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Current Developments in 
Storm Water Permitting and Enforcement 
PRESENTED BY: DANIEL S. SCHLECK 
Halleland Habicht, PA 
33 South Sixth Street #3900 
Minneapolis, Minnesota 55402 
612-836-5500 
dschleck@hallelandhabicht.com
What is Stormwater? 
Stormwater is site runoff 
or run-on from: 
 Rain 
 Snow, sleet, hail 
 Snowmelt 
When contaminated with site materials, stormwater 
affects water quality
Federal Stormwater Regulation 
• The Federal Water Pollution Control Act of 1948 was the first major 
U.S. law to address water pollution. 
• Growing public awareness and concern for controlling water 
pollution led to sweeping amendments in 1972. 
• As amended in 1977, the law became commonly known as the 
Clean Water Act (CWA).
The Clean Water Act of 1977 
• Established the basic structure for regulating pollutants discharges into the 
waters of the United States. 
• Gave EPA the authority to implement pollution control programs such as 
setting wastewater standards for industry. 
• Maintained existing requirements to set water quality standards for all 
contaminants in surface waters. 
• Made it unlawful for any person to discharge any pollutant from a point 
source into navigable waters, unless a permit was obtained under its 
provisions. 
• Funded the construction of sewage treatment plants under the construction 
grants program. 
• Recognized the need for planning to address the critical problems posed by 
nonpoint source pollution.
Problems can occur
MPCA Stormwater Program 
• Regulated in Three Parts 
– Municipal 
– Construction 
– Industrial 
• Centralized Enforcement 
• Encompasses Impaired Waters, TMDL and Non-Degradation 
Regulations
Stormwater Program 
• 1990 - EPA announced Phase I 
– 10 categories of industrial activity require a permit and 
construction activities over 5 acres require permit 
– Minneapolis and St. Paul need individual permits 
• 1992 - EPA delegated NPDES permitting authority to MPCA 
• 1992 - Phase I industrial stormwater general permit issued 
– reissued in 1997 
– expired in 2002 at the end of a 5 year term
Stormwater Program 
1999 - EPA announced Phase II changes to stormwater programs 
– Industrial - 
• No Exposure exclusion was broadened to all ten categories of industrial 
activity 
• Municipally owned industrial facilities having transportation maintenance for 
certain activities were required to have permit coverage 
– Construction – 
• Disturbance over 1 acre required individual Permit 
• In December 2009, the U.S. Environmental Protection Agency (EPA) 
proposed a new construction and development rule for construction activity 
(C&D rule) containing non-numeric effluent limitations in order to minimize 
erosion and control sediment discharges from construction sites using Best 
• Management Practices (BMPs). 
– Municipal – 
• 233 More Communities are Required to Be Permitted
Compliance with Construction 
Stormwater Program 
To comply, the MPCA addressed the federal C&D rule by making 
changes to the Minnesota 2013 Construction Stormwater General 
Permit, including: 
· Control flow rates and total stormwater volume from site to minimize 
downstream impacts. III.D 
· Use conveyance channels to route water around un-stabilized areas, including 
erosion controls and velocity dissipation devices to limit the potential for 
erosion. IV.B.3 
· Direct discharges from stormwater controls to vegetated areas and use 
velocity devices if necessary to prevent erosion. IV.B.6
Compliance with Construction 
Stormwater Program (continued) 
· Minimize the disturbance of slopes 3:1 or steeper. IV.B.1 
· Initiate soil stabilization immediately by taking action as soon as 
practicable, but no later than the end of the next work day when 
earth-disturbing activities will cease for at least 14 days. (For 
stabilization requirements for sites within one aerial mile of a special or 
impaired water, see Appendix A.) IV.B.2 
· Minimize soil compaction and preserve topsoil at the site. III.A.5.j 
· Temporary sediment basin outlet structures must withdraw water from 
the surface. III.C.3 
· Maintain a 50-foot natural buffer or use redundant sediment controls 
near surface waters if a buffer is not feasible. IV.C.9
Designing BMPs using site specific 
parameters 
MPCA has included the following requirements: 
The BMPs in the Stormwater Pollution Prevention Plan (SWPPP) include 
requirements to control both peak flow rates and total stormwater 
volume Therefore, factors to be considered in design of controls 
include: 
· Stormwater runoff and run-on at the site. 
· Expected flow from impervious surfaces, slopes and site drainage 
features. 
· The expected amount, frequency, intensity and duration of precipitation. 
· The SWPPP will also need to address the range of soil particle sizes 
expected at the site.
Other Changes to Construction 
Stormwater Permitting 
Other changes 
· One inch of stormwater runoff from new impervious surfaces will be 
held on site via infiltration, harvesting or reuse, unless prohibited. 
· Permit applications submitted electronically only. Permit coverage 
provided within 7 days. 
· Trained individuals attend refresher training every 3 years. 
· Filter backwash waters are properly disposed of, returned to the 
beginning of the treatment process, disposed of in a sanitary sewer or 
incorporated back into the site. 
· Soils within 200 feet of a public water (as designated by the Minnesota 
Department of Natural Resources) are stabilized within 24 hours 
during fish spawning times. 
· The permit will allow projects located in an NPDES-permitted Municipal 
Separate Storm Sewer Systems (MS4) community to follow the current 
MS4 permit permanent treatment requirements.
NOTICE ! 
The New Construction Activity 
General Permit is now Effective 
Approval of permit: August 1, 2013
Stormwater Program for 
Construction Activity: Steps to 
Construction 
Owners/operators of construction activity must 
complete several steps before completing a permit 
application and beginning construction. These 
steps also help owners/operators determine their 
eligibility for coverage under the general permit.
Step 1. Identify the construction site 
boundaries, the latitude and longitude 
for the centroid of the site, and the 
major phases of the project 
Where will the construction occur and what will the project 
involve? Identifying the construction site boundaries is 
important to determining which environmental resources 
may be at risk of being impacted by the project. Identify 
opportunities to phase the project so that vegetation will 
remain in those areas that will not have construction activity 
at the start of the project.
Step 2. Determine if additional 
permits are needed 
Contact other state and federal agencies and local units of 
government to determine what permits are required in 
addition to the National Pollutant Discharge Elimination 
System (NPDES) and State Disposal System (SDS) permit 
issued by the Minnesota Pollution Control Agency (MPCA).
Step 3. Determine if Environmental 
Review is needed 
.
Step 4. Understand the 
requirements of the NPDES/SDS 
The general stormwater permit for construction activity 
contains many requirements that must be considered 
during the planning phase of a construction project. 
Decisions made during planning may make the difference 
between the project requiring a more onerous individual 
permit instead of the general permit.
Step 5. Identify waters that have the 
potential to receive a discharge of 
stormwater runoff or discharge from a 
permanent stormwater management system 
Are "Special Waters," or “Impaired Waters” as identified 
in Appendix A of the General Stormwater Permit for 
Construction, located within one mile of the construction 
site? If Yes, do the impaired waters identified in Appendix 
A have an approved total maximum daily load (TMDL) 
implementation plan containing requirements for 
construction stormwater discharges? If so, the TMDL 
implementation plan must be incorporated in the project 
StormWater Pollution Prevention Plan (SWPPP).
Step 6. Determine if discharges 
from construction site will impact 
other protected resources 
.
Step 7. Prepare a Stormwater 
Pollution Prevention Plan (SWPPP) 
Develop a SWPPP following the requirements of the 
permit. All waters located within one mile (aerial radius 
measurement) of the construction site that have the 
potential to receive a discharge from the site must be 
identified on the site map component of the SWPPP. Be 
sure to include any additional requirements needed for 
discharges to special waters.
Step 8. Identify discharges 
Check waters list in Steps 5 and 6 to determine which 
special waters, impaired waters have a potential to receive 
a discharge after considering water flow and modifications 
to the construction plans made for the purpose of 
preventing water resource impacts.
Step 9. Determine eligibility for the 
Construction Stormwater General 
Permit 
If special waters will receive a discharge within one mile of 
the construction site (identified in Steps 5A and 8) and the 
requirements (located in Appendix A of the general permit) 
for these discharges will not be fulfilled. 
You will need an individual NPDES/SDS Construction 
Stormwater Permit.
• Step 10. Complete online application 
form for an MPCA NPDES/SDS 
stormwater permit for construction 
Gather the following information before entering MPCA Online Services to 
apply for a construction stormwater permit. Incomplete applications 
cannot be saved or processed. 
Project Name and Location 
Existing area of impervious surface 
Post construction area or impervious surface 
Permanent Stormwater Management 
Exempt/Not feasible, Exempt/Proximity, Exempt/Right of Way, 
Infiltration/Filtration, Regional Ponding or Wet Sedimentation 
Water Bodies (within one mile of project) 
Special Waters status 
Impaired Water status 
Construction Dates
Step 10b. Projects that require a 
paper application 
For projects that will disturb 50 acres or more and have a 
discharge point on the project that is within one mile of, and 
flows to, as special or impaired, or applicants that do not 
have internet access call the MPCA
Step 11. Submit completed 
application form along with the 
$400 application fee to the MPCA. 
Submittal deadlines: 
Projects requiring an individual NPDES/SDS Construction 
Stormwater Permit - 180 days before construction start 
Projects disturbing 50 acres or more and have a discharge 
point on the project that is within one mile of, and flows to, 
a special water or an impaired water - 30 days before the 
construction start submit application and SWPPP. 
All other projects - 7 days before the construction start.
Step 12. Begin construction. 
.
New Construction Stormwater Regulation in Minnesota

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New Construction Stormwater Regulation in Minnesota

  • 1. Current Developments in Storm Water Permitting and Enforcement PRESENTED BY: DANIEL S. SCHLECK Halleland Habicht, PA 33 South Sixth Street #3900 Minneapolis, Minnesota 55402 612-836-5500 dschleck@hallelandhabicht.com
  • 2. What is Stormwater? Stormwater is site runoff or run-on from:  Rain  Snow, sleet, hail  Snowmelt When contaminated with site materials, stormwater affects water quality
  • 3. Federal Stormwater Regulation • The Federal Water Pollution Control Act of 1948 was the first major U.S. law to address water pollution. • Growing public awareness and concern for controlling water pollution led to sweeping amendments in 1972. • As amended in 1977, the law became commonly known as the Clean Water Act (CWA).
  • 4.
  • 5. The Clean Water Act of 1977 • Established the basic structure for regulating pollutants discharges into the waters of the United States. • Gave EPA the authority to implement pollution control programs such as setting wastewater standards for industry. • Maintained existing requirements to set water quality standards for all contaminants in surface waters. • Made it unlawful for any person to discharge any pollutant from a point source into navigable waters, unless a permit was obtained under its provisions. • Funded the construction of sewage treatment plants under the construction grants program. • Recognized the need for planning to address the critical problems posed by nonpoint source pollution.
  • 7. MPCA Stormwater Program • Regulated in Three Parts – Municipal – Construction – Industrial • Centralized Enforcement • Encompasses Impaired Waters, TMDL and Non-Degradation Regulations
  • 8.
  • 9. Stormwater Program • 1990 - EPA announced Phase I – 10 categories of industrial activity require a permit and construction activities over 5 acres require permit – Minneapolis and St. Paul need individual permits • 1992 - EPA delegated NPDES permitting authority to MPCA • 1992 - Phase I industrial stormwater general permit issued – reissued in 1997 – expired in 2002 at the end of a 5 year term
  • 10. Stormwater Program 1999 - EPA announced Phase II changes to stormwater programs – Industrial - • No Exposure exclusion was broadened to all ten categories of industrial activity • Municipally owned industrial facilities having transportation maintenance for certain activities were required to have permit coverage – Construction – • Disturbance over 1 acre required individual Permit • In December 2009, the U.S. Environmental Protection Agency (EPA) proposed a new construction and development rule for construction activity (C&D rule) containing non-numeric effluent limitations in order to minimize erosion and control sediment discharges from construction sites using Best • Management Practices (BMPs). – Municipal – • 233 More Communities are Required to Be Permitted
  • 11. Compliance with Construction Stormwater Program To comply, the MPCA addressed the federal C&D rule by making changes to the Minnesota 2013 Construction Stormwater General Permit, including: · Control flow rates and total stormwater volume from site to minimize downstream impacts. III.D · Use conveyance channels to route water around un-stabilized areas, including erosion controls and velocity dissipation devices to limit the potential for erosion. IV.B.3 · Direct discharges from stormwater controls to vegetated areas and use velocity devices if necessary to prevent erosion. IV.B.6
  • 12. Compliance with Construction Stormwater Program (continued) · Minimize the disturbance of slopes 3:1 or steeper. IV.B.1 · Initiate soil stabilization immediately by taking action as soon as practicable, but no later than the end of the next work day when earth-disturbing activities will cease for at least 14 days. (For stabilization requirements for sites within one aerial mile of a special or impaired water, see Appendix A.) IV.B.2 · Minimize soil compaction and preserve topsoil at the site. III.A.5.j · Temporary sediment basin outlet structures must withdraw water from the surface. III.C.3 · Maintain a 50-foot natural buffer or use redundant sediment controls near surface waters if a buffer is not feasible. IV.C.9
  • 13.
  • 14. Designing BMPs using site specific parameters MPCA has included the following requirements: The BMPs in the Stormwater Pollution Prevention Plan (SWPPP) include requirements to control both peak flow rates and total stormwater volume Therefore, factors to be considered in design of controls include: · Stormwater runoff and run-on at the site. · Expected flow from impervious surfaces, slopes and site drainage features. · The expected amount, frequency, intensity and duration of precipitation. · The SWPPP will also need to address the range of soil particle sizes expected at the site.
  • 15. Other Changes to Construction Stormwater Permitting Other changes · One inch of stormwater runoff from new impervious surfaces will be held on site via infiltration, harvesting or reuse, unless prohibited. · Permit applications submitted electronically only. Permit coverage provided within 7 days. · Trained individuals attend refresher training every 3 years. · Filter backwash waters are properly disposed of, returned to the beginning of the treatment process, disposed of in a sanitary sewer or incorporated back into the site. · Soils within 200 feet of a public water (as designated by the Minnesota Department of Natural Resources) are stabilized within 24 hours during fish spawning times. · The permit will allow projects located in an NPDES-permitted Municipal Separate Storm Sewer Systems (MS4) community to follow the current MS4 permit permanent treatment requirements.
  • 16. NOTICE ! The New Construction Activity General Permit is now Effective Approval of permit: August 1, 2013
  • 17. Stormwater Program for Construction Activity: Steps to Construction Owners/operators of construction activity must complete several steps before completing a permit application and beginning construction. These steps also help owners/operators determine their eligibility for coverage under the general permit.
  • 18. Step 1. Identify the construction site boundaries, the latitude and longitude for the centroid of the site, and the major phases of the project Where will the construction occur and what will the project involve? Identifying the construction site boundaries is important to determining which environmental resources may be at risk of being impacted by the project. Identify opportunities to phase the project so that vegetation will remain in those areas that will not have construction activity at the start of the project.
  • 19. Step 2. Determine if additional permits are needed Contact other state and federal agencies and local units of government to determine what permits are required in addition to the National Pollutant Discharge Elimination System (NPDES) and State Disposal System (SDS) permit issued by the Minnesota Pollution Control Agency (MPCA).
  • 20. Step 3. Determine if Environmental Review is needed .
  • 21. Step 4. Understand the requirements of the NPDES/SDS The general stormwater permit for construction activity contains many requirements that must be considered during the planning phase of a construction project. Decisions made during planning may make the difference between the project requiring a more onerous individual permit instead of the general permit.
  • 22. Step 5. Identify waters that have the potential to receive a discharge of stormwater runoff or discharge from a permanent stormwater management system Are "Special Waters," or “Impaired Waters” as identified in Appendix A of the General Stormwater Permit for Construction, located within one mile of the construction site? If Yes, do the impaired waters identified in Appendix A have an approved total maximum daily load (TMDL) implementation plan containing requirements for construction stormwater discharges? If so, the TMDL implementation plan must be incorporated in the project StormWater Pollution Prevention Plan (SWPPP).
  • 23. Step 6. Determine if discharges from construction site will impact other protected resources .
  • 24. Step 7. Prepare a Stormwater Pollution Prevention Plan (SWPPP) Develop a SWPPP following the requirements of the permit. All waters located within one mile (aerial radius measurement) of the construction site that have the potential to receive a discharge from the site must be identified on the site map component of the SWPPP. Be sure to include any additional requirements needed for discharges to special waters.
  • 25. Step 8. Identify discharges Check waters list in Steps 5 and 6 to determine which special waters, impaired waters have a potential to receive a discharge after considering water flow and modifications to the construction plans made for the purpose of preventing water resource impacts.
  • 26. Step 9. Determine eligibility for the Construction Stormwater General Permit If special waters will receive a discharge within one mile of the construction site (identified in Steps 5A and 8) and the requirements (located in Appendix A of the general permit) for these discharges will not be fulfilled. You will need an individual NPDES/SDS Construction Stormwater Permit.
  • 27. • Step 10. Complete online application form for an MPCA NPDES/SDS stormwater permit for construction Gather the following information before entering MPCA Online Services to apply for a construction stormwater permit. Incomplete applications cannot be saved or processed. Project Name and Location Existing area of impervious surface Post construction area or impervious surface Permanent Stormwater Management Exempt/Not feasible, Exempt/Proximity, Exempt/Right of Way, Infiltration/Filtration, Regional Ponding or Wet Sedimentation Water Bodies (within one mile of project) Special Waters status Impaired Water status Construction Dates
  • 28. Step 10b. Projects that require a paper application For projects that will disturb 50 acres or more and have a discharge point on the project that is within one mile of, and flows to, as special or impaired, or applicants that do not have internet access call the MPCA
  • 29. Step 11. Submit completed application form along with the $400 application fee to the MPCA. Submittal deadlines: Projects requiring an individual NPDES/SDS Construction Stormwater Permit - 180 days before construction start Projects disturbing 50 acres or more and have a discharge point on the project that is within one mile of, and flows to, a special water or an impaired water - 30 days before the construction start submit application and SWPPP. All other projects - 7 days before the construction start.
  • 30. Step 12. Begin construction. .