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1 
Galway 1st Feb 2012 
Where next for 
the ABS Guide? 
Michael Rowlinson 
(Queen Mary University of London) 
Based on Charles Harvey, Aidan Kelly, Huw 
Morris, & Michael Rowlinson eds. 
The Association of Business Schools Academic 
Journal Quality Guide Version 4. March 2010. 
A brief history of the ABS Guide 
• Originated as the Harvey Morris guide 
• Adopted by the ABS 
• Produced annually up to 2010, now in 
version 4 
• Revamped version to appear biannually 
from 2013 
• 90,000 downloads from 100 countries in 
2010
2 
Purposes of academic journals 
• A stamp of quality. Publication in a peer 
reviewed journal indicates an article is worth 
reading. 
• To disseminate research findings and stimulate 
debate. 
• An official record of knowledge and information. 
A definitive version of an article that can be 
catalogued, indexed, accessed and cited. 
• Managing intellectual property rights and 
permissions. Ensuring rights are properly 
assigned between authors and publishers so 
that permission for reproduction can be granted. 
Functions of Journal Quality Lists 
• Help authors decide what to read and 
where to publish, especially for early 
career researchers, and inter-disciplinary 
research. 
• Inform staffing decisions for appointment, 
promotion, and reward. 
• Inform library purchasing decisions. 
• To aid internal and external reviews of 
research activity and evaluation of outputs
3 
Types of Journal Quality List 
• Institutional lists 
• Derived lists extrapolated from ratings awarded 
in assessment and audit e.g. the UK RAE 
(Geary, Marriott & Rowlinson, 2004; Mingers, 
Watson & Scaparra 2009). 
• Peer surveys made on the basis of assessment 
of peers in a field or sub-field. 
• Citation studies based on the number of times 
an average article in a journal is cited. 
• Hybrid lists (Harvey, Kelly, Morris & Rowlinson, 
2010; Harzing, 2011). 
Commonly perceived problems of 
Journal Quality Lists 
• Wheat and chaff. Sometimes highly rated 
journals publish poor quality work and low rated 
journals publish high quality work. 
– But this is not commonplace and journals can move 
up and down ratings 
• Special issues dilute editorial standards 
– No evidence for 3 and 4 ABS rated journals 
• New journals get lower ratings 
– Need for a track record 
• Citation impact factors are sufficient to measure 
journal quality 
– Impact factors are problematic as a standalone proxy
4 
Limitations of Citation Impact Factors 
as a measure of journal quality 
• Incomplete coverage. 459/821 journals in ABS List 2010 
have an ISI citation impact factor for 2008. 
•• Differences in epistemological traditions need to be 
recognized. High citation impact results from repeated 
inclusion of articles in referential chains 
• Herding means that academics associate their work with 
highly cited authors and highly cited journals, reinforcing 
perceived superiority of highly cited journals 
• Content bias means that journals featuring survey 
articles, lit reviews, methodology and conceptual 
development have higher citation impact that journals 
publishing original research 
• Game playing and differences in maturity between fields 
– Established fields such as economics have higher citation rates 
than newer fields such as tourism and hospitality 
– The rules of the game in mature fields require citation of journals 
in referential networks 
Main features of the ABS List 
• Provides an expert assessment of the quality of 
empirical and theoretical research articles typically 
published in an academic journal 
• A consensus list that rests on general acceptance of the 
fair and balanced view taken by the editors and panel 
members 
• Is not comprehensive but includes all core journals with 
2 or more submissions for bus & mgt in UK RAE2008 
plus limited others 
• Ratings not fixed and will be reviewed biennially from 
2010 (the next version is due 2013) 
• The rating scale is not the same as the UK RAE and 
makes no reference to ‘national’ and ‘international’ 
standards
5 
ABS List specification of Journal 
Quality Standards 
Quality 
Rating 
Meaning of Quality Rating No. and 
(%) 
4* 
World Elite Journals - a small number of grade four journals recognized 
worldwide as exemplars of excellence. Their high status acknowledged by 
inclusion well regarded international journal quality lists. 
22 
(2.7%) 
4 publish the most original and best executed research. Typically have high 
submission and low acceptance rates. Papers heavily refereed. Generally have 
the highest citation impact factors within their field. 
72 
(8.7%) 
3 publish original and well executed research papers and are highly regarded. 
Typically have good submission rates and are very selective. Papers are heavily 
refereed. Have fair to good citation impact factors relative to others in their field, 
230 
(27.9%) 
but not all journals in this category carry a citation Impact factor. 
2 publish original research of an acceptable standard. Well regarded journal in its 
field, papers are fully refereed according to accepted standards and conventions. 
Have modest citation impact factors or do not have one at all. 
295 
(35.8%) 
1 publish research of a recognized standard and are modest standard journals 
Within their field. Papers refereed relatively lightly according to accepted 
conventions. Few journals in this category carry a citation impact factor. 
204 
(24.8%) 
Proportion of journals at each ABS grade 
Grade ABS 2008 ABS 2009 ABS 2010 
4 10.3 10.5 11.4 
3 24.9 24.4 27.9 
2 37.8 37.4 35.9 
1 27.0 27.8 24.8 
Total 1017 1033 825
6 
The ABS List has a highly consistent pattern of 
correlation with other ranking schemes, RAE 2008 
outcomes and citation impact factors 
Table 5: Mean scores on RAE 2008 data by ABS 2010 
Grade 
Mean cites in 
BMS 
Mean outputs 
GPA 
Mean Overall 
GPA 
4 24.5 3.5 3.8 
3 19.9 2.9 3.2 
2 8.7 2.5 2.7 
1 5.2 2.2 2.3 
Total 12.7 2.6 2.9 
Should the REF use The ABS List? 
Taylor’s (fc) results from his analysis of the RAE 2008: 
‘support the use of journal quality indicators in the 
research assessment process. Requiring the panels to 
take bibliometric indicators such as journal quality scores 
into account should help not only to reduce their 
workload but also to mitigate the implicit bias indicated 
by the statistical analyses reported in this paper. This 
process would also be more consistent with the 
widespread use of journal quality indices such as the 
ABS Journal Quality Guide by business schools in 
assessing the quality of their own research, as they did 
in preparation for the 2008 RAE.’
7 
Should the REF use The ABS List? 
According to Taylor’s (fc) analysis, the estimated 
bias in favour of the Russell Group was much 
greater for the esteem score than for research 
outputs: 
‘This may be a consequence of the fact that the 
existence of the ABS Guide could have helped 
to moderate the panel’s judgements of the 
quality of a department’s research output, 
whereas it was less constrained in the case of 
judgements about a department’s esteem.’ 
Should the REF use The ABS List? 
(we was robbed in the RAE 2008!)
8 
ABSv4 RAE08 outputs 
21 
33 2 
160 
140 
120 
37 
30 
66 
13 12 
37 
27 
10 
2 8 
10 
4 
6 
18 
7 
100 
80 
60 
no outputs 
nonABS 
ABS1 
ABS2 
ABS3 
ABS4 
32 
39 
24 
36 
23 
45 
39 
40 
20 
0 
QM08 King's08 Leicester08 Royal Holl08 St Andrews08 
RAE08 output profiles 
0 0 0 0 0 
35 
36 
31 33 33 
9 
4 
8 8 8 
100 
75 
42 
47 
33 
42 41 
50 
U/C 
1 
2 
3 
4 
14 13 
28 
17 18 
25 
0 
Leicester 08 StAndrews 08 King's 08 QM 08 Royal Holl08
9 
ABS scores 
450 
400 
350 
300 
250 
200 
150 
cum ABS scores 
QM08 
Kings08 
Leicester08 
RoyalHoll08 
StAndrews08 
100 
50 
0 
0 5 10 15 20 25 30 35 40 45 50 
staff nos 
Issues to consider if the Guide is to 
become more European/International 
• Separation from the UK Research Excellence 
Framework (the REF) 
– The REF provides a valuable publicly available data set 
• Weighting of Web of Science citation impact factors 
– Difficulty of using Thomson Reuters proprietary data 
• Distinctiveness from other rankings and ratings 
– e.g. Publish or Perish 
• Identify or generate alternative sources of accessible 
non proprietary data 
•• Avoid being bound by an algorithm, while not 
succumbing to lobbying from special interests 
• Facilitate validation of a wide variety of European and 
international business school missions 
• Retain the principle of sub-field normalization, in 
recognition that measurements such as impact factors 
vary between fields
10 
References 
Geary, J., Marriott, L., & Rowlinson, M. 2004. Journal rankings in business and 
management and the 2001 Research Assessment Exercise in the UK. 
British Journal of Management, 15(2): 95-141. 
Harvey, C., Kelly, A., Morris, H., & Rowlinson, M. 2010. The Association of 
Business Schools Academic Journal Quality Guide Version 4. 
Harzing, A-W. 2011. Journal Quality List Thirty-eight Edition. 
Mingers, J., Watson, K., & Scaparra, P. 2009. Estimating Business and 
Management Journal Quality from the 2008 Research Assessment Exercise 
in the UK, Kent Business School Working Paper Series. 
Taylor, J. forthcoming. The Assessment of Research Quality in UK Universities: 
Peer Review or Metrics? British Journal of Management

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2012.02.01 Where Next for the ABS Guide

  • 1. 1 Galway 1st Feb 2012 Where next for the ABS Guide? Michael Rowlinson (Queen Mary University of London) Based on Charles Harvey, Aidan Kelly, Huw Morris, & Michael Rowlinson eds. The Association of Business Schools Academic Journal Quality Guide Version 4. March 2010. A brief history of the ABS Guide • Originated as the Harvey Morris guide • Adopted by the ABS • Produced annually up to 2010, now in version 4 • Revamped version to appear biannually from 2013 • 90,000 downloads from 100 countries in 2010
  • 2. 2 Purposes of academic journals • A stamp of quality. Publication in a peer reviewed journal indicates an article is worth reading. • To disseminate research findings and stimulate debate. • An official record of knowledge and information. A definitive version of an article that can be catalogued, indexed, accessed and cited. • Managing intellectual property rights and permissions. Ensuring rights are properly assigned between authors and publishers so that permission for reproduction can be granted. Functions of Journal Quality Lists • Help authors decide what to read and where to publish, especially for early career researchers, and inter-disciplinary research. • Inform staffing decisions for appointment, promotion, and reward. • Inform library purchasing decisions. • To aid internal and external reviews of research activity and evaluation of outputs
  • 3. 3 Types of Journal Quality List • Institutional lists • Derived lists extrapolated from ratings awarded in assessment and audit e.g. the UK RAE (Geary, Marriott & Rowlinson, 2004; Mingers, Watson & Scaparra 2009). • Peer surveys made on the basis of assessment of peers in a field or sub-field. • Citation studies based on the number of times an average article in a journal is cited. • Hybrid lists (Harvey, Kelly, Morris & Rowlinson, 2010; Harzing, 2011). Commonly perceived problems of Journal Quality Lists • Wheat and chaff. Sometimes highly rated journals publish poor quality work and low rated journals publish high quality work. – But this is not commonplace and journals can move up and down ratings • Special issues dilute editorial standards – No evidence for 3 and 4 ABS rated journals • New journals get lower ratings – Need for a track record • Citation impact factors are sufficient to measure journal quality – Impact factors are problematic as a standalone proxy
  • 4. 4 Limitations of Citation Impact Factors as a measure of journal quality • Incomplete coverage. 459/821 journals in ABS List 2010 have an ISI citation impact factor for 2008. •• Differences in epistemological traditions need to be recognized. High citation impact results from repeated inclusion of articles in referential chains • Herding means that academics associate their work with highly cited authors and highly cited journals, reinforcing perceived superiority of highly cited journals • Content bias means that journals featuring survey articles, lit reviews, methodology and conceptual development have higher citation impact that journals publishing original research • Game playing and differences in maturity between fields – Established fields such as economics have higher citation rates than newer fields such as tourism and hospitality – The rules of the game in mature fields require citation of journals in referential networks Main features of the ABS List • Provides an expert assessment of the quality of empirical and theoretical research articles typically published in an academic journal • A consensus list that rests on general acceptance of the fair and balanced view taken by the editors and panel members • Is not comprehensive but includes all core journals with 2 or more submissions for bus & mgt in UK RAE2008 plus limited others • Ratings not fixed and will be reviewed biennially from 2010 (the next version is due 2013) • The rating scale is not the same as the UK RAE and makes no reference to ‘national’ and ‘international’ standards
  • 5. 5 ABS List specification of Journal Quality Standards Quality Rating Meaning of Quality Rating No. and (%) 4* World Elite Journals - a small number of grade four journals recognized worldwide as exemplars of excellence. Their high status acknowledged by inclusion well regarded international journal quality lists. 22 (2.7%) 4 publish the most original and best executed research. Typically have high submission and low acceptance rates. Papers heavily refereed. Generally have the highest citation impact factors within their field. 72 (8.7%) 3 publish original and well executed research papers and are highly regarded. Typically have good submission rates and are very selective. Papers are heavily refereed. Have fair to good citation impact factors relative to others in their field, 230 (27.9%) but not all journals in this category carry a citation Impact factor. 2 publish original research of an acceptable standard. Well regarded journal in its field, papers are fully refereed according to accepted standards and conventions. Have modest citation impact factors or do not have one at all. 295 (35.8%) 1 publish research of a recognized standard and are modest standard journals Within their field. Papers refereed relatively lightly according to accepted conventions. Few journals in this category carry a citation impact factor. 204 (24.8%) Proportion of journals at each ABS grade Grade ABS 2008 ABS 2009 ABS 2010 4 10.3 10.5 11.4 3 24.9 24.4 27.9 2 37.8 37.4 35.9 1 27.0 27.8 24.8 Total 1017 1033 825
  • 6. 6 The ABS List has a highly consistent pattern of correlation with other ranking schemes, RAE 2008 outcomes and citation impact factors Table 5: Mean scores on RAE 2008 data by ABS 2010 Grade Mean cites in BMS Mean outputs GPA Mean Overall GPA 4 24.5 3.5 3.8 3 19.9 2.9 3.2 2 8.7 2.5 2.7 1 5.2 2.2 2.3 Total 12.7 2.6 2.9 Should the REF use The ABS List? Taylor’s (fc) results from his analysis of the RAE 2008: ‘support the use of journal quality indicators in the research assessment process. Requiring the panels to take bibliometric indicators such as journal quality scores into account should help not only to reduce their workload but also to mitigate the implicit bias indicated by the statistical analyses reported in this paper. This process would also be more consistent with the widespread use of journal quality indices such as the ABS Journal Quality Guide by business schools in assessing the quality of their own research, as they did in preparation for the 2008 RAE.’
  • 7. 7 Should the REF use The ABS List? According to Taylor’s (fc) analysis, the estimated bias in favour of the Russell Group was much greater for the esteem score than for research outputs: ‘This may be a consequence of the fact that the existence of the ABS Guide could have helped to moderate the panel’s judgements of the quality of a department’s research output, whereas it was less constrained in the case of judgements about a department’s esteem.’ Should the REF use The ABS List? (we was robbed in the RAE 2008!)
  • 8. 8 ABSv4 RAE08 outputs 21 33 2 160 140 120 37 30 66 13 12 37 27 10 2 8 10 4 6 18 7 100 80 60 no outputs nonABS ABS1 ABS2 ABS3 ABS4 32 39 24 36 23 45 39 40 20 0 QM08 King's08 Leicester08 Royal Holl08 St Andrews08 RAE08 output profiles 0 0 0 0 0 35 36 31 33 33 9 4 8 8 8 100 75 42 47 33 42 41 50 U/C 1 2 3 4 14 13 28 17 18 25 0 Leicester 08 StAndrews 08 King's 08 QM 08 Royal Holl08
  • 9. 9 ABS scores 450 400 350 300 250 200 150 cum ABS scores QM08 Kings08 Leicester08 RoyalHoll08 StAndrews08 100 50 0 0 5 10 15 20 25 30 35 40 45 50 staff nos Issues to consider if the Guide is to become more European/International • Separation from the UK Research Excellence Framework (the REF) – The REF provides a valuable publicly available data set • Weighting of Web of Science citation impact factors – Difficulty of using Thomson Reuters proprietary data • Distinctiveness from other rankings and ratings – e.g. Publish or Perish • Identify or generate alternative sources of accessible non proprietary data •• Avoid being bound by an algorithm, while not succumbing to lobbying from special interests • Facilitate validation of a wide variety of European and international business school missions • Retain the principle of sub-field normalization, in recognition that measurements such as impact factors vary between fields
  • 10. 10 References Geary, J., Marriott, L., & Rowlinson, M. 2004. Journal rankings in business and management and the 2001 Research Assessment Exercise in the UK. British Journal of Management, 15(2): 95-141. Harvey, C., Kelly, A., Morris, H., & Rowlinson, M. 2010. The Association of Business Schools Academic Journal Quality Guide Version 4. Harzing, A-W. 2011. Journal Quality List Thirty-eight Edition. Mingers, J., Watson, K., & Scaparra, P. 2009. Estimating Business and Management Journal Quality from the 2008 Research Assessment Exercise in the UK, Kent Business School Working Paper Series. Taylor, J. forthcoming. The Assessment of Research Quality in UK Universities: Peer Review or Metrics? British Journal of Management