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PROJECT REPORT
                   On
 ROLE OF PROJECT MANAGEMENT CONSULTANT
       AND MODEL TENDER DOCUMENT

 PRESENTED BY

PRADEEP AHIRKAR,                    Devendra Singh,
Sr.DEN/N/BRC                        Dy.CE/BL/ALD




 UNDER THE GUIDANCE OF

                       Shri N.C. SHARDA
                      Sr. Professor (Works)




                       Course No. 722
                   Sr. Professional Course
                     (Bridges & General)
CONTENTS

1.    Introduction
2.    Need for consultancy
3.    Main Constituents of Project Management
4.    PMC Requirement in Railways
5.    General Composition of PMC
6.    Selection criteria of PMC
7.    Evaluation
8.    Contents of RFP Documents
      Section 1. Notice Inviting `Request for Proposals’
      Section 2. Instructions to Consultants
      Section 3 & 4 Proposals Forms (Technical & Financial)
      Section 5. Terms of Reference
      Section 6. Form of Agreement, General Conditions of Contract and
      Special Condition of Contract
      Additional Items to be included
9.    Benefits of PMC
10.   Shortcoming of PMC
11.   Suggestions
1. INTRODUCTION
       Development projects undertaken in different sectors of economy are
building blocks of national economy. Projects worth billions of rupees are
undertaken every year both in public as well as private sector. Their
effective management has significant bearing on the overall growth of the
national economy. In the Indian scenario, the experience in regard to
project management has been mixed one. While the cases pertaining to
before-time completion of projects like NTPC's Unchahar and Vindhyachal
Thermal Power Projects in public sector and the Reliance Petroleum
refinery project at Jamnagar (Gujarat) in private sector speak volumes of
skill and competence in management of large-scale projects, there are
several other projects both in public and private sector which suffer on
account of time and cost overruns due to poor planning and lack of
foresightedness at the formulation stage. Past experience indicates that
cost overruns to the tune of 2 to 20 times the original cost have been
observed in several construction projects undertaken in different sectors of
economy. Component of construction comprises nearly 60-80 per cent of
the project cost of roads, housing and dams, etc. Significantly, the capital
outlay on civil construction in the successive Five Year Plans of India,
range from 40 to 50 per cent

       Construction originates in any nation's planning philosophy.
Construction is borne out of politico-socio-economic considerations and
hence, they have an immeasurable influence on construction technology
and management of projects efficiently and effectively. Construction,
infact, is the vanguard of development. Construction industry sector can be
broadly divided into buildings and construction. The latter deals with
heavy civil engineering works - dams, highways, airports, bridges, power
stations etc. Building component deals with ejection of buildings - mass
housing, hospitals, schools and ancillary works referred to as external
services. A UNIDO study revealed that building activity accounts for 60% of
the output and investment of the economy of construction industry.

       Indian Railways is the largest rail network in Asia and Worlds
second largest under one management, Indian Railways comprise over
one hundred thousand track kilometers and run about 11000 trains
every day carrying about 13 million passengers and 1.25 million tones of
freight every day. Despite being reliable, safe, eco-friendly and
economical mode of transport, its share in both fright and passenger
traffic has comedown significantly over the years. The scope for public
private partnership is enormous in railways, ranging from commercial
exploitation of rail space to private investments in railway infrastructure
and rolling stocks. In order to have an integrated development of
Transport system, National Rail Development Programme has also been
launched in December 2002 envisa ging an investment of about US$ 3.5
billion in next 5 years. The programme envisages removal of capacity
bottlenecks in the critical sections of railway network. The Golden
quadrilateral is proposed to be strengthened to enable running of more
long distance passenger trains and freight trains at a higher speed.
Programme also envisages strengthening of rail connectivity to ports and
development of multi-model corridors to hinterland. Construction of 4
mega bridges costing about US$ 750 million is also included in the
programe. Construction of a new Railway Line to Kashmir valley in most
difficult terrain and expansion of rail network in Mumbai area has also
been taken up.

2. NEED FOR CONSULTANCY
     I. Shortage of specialized staff with the Railways since at present
        the supervisory staff conversant with latest construction
        techniques are not available in bulk.
    II. Also, in general, there is a shortage of supervisors which can be
        attached with single projects.
   III. Faster execution of projects in short time.
   IV. Fund Management -: Huge arrangement of funds for
        Infrastructural    Development      Projects   beyond     planned
        expenditure.
    V. Commensurate with Govt. policy of right sizing and formation of
        lean SPV.
   VI. To implement the requirement of loan providers such as WB,
        ADB & Other Financial Institutions.

3. PROJECT MANAGEMENT CONSULTANT
The main constituents of any PMC are -:

   A)   Cost Estimating
   B)   Scheduling and Planning
   C)   Construction Project Management
   D)   Trouble Shooting / Resolution Services

(A) Cost Estimating -: It includes the following

   I.   FEASIBILITY & BUDGET ESTIMATES
  II.   PROGRESS DESIGN ESTIMATES
 III.   CONSTRUCTIBILITY REVIEWS
 IV.    BID ESTIMATES
  V.    COST STUDIES AND ANALYSIS
I. Feasibility & Budget Estimates

    A defined project scope and line item budgets are crucial to
    keeping the project on course during the design phase and
    contractor selection phase. Developing a realistic cost and
    budgeting accordingly at the initial concept of the project is the
    prudent first step.

    Feasibility and budget estimates are to be prepared with minimal
    information, usually verbal descriptions and rough sketches, and
    prior to the project/program detail outlined. The level of detail
    provided for these estimates is as good as the level of the project
    scope provided and are prepared with in limited time.

II. Progress Design Estimates

    The ability to monitor the project scope, cost, and schedule during
    the design process is of paramount importance. Variances can be
    identified and informed actions taken to keep the project within
    cost and schedule parameters identified in your project program.

    When a series of estimates using disciplined line item budgeting
    are prepared for a project, the scope and costs can be monitored
    for the entire design period through to the end of construction.

III. Constructibility Reviews

    Discovering conflicts, build ability issues, and/or omissions in the
    contract documents leads to better bids and fewer change orders
    during the construction period. A detailed review of the civil,
    structural, and architectural elements of the project to identify
    needed details and information as well as a cross check of the
    technical specification with the project’s plans to insure
    coordination and necessary inclusion of technical data is to be
    done.

IV. Bid Estimates

    Thoroughness, timeliness, and accuracy matched with experience
    are    required   in    preparing    a   reliable  bid    estimate.
    The bid estimates are to be prepared from complete plan and
    specification packages using software. The level of detail provided
    with the estimates will allow the project team to convert the
    information to project level production and purchasing guidelines.
    Each item of work is identified in the estimate, typically in the
    order of construction sequence, and will include details including
the labor, equipment, material, and subcontract elements of each
     line item. The plans and specifications are to be checked to insure
     that cost elements are not overlooked.

  V. Cost Studies and Analysis

     The various options need to be considered with reference to time,
     cost, and/or value for proper evaluation based on the studies,
     analysis and experience.

(B) Scheduling and Planning

     “Plan your work (schedule), and work your plan (success)."

     The most important reason for developing a schedule is to
     communicate and manage the work plan. Schedules are keys to
     improved communications between the prime and subcontractors
     and between the owner and the contractors during the course of
     the project. While the types of schedules vary from bar chart to
     short interval to precedence diagrams, their value remains a key to
     a successful project. Schedules are the tool that solidifies the plan.

     •   Critical Path Method (CPM)
     •   Bar Chart
     •   Gantt Chart
     •   Cash Flow and Cost Loaded
     •   Phasing
     •   Manpower
     •   Counter Measure
     •   Alternate Planning and Sequencing
     •   GC Schedule Review for Subcontractors
     •   Subcontractor Schedules

     The project and the contract documents needed to be analyzed for
     the best scheduling application. Whether through bar chart, arrow
     diagram or precedence method, the schedules will help to manage
     the work and bring the project to a successful completion. The
     main aim is to prepare a workable plan and prepare counter
     measures for inevitable occurrences.

(C) Construction Project Management

     Construction projects necessarily involve a myriad of professionals,
     contractors, sub-contractors, designers each involved for profit at
     some phase of completion. These parties are to be organized to
     insure that your best interests of the Railway are served by
managing the schedule, quality, and controlling costs and that
     maximum value is achieved. As Railway’s representative, PMC is
     supposed to do -:

     •   Assistance with contract document development
     •   Contract bid process, negotiation and award
     •   CPM schedule development and monitoring
     •   Contract administration and submittal management
     •   Cost control
     •   Budget management and change control
     •   Quality management
     •   Safety monitoring
     •   Audits and cost-to-complete estimates
     •   Cost estimating
     •   Constructability reviews
     •   On-site inspections and monthly reporting
     •   Contract close-out
     •   Operation and maintenance manuals
     •   Owner training
     •   Project close-out
     •   Final project review and close out

(D) Trouble Shooting / Resolution Services

     All the projects do have unresolved issue(s) that needs an outside
     source for resolution. It is the function of PMC to provide a staff of
     problem solvers, option providers, and counter measure developers
     who can help to work through the issue that is presenting
     difficulties in project execution. A straight forward assessment of
     the situation with suggestions that will be thought through with
     end result in mind should be provided by the PMC. Some of the
     types of issues we can help you with:

     •   Staff supplementation
     •   Material management
     •   Off site testing and coordination
     •   Start up services
     •   Material / Equipment expediting
     •   Cost to complete assessments
     •   Specific project segment support staff
     •   Final proect and punch list management
     •   Supply services and supply project management


As a whole, the responsibility of the PMC is to add value to every
stage of the project lifecycle.
4.   PMC REQUIRMENT IN RAILWAYS –

(A) CONSTRUCTION PROJECTS

    I. Construction of high speed corridor.
   II. Construction of Dedicated freight corridor.
  III. Construction of large No. of bridges like replacement of CI pile
       Bridges.
 IV. Construction of New Lines.
   V. Gauge conversion works.
 VI. Tunneling in all kinds of soil strata
 VII. Tunneling in high altitude Himalayan region
VIII. Construction of major bridges/ fly over bridges
 IX. Signaling and Telecommunication projects.
   X. Laying of Optic Fiber Cable lines.
 XI. Laying and linking of Railway track
XII. Building constructions including service buildings and residential
       colonies.
XIII. Pre-fabrication works

(B) OPEN LINE

     The cost involvement in the works carried out by Open Line is
     usually small. However, the PMC may be thought out for -:

   I.   Architecture development for station buildings on large scales.
  II.   Touch & Feel works for major stations.
 III.   Construction of new station buildings on replacement basis.
IV.     Development of new colonies.
  V.    Major yard remodeling.
VI.     Addition of new platforms.
VII.    Replacement of small spans steel girder with RCC slabs.

(C) RECENT DEVELOPMENT IN RAILWAYS

   I. Recently ME has circulated a letter for appointment of PMC for big
      projects. The letter is placed as Annxure “A”.
  II. RVNL, DMRC, KRCL have already started working with this
      concept.
 III. DMRC has appointed consultants for Consultancy services for
      procurement, construction and commissioning the complete metro
      project and for post construction activities, O& M, preparation of
      manuals, training to the staff etc. The contract is awarded to GC
      consortium consisting of Pacific Consultants International, Persons
Brinckerhoff International, Japan Railways Technical Services,
     Tonichi Engineering Consultants and RITES.

5. GENERAL COMPOSITION OF PMC
   I. A legal entity registered in India having past experience of PMC
  II. Team will generally consist of PM, RE, Experts Civil, Bridge, P.Way,
      Signalling, General Electrical, OHE, Operation & Safety and
      Quality Assurance Expert with specified relevant experience.
 III. Supervisors of respective disciplines and office supporting staff.
 IV. Provided office at site by Construction contractors along with
      Vehicles, Communication, Survey Instrument and Computers.

6. SELECTION CRITERIA FOR PMC
  I. QCBS:-Quality Cum Cost Based System

     a)   In this system marking is done for the completed project by
          the firm for other than Railway but similar work and similar
          work within Railway.
     b)   Marking is also done for experts as per their qualification and
          experience.
     c)   The above total marks are being multiplied by factor.
     d)   The financial offer is also multiplied by a factor to arrive at
          score.
     e)   Both scores are added together and who so ever is getting
          marks as specified is treated to be qualified. A ranking is done
          and best suited is selected based on above criteria.

  II. Cost based system:

     a)   Quality – Hurdle, a hurdle is given for each item who so ever is
          clearing the hurdle is treated as qualified.
     b)   Cost – The lowest eligible is considered.


 III. MCBS:-Modified Cost Based System

     c)   Hurdle System
     d)   Marking System
7. Selection criteria for PMC
   The response received against the RFP in examined in five stages -:

   S.
   N    Particulars             Criteria             Remarks
   o.
   1    Cost of RFP and                              Checking for submission
        proposal                •   Hurdle           of proof of payment of
        security                                     cost of RFP and proposal
                                                     security.
   2.   Responsiveness                               Checking for submission of
                                •   Hurdle           various      documents        in
                                                     accordance        with       the
                                                     guidelines indicated in the
                                                     Instructions to Consultants.
   3.   Technical                                    Checking for Consultants
        Soundness               •   Hurdle.          (i) eligibility in accordance
                                                     with the specified eligibility
                                                     criteria, (ii) Coverage of
                                                     overall    scope      of     the
                                                     assignment, Approach and
                                                     Methodology, and Staffing
                                                     Schedule consistent with
                                                     the Project Management
                                                     requirements.
                                                     (iii)   Qualification       and
                                                     experience of proposed
                                                     Project Management Key
                                                     Personnel.
   4.   Priced offer            Offered Prices       Checking        the    eligible
                                                     consultant’s Price Bids.
   5.   Selection       of      •   Qualification,   Evaluation of Bids for final
        Consultant                  Experience       selection     of    Consultant
                                    and     quoted   based on qualification and
                                    cost.            financial soundness of the
                                                     Consultant,       Qualification
                                                     and experience          of the
                                                     proposed                 Project
                                                     Management staff and the
                                                     quoted cost.
EVALUATION

S.N.    Description of Eligibility Criteria      Details of Declared performance of Consultants
                                                 and Marks allotted
       12                                             4
1.      PROJECT          MANAGEMENT            &
        CONSULTANCY SERVICES:
        (A) The Consultants who have rendered (A) Cost of Project Management Consultancy
        the Project Management Consultancy Services,         exclusively   for   Planning     and
        Services for at least one Project of the Supervision of the execution of the Project.
        values mentioned in column 4 in the
        last 7 years. This particular Project (i) Other than Railway related      Projects:
        should have been completed within this
        period irrespective of the date of Rs. 0.5 to 0.75 Crores -10 Marks
        commencement.                            Rs 0.75 to 1 Crore – 12.5 Marks
                                                 Above Rs.1 Crore - 15 Marks
        (1% of estimated value of other than
        Railway construction contract or 0.5%                   Or
        of Railway projects.)
                                                 (ii) Railway related Projects:

                                                 Rs. 0.25 to 0.37 Crores -10 Marks
                                                 Rs 0.37 to 0.5 Crore – 12.5 Marks
                                                 Above Rs.0.5 Crore - 15 Marks

        OR                                             OR
        (A) The Consultants who have rendered A) Cost of Construction contract of a project
        the Project Management Consultancy where consultant has rendered Project
        Services for at least one Project of the Management Services.
        values mentioned in column 4 in the
        last 7 years i.e. from 1999-00 to 2005-
        06. This particular Project should have
        been completed within this period
        irrespective     of    the   date     of
        commencement.
        (25% of estimated value of construction (i) Other than Railway related Projects:
        contract for other than Railway project
        and 12.5% of the estimated value Rs. 12.5 to 15.0 Crores -10 Marks
        Railway construction projects )          Rs 15.0 to 25 Crore – 12.5 Marks
                                                 Above Rs.25 Crore - 15 Marks

                                                                           Or

                                                   (ii) Railway related Projects:

                                                 (a)     Rs.6.25 to 7.50Crores -10 Marks
                                                 (b)     Rs.7.50 to 12.5 Crores – 12.5 Marks
                                                 (c)     Above Rs. 12.5 Crores – 15 Marks
2. (A)   AVERAGE ANNUAL TURNOVER

         (2.5% of the estimated construction
         cost.)
         The Consultant including the JVs               Average annual turnover in the past 3
         should have average annual turnover of         years.
         values mentioned in column 4 in the
         last three years i.e. from 2003-04 to (a)       Rs.1.3 to 1.5 Crores – 2.5 Marks
         2005-06                                (b)      Rs.1.5 to 2.5 Crores – 3.75 Marks
                                                (c)      Above Rs. 2.5 Crores – 5.0 Marks

3        QUALIFICATION AND EXPE-RIENCE
         OF KEY PERSONNEL.
         Marks will be allotted for each of the         Average maximum marks obtained as
         Key Personnel i.e. Project Manager,            indicated in Column 2 will be classified
         Resident Engineer, Civil Engineering           as under:
         Expert, Expert in Bridges, Permanent
         Way Experts, Electrical Engineering (a)         60 to 65% of the maximum marks - 30
         Expert, Signalling & Interlocking Expert (b)    65 to 75% of the maximum marks – 40
         and Railway Operation and Safety (c)            75% of the maximum marks - 50
         expert as indicated in Form 8A (in 8
         sheets) of this section.

         Each of the Expert should

         (a) not be born before the prescribed
         date as mentioned in the forms of key
         personnel qualification and experience
         subject to fitness for field supervision
         works.

         (b) not have undergone any

            major penalty because of

            Vigilance / CBI or Police

            Cases and

         Sum total of the maximum marks for
         all the Key Personnel put together will
         be reduced to 50; sum total marks
         obtained by the Consultant will also
         proportionately be adjusted to suit this
         maximum of 50.

         The obtained sum total marks will be
         considered for allotment of marks for
         selection of the Consultant as indicated
         in Column 4.
Only those Consultants will be considered as eligible, who obtain
        at least the following minimum marks in each category:
        (i)    Execution of Projects/Services     ...  10
        (ii)   Annual Turnover                   ...   2.5
        (iii)  Key Personnel                     ...   40
        (iv) The min aggregate marks             ...   55

             to be obtained

        Priced offer of only those consultants will be considered who are
        found eligible as above.
        The lowest eligible bidder will be considered for award of contract,
        after conducting negotiations, if found necessary

  8. MODEL TENDER DOCUMENT
          The contents of the RFP document should be as under -:
        I.      Section 1. Notice Inviting `Request for Proposals’
       II.      Section 2. Instructions to Consultants
                      Annexure 1- Data Sheet
                      Attachment 1 - Hurdle criteria
                      Attachment 2 - Site facilities for the Consultant
      III.      Section 3 & 4 Proposals Forms (Technical & Financial)
      IV.       Section 5. Terms of Reference
                      Annex. 1: Scope of Works Contract
                      Annex. 2: Qualification requirements of key personnel
       V.       Section 6. Form of Agreement, General Conditions of
              Contract      and Special Condition of Contract

 I.       Section 1. Notice Inviting `Request for Proposals’
   The Notice inviting RFP mainly includes
   a) Scope of Consulting Services
   b) Proposal Security
   c) Information regarding pre-bid meeting
   d) Place, time and date of obtaining RFP documents and submission of
      offer.

II.     Section 2. Instructions to Consultants

  The Instructions to Consultants includes -;
  A. INTRODUCTION
     1. Background
     2. Selection of Consultants
     3. Familiarization of Site and other details of the Projects
     4. Examination of RFP Documents
5. Joint Proposal
     6. Conflict of Interest
              Fraud and Corruption
              Only one Proposal
              Proposal Validity
              Participation Government Employees

B.     CLARIFICATIONS AND AMENDMENTS TO RFP
       DOCUMENTS
            Pre-bid Meeting
            Clarifications
            Addendum
C.     PREPARATION OF THE PROPOSAL
            Components
            Language
D.     THE PROPOSAL
            General
            Proposal Letter
            Documents Comprising Proposal Format
            Proposal Content
E.     SUBMISSION,       RECEIPT AND OPENING OF PROPOSALS
            Submission of Fully Responsive Proposal
            Submission of Proposals
            Deadline for submission of Proposals
            Proposal Security
            Modifications and withdrawal of proposals
            Opening of Proposals
       NEGOTIATIONS
       CONFIDENTIALITY
       NOTIFICATION OF AWARD
       SIGNING OF CONTRACT
       PERFORMANCE SECURITY
       CONTRACT COMMENCEMENT DATE
       TIME OF COMPLETION
       Annexure
       Data Sheet
       Attachment 1: Hurdle Criteria.
       Attachment 2: Site Facilities for the Consultant.

Eligibility Criteria
      Only firms that are registered or incorporated in India are eligible
      to compete.
      The firms should have rendered the project management
      consultancy services for at least one project of the following values
      in last 7 years. The projects should have been completed within
      this period irrespective of date of start. If the firms have executed
the work of following values themselves, they will also be
          considered for eligibility.

                          Projects other     than    Railway Projects
                          Rly
       Projects    Cost   Variable Rs X              Say X/2
       OR
       Cost of Services   4% of X                    4% of X/2



III.      Section 3 & 4 Proposals Forms (Technical & Financial)

   The consultants to submit the proposal compiling all details and
   information as under -:

   1. Proof of payment of Document Fee

   2. Proposal Security

   3. Proposal

   i) Proposal submission Form

   ii) Letter of participation from each member of JV

   iii) Power of Attorney Format

   iv) MOU for JV

   v) Summary of Credential

   vi) Consultant’s Experience in multi disciplinary projects

   vii) Summary of particulars of Key personnel

   viii) Role and responsibility of each partner in JV

   ix) Approach &Methodology proposed

   x) Firms Financial Data

   xi) Balance Sheets for each Partner

   xii) Form of performance security(Bank Guarantee)
xiii) Proposal Security (Bank Guarantee)

  xiv) Remuneration: Proposed Billing Rates for Experts

  xv) Out-of-pocket Expenditures

  xvi) Summary of Cost Estimates

  PROPOSAL CONTENT

  The Proposals and qualification details shall be furnished for in
  accordance with the formats given in Section 3 & 4 of these ITC shall
  ensure the following:

  1. Each Partner/Associate must provide the relevant details;

  2. The information shall be concise, relevant and complete;

  3. A work plan in graphical format indicating the major activities
  interface requirements and deliverables such as reports required under
  TOR.

  4. A flow chart may be included to clearly indicate the involvement of the
  various     agencies     including      those      of     consultants/sub
  consultant/Associates/Railway Administration etc. This must be linked
  to work plan. This is a must.

  5.The work plan, flow chart, staffing schedule, approach and
  methodology must provide a logical description of how the consultant will
  carry out the services to meet all the requirements of TOR and to provide
  the highest level of performance and integrity as is expected from the
  consultant to ensure quality, accuracy, safety and management of
  contracts without any disputes and without this the proposal will not be
  opened.

  6. Furnish detail of facilities to be provided by the Consultant, in
  addition to the facilities to be provided by the Employer as given in the
  Data Sheet. However, no costs be given which may be included in the
  Proposal

IV.     Section 5. Terms of Reference

  It should include -:
  I.     Introduction & Background- The services of the PMC may be
  provided by a consulting firm (Consultant) with adequate experience in
  the field.
II.   The Consultants - The Consultant will be engaged after proper
evaluation of Technical & Financial Offers.
III.  Objective of Consulting Services -
      To assist the client in implementation of Project from the stage of
      verification / establishment of reference points / data provided by
      the survey consultants to the stage of successful completion of
      work through the agency employed for the execution of work.
      To ensure safety at site.
      To follow provisions of ADB loan agreement, regulations, policies,
      procedures and guidelines & environmental mitigation measures.
      To achieve overall quality & economy in the Project.
      Getting as built drawings, preparation of application for CRS and
      EIG & implement the project up to defect liability period.
      Exercising supervision on the execution of work.
      Arranging traffic, OHE blocks and Material Management.
      Measurement of works and ensuring payment to the executing
      agency including resolving the claims and disputes.
      Interaction and co-ordination with the RA, Govt. authority, Local
      bodies etc.
IV.   Scope of Consultancy Services
      Consultant' Role – will act as an engineer for the purpose of the
                   s
      works.
      Consultant' authority – He will have the authority as specified for
                   s
      engineer in GCC except
         i.  No change in contract conditions.
        ii.  Ordering variation. (Limited to 0.5% in each items maximum
             of 2% of contract value).
       iii.  Ordering variations resulting in extension of time or delay.
       iv.   Deciding rates for new item / extra item and contractors
             claims etc.
        v.   Relieving the contractor of his duties, responsibilities and
             obligation as stated in CA.

Consultant' RESPONSIBILITY
          s

      Developing Project Management Plan in 30 days from LOA and
      inception report in 21 days.
      Developing system & procedures 45 days from LOA.
      Developing quality assurance plan in 45 days from LOA.
      Maintaining copies of all documents.
      Nomination of engineers representative who will be full time
      resident on the project.
      Making all engineering decision.
      Project planning, Project co-ordination, project interfacing
      Approval of plans from Railways required for execution
Checking of various drawings, plans, design, document prepared
      by Contractor and including alterations.
      Prepare phase working plan.
      Ensuring consignee inspection, receipt of material, Accountal
      Measurement and certify payments.
      Project monitoring till the defect liability period and assets handed
      over to Zonal Railways.
      Compliance with ADB, MOU of Railway and environmental
      mitigations.
      Daily report on significant events and Monthly progress report and
      quarterly progress report, completion report in 6 months from
      DOC.

V.     Detailed Terms of Reference
1. REVIEW
 The Consultant shall
       review the Detailed Project Reports
       review adequacy of the contractor’s QMS
       check final designs/drawings
       Approve drawings and specifications for construction
       Review proposals for S&T works, block workings, NI working
       Liaison between various contractors, designers
       Review arrangements during non-interlocking working
       Review proposal for acceptance by RDSO
2. Quality Assurance
       Prepare a Quality Assurance Manual
       Assist the contractor to evolve a system of Quality Assurance
       Ensure that the procurement of materials and equipment
       Inspect and approve all materials received
       Check concrete mix designs
       Inspect the quality of the works
       Assess and check the laboratory and field tests
       Maintain records of all testing
3. Project Control
The consultant shall monitor the project covering all aspects of the
project
       Progress in accordance with schedules
       Critical Interface requirements
       Cost Control
       Environmental matters
       Quality Control
4. Construction Supervision
The Consultant will make all engineering decisions required for the
successful and timely implementation of the contract in consultation
with the Employer. Accordingly, the principal, duties, responsibilities and
activities of the maintenance consultant shall-
Ensure adequacy, stability and safety of all personnel and
         construction works
         Ensure that the works to be carried out on running lines are
         coordinated, planned and executed meticulously
         Conduct site visits to review progress in implementation
         Assist the Employer for liaison and co-ordination with the relevant
         authorities
   5.0 Conflict and change Management:
   6.0 Measurement and Payment:
   7.0 Project Completion
   8.0 Reports
   VI.   Implementation Arrangements
VI. Consultant’s Organization & Staffing
   The Employer’s require the projects to be managed as given below:
         1.0 Project Manager
         2.0 Resident Engineer
         3.0 Experts (Discipline wise)
         4.0 Site Supervision Teams

  VIII. Annex – 1 Scope of Works’ Contracts for Project  Management
  Consultancy Services
  IX.   Annex – 2 Qualification Requirements of Key Personnel

V. Section 6. Form of Agreement, General Conditions of Contract and
   Special Condition of Contract
    Standard form of agreement like works contract incorporating all
    necessary sections of RFP.
    General Conditions of Contract may be same as existing GCC with
    some modification of terms & conditions.
    Special Conditions of Contract shall include sufficient provision for:
        Penalties in case consultant fails to comply with the stipulated
    requirements e.g. checking of works carried out by the Consultant
    disclose that works carried out by the Consultant do not meet the
    specified requirement, the employers will not pay the Consultant fees
    for the affected portion. In addition, the Consultant will incur a
    penalty equal to 100% of such fee and without entitlement to payment
    of further fees in this respect.
    If the service of a team member provided by the Consultant is not acceptable to the
    employer, the Consultant shall immediately replace the team member. If the
    Consultant fails to quickly deploy/replace a team member as instructed by the
    Employer, the       Employer      may make temporary arrangement. The temporary
    deployment/replacement shall be paid by the employer with commensurate reduction
    in the person month scope of the PMC Contract. The Consultant shall incur a penalty
    equal to 50% of the cost to the employer of the temporary deployment/ replacement
    until such time that the Consultant provides an acceptable replacement/ team member.
    This will however be a temporary arrangement and if the Consultant fails to deploy
the requisite personnel or replace any member as instructed, the Consultant shall be
  liable for action for termination of Contract and or black listing.

9. BENEFITS OF PMC

  The execution of projects can be completed within shorter time spans
  due to the planned working under PMC.
  Availability of expertise of each field under the control of single
  authority.
  Staffing Schedule can be adjusted depending upon need based on
  physical progress of Project. If, during some point of time, more
  supervisors of one branch is required and lesser number of the other
  branch is required, the flexibility is always available with the PMC.
  Rigid rules for recruitment need not be followed.

10. Shortcomings of PMC
      Lack of knowledge of Railway engineering/contracts with the
      consultant hence he is not able to appreciate the day-to-day
      problems.
      In case of doubling & third line project, close coordination with
      Railway is required. Being an outside agency and concept of PMC
      being new to Railways, they are not able to get the maximum
      coordination from Railway.
      Inadequate control over experts during the execution as they can
      leave at any stage which creates problem in continuing the project
      further such as measurement recording/accountal of material etc.

11.   SUGGESTIONS

  The knowledge regarding railway working needs to be imparted to the
  officials working with PMC. IRICEN has already started courses for
  training of Engineers of Private agencies. This practice may be
  followed at the other training Institutes.
  The PMCs should be encouraged to recruit more and more retired
  Railway officials.
  Inadequate control over experts during the execution as they can
  leave at any stage which creates problem in continuing the project
  further such as measurement recording/accountal of material etc.
  The experts working on the project should not allowed by the PMC to
  leave the project. PMC may be asked to sign bond with the Experts.
ANNEXURE - 1
4

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4

  • 1. PROJECT REPORT On ROLE OF PROJECT MANAGEMENT CONSULTANT AND MODEL TENDER DOCUMENT PRESENTED BY PRADEEP AHIRKAR, Devendra Singh, Sr.DEN/N/BRC Dy.CE/BL/ALD UNDER THE GUIDANCE OF Shri N.C. SHARDA Sr. Professor (Works) Course No. 722 Sr. Professional Course (Bridges & General)
  • 2. CONTENTS 1. Introduction 2. Need for consultancy 3. Main Constituents of Project Management 4. PMC Requirement in Railways 5. General Composition of PMC 6. Selection criteria of PMC 7. Evaluation 8. Contents of RFP Documents Section 1. Notice Inviting `Request for Proposals’ Section 2. Instructions to Consultants Section 3 & 4 Proposals Forms (Technical & Financial) Section 5. Terms of Reference Section 6. Form of Agreement, General Conditions of Contract and Special Condition of Contract Additional Items to be included 9. Benefits of PMC 10. Shortcoming of PMC 11. Suggestions
  • 3. 1. INTRODUCTION Development projects undertaken in different sectors of economy are building blocks of national economy. Projects worth billions of rupees are undertaken every year both in public as well as private sector. Their effective management has significant bearing on the overall growth of the national economy. In the Indian scenario, the experience in regard to project management has been mixed one. While the cases pertaining to before-time completion of projects like NTPC's Unchahar and Vindhyachal Thermal Power Projects in public sector and the Reliance Petroleum refinery project at Jamnagar (Gujarat) in private sector speak volumes of skill and competence in management of large-scale projects, there are several other projects both in public and private sector which suffer on account of time and cost overruns due to poor planning and lack of foresightedness at the formulation stage. Past experience indicates that cost overruns to the tune of 2 to 20 times the original cost have been observed in several construction projects undertaken in different sectors of economy. Component of construction comprises nearly 60-80 per cent of the project cost of roads, housing and dams, etc. Significantly, the capital outlay on civil construction in the successive Five Year Plans of India, range from 40 to 50 per cent Construction originates in any nation's planning philosophy. Construction is borne out of politico-socio-economic considerations and hence, they have an immeasurable influence on construction technology and management of projects efficiently and effectively. Construction, infact, is the vanguard of development. Construction industry sector can be broadly divided into buildings and construction. The latter deals with heavy civil engineering works - dams, highways, airports, bridges, power stations etc. Building component deals with ejection of buildings - mass housing, hospitals, schools and ancillary works referred to as external services. A UNIDO study revealed that building activity accounts for 60% of the output and investment of the economy of construction industry. Indian Railways is the largest rail network in Asia and Worlds second largest under one management, Indian Railways comprise over one hundred thousand track kilometers and run about 11000 trains every day carrying about 13 million passengers and 1.25 million tones of freight every day. Despite being reliable, safe, eco-friendly and economical mode of transport, its share in both fright and passenger traffic has comedown significantly over the years. The scope for public private partnership is enormous in railways, ranging from commercial exploitation of rail space to private investments in railway infrastructure and rolling stocks. In order to have an integrated development of Transport system, National Rail Development Programme has also been
  • 4. launched in December 2002 envisa ging an investment of about US$ 3.5 billion in next 5 years. The programme envisages removal of capacity bottlenecks in the critical sections of railway network. The Golden quadrilateral is proposed to be strengthened to enable running of more long distance passenger trains and freight trains at a higher speed. Programme also envisages strengthening of rail connectivity to ports and development of multi-model corridors to hinterland. Construction of 4 mega bridges costing about US$ 750 million is also included in the programe. Construction of a new Railway Line to Kashmir valley in most difficult terrain and expansion of rail network in Mumbai area has also been taken up. 2. NEED FOR CONSULTANCY I. Shortage of specialized staff with the Railways since at present the supervisory staff conversant with latest construction techniques are not available in bulk. II. Also, in general, there is a shortage of supervisors which can be attached with single projects. III. Faster execution of projects in short time. IV. Fund Management -: Huge arrangement of funds for Infrastructural Development Projects beyond planned expenditure. V. Commensurate with Govt. policy of right sizing and formation of lean SPV. VI. To implement the requirement of loan providers such as WB, ADB & Other Financial Institutions. 3. PROJECT MANAGEMENT CONSULTANT The main constituents of any PMC are -: A) Cost Estimating B) Scheduling and Planning C) Construction Project Management D) Trouble Shooting / Resolution Services (A) Cost Estimating -: It includes the following I. FEASIBILITY & BUDGET ESTIMATES II. PROGRESS DESIGN ESTIMATES III. CONSTRUCTIBILITY REVIEWS IV. BID ESTIMATES V. COST STUDIES AND ANALYSIS
  • 5. I. Feasibility & Budget Estimates A defined project scope and line item budgets are crucial to keeping the project on course during the design phase and contractor selection phase. Developing a realistic cost and budgeting accordingly at the initial concept of the project is the prudent first step. Feasibility and budget estimates are to be prepared with minimal information, usually verbal descriptions and rough sketches, and prior to the project/program detail outlined. The level of detail provided for these estimates is as good as the level of the project scope provided and are prepared with in limited time. II. Progress Design Estimates The ability to monitor the project scope, cost, and schedule during the design process is of paramount importance. Variances can be identified and informed actions taken to keep the project within cost and schedule parameters identified in your project program. When a series of estimates using disciplined line item budgeting are prepared for a project, the scope and costs can be monitored for the entire design period through to the end of construction. III. Constructibility Reviews Discovering conflicts, build ability issues, and/or omissions in the contract documents leads to better bids and fewer change orders during the construction period. A detailed review of the civil, structural, and architectural elements of the project to identify needed details and information as well as a cross check of the technical specification with the project’s plans to insure coordination and necessary inclusion of technical data is to be done. IV. Bid Estimates Thoroughness, timeliness, and accuracy matched with experience are required in preparing a reliable bid estimate. The bid estimates are to be prepared from complete plan and specification packages using software. The level of detail provided with the estimates will allow the project team to convert the information to project level production and purchasing guidelines. Each item of work is identified in the estimate, typically in the order of construction sequence, and will include details including
  • 6. the labor, equipment, material, and subcontract elements of each line item. The plans and specifications are to be checked to insure that cost elements are not overlooked. V. Cost Studies and Analysis The various options need to be considered with reference to time, cost, and/or value for proper evaluation based on the studies, analysis and experience. (B) Scheduling and Planning “Plan your work (schedule), and work your plan (success)." The most important reason for developing a schedule is to communicate and manage the work plan. Schedules are keys to improved communications between the prime and subcontractors and between the owner and the contractors during the course of the project. While the types of schedules vary from bar chart to short interval to precedence diagrams, their value remains a key to a successful project. Schedules are the tool that solidifies the plan. • Critical Path Method (CPM) • Bar Chart • Gantt Chart • Cash Flow and Cost Loaded • Phasing • Manpower • Counter Measure • Alternate Planning and Sequencing • GC Schedule Review for Subcontractors • Subcontractor Schedules The project and the contract documents needed to be analyzed for the best scheduling application. Whether through bar chart, arrow diagram or precedence method, the schedules will help to manage the work and bring the project to a successful completion. The main aim is to prepare a workable plan and prepare counter measures for inevitable occurrences. (C) Construction Project Management Construction projects necessarily involve a myriad of professionals, contractors, sub-contractors, designers each involved for profit at some phase of completion. These parties are to be organized to insure that your best interests of the Railway are served by
  • 7. managing the schedule, quality, and controlling costs and that maximum value is achieved. As Railway’s representative, PMC is supposed to do -: • Assistance with contract document development • Contract bid process, negotiation and award • CPM schedule development and monitoring • Contract administration and submittal management • Cost control • Budget management and change control • Quality management • Safety monitoring • Audits and cost-to-complete estimates • Cost estimating • Constructability reviews • On-site inspections and monthly reporting • Contract close-out • Operation and maintenance manuals • Owner training • Project close-out • Final project review and close out (D) Trouble Shooting / Resolution Services All the projects do have unresolved issue(s) that needs an outside source for resolution. It is the function of PMC to provide a staff of problem solvers, option providers, and counter measure developers who can help to work through the issue that is presenting difficulties in project execution. A straight forward assessment of the situation with suggestions that will be thought through with end result in mind should be provided by the PMC. Some of the types of issues we can help you with: • Staff supplementation • Material management • Off site testing and coordination • Start up services • Material / Equipment expediting • Cost to complete assessments • Specific project segment support staff • Final proect and punch list management • Supply services and supply project management As a whole, the responsibility of the PMC is to add value to every stage of the project lifecycle.
  • 8. 4. PMC REQUIRMENT IN RAILWAYS – (A) CONSTRUCTION PROJECTS I. Construction of high speed corridor. II. Construction of Dedicated freight corridor. III. Construction of large No. of bridges like replacement of CI pile Bridges. IV. Construction of New Lines. V. Gauge conversion works. VI. Tunneling in all kinds of soil strata VII. Tunneling in high altitude Himalayan region VIII. Construction of major bridges/ fly over bridges IX. Signaling and Telecommunication projects. X. Laying of Optic Fiber Cable lines. XI. Laying and linking of Railway track XII. Building constructions including service buildings and residential colonies. XIII. Pre-fabrication works (B) OPEN LINE The cost involvement in the works carried out by Open Line is usually small. However, the PMC may be thought out for -: I. Architecture development for station buildings on large scales. II. Touch & Feel works for major stations. III. Construction of new station buildings on replacement basis. IV. Development of new colonies. V. Major yard remodeling. VI. Addition of new platforms. VII. Replacement of small spans steel girder with RCC slabs. (C) RECENT DEVELOPMENT IN RAILWAYS I. Recently ME has circulated a letter for appointment of PMC for big projects. The letter is placed as Annxure “A”. II. RVNL, DMRC, KRCL have already started working with this concept. III. DMRC has appointed consultants for Consultancy services for procurement, construction and commissioning the complete metro project and for post construction activities, O& M, preparation of manuals, training to the staff etc. The contract is awarded to GC consortium consisting of Pacific Consultants International, Persons
  • 9. Brinckerhoff International, Japan Railways Technical Services, Tonichi Engineering Consultants and RITES. 5. GENERAL COMPOSITION OF PMC I. A legal entity registered in India having past experience of PMC II. Team will generally consist of PM, RE, Experts Civil, Bridge, P.Way, Signalling, General Electrical, OHE, Operation & Safety and Quality Assurance Expert with specified relevant experience. III. Supervisors of respective disciplines and office supporting staff. IV. Provided office at site by Construction contractors along with Vehicles, Communication, Survey Instrument and Computers. 6. SELECTION CRITERIA FOR PMC I. QCBS:-Quality Cum Cost Based System a) In this system marking is done for the completed project by the firm for other than Railway but similar work and similar work within Railway. b) Marking is also done for experts as per their qualification and experience. c) The above total marks are being multiplied by factor. d) The financial offer is also multiplied by a factor to arrive at score. e) Both scores are added together and who so ever is getting marks as specified is treated to be qualified. A ranking is done and best suited is selected based on above criteria. II. Cost based system: a) Quality – Hurdle, a hurdle is given for each item who so ever is clearing the hurdle is treated as qualified. b) Cost – The lowest eligible is considered. III. MCBS:-Modified Cost Based System c) Hurdle System d) Marking System
  • 10. 7. Selection criteria for PMC The response received against the RFP in examined in five stages -: S. N Particulars Criteria Remarks o. 1 Cost of RFP and Checking for submission proposal • Hurdle of proof of payment of security cost of RFP and proposal security. 2. Responsiveness Checking for submission of • Hurdle various documents in accordance with the guidelines indicated in the Instructions to Consultants. 3. Technical Checking for Consultants Soundness • Hurdle. (i) eligibility in accordance with the specified eligibility criteria, (ii) Coverage of overall scope of the assignment, Approach and Methodology, and Staffing Schedule consistent with the Project Management requirements. (iii) Qualification and experience of proposed Project Management Key Personnel. 4. Priced offer Offered Prices Checking the eligible consultant’s Price Bids. 5. Selection of • Qualification, Evaluation of Bids for final Consultant Experience selection of Consultant and quoted based on qualification and cost. financial soundness of the Consultant, Qualification and experience of the proposed Project Management staff and the quoted cost.
  • 11. EVALUATION S.N. Description of Eligibility Criteria Details of Declared performance of Consultants and Marks allotted 12 4 1. PROJECT MANAGEMENT & CONSULTANCY SERVICES: (A) The Consultants who have rendered (A) Cost of Project Management Consultancy the Project Management Consultancy Services, exclusively for Planning and Services for at least one Project of the Supervision of the execution of the Project. values mentioned in column 4 in the last 7 years. This particular Project (i) Other than Railway related Projects: should have been completed within this period irrespective of the date of Rs. 0.5 to 0.75 Crores -10 Marks commencement. Rs 0.75 to 1 Crore – 12.5 Marks Above Rs.1 Crore - 15 Marks (1% of estimated value of other than Railway construction contract or 0.5% Or of Railway projects.) (ii) Railway related Projects: Rs. 0.25 to 0.37 Crores -10 Marks Rs 0.37 to 0.5 Crore – 12.5 Marks Above Rs.0.5 Crore - 15 Marks OR OR (A) The Consultants who have rendered A) Cost of Construction contract of a project the Project Management Consultancy where consultant has rendered Project Services for at least one Project of the Management Services. values mentioned in column 4 in the last 7 years i.e. from 1999-00 to 2005- 06. This particular Project should have been completed within this period irrespective of the date of commencement. (25% of estimated value of construction (i) Other than Railway related Projects: contract for other than Railway project and 12.5% of the estimated value Rs. 12.5 to 15.0 Crores -10 Marks Railway construction projects ) Rs 15.0 to 25 Crore – 12.5 Marks Above Rs.25 Crore - 15 Marks Or (ii) Railway related Projects: (a) Rs.6.25 to 7.50Crores -10 Marks (b) Rs.7.50 to 12.5 Crores – 12.5 Marks (c) Above Rs. 12.5 Crores – 15 Marks
  • 12. 2. (A) AVERAGE ANNUAL TURNOVER (2.5% of the estimated construction cost.) The Consultant including the JVs Average annual turnover in the past 3 should have average annual turnover of years. values mentioned in column 4 in the last three years i.e. from 2003-04 to (a) Rs.1.3 to 1.5 Crores – 2.5 Marks 2005-06 (b) Rs.1.5 to 2.5 Crores – 3.75 Marks (c) Above Rs. 2.5 Crores – 5.0 Marks 3 QUALIFICATION AND EXPE-RIENCE OF KEY PERSONNEL. Marks will be allotted for each of the Average maximum marks obtained as Key Personnel i.e. Project Manager, indicated in Column 2 will be classified Resident Engineer, Civil Engineering as under: Expert, Expert in Bridges, Permanent Way Experts, Electrical Engineering (a) 60 to 65% of the maximum marks - 30 Expert, Signalling & Interlocking Expert (b) 65 to 75% of the maximum marks – 40 and Railway Operation and Safety (c) 75% of the maximum marks - 50 expert as indicated in Form 8A (in 8 sheets) of this section. Each of the Expert should (a) not be born before the prescribed date as mentioned in the forms of key personnel qualification and experience subject to fitness for field supervision works. (b) not have undergone any major penalty because of Vigilance / CBI or Police Cases and Sum total of the maximum marks for all the Key Personnel put together will be reduced to 50; sum total marks obtained by the Consultant will also proportionately be adjusted to suit this maximum of 50. The obtained sum total marks will be considered for allotment of marks for selection of the Consultant as indicated in Column 4.
  • 13. Only those Consultants will be considered as eligible, who obtain at least the following minimum marks in each category: (i) Execution of Projects/Services ... 10 (ii) Annual Turnover ... 2.5 (iii) Key Personnel ... 40 (iv) The min aggregate marks ... 55 to be obtained Priced offer of only those consultants will be considered who are found eligible as above. The lowest eligible bidder will be considered for award of contract, after conducting negotiations, if found necessary 8. MODEL TENDER DOCUMENT The contents of the RFP document should be as under -: I. Section 1. Notice Inviting `Request for Proposals’ II. Section 2. Instructions to Consultants Annexure 1- Data Sheet Attachment 1 - Hurdle criteria Attachment 2 - Site facilities for the Consultant III. Section 3 & 4 Proposals Forms (Technical & Financial) IV. Section 5. Terms of Reference Annex. 1: Scope of Works Contract Annex. 2: Qualification requirements of key personnel V. Section 6. Form of Agreement, General Conditions of Contract and Special Condition of Contract I. Section 1. Notice Inviting `Request for Proposals’ The Notice inviting RFP mainly includes a) Scope of Consulting Services b) Proposal Security c) Information regarding pre-bid meeting d) Place, time and date of obtaining RFP documents and submission of offer. II. Section 2. Instructions to Consultants The Instructions to Consultants includes -; A. INTRODUCTION 1. Background 2. Selection of Consultants 3. Familiarization of Site and other details of the Projects 4. Examination of RFP Documents
  • 14. 5. Joint Proposal 6. Conflict of Interest Fraud and Corruption Only one Proposal Proposal Validity Participation Government Employees B. CLARIFICATIONS AND AMENDMENTS TO RFP DOCUMENTS Pre-bid Meeting Clarifications Addendum C. PREPARATION OF THE PROPOSAL Components Language D. THE PROPOSAL General Proposal Letter Documents Comprising Proposal Format Proposal Content E. SUBMISSION, RECEIPT AND OPENING OF PROPOSALS Submission of Fully Responsive Proposal Submission of Proposals Deadline for submission of Proposals Proposal Security Modifications and withdrawal of proposals Opening of Proposals NEGOTIATIONS CONFIDENTIALITY NOTIFICATION OF AWARD SIGNING OF CONTRACT PERFORMANCE SECURITY CONTRACT COMMENCEMENT DATE TIME OF COMPLETION Annexure Data Sheet Attachment 1: Hurdle Criteria. Attachment 2: Site Facilities for the Consultant. Eligibility Criteria Only firms that are registered or incorporated in India are eligible to compete. The firms should have rendered the project management consultancy services for at least one project of the following values in last 7 years. The projects should have been completed within this period irrespective of date of start. If the firms have executed
  • 15. the work of following values themselves, they will also be considered for eligibility. Projects other than Railway Projects Rly Projects Cost Variable Rs X Say X/2 OR Cost of Services 4% of X 4% of X/2 III. Section 3 & 4 Proposals Forms (Technical & Financial) The consultants to submit the proposal compiling all details and information as under -: 1. Proof of payment of Document Fee 2. Proposal Security 3. Proposal i) Proposal submission Form ii) Letter of participation from each member of JV iii) Power of Attorney Format iv) MOU for JV v) Summary of Credential vi) Consultant’s Experience in multi disciplinary projects vii) Summary of particulars of Key personnel viii) Role and responsibility of each partner in JV ix) Approach &Methodology proposed x) Firms Financial Data xi) Balance Sheets for each Partner xii) Form of performance security(Bank Guarantee)
  • 16. xiii) Proposal Security (Bank Guarantee) xiv) Remuneration: Proposed Billing Rates for Experts xv) Out-of-pocket Expenditures xvi) Summary of Cost Estimates PROPOSAL CONTENT The Proposals and qualification details shall be furnished for in accordance with the formats given in Section 3 & 4 of these ITC shall ensure the following: 1. Each Partner/Associate must provide the relevant details; 2. The information shall be concise, relevant and complete; 3. A work plan in graphical format indicating the major activities interface requirements and deliverables such as reports required under TOR. 4. A flow chart may be included to clearly indicate the involvement of the various agencies including those of consultants/sub consultant/Associates/Railway Administration etc. This must be linked to work plan. This is a must. 5.The work plan, flow chart, staffing schedule, approach and methodology must provide a logical description of how the consultant will carry out the services to meet all the requirements of TOR and to provide the highest level of performance and integrity as is expected from the consultant to ensure quality, accuracy, safety and management of contracts without any disputes and without this the proposal will not be opened. 6. Furnish detail of facilities to be provided by the Consultant, in addition to the facilities to be provided by the Employer as given in the Data Sheet. However, no costs be given which may be included in the Proposal IV. Section 5. Terms of Reference It should include -: I. Introduction & Background- The services of the PMC may be provided by a consulting firm (Consultant) with adequate experience in the field.
  • 17. II. The Consultants - The Consultant will be engaged after proper evaluation of Technical & Financial Offers. III. Objective of Consulting Services - To assist the client in implementation of Project from the stage of verification / establishment of reference points / data provided by the survey consultants to the stage of successful completion of work through the agency employed for the execution of work. To ensure safety at site. To follow provisions of ADB loan agreement, regulations, policies, procedures and guidelines & environmental mitigation measures. To achieve overall quality & economy in the Project. Getting as built drawings, preparation of application for CRS and EIG & implement the project up to defect liability period. Exercising supervision on the execution of work. Arranging traffic, OHE blocks and Material Management. Measurement of works and ensuring payment to the executing agency including resolving the claims and disputes. Interaction and co-ordination with the RA, Govt. authority, Local bodies etc. IV. Scope of Consultancy Services Consultant' Role – will act as an engineer for the purpose of the s works. Consultant' authority – He will have the authority as specified for s engineer in GCC except i. No change in contract conditions. ii. Ordering variation. (Limited to 0.5% in each items maximum of 2% of contract value). iii. Ordering variations resulting in extension of time or delay. iv. Deciding rates for new item / extra item and contractors claims etc. v. Relieving the contractor of his duties, responsibilities and obligation as stated in CA. Consultant' RESPONSIBILITY s Developing Project Management Plan in 30 days from LOA and inception report in 21 days. Developing system & procedures 45 days from LOA. Developing quality assurance plan in 45 days from LOA. Maintaining copies of all documents. Nomination of engineers representative who will be full time resident on the project. Making all engineering decision. Project planning, Project co-ordination, project interfacing Approval of plans from Railways required for execution
  • 18. Checking of various drawings, plans, design, document prepared by Contractor and including alterations. Prepare phase working plan. Ensuring consignee inspection, receipt of material, Accountal Measurement and certify payments. Project monitoring till the defect liability period and assets handed over to Zonal Railways. Compliance with ADB, MOU of Railway and environmental mitigations. Daily report on significant events and Monthly progress report and quarterly progress report, completion report in 6 months from DOC. V. Detailed Terms of Reference 1. REVIEW The Consultant shall review the Detailed Project Reports review adequacy of the contractor’s QMS check final designs/drawings Approve drawings and specifications for construction Review proposals for S&T works, block workings, NI working Liaison between various contractors, designers Review arrangements during non-interlocking working Review proposal for acceptance by RDSO 2. Quality Assurance Prepare a Quality Assurance Manual Assist the contractor to evolve a system of Quality Assurance Ensure that the procurement of materials and equipment Inspect and approve all materials received Check concrete mix designs Inspect the quality of the works Assess and check the laboratory and field tests Maintain records of all testing 3. Project Control The consultant shall monitor the project covering all aspects of the project Progress in accordance with schedules Critical Interface requirements Cost Control Environmental matters Quality Control 4. Construction Supervision The Consultant will make all engineering decisions required for the successful and timely implementation of the contract in consultation with the Employer. Accordingly, the principal, duties, responsibilities and activities of the maintenance consultant shall-
  • 19. Ensure adequacy, stability and safety of all personnel and construction works Ensure that the works to be carried out on running lines are coordinated, planned and executed meticulously Conduct site visits to review progress in implementation Assist the Employer for liaison and co-ordination with the relevant authorities 5.0 Conflict and change Management: 6.0 Measurement and Payment: 7.0 Project Completion 8.0 Reports VI. Implementation Arrangements VI. Consultant’s Organization & Staffing The Employer’s require the projects to be managed as given below: 1.0 Project Manager 2.0 Resident Engineer 3.0 Experts (Discipline wise) 4.0 Site Supervision Teams VIII. Annex – 1 Scope of Works’ Contracts for Project Management Consultancy Services IX. Annex – 2 Qualification Requirements of Key Personnel V. Section 6. Form of Agreement, General Conditions of Contract and Special Condition of Contract Standard form of agreement like works contract incorporating all necessary sections of RFP. General Conditions of Contract may be same as existing GCC with some modification of terms & conditions. Special Conditions of Contract shall include sufficient provision for: Penalties in case consultant fails to comply with the stipulated requirements e.g. checking of works carried out by the Consultant disclose that works carried out by the Consultant do not meet the specified requirement, the employers will not pay the Consultant fees for the affected portion. In addition, the Consultant will incur a penalty equal to 100% of such fee and without entitlement to payment of further fees in this respect. If the service of a team member provided by the Consultant is not acceptable to the employer, the Consultant shall immediately replace the team member. If the Consultant fails to quickly deploy/replace a team member as instructed by the Employer, the Employer may make temporary arrangement. The temporary deployment/replacement shall be paid by the employer with commensurate reduction in the person month scope of the PMC Contract. The Consultant shall incur a penalty equal to 50% of the cost to the employer of the temporary deployment/ replacement until such time that the Consultant provides an acceptable replacement/ team member. This will however be a temporary arrangement and if the Consultant fails to deploy
  • 20. the requisite personnel or replace any member as instructed, the Consultant shall be liable for action for termination of Contract and or black listing. 9. BENEFITS OF PMC The execution of projects can be completed within shorter time spans due to the planned working under PMC. Availability of expertise of each field under the control of single authority. Staffing Schedule can be adjusted depending upon need based on physical progress of Project. If, during some point of time, more supervisors of one branch is required and lesser number of the other branch is required, the flexibility is always available with the PMC. Rigid rules for recruitment need not be followed. 10. Shortcomings of PMC Lack of knowledge of Railway engineering/contracts with the consultant hence he is not able to appreciate the day-to-day problems. In case of doubling & third line project, close coordination with Railway is required. Being an outside agency and concept of PMC being new to Railways, they are not able to get the maximum coordination from Railway. Inadequate control over experts during the execution as they can leave at any stage which creates problem in continuing the project further such as measurement recording/accountal of material etc. 11. SUGGESTIONS The knowledge regarding railway working needs to be imparted to the officials working with PMC. IRICEN has already started courses for training of Engineers of Private agencies. This practice may be followed at the other training Institutes. The PMCs should be encouraged to recruit more and more retired Railway officials. Inadequate control over experts during the execution as they can leave at any stage which creates problem in continuing the project further such as measurement recording/accountal of material etc. The experts working on the project should not allowed by the PMC to leave the project. PMC may be asked to sign bond with the Experts.
  • 21.