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OECD COMPETITION
TRENDS 2021
Vol 1. Global Competition Enforcement Update
Vol 2. Global Merger Control
STATISTICAL
HIGHLIGHTS
oe.cd/comp-trends
OECD COMPETITION
TRENDS 2021
Vol 1. Global Competition Enforcement Update
Vol 2. Global Merger Control
STATISTICAL
HIGHLIGHTS
Volume I
GLOBAL
COMPETITION
ENFORCEMENT
UPDATE
2015-2019
Coverage of the OECD CompStats Database, 2019
AR BR CA
CL
CO
CR
EC
SV
MX
PE
US
AU
TW
IN
ID
JP
KR
NZ
AT
BE
BG
HR
CZ
DK
EE
EU
FI
FR
DE
GR
HU
IS
IE
IT
LV
LT
LU
MT
NL
NO
PL
PT
RO
SK
SI
ES
SE
CH
GB
EG
IL
KZ
RU
ZA TR UA
Chart Title
56
ASIA-PACIFIC
7
AMERICAS
11
OTHER
7
EUROPE
31
OECD
37*
NON-OECD
19
% OF WORLD
POPULATION
% OF WORLD
GDP
YEARS
OF DATA
48% 68% 5
* Includes the 36 OECD countries and the European Union. Colombia, although having become a member in 2020, has been treated a non-member, as the data pertained
to the years before Colombia’s accession.
General overview of competition resources
and enforcement activity, 2019
Note: Data based on the 52 jurisdictions in the CompStats database for which complete data has been received. Budget data includes 49 jurisdictions that provided budget data for solely competition activities for all five years.
OECD vs non-OECD logos show the average annual growth rate from 2015 to 2019. Budget number is in 2019 EUR. Source: OECD CompStats Database.
Total 1.155 Billion
Average 23.57 Million
Median 10.19 Million
Total 10 768
Average 207
Median 100
Abuse of dominance 212
Cartel decisions 449
Mergers 8 636
COMPETITION BUDGET (EUR)
GROWTH RATE 2018-2019
OECD -0.5 %
NON-OECD -4.0 %
GROWTH RATE 2018-2019
OECD +2.4 %
NON-OECD +1.8 %
GROWTH RATE 2018-2019
OECD +5.5 %
NON-OECD +3.1 %
COMPETITION STAFF TOTAL DECISIONS
AMERICAS
400.8 M
AVG 40 M EUROPE
399.6 M
AVG 14 M
ASIA-
PACIFIC
228.7 M
AVG 38 M
OTHER
126 M
AVG 25 M
TOTAL
1.155 bn
AVG 23.57 M
EUROPE
3 934
AVG 131
ASIA-
PACIFIC
1 625
AVG 232
OTHER
497
AVG 99
TOTAL
9 297
AMERICAS
3 241
AVG 324
EUROPE
3 122
AVG 104
OTHER
3 187
AVG 637
TOTAL
10 768
AVG 207
ASIA-
PACIFIC
2 068
AVG 295
AMERICAS
2 391
AVG 239
Average budget per agency, 2015-2019
Note: Data based on the 49 jurisdictions in the CompStats database that provided budget data for solely competition activities for all five years. Budget figures are in 2015 EUR (non-euro currencies are
converted using 2015 official exchange rates on 31 December 2015) to eliminate currency fluctuations distorting budget changes. Source: OECD CompStats Database.
10 20 30 40 50
All jurisdictions
Non-OECD
OECD
Americas
Asia-Pacific
Europe
Other
EUR million
2015 2016 2017 2018 2019 Regions
Change in enforcement activity by jurisdiction, 2015-2019
Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Each ‘wedge of three/four rectangles represents the development of the respective indicators in one of the jurisdictions.
The development was calculated by using the average annual growth rate (AAGR) by jurisdiction. (“increase” indicates an AAGR-increase of 5% or more, “stable” indicates an AAGR-change between -5% and 5%, “decrease”
indicates a AAGR-decrease of 5% or more, “low activity” indicates insufficient activity to calculate a meaningful change, and “No data/N.A.” indicates that no data is available or that this indicator is not applicable for the
particular jurisdiction). Source: OECD CompStats Database.
Cartels
Abuse of
dominance
Mergers
Each wedge
represents one
and the same
jurisdiction
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Mergers Cartels Abuse of
dominance
Percentage of jurisdictions
Average number of dawn raids per agency, 2015-2019
Note: * Two jurisdictions in the group “Other” and one jurisdiction in the Asia-Pacific region are responsible for the high values in 2018. Data based on the 50 jurisdictions in the CompStats database that provided data for five years.
Source: OECD CompStats Database.
2015 2016 2017 2018 2019 Regions
5
10
15
20
25
30
35
40
45
All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other*
Average number of cartel decisions
per agency, 2015-2019
Note: * In 2018, one jurisdiction is mainly responsible for the spike in the number of cartel decisions in Asia-Pacific in 2018. Data based on the 50 jurisdictions in the CompStats database that provided data for five years.
Source: OECD CompStats Database.
5 10 15 20 25 30 35
All jurisdictions
Non-OECD
OECD
Americas
Asia-Pacific
Europe
Other*
2015 2016 2017 2018 2019 Regions
Average number of abuse of dominance decisions
per agency, 2015-2019
Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years.
Source: OECD CompStats Database.
2 4 6 8 10 12 14 16 18
All jurisdictions
Non-OECD
OECD
Americas
Asia-Pacific
Europe
Other
2015 2016 2017 2018 2019 Regions
Total number of abuse of dominance decisions
by jurisdiction, 2015-2019
Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Each number represents one jurisdiction.
Source: OECD CompStats Database.
share of top
5 jurisdictions
in total abuse of
dominance cases
67%
Total of fines imposed by type of infringement,
by year, 2015-2019 (EUR billion)
Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Fines are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates on 31 December 2015)
to eliminate currency fluctuations distorting fines changes.
Source: OECD CompStats Database.
0.5 0.3
4.2
6.1
2.2
4.7
6.2 6.4
5.2
7.1
1
2
3
4
5
6
7
8
2015 2016 2017 2018 2019
EUR billion
Abuse of dominance Cartels
Average number of companies fined per cartel decision,
by year, 2015-2019
Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Fines are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates on 31 December 2015)
to eliminate currency fluctuations distorting fines changes.
Source: OECD CompStats Database.
4.7
4.1
3.5
3.0
2.7
1
2
3
4
5
2015 2016 2017 2018 2019
Fines-to-budget ratio, 2015-2019
Note: Data based on the 47 jurisdictions in the CompStats database that provided budget for solely competition activities and fines data for five years. Budget and fines figures are in 2015 EUR (non-euro
currencies are converted using 2015 official exchange rates (on 31 December 2015) to eliminate currency fluctuations distorting budget and fines changes. One jurisdiction in the “Other” group was responsi-
ble for the spike of fines in 2018 and 2019. Source : OECD CompStats Database.
7.9
6.4
8.5
4.6 5
10.2
0.2
4.5
6.5
4
7.3
2.3
4.4
1.2
7.7
14.9
5.7
8.2
14.7
6.4
1.3
28
4.9
11.5
1.5
5.7
10
16.6
7.2
4.4
1.8
8.3
10
20
30
40
50
All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other
83.8
300.4
50.8
average number
of times
that fines exceeded
agencies’ budgets
in 2019
10
2015 2016 2017 2018 2019 Regions
OECD COMPETITION
TRENDS 2021
Vol 1. Global Competition Enforcement Update
Vol 2. Global Merger Control
STATISTICAL
HIGHLIGHTS
Volume II
GLOBAL
MERGER
CONTROL
Coverage of the OECD CompStats merger regimes
Note: Based on data from the 54 jurisdictions in OECD CompStats database with a merger control regime in place.
Source: OECD CompStats database and OECD analysis based on publicly available information
Note: Data from the 56 jurisdictions in the OECD CompStats database and OECD analysis based on
publicly available information. Source: OECD CompStats Database.
46
1
4
2 1
Mandatory and pre-merger
Mandatory and post-merger
Mandatory and pre- or post-
merger
Voluntary and pre-merger
Voluntary and pre- or post-
merger
One-phase
approach
Two-phase
approach
7
47
No regime
2
Notes: Data from the 48 jurisdictions in the OECD CompStats database with a merger regime. Decisions include cases in which the waiting period had expired.
Source: OECD CompStats database.
2 671 2 759 3 069 3 174 3 039
1 467 1 396
1 360 1 461 1 503
3 282 3 499
3 605
3 828 3 682
317
400
449
429 412
8 049 8 284
8 566
9 155 9 272
0
1 000
2 000
3 000
4 000
5 000
6 000
7 000
8 000
9 000
10 000
2015 2016 2017 2018 2019
Americas Asia-Pacific Europe Other Total Notifications
Merger decisions and notifications in
selected regions, 2015-2019
Overview of types of merger decisions, 2019
Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years. Phase I clearances, Phase I clearances with
remedies, and Phase II prohibitions include single-phase decisions. Phase I and Phase II clearances include cases of expiration of waiting period.
Source: OECD CompStats database.
Phase I clearances
without remedy
95.7%
Phase I clearances with
remedies
0.7%
Phase II clearances
without remedy
2.2%
Phase II clearances
with remedies
1% Prohibitions
0.4%
Other
4.3%
Distribution of merger decisions by jurisdiction, 2019
Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years.
Source: OECD CompStats database.
59%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
0
500
1 000
1 500
2 000
OECD CompStats jurisdictions
Total number of decisions (left axis) Cumulative percentage (right axis)
Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years. The figures slightly overestimate the number of
blocked or withdrawn transactions as they include prohibitions decisions and withdrawals of the same transaction by different agencies.
Source: OECD CompStats database.
Prohibition decisions and
withdrawn notifications, 2015-2019
10
15 16
24 27
24
40
32
40 40
0
10
20
30
40
50
2015 2016 2017 2018 2019
Total number of prohibitions Total number of withdrawn notifications
Source: OECD analysis based on publicly available information.
Top-ten sectors with highest number
of blocked mergers, 2015-2019
0
2
4
6
8
10
12
14
16
Retail and
wholesale
TMT Transportation Industrial Metal and
mining
Energy Aviation Food and
beverage
Healthcare Banking
2015 2016 2017 2018 2019
Source: OECD analysis based on publicly available information.
No. of decisions with remedy and percentage of
total merger decisions with remedy, 2015-2019
5.9%
5.2%
6.4%
5.0%
6.6%
0%
1%
2%
3%
4%
5%
6%
7%
8%
9%
0
20
40
60
80
100
120
140
160
180
2015 2016 2017 2018 2019
Number of decisions with remedies (left axis)
Percentage of decisions with remedies over total number of decisions (right axis)
GLOBAL MERGER CONTROL
OECD Competition Trends, Volume II
2021
OECD COMPETITION TRENDS 2021
Vol 1. Global Competition Enforcement Update
Vol 2. Global Merger Control
Full publications available at oe.cd/comp-trends

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OECD Competition Trends 2020 - Statistical Highlights

  • 1. OECD COMPETITION TRENDS 2021 Vol 1. Global Competition Enforcement Update Vol 2. Global Merger Control STATISTICAL HIGHLIGHTS oe.cd/comp-trends
  • 2. OECD COMPETITION TRENDS 2021 Vol 1. Global Competition Enforcement Update Vol 2. Global Merger Control STATISTICAL HIGHLIGHTS Volume I GLOBAL COMPETITION ENFORCEMENT UPDATE 2015-2019
  • 3. Coverage of the OECD CompStats Database, 2019 AR BR CA CL CO CR EC SV MX PE US AU TW IN ID JP KR NZ AT BE BG HR CZ DK EE EU FI FR DE GR HU IS IE IT LV LT LU MT NL NO PL PT RO SK SI ES SE CH GB EG IL KZ RU ZA TR UA Chart Title 56 ASIA-PACIFIC 7 AMERICAS 11 OTHER 7 EUROPE 31 OECD 37* NON-OECD 19 % OF WORLD POPULATION % OF WORLD GDP YEARS OF DATA 48% 68% 5 * Includes the 36 OECD countries and the European Union. Colombia, although having become a member in 2020, has been treated a non-member, as the data pertained to the years before Colombia’s accession.
  • 4. General overview of competition resources and enforcement activity, 2019 Note: Data based on the 52 jurisdictions in the CompStats database for which complete data has been received. Budget data includes 49 jurisdictions that provided budget data for solely competition activities for all five years. OECD vs non-OECD logos show the average annual growth rate from 2015 to 2019. Budget number is in 2019 EUR. Source: OECD CompStats Database. Total 1.155 Billion Average 23.57 Million Median 10.19 Million Total 10 768 Average 207 Median 100 Abuse of dominance 212 Cartel decisions 449 Mergers 8 636 COMPETITION BUDGET (EUR) GROWTH RATE 2018-2019 OECD -0.5 % NON-OECD -4.0 % GROWTH RATE 2018-2019 OECD +2.4 % NON-OECD +1.8 % GROWTH RATE 2018-2019 OECD +5.5 % NON-OECD +3.1 % COMPETITION STAFF TOTAL DECISIONS AMERICAS 400.8 M AVG 40 M EUROPE 399.6 M AVG 14 M ASIA- PACIFIC 228.7 M AVG 38 M OTHER 126 M AVG 25 M TOTAL 1.155 bn AVG 23.57 M EUROPE 3 934 AVG 131 ASIA- PACIFIC 1 625 AVG 232 OTHER 497 AVG 99 TOTAL 9 297 AMERICAS 3 241 AVG 324 EUROPE 3 122 AVG 104 OTHER 3 187 AVG 637 TOTAL 10 768 AVG 207 ASIA- PACIFIC 2 068 AVG 295 AMERICAS 2 391 AVG 239
  • 5. Average budget per agency, 2015-2019 Note: Data based on the 49 jurisdictions in the CompStats database that provided budget data for solely competition activities for all five years. Budget figures are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates on 31 December 2015) to eliminate currency fluctuations distorting budget changes. Source: OECD CompStats Database. 10 20 30 40 50 All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other EUR million 2015 2016 2017 2018 2019 Regions
  • 6. Change in enforcement activity by jurisdiction, 2015-2019 Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Each ‘wedge of three/four rectangles represents the development of the respective indicators in one of the jurisdictions. The development was calculated by using the average annual growth rate (AAGR) by jurisdiction. (“increase” indicates an AAGR-increase of 5% or more, “stable” indicates an AAGR-change between -5% and 5%, “decrease” indicates a AAGR-decrease of 5% or more, “low activity” indicates insufficient activity to calculate a meaningful change, and “No data/N.A.” indicates that no data is available or that this indicator is not applicable for the particular jurisdiction). Source: OECD CompStats Database. Cartels Abuse of dominance Mergers Each wedge represents one and the same jurisdiction 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Mergers Cartels Abuse of dominance Percentage of jurisdictions
  • 7. Average number of dawn raids per agency, 2015-2019 Note: * Two jurisdictions in the group “Other” and one jurisdiction in the Asia-Pacific region are responsible for the high values in 2018. Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Source: OECD CompStats Database. 2015 2016 2017 2018 2019 Regions 5 10 15 20 25 30 35 40 45 All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other*
  • 8. Average number of cartel decisions per agency, 2015-2019 Note: * In 2018, one jurisdiction is mainly responsible for the spike in the number of cartel decisions in Asia-Pacific in 2018. Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Source: OECD CompStats Database. 5 10 15 20 25 30 35 All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other* 2015 2016 2017 2018 2019 Regions
  • 9. Average number of abuse of dominance decisions per agency, 2015-2019 Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Source: OECD CompStats Database. 2 4 6 8 10 12 14 16 18 All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other 2015 2016 2017 2018 2019 Regions
  • 10. Total number of abuse of dominance decisions by jurisdiction, 2015-2019 Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Each number represents one jurisdiction. Source: OECD CompStats Database. share of top 5 jurisdictions in total abuse of dominance cases 67%
  • 11. Total of fines imposed by type of infringement, by year, 2015-2019 (EUR billion) Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Fines are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates on 31 December 2015) to eliminate currency fluctuations distorting fines changes. Source: OECD CompStats Database. 0.5 0.3 4.2 6.1 2.2 4.7 6.2 6.4 5.2 7.1 1 2 3 4 5 6 7 8 2015 2016 2017 2018 2019 EUR billion Abuse of dominance Cartels
  • 12. Average number of companies fined per cartel decision, by year, 2015-2019 Note: Data based on the 50 jurisdictions in the CompStats database that provided data for five years. Fines are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates on 31 December 2015) to eliminate currency fluctuations distorting fines changes. Source: OECD CompStats Database. 4.7 4.1 3.5 3.0 2.7 1 2 3 4 5 2015 2016 2017 2018 2019
  • 13. Fines-to-budget ratio, 2015-2019 Note: Data based on the 47 jurisdictions in the CompStats database that provided budget for solely competition activities and fines data for five years. Budget and fines figures are in 2015 EUR (non-euro currencies are converted using 2015 official exchange rates (on 31 December 2015) to eliminate currency fluctuations distorting budget and fines changes. One jurisdiction in the “Other” group was responsi- ble for the spike of fines in 2018 and 2019. Source : OECD CompStats Database. 7.9 6.4 8.5 4.6 5 10.2 0.2 4.5 6.5 4 7.3 2.3 4.4 1.2 7.7 14.9 5.7 8.2 14.7 6.4 1.3 28 4.9 11.5 1.5 5.7 10 16.6 7.2 4.4 1.8 8.3 10 20 30 40 50 All jurisdictions Non-OECD OECD Americas Asia-Pacific Europe Other 83.8 300.4 50.8 average number of times that fines exceeded agencies’ budgets in 2019 10 2015 2016 2017 2018 2019 Regions
  • 14. OECD COMPETITION TRENDS 2021 Vol 1. Global Competition Enforcement Update Vol 2. Global Merger Control STATISTICAL HIGHLIGHTS Volume II GLOBAL MERGER CONTROL
  • 15. Coverage of the OECD CompStats merger regimes Note: Based on data from the 54 jurisdictions in OECD CompStats database with a merger control regime in place. Source: OECD CompStats database and OECD analysis based on publicly available information Note: Data from the 56 jurisdictions in the OECD CompStats database and OECD analysis based on publicly available information. Source: OECD CompStats Database. 46 1 4 2 1 Mandatory and pre-merger Mandatory and post-merger Mandatory and pre- or post- merger Voluntary and pre-merger Voluntary and pre- or post- merger One-phase approach Two-phase approach 7 47 No regime 2
  • 16. Notes: Data from the 48 jurisdictions in the OECD CompStats database with a merger regime. Decisions include cases in which the waiting period had expired. Source: OECD CompStats database. 2 671 2 759 3 069 3 174 3 039 1 467 1 396 1 360 1 461 1 503 3 282 3 499 3 605 3 828 3 682 317 400 449 429 412 8 049 8 284 8 566 9 155 9 272 0 1 000 2 000 3 000 4 000 5 000 6 000 7 000 8 000 9 000 10 000 2015 2016 2017 2018 2019 Americas Asia-Pacific Europe Other Total Notifications Merger decisions and notifications in selected regions, 2015-2019
  • 17. Overview of types of merger decisions, 2019 Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years. Phase I clearances, Phase I clearances with remedies, and Phase II prohibitions include single-phase decisions. Phase I and Phase II clearances include cases of expiration of waiting period. Source: OECD CompStats database. Phase I clearances without remedy 95.7% Phase I clearances with remedies 0.7% Phase II clearances without remedy 2.2% Phase II clearances with remedies 1% Prohibitions 0.4% Other 4.3%
  • 18. Distribution of merger decisions by jurisdiction, 2019 Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years. Source: OECD CompStats database. 59% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0 500 1 000 1 500 2 000 OECD CompStats jurisdictions Total number of decisions (left axis) Cumulative percentage (right axis)
  • 19. Notes: Data from the 48 jurisdictions with a merger regime included in the OECD CompStats database for which comparable data are available for all years. The figures slightly overestimate the number of blocked or withdrawn transactions as they include prohibitions decisions and withdrawals of the same transaction by different agencies. Source: OECD CompStats database. Prohibition decisions and withdrawn notifications, 2015-2019 10 15 16 24 27 24 40 32 40 40 0 10 20 30 40 50 2015 2016 2017 2018 2019 Total number of prohibitions Total number of withdrawn notifications
  • 20. Source: OECD analysis based on publicly available information. Top-ten sectors with highest number of blocked mergers, 2015-2019 0 2 4 6 8 10 12 14 16 Retail and wholesale TMT Transportation Industrial Metal and mining Energy Aviation Food and beverage Healthcare Banking 2015 2016 2017 2018 2019
  • 21. Source: OECD analysis based on publicly available information. No. of decisions with remedy and percentage of total merger decisions with remedy, 2015-2019 5.9% 5.2% 6.4% 5.0% 6.6% 0% 1% 2% 3% 4% 5% 6% 7% 8% 9% 0 20 40 60 80 100 120 140 160 180 2015 2016 2017 2018 2019 Number of decisions with remedies (left axis) Percentage of decisions with remedies over total number of decisions (right axis)
  • 22. GLOBAL MERGER CONTROL OECD Competition Trends, Volume II 2021 OECD COMPETITION TRENDS 2021 Vol 1. Global Competition Enforcement Update Vol 2. Global Merger Control Full publications available at oe.cd/comp-trends