be prepared to answer questions about the future again and again and again; • say you don’t know, if you don’t know; • expect the neutral zone to last a while and give it a positive name such as ‘setting our sights’ or ‘moving in’ or ‘getting to know you’. Management of change- Team Change 18
  • 19. Management of change- Team Change 19
  • 20. • Colin Carnall (1990) has produced a useful model that brings together a number of perspectives on change. He says that the effective management of change depends on the level of management skill in the following areas: managing transitions effectively. dealing with organizational cultures. managing organizational politics. Management of change- Team Change 20
  • 21. • Carnall makes the point that ‘only by synthesizing the management of transition, dealing with organizational cultures and handling organizational politics constructively, can we create the environment in which creativity, risk-taking and the rebuilding of self-esteem and performance can be achieved’. Management of change- Team Change 21
  • 22. Management of change- Team Change 22
  • 23. Our view Carnall’s model obviously focuses on the role of the manager during a change process, rather than illuminating the process of change. It provides a useful checklist for management attention, and has strong parallels with William Bridges’ ideas of endings, transitions and beginnings. Management of change- Team Change 23
  • 24. Management of change- Team Change 24
  • 25. • Political, organism, flux and transformation • Focus on sustainable change • “To understand why sustaining significant change is so elusive , we need to think less like managers and more like biologists.” • Guidelines: • Start small • Grow steadily • Don’t plan the whole thing • Expect challenges
  • 26. • Different on other work on change • Not give formulaic solutions, or ‘how to’ approaches • Gives ideas and suggestions for dealing with the balancing forces of equilibrium in organizational systems (resistance).
  • 27. • The balance force is: • key challenges of initiating change • arise when any group of people starts to do things differently: u
  • 28. • People think that the challenges of sustaining change come to the fore when the pilot group becomes successful • This challenge concerns the discomfort felt by individuals when they feel exposed or fearful about changes ‘This stuff is more trouble that it’s worth.’ • People outside the pilot group, and some of those within the pilot group, may be impatient for positive results ‘This stuff isn’t working!’ • The pilot group become evangelists for the change, setting up a reaction from the ‘outsiders’ ‘We have the right way!’/’They don’t understand us!’
  • 29. • The challenges of redesigning and rethinking change appear when the change achieves some visible measure of success • This challenge is about the conflicts that can arise between successful pilot groups, who start to want to do more, and those who see as the body of the organization ‘Who’s in charge of this stuff?’ • The challenge of spreading knowledge of new ideas and processes around the organization is a tough one ‘We keep reinventing the wheel!’ • ‘Engaging people around deep questions of purpose and strategy is fraught with challenges because it opens the door to a traditionally closed inner sanctum of top management’. ‘Where are we going and what are we here for?’
  • 30. • The author’s view • Consider running a pilot for any large-scale organizational change • Keep your change process goals realistic • Understand your role in staying close to change efforts beyond the kick-off • Recognize and reward activities that are already going the right way • Be as open as you can about the purpose and mission of your enterprise
  • 31. Management of change- Team Change 31
  • 32. • Use the metaphor of flux and transformation to view organizations • The implications • Change, or a new order of things, will emerge naturally from clean communication, conflict and tension . • As a manager, you are not outside of the system, controlling it, or planning to alter it, you are part of the whole environment
  • 33. The writing deals bravely with the paradox ‘Our interaction, no matter how considered or passionate , is always evolving in ways that we cannot control or predict in the longer term, no matter how sophisticated our planning tools’
  • 34. • The author’s view: • A paradox • sets up some anxiety in managers and consultants who are disquieted by the suggestion that our intellectual strivings to collectively diagnose problems and design futures • may be missing the point Management of change- Team Change 34 “I want to help us appreciate ourselves as fellow improvisers in ensemble work, constantly constructing the future and our part in it” “This is not to say that systems thinking has no use at all. It clearly does if one is trying to understand, and even more, trying to design interactions of a repetitive kind to achieve kinds of performance that are known in advance”
  • 35. • In complex change, the leader’s role is to: • Decide what business the organization is in, and stretch people’s thinking on how to get there. • Ensure that there is a high level of connectivity between different parts of the organization, encouraging feedback, optimizing information flow, enabling learning • Focus people’s attention on important differences: between current and desired performance, between style of working, between past and present results
  • 36. Management of change- Team Change 36