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THE EVERY
STUDENT
SUCCEEDS ACT
(ESSA)
PART 1: WHAT IS IN
ESSA?
HOW DO CHANGES
OCCUR?APRIL 2016
2
WHAT IS IN ESSA?
3
ESSA: GREATER STATE AND DISTRICT
CONTROL
Generally, schools performing in
the bottom 10 percent according
to the state measure of school
quality.
Identify and
Require Action in
LOW-QUALITY
SCHOOLS
Federal accountability policy
focuses on using indicators of
school quality to
Standards and
Assessments
Fewer Federal Inputs than
NCLB
District and School
Accountability &
School Improvement
Fewer Federal Inputs than
NCLB
DEFINITION OF
SCHOOL QUALITY
4
Having a new federal education law, and ESSA specifically,
allows states to change, within federal parameters:
1. Standards: The academic standards students must meet;
2. Assessments: How student mastery of academic standards will be
assessed;
3. Accountability (school report cards): How the quality of a school is
measured based, in part, on student performance;
4. School Improvement: What happens if a school is determined to be
low-quality–the accountability consequence.
ESSA: GREATER STATE AND DISTRICT
CONTROL
5
NCLB CARRYOVER
• Requires state standards to be
aligned with college and career skills
• States must set short- and long-term
goals for student achievement
NEW IN ESSA
• States may choose to revisit their existing
content standards and student achievement
goals during ESSA implementation
• States must provide assurances that their
standards align with college and career
skills. Prohibits any U.S. Secretary of
Education from requiring states to adopt
specific standards, assessments, teacher
evaluation methods, or other key policies
• Instead of a 100% proficiency goal by a
federally determined year (NCLB), states set
the long-term and interim performance goals
for all students and for each subgroup of
students, which are subject to some federal
approval
WHAT IS IN ESSA?
STANDARDS AND GOALS
TAKEWAY: Curriculum Flexibility and State-Determined
Goals
6
NCLB CARRYOVER
• Each state is required to have
implemented a set of high-quality
student academic assessments in
math, reading or language arts, and
science
• Annual assessments in grades 3-8,
once in high school
• Assessments may, at the state’s
discretion, measure individual student
growth
• 95% assessment participation rate
NEW IN ESSA
• States may choose to revisit their existing
annual assessments during ESSA
implementation
• States may use computer-adaptive
assessments and may measure a student's
academic proficiency above or below grade
level and use such scores in the state
accountability system
• States may allow an LEA to use a nationally-
recognized high school academic assessment
in lieu of a state assessment, as long as such
assessment aligns with the State's standards
and meets other requirements
• The law allows (not requires) states to set a
limit on the amount of time devoted to
assessment administration for each grade
WHAT IS IN ESSA?
ASSESSMENTS
TAKEWAY: Continued NCLB Assessment Schedule with
Greater State and Local Flexibility
7
NCLB CARRYOVER
• Student achievement (including
assessment results, grad rate, and other
academic indicators; progress towards
long-term goals; non-academic
indicators), disaggregated by subgroup
o REMINDER! ESSA has new subgroups:
homeless children; child in foster care;
child of armed forces on active duty
• Percentage of students assessed and not
assessed
• Professional qualifications of teachers in
state, which is disaggregated by high
poverty compared to low poverty schools
NEW IN ESSA
• English Learner student achievement of English
proficiency (NCLB optional, now required)
• SEA and LEA data on school quality measures
(includes student discipline, absenteeism, violence,
bullying) (NCLB optional, now required and
expanded)
• SEA and LEA data on number and percentage of
students enrolled in advanced course work (NCLB
optional at SEA level; now required at LEA and
SEA)
• SEA and LEA data on number and percentage of
students enrolled in pre-K
• Per pupil expenditures at State, LEA, and school
level, disaggregated by source of funds
• Results of state NAEP compared to other states
• Post secondary enrollment rates for year
immediately following graduation (if available)
WHAT IS IN ESSA?
STATE REPORT CARDS
TAKEAWAY: State Report Cards include new data
collection requirements for 2016–17 school year
8
NCLB CARRYOVER
• Accountability system is based
on short- and long-term goals for
student achievement
o Instead of a 100% proficiency
goal, ESSA lets states set the
long-term and interim
performance goals for all
students and for each subgroup
of students, which are subject to
some federal approval
• Each statewide system must
“meaningfully differentiate”
schools based on performance,
including academic proficiency
and graduation rates
NEW IN ESSA
• States may choose to revisit their existing
accountability system during ESSA implementation
• Each statewide accountability system must
“meaningfully differentiate” schools using
academic indicators:
 Academic proficiency on state assessments
 English Language Proficiency (NEW)
 Graduation rates for high school
 Growth or another statewide academic indicator for K-8
schools
• Not less than one other state-set indicator of
school quality or student success (NEW)
• For academic indicators (in red above) The State
accountability system must give: “Substantial
weight” to each indicator; “in the aggregate, much
greater weight” than afforded to other indicator(s)
WHAT IS IN ESSA?
ACCOUNTABILITY
TAKEWAY: State Report Cards Include New Academic
and Non-Academic Measures
9
NCLB CARRYOVER
• States and districts must intervene in
the lowest-performing schools
o Under NCLB, federal policy set
parameters for escalating levels of
intervention.
• Deference to state charter school law:
“The Accountability provisions under
this Act shall be overseen for charter
schools in accordance with State
charter school law.”
NEW IN ESSA
• Interventions in the lowest-performing schools
largely determined at the state and district
level, with few federal parameters. Two types
of schools are identified for intervention:
1. Comprehensive Support and
Improvement:
• Lowest-performing 5% of Title I schools
on state accountability index;
• High schools with <67% graduation
rates; and
• Schools with underperforming
subgroups that do not improve after a
state-determined number of years.
2. Targeted Support and Improvement:
• Schools with consistently
underperforming subgroups, as
defined by the state
WHAT IS IN ESSA?
SCHOOL IMPROVEMENT
TAKEWAY: Prescriptive Federal School Improvements
Out, State and Local Flexibility In
10
Replication and Expansion Program
• Formally codified in ESEA
• New definition of a “high quality charter school” based
on school performance.
Traditional SEA Program (State Startup
Grants)
• Expanded eligibility. In addition to SEAs, Governor, State
Charter School Board, and CSOs also eligible.
• Minimum of THREE state grants PER YEAR
• New or modified assurances and application
requirements that relate to:
o Authorizer oversight: authorizer standards, authorizer
accountability
o Authorizer quality: Annual audits, annual performance
data, holding schools accountable
o Financial oversight and enrollment
• State must use not less than 7% of funds for statewide
improvement, including authorizer quality initiatives
CHANGES TO CHARTER SCHOOL
PROGRAM
Note: These
Requirements
Apply If…
State has been awarded
a State Charter School
Program Grant
Grant is made in FY17 or
later
Explore
More
11
• Basic Aid and Assessment, Accountability, and School Improvement
(Title I)
• Teacher and Principal Quality and Teacher Evaluation (Title II)
• English Learners (Title III)
• Competitive grant programs (Title IV)
• Indian, Native Hawaiian, and Alaska Native Education (Title VI)
• Impact Aid (Title VII)
• Homeless Children and Youths (Title IX)
OTHER IMPACTED AREAS
Explore
More
12
WHEN AND HOW
DO CHANGES
OCCUR?
13
WHEN AND HOW:
GETTING ESSA INTO PLACE
Explore
More
The primary vehicles for
change are State plans
for ESSA compliance.
States must have a federally approved plan
in order to receive funding through the
main Titles, such as a plan for assessments
and accountability to receive Title I funds.
State plans for Title compliance will likely
be due in parts, but what parts will be due
when is not yet clear.
ED issues rules and/or guidance on what
must be in Title plans. (2016)
State develops plans to meet ESSA Title
requirements, with input from stakeholders as
required. (Late 2016–2017)
States submit plans to ED. ED approves
plans. (Late 2016–2017)
States make policy changes and promulgate
rules and guidance to districts/schools/LEAs/
authorizers to fulfill approved state
ESSA plans (2017–2018)
Districts/schools/LEAs/ authorizers
make conforming changes and implement new
practices (2017–2018, ongoing)
LEAs submit plans to SEA, as
required, for compliance with state
ESSA plans. (2017–2018)
14
WHEN AND HOW:
WINDING DOWN NCLB
As ESSA winds up, NCLB
winds down.
ED issues rules and regulations
concerning ESSA Transition. This
gradually modifies (often reduces)
federal reporting requirements. This
may result in data gaps for authorizers
for 2016 and 2017.
(2016)
ED flips the switch, shutting off much
of NCLB and turning on ESSA.
(Summer and Fall 2016)
2017/18 academic
year: ESSA is in effect.
(Fall 2017 and beyond)
States submit plans to ED.
ED approves plans.
(Late 2016 and 2017)
2016–17 academic year is a transition year.
States are no longer required to fulfill all
NCLB requirements, but do not yet have
approved plans for all components of ESSA
compliance. ED continues to issue transition
guidance.
(Late 2016 and 2017)
15
2017–18 School Year: ESSA in Full Effect
WHEN AND HOW:
WHO IS DOING WHAT? WHEN?
2016: Now-June
2016: July-
December
2017: January-
August
U.S. Department of Education
• Initial Rules and Regulations
• Change federal reporting
requirements for transition
States
• Begin discussing state plan
for ESSA compliance
Standards and assessments
likely first, report cards and
school improvement second
• States may begin forming
stakeholder committees for
ESSA compliance
Authorizers
• Begin experiencing data gaps
• Begin discussions with
schools about transition in
standards, assessments, and
state systems
U.S. Department of Education
• Finalize rules by Dec. 2016
• Jul. 1, Aug. 1, Oct. 1–program
effective dates
States
• Continue discussing state
plan for ESSA compliance
• Begin preparing ESSA
compliance plans.
Authorizers
• Continue experiencing data
gaps
• Prepare for ESSA transitions
• Participate in state ESSA
compliance planning process
U.S. Department of Education
• Review submitted ESSA
compliance plans
States
• Prepare and submit ESSA
compliance plans to ED.
• Make state-level policy
changes, if necessary
Authorizers
• Continue experiencing data
gaps
• Begin ESSA transitions
• Participate in state ESSA
compliance process
• Shift federal and state
compliance monitoring for
ESSA
Explore
More
The Every Student Succeeds Act (ESSA) and Authorizing (Part I)

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The Every Student Succeeds Act (ESSA) and Authorizing (Part I)

  • 1. THE EVERY STUDENT SUCCEEDS ACT (ESSA) PART 1: WHAT IS IN ESSA? HOW DO CHANGES OCCUR?APRIL 2016
  • 2. 2 WHAT IS IN ESSA?
  • 3. 3 ESSA: GREATER STATE AND DISTRICT CONTROL Generally, schools performing in the bottom 10 percent according to the state measure of school quality. Identify and Require Action in LOW-QUALITY SCHOOLS Federal accountability policy focuses on using indicators of school quality to Standards and Assessments Fewer Federal Inputs than NCLB District and School Accountability & School Improvement Fewer Federal Inputs than NCLB DEFINITION OF SCHOOL QUALITY
  • 4. 4 Having a new federal education law, and ESSA specifically, allows states to change, within federal parameters: 1. Standards: The academic standards students must meet; 2. Assessments: How student mastery of academic standards will be assessed; 3. Accountability (school report cards): How the quality of a school is measured based, in part, on student performance; 4. School Improvement: What happens if a school is determined to be low-quality–the accountability consequence. ESSA: GREATER STATE AND DISTRICT CONTROL
  • 5. 5 NCLB CARRYOVER • Requires state standards to be aligned with college and career skills • States must set short- and long-term goals for student achievement NEW IN ESSA • States may choose to revisit their existing content standards and student achievement goals during ESSA implementation • States must provide assurances that their standards align with college and career skills. Prohibits any U.S. Secretary of Education from requiring states to adopt specific standards, assessments, teacher evaluation methods, or other key policies • Instead of a 100% proficiency goal by a federally determined year (NCLB), states set the long-term and interim performance goals for all students and for each subgroup of students, which are subject to some federal approval WHAT IS IN ESSA? STANDARDS AND GOALS TAKEWAY: Curriculum Flexibility and State-Determined Goals
  • 6. 6 NCLB CARRYOVER • Each state is required to have implemented a set of high-quality student academic assessments in math, reading or language arts, and science • Annual assessments in grades 3-8, once in high school • Assessments may, at the state’s discretion, measure individual student growth • 95% assessment participation rate NEW IN ESSA • States may choose to revisit their existing annual assessments during ESSA implementation • States may use computer-adaptive assessments and may measure a student's academic proficiency above or below grade level and use such scores in the state accountability system • States may allow an LEA to use a nationally- recognized high school academic assessment in lieu of a state assessment, as long as such assessment aligns with the State's standards and meets other requirements • The law allows (not requires) states to set a limit on the amount of time devoted to assessment administration for each grade WHAT IS IN ESSA? ASSESSMENTS TAKEWAY: Continued NCLB Assessment Schedule with Greater State and Local Flexibility
  • 7. 7 NCLB CARRYOVER • Student achievement (including assessment results, grad rate, and other academic indicators; progress towards long-term goals; non-academic indicators), disaggregated by subgroup o REMINDER! ESSA has new subgroups: homeless children; child in foster care; child of armed forces on active duty • Percentage of students assessed and not assessed • Professional qualifications of teachers in state, which is disaggregated by high poverty compared to low poverty schools NEW IN ESSA • English Learner student achievement of English proficiency (NCLB optional, now required) • SEA and LEA data on school quality measures (includes student discipline, absenteeism, violence, bullying) (NCLB optional, now required and expanded) • SEA and LEA data on number and percentage of students enrolled in advanced course work (NCLB optional at SEA level; now required at LEA and SEA) • SEA and LEA data on number and percentage of students enrolled in pre-K • Per pupil expenditures at State, LEA, and school level, disaggregated by source of funds • Results of state NAEP compared to other states • Post secondary enrollment rates for year immediately following graduation (if available) WHAT IS IN ESSA? STATE REPORT CARDS TAKEAWAY: State Report Cards include new data collection requirements for 2016–17 school year
  • 8. 8 NCLB CARRYOVER • Accountability system is based on short- and long-term goals for student achievement o Instead of a 100% proficiency goal, ESSA lets states set the long-term and interim performance goals for all students and for each subgroup of students, which are subject to some federal approval • Each statewide system must “meaningfully differentiate” schools based on performance, including academic proficiency and graduation rates NEW IN ESSA • States may choose to revisit their existing accountability system during ESSA implementation • Each statewide accountability system must “meaningfully differentiate” schools using academic indicators:  Academic proficiency on state assessments  English Language Proficiency (NEW)  Graduation rates for high school  Growth or another statewide academic indicator for K-8 schools • Not less than one other state-set indicator of school quality or student success (NEW) • For academic indicators (in red above) The State accountability system must give: “Substantial weight” to each indicator; “in the aggregate, much greater weight” than afforded to other indicator(s) WHAT IS IN ESSA? ACCOUNTABILITY TAKEWAY: State Report Cards Include New Academic and Non-Academic Measures
  • 9. 9 NCLB CARRYOVER • States and districts must intervene in the lowest-performing schools o Under NCLB, federal policy set parameters for escalating levels of intervention. • Deference to state charter school law: “The Accountability provisions under this Act shall be overseen for charter schools in accordance with State charter school law.” NEW IN ESSA • Interventions in the lowest-performing schools largely determined at the state and district level, with few federal parameters. Two types of schools are identified for intervention: 1. Comprehensive Support and Improvement: • Lowest-performing 5% of Title I schools on state accountability index; • High schools with <67% graduation rates; and • Schools with underperforming subgroups that do not improve after a state-determined number of years. 2. Targeted Support and Improvement: • Schools with consistently underperforming subgroups, as defined by the state WHAT IS IN ESSA? SCHOOL IMPROVEMENT TAKEWAY: Prescriptive Federal School Improvements Out, State and Local Flexibility In
  • 10. 10 Replication and Expansion Program • Formally codified in ESEA • New definition of a “high quality charter school” based on school performance. Traditional SEA Program (State Startup Grants) • Expanded eligibility. In addition to SEAs, Governor, State Charter School Board, and CSOs also eligible. • Minimum of THREE state grants PER YEAR • New or modified assurances and application requirements that relate to: o Authorizer oversight: authorizer standards, authorizer accountability o Authorizer quality: Annual audits, annual performance data, holding schools accountable o Financial oversight and enrollment • State must use not less than 7% of funds for statewide improvement, including authorizer quality initiatives CHANGES TO CHARTER SCHOOL PROGRAM Note: These Requirements Apply If… State has been awarded a State Charter School Program Grant Grant is made in FY17 or later Explore More
  • 11. 11 • Basic Aid and Assessment, Accountability, and School Improvement (Title I) • Teacher and Principal Quality and Teacher Evaluation (Title II) • English Learners (Title III) • Competitive grant programs (Title IV) • Indian, Native Hawaiian, and Alaska Native Education (Title VI) • Impact Aid (Title VII) • Homeless Children and Youths (Title IX) OTHER IMPACTED AREAS Explore More
  • 12. 12 WHEN AND HOW DO CHANGES OCCUR?
  • 13. 13 WHEN AND HOW: GETTING ESSA INTO PLACE Explore More The primary vehicles for change are State plans for ESSA compliance. States must have a federally approved plan in order to receive funding through the main Titles, such as a plan for assessments and accountability to receive Title I funds. State plans for Title compliance will likely be due in parts, but what parts will be due when is not yet clear. ED issues rules and/or guidance on what must be in Title plans. (2016) State develops plans to meet ESSA Title requirements, with input from stakeholders as required. (Late 2016–2017) States submit plans to ED. ED approves plans. (Late 2016–2017) States make policy changes and promulgate rules and guidance to districts/schools/LEAs/ authorizers to fulfill approved state ESSA plans (2017–2018) Districts/schools/LEAs/ authorizers make conforming changes and implement new practices (2017–2018, ongoing) LEAs submit plans to SEA, as required, for compliance with state ESSA plans. (2017–2018)
  • 14. 14 WHEN AND HOW: WINDING DOWN NCLB As ESSA winds up, NCLB winds down. ED issues rules and regulations concerning ESSA Transition. This gradually modifies (often reduces) federal reporting requirements. This may result in data gaps for authorizers for 2016 and 2017. (2016) ED flips the switch, shutting off much of NCLB and turning on ESSA. (Summer and Fall 2016) 2017/18 academic year: ESSA is in effect. (Fall 2017 and beyond) States submit plans to ED. ED approves plans. (Late 2016 and 2017) 2016–17 academic year is a transition year. States are no longer required to fulfill all NCLB requirements, but do not yet have approved plans for all components of ESSA compliance. ED continues to issue transition guidance. (Late 2016 and 2017)
  • 15. 15 2017–18 School Year: ESSA in Full Effect WHEN AND HOW: WHO IS DOING WHAT? WHEN? 2016: Now-June 2016: July- December 2017: January- August U.S. Department of Education • Initial Rules and Regulations • Change federal reporting requirements for transition States • Begin discussing state plan for ESSA compliance Standards and assessments likely first, report cards and school improvement second • States may begin forming stakeholder committees for ESSA compliance Authorizers • Begin experiencing data gaps • Begin discussions with schools about transition in standards, assessments, and state systems U.S. Department of Education • Finalize rules by Dec. 2016 • Jul. 1, Aug. 1, Oct. 1–program effective dates States • Continue discussing state plan for ESSA compliance • Begin preparing ESSA compliance plans. Authorizers • Continue experiencing data gaps • Prepare for ESSA transitions • Participate in state ESSA compliance planning process U.S. Department of Education • Review submitted ESSA compliance plans States • Prepare and submit ESSA compliance plans to ED. • Make state-level policy changes, if necessary Authorizers • Continue experiencing data gaps • Begin ESSA transitions • Participate in state ESSA compliance process • Shift federal and state compliance monitoring for ESSA Explore More