2013 sec systemic report using initial form pf data
1. Graphical Summary Of Private Fund
Systemic Reports
As Reported To Congress By SEC’s Division Of Investment Management On July
25, 2013
2. Sources & Uses of Data
• Sources
– Form PF as-of May 15, 2013
– Form ADV
• Uses
– FSOC via Treasury’s Office of Financial Research
– International Organization of Securities Commission (IOSCO)
– Other SEC Divisions
• Enforcement, Investment Management, Economic & Risk Analysis
• Integration into Analytical Tools(Aberrational Performance Inquiry
tool, etc..)
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
3. Fund Data
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
4. Fund Type
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
6. Domicile
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
7. Liquidity
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
8. Redemption
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
9. About PTT
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Performance Thinking &Technologies, Inc.
(PTT) helps private funds with investment
operations. We solve the difficult problems
so funds can maintain their focus on the
capital markets.
PTT’s service model enables the following
client benefits:
Highly Experienced Investment Resources
Specialty-skills in Analytics, Modeling, &
Risk
Deep Technical Knowledge & Knowledge
Transfer Program
For More Information:
H. Seth Berlin
Principal
Performance Thinking & Technologies
sberlin@p-t-t.com
612.605.1503
www.p-t-t.com
