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DNV  GL  ©  
System  Readiness  Assessment  
  
How  to  assess  the  technological      
matureness  of  future  energy  systems?  
Power  Grid  
Gas  Grid  
Wind  
turbine  
Fuel  cells  
Combustion  
turbines  
Methanation  
Chemical  
plants  
Electrolysis  
Hydrogen  
storage  
Nina  Kallio  
MSc  student  
University  of  Groningen  
Energy  and  Environmental  Sciences  
DNV  GL  ©  
Introduction:  
    
Background:  Roadmaps,  future  scenarios,  targets    
  
Aim:  To  build  a  methodology  in  order  to  assess  the  technological  
maturity  of  future  energy  systems  
  
How  to  assess  the  technological  maturity  of    
future  energy  systems  in  a  quantitative  way   
  
Relevance:  
Development  phase  assessments  
Supporting  tool  for  technology  development  management  
Technology  Readiness  Level  verifications  
Comparison  of    different  systems  with  similar  functions  
DNV  GL  ©  
Verification    
and  validation  
of  the  
methodology  
Building  of    
methodology  to    
assess  systems    
in  energy  sector  
Conclusions  
Results  
Case  studies  
Assessment  tools  
Description  and  analysis  
of  the  methods  
Literature  review  
Research  process  
DNV  GL  ©  
System  Readiness  Level  
Technology  Readiness  Level   Integration  Readiness  Level  
DNV  GL  ©  
Technology  Readiness  Level  (TRL):  Background  
Defines  the  maturity  of  a  technology  
with  a  scale  from  1  (least  mature)    
to  9  (fully  implemented  and  operational)  
  
Used  by  NASA  since  the  80s  
  
Implemented  also  by    
U.S  DoD  and  DoE;;  and  in  EU  
Research  and  Innovation  
Program  Horizon  2020  
  
Definitions  by  DoE  
should  be  used  also  
in  Europe  
DNV  GL  ©  
Assessing  TRL  
Original  tool  with  274  yes/no   questions  by  AFRL  
  
In  this  thesis  an  Excel-­based  tool  was  built  
137  yes/no  -­questions  
Divided  between  levels  
Questions  answered  by  
experts  
Se
NO YES
1.1 Basic  technology  processes  and  principles  have  been  observed  and  reported
1.2
The  problem  or  opportunity  that  the  technology  addresses  has  been  
identified  
1.3
Physical  laws  and  assumptions  used  in  the  new  technology  have  been  
identified  and  defined
1.4 Research  hypothesis  formulated  
1.5 Knowledge  who  would  perform  research  and  where  it  would  be  done  
1.6 Paper  studies  confirm  basic  principles:  basic  characterization  data  exists  
1.7
Initial  scientific  observations  reported  in  journals/conference  
proceedings/technical  report  
TRL  1  met  by
TRL  1
TECHNOLOGY  READINESS  LEVEL  (TRL)  CALCULA
57%
DNV  GL  ©  
System  Readiness  Level  
Technology  Readiness  Level   Integration  Readiness  Level  
DNV  GL  ©  
Integration  Readiness  Level  (IRL):  Background  
Original  7  levels  introduced  by    
Gove  in  2007  
  
Sauser  et  al.  modified  to    
current  scale  of  9  levels    
  
Used  in  space  and    
defense  applications  
  
Definitions  should  be  used  in    
Energy  sector  
  
  
DNV  GL  ©  
Assessing  IRL  
Sauser  et  al.  assessed  the  criticality  of  79  questions  with  33  system    
development  experts  (governmental  and  industrial)  in  2011    
  
In  this  thesis  an  Excel-­based  tool    
was  built  
79  yes/no  -­questions  
Divided  between  levels  
Questions  answered  by    
experts  
  
  
  
Se
NO YES
1.1 Principal  integration  technologies  have  been  identified
1.2
Top-­‐level  functional  architecture  and  interface  points  have  been  
defined
1.3
Availability  of  principal  integration  technologies  is  known  and  
documented
1.4 Integration  concept/plan  has  been  defined/drafted
1.5 Integration  test  concept/plan  has  been  defined/drafted
1.6
High-­‐level  Concept  of  Operations  and  principal  use  cases  have  been  
defined/drafted
1.7 Integration  sequence  approach/schedule  has  been  defined/drafted
1.8 Interface  control  plan  has  been  defined/drafted
1.9
Principal  integration  and  test  resource  requirements  (facilities,  
hardware,  software,  surrogates,  etc)  have  been  defined/identified
1.10 Integration  &  Test  Team  roles  and  responsibilities  have  been  defined
70%IRL  1  met  by
INTEGRATION  READINESS  LEVEL  (IRL)  CAL
IRL  1
DNV  GL  ©  
Check-­list   Check-­list  
   I   
Objective  Tool  Result  
System  Readiness  Level  
Technology  Readiness  Level   Integration  Readiness  Level  
DNV  GL  ©  
Check-­list   Check-­list  
   I   
Objective  Tool  Result  
System  Readiness  Level  
Technology  Readiness  Level   Integration  Readiness  Level  
Model  
DNV  GL  ©  
System  Readiness  Level  (SRL):  Background  
Method  by  Sauser  et  al.  (2011)  
  
Simplified  version:  TRL  *  IRL  =  SRL  
  
Verified  by  assessing  failed  NASA  missions  
DNV  GL  ©  
Technology  
1  
Technology  
2  
Technology  
3  
TRL  5   TRL  6   TRL  9  
IRL  2   IRL  7  
Technology  
4  
IRL  5  
TRL  8  
SRL  
ITRL  1   ITRL  2  
ITRL  3  
ITRL  4  
DNV  GL  ©  
Verification  and  validation  of    
the  methodology  
Fossil  (F)   Hydrogen  (H)  
Electricity  
(FE)  
Ammonia  
(FA)  
Electricity  
(HE)  
Ammonia  
(HA)  
Current  (verification)   Emerging  (validation)  
DNV  GL  ©  
Power  Grid  
Gas  Grid  
Wind  
turbine  
Fuel  cells  
Combustion  
turbines  
Methanation  
Chemical  
plants  
Electrolysis  
Hydrogen  
storage  
Ammonia  
SYSTEM  
BOUNDARIES  
DNV  GL  ©  
Power  Grid  
Gas  Grid  
Combustion  
turbines  
Chemical  
plants  
Ammonia  
System  FE  
System  FA  
SYSTEM  F  
(for  verification)  
DNV  GL  ©  
Power  Grid  
Gas  Grid  
Wind  
turbine  
Fuel  cells  
Combustion  
turbines  
Methanation  
Chemical  
plants  
Electrolysis  
Hydrogen  
storage  
Ammonia  
SYSTEM  H  
(for  validation)  
DNV  GL  ©  
Power  Grid  
Gas  Grid  
Fuel  cells  
Combustion  
turbines  
Methanation  
Electrolysis  
System  HE  
DNV  GL  ©  
Power  Grid  
Wind  
turbine  
Chemical  
plants  
Electrolysis  
Hydrogen  
storage  
Ammonia  
System  HA  
DNV  GL  ©  
Verification  results  
Fossil  (F)  
100%  
Electricity  (FE)  
100%  
Ammonia  (FA)  
100%  
DNV  GL  ©  
TRL  and  IRL  results  in  validation  
Assessed   Check-­‐list  Result   Weighted  Result   >90%  result  
          TRL            
1.  GCT   9   -­‐   -­‐  
2.  Fuel  cell   6   -­‐   -­‐  
3.  Wind  turbine   9   -­‐   -­‐  
4.  Power  grid   9   -­‐   -­‐  
5.  Electrolyser   6   -­‐   -­‐  
6.  Methanation   2   3   5  
7.  Gas  grid   9   -­‐   -­‐  
8.  Hydrogen  storage   2   7   -­‐  
9.  Chemical  plant   -­‐   9*   -­‐  
                   
          IRL            
1.  GCT     Power  grid   9   -­‐   -­‐  
2.  Fuel  cell     Power  grid   1   6   -­‐  
3.  Wind  turbine     Power  grid   9;  9   -­‐   -­‐  
4.  Power  grid     Electrolyser   9   -­‐   -­‐  
5.  Electrolyser     Fuel  cells   2   -­‐   -­‐  
6.  Electrolyser     Hydrogen  storage   7   -­‐   -­‐  
7.  Electrolyser     Methanation   -­‐   3   1  
8.  Methanation     Gas  grid   3   9   -­‐  
9.  Gas  grid     GCT   9;  9   -­‐   -­‐  
10.  Hydrogen  storage     Chemical  plant   -­‐   9*   -­‐  
DNV  GL  ©  
SRL  Validation  Results  
Hydrogen  (H)  
75%  
Electricity  (HE)  
56%...68%  
Ammonia  (HA)  
74%...86%  
DNV  GL  ©  
ITRL  results  for  System  HE  
DNV  GL  ©  
ITRL  results  for  System  HA  
DNV  GL  ©  
ITRL  System  HA  
Wind  
turbine  
Power  
grid  
Chemical  
plant  
Hydroge
n  storage  
Electroly
sis  
                   
100%   89%   89%   77%   76%                      
ITRL  System  HE  
GCT   Gas  grid  
Power  
grid  
Methana
tion  
Fuel  cell  
Electroly
sis  
              
100%   78%   78%   52%   49%   48%                 
ITRL  System  H  
GCT  
Wind  
turbine  
Chemical  
plant  
Power  
grid  
Gas  grid  
Hydroge
n  storage  
Methana
tion  
Electroly
sis  
Fuel  cell  
100%   100%   89%   82%   78%   77%   52%   51%   49%  
ITRL  results  comparison  
DNV  GL  ©  
TRA  
Definitions  by  
DoE    
  
Performed  with  
Check-­list  
  
Result:    
  
IRA  
Definitions  by  
Sauser  et  al.  
  
Performed  with  
Check-­list  
  
Result:  
  
SRA  
Scale  from  0  
to  100%  
  
Calculated  with  
model  using  
TRLs  and  IRLs  
  
Result:  
  
Conclusions:  
Methodology  to  assess  future  energy  systems  
DNV  GL  ©  
Thank  You!    
  
Any  questions?  
Power  Grid  
Gas  Grid  
Wind  
turbine  
Fuel  cells  
Combustion  
turbines  
Methanation  
Chemical  
plants  
Electrolysis  
Hydrogen  
storage  

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Final thesis: Technological maturity of future energy systems

  • 1. DNV  GL  ©   System  Readiness  Assessment     How  to  assess  the  technological       matureness  of  future  energy  systems?   Power  Grid   Gas  Grid   Wind   turbine   Fuel  cells   Combustion   turbines   Methanation   Chemical   plants   Electrolysis   Hydrogen   storage   Nina  Kallio   MSc  student   University  of  Groningen   Energy  and  Environmental  Sciences  
  • 2. DNV  GL  ©   Introduction:       Background:  Roadmaps,  future  scenarios,  targets       Aim:  To  build  a  methodology  in  order  to  assess  the  technological   maturity  of  future  energy  systems     How  to  assess  the  technological  maturity  of     future  energy  systems  in  a  quantitative  way     Relevance:   Development  phase  assessments   Supporting  tool  for  technology  development  management   Technology  Readiness  Level  verifications   Comparison  of    different  systems  with  similar  functions  
  • 3. DNV  GL  ©   Verification     and  validation   of  the   methodology   Building  of     methodology  to     assess  systems     in  energy  sector   Conclusions   Results   Case  studies   Assessment  tools   Description  and  analysis   of  the  methods   Literature  review   Research  process  
  • 4. DNV  GL  ©   System  Readiness  Level   Technology  Readiness  Level   Integration  Readiness  Level  
  • 5. DNV  GL  ©   Technology  Readiness  Level  (TRL):  Background   Defines  the  maturity  of  a  technology   with  a  scale  from  1  (least  mature)     to  9  (fully  implemented  and  operational)     Used  by  NASA  since  the  80s     Implemented  also  by     U.S  DoD  and  DoE;;  and  in  EU   Research  and  Innovation   Program  Horizon  2020     Definitions  by  DoE   should  be  used  also   in  Europe  
  • 6. DNV  GL  ©   Assessing  TRL   Original  tool  with  274  yes/no   questions  by  AFRL     In  this  thesis  an  Excel-­based  tool  was  built   137  yes/no  -­questions   Divided  between  levels   Questions  answered  by   experts   Se NO YES 1.1 Basic  technology  processes  and  principles  have  been  observed  and  reported 1.2 The  problem  or  opportunity  that  the  technology  addresses  has  been   identified   1.3 Physical  laws  and  assumptions  used  in  the  new  technology  have  been   identified  and  defined 1.4 Research  hypothesis  formulated   1.5 Knowledge  who  would  perform  research  and  where  it  would  be  done   1.6 Paper  studies  confirm  basic  principles:  basic  characterization  data  exists   1.7 Initial  scientific  observations  reported  in  journals/conference   proceedings/technical  report   TRL  1  met  by TRL  1 TECHNOLOGY  READINESS  LEVEL  (TRL)  CALCULA 57%
  • 7. DNV  GL  ©   System  Readiness  Level   Technology  Readiness  Level   Integration  Readiness  Level  
  • 8. DNV  GL  ©   Integration  Readiness  Level  (IRL):  Background   Original  7  levels  introduced  by     Gove  in  2007     Sauser  et  al.  modified  to     current  scale  of  9  levels       Used  in  space  and     defense  applications     Definitions  should  be  used  in     Energy  sector      
  • 9. DNV  GL  ©   Assessing  IRL   Sauser  et  al.  assessed  the  criticality  of  79  questions  with  33  system     development  experts  (governmental  and  industrial)  in  2011       In  this  thesis  an  Excel-­based  tool     was  built   79  yes/no  -­questions   Divided  between  levels   Questions  answered  by     experts         Se NO YES 1.1 Principal  integration  technologies  have  been  identified 1.2 Top-­‐level  functional  architecture  and  interface  points  have  been   defined 1.3 Availability  of  principal  integration  technologies  is  known  and   documented 1.4 Integration  concept/plan  has  been  defined/drafted 1.5 Integration  test  concept/plan  has  been  defined/drafted 1.6 High-­‐level  Concept  of  Operations  and  principal  use  cases  have  been   defined/drafted 1.7 Integration  sequence  approach/schedule  has  been  defined/drafted 1.8 Interface  control  plan  has  been  defined/drafted 1.9 Principal  integration  and  test  resource  requirements  (facilities,   hardware,  software,  surrogates,  etc)  have  been  defined/identified 1.10 Integration  &  Test  Team  roles  and  responsibilities  have  been  defined 70%IRL  1  met  by INTEGRATION  READINESS  LEVEL  (IRL)  CAL IRL  1
  • 10. DNV  GL  ©   Check-­list   Check-­list     I   Objective  Tool  Result   System  Readiness  Level   Technology  Readiness  Level   Integration  Readiness  Level  
  • 11. DNV  GL  ©   Check-­list   Check-­list     I   Objective  Tool  Result   System  Readiness  Level   Technology  Readiness  Level   Integration  Readiness  Level   Model  
  • 12. DNV  GL  ©   System  Readiness  Level  (SRL):  Background   Method  by  Sauser  et  al.  (2011)     Simplified  version:  TRL  *  IRL  =  SRL     Verified  by  assessing  failed  NASA  missions  
  • 13. DNV  GL  ©   Technology   1   Technology   2   Technology   3   TRL  5   TRL  6   TRL  9   IRL  2   IRL  7   Technology   4   IRL  5   TRL  8   SRL   ITRL  1   ITRL  2   ITRL  3   ITRL  4  
  • 14. DNV  GL  ©   Verification  and  validation  of     the  methodology   Fossil  (F)   Hydrogen  (H)   Electricity   (FE)   Ammonia   (FA)   Electricity   (HE)   Ammonia   (HA)   Current  (verification)   Emerging  (validation)  
  • 15. DNV  GL  ©   Power  Grid   Gas  Grid   Wind   turbine   Fuel  cells   Combustion   turbines   Methanation   Chemical   plants   Electrolysis   Hydrogen   storage   Ammonia   SYSTEM   BOUNDARIES  
  • 16. DNV  GL  ©   Power  Grid   Gas  Grid   Combustion   turbines   Chemical   plants   Ammonia   System  FE   System  FA   SYSTEM  F   (for  verification)  
  • 17. DNV  GL  ©   Power  Grid   Gas  Grid   Wind   turbine   Fuel  cells   Combustion   turbines   Methanation   Chemical   plants   Electrolysis   Hydrogen   storage   Ammonia   SYSTEM  H   (for  validation)  
  • 18. DNV  GL  ©   Power  Grid   Gas  Grid   Fuel  cells   Combustion   turbines   Methanation   Electrolysis   System  HE  
  • 19. DNV  GL  ©   Power  Grid   Wind   turbine   Chemical   plants   Electrolysis   Hydrogen   storage   Ammonia   System  HA  
  • 20. DNV  GL  ©   Verification  results   Fossil  (F)   100%   Electricity  (FE)   100%   Ammonia  (FA)   100%  
  • 21. DNV  GL  ©   TRL  and  IRL  results  in  validation   Assessed   Check-­‐list  Result   Weighted  Result   >90%  result            TRL           1.  GCT   9   -­‐   -­‐   2.  Fuel  cell   6   -­‐   -­‐   3.  Wind  turbine   9   -­‐   -­‐   4.  Power  grid   9   -­‐   -­‐   5.  Electrolyser   6   -­‐   -­‐   6.  Methanation   2   3   5   7.  Gas  grid   9   -­‐   -­‐   8.  Hydrogen  storage   2   7   -­‐   9.  Chemical  plant   -­‐   9*   -­‐                            IRL           1.  GCT    Power  grid   9   -­‐   -­‐   2.  Fuel  cell    Power  grid   1   6   -­‐   3.  Wind  turbine    Power  grid   9;  9   -­‐   -­‐   4.  Power  grid    Electrolyser   9   -­‐   -­‐   5.  Electrolyser    Fuel  cells   2   -­‐   -­‐   6.  Electrolyser    Hydrogen  storage   7   -­‐   -­‐   7.  Electrolyser    Methanation   -­‐   3   1   8.  Methanation    Gas  grid   3   9   -­‐   9.  Gas  grid    GCT   9;  9   -­‐   -­‐   10.  Hydrogen  storage    Chemical  plant   -­‐   9*   -­‐  
  • 22. DNV  GL  ©   SRL  Validation  Results   Hydrogen  (H)   75%   Electricity  (HE)   56%...68%   Ammonia  (HA)   74%...86%  
  • 23. DNV  GL  ©   ITRL  results  for  System  HE  
  • 24. DNV  GL  ©   ITRL  results  for  System  HA  
  • 25. DNV  GL  ©   ITRL  System  HA   Wind   turbine   Power   grid   Chemical   plant   Hydroge n  storage   Electroly sis                   100%   89%   89%   77%   76%                   ITRL  System  HE   GCT   Gas  grid   Power   grid   Methana tion   Fuel  cell   Electroly sis               100%   78%   78%   52%   49%   48%               ITRL  System  H   GCT   Wind   turbine   Chemical   plant   Power   grid   Gas  grid   Hydroge n  storage   Methana tion   Electroly sis   Fuel  cell   100%   100%   89%   82%   78%   77%   52%   51%   49%   ITRL  results  comparison  
  • 26. DNV  GL  ©   TRA   Definitions  by   DoE       Performed  with   Check-­list     Result:       IRA   Definitions  by   Sauser  et  al.     Performed  with   Check-­list     Result:     SRA   Scale  from  0   to  100%     Calculated  with   model  using   TRLs  and  IRLs     Result:     Conclusions:   Methodology  to  assess  future  energy  systems  
  • 27. DNV  GL  ©   Thank  You!       Any  questions?   Power  Grid   Gas  Grid   Wind   turbine   Fuel  cells   Combustion   turbines   Methanation   Chemical   plants   Electrolysis   Hydrogen   storage