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Passenger Facilitation for Improved Border AvSec 2011
                                                                                International Management


Using	
  Data	
  to	
  Enhance	
  Avia1on	
  Security	
  
–	
  improving	
  facilita1on	
  to	
  deliver	
  a	
  be=er	
  passenger	
  experience	
  



                      Ma=hew	
  FINN	
  
                      Hong	
  Kong,	
  Thursday	
  –	
  19	
  May	
  2011



© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com
Some time ago in an industry far, far away …




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                            #2
Questions?




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com          #3
Universal Questions …


 q     What’s	
  important	
  to	
  you?	
  
 q     Why	
  is	
  that	
  important?	
  
 q     What’s	
  the	
  worst	
  that	
  could	
  happen	
  if	
  …?	
  	
  

                              q    Where	
  are	
  you	
  now?	
  
                              q    Where	
  do	
  you	
  want	
  to	
  be?	
  
                              q    How	
  are	
  you	
  going	
  to	
  get	
  there?	
  

 q     Who	
  are	
  you?	
  
 q     What	
  are	
  you	
  doing	
  in	
  my	
  airport/country?	
  
 q     What	
  do	
  I	
  know	
  about	
  you	
  and	
  your	
  i1nerary?	
  

© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                            #4
Problem Solving #101




                      POLICY:	
  Rules	
  &	
  Regula1ons	
  


                      SYSTEMS:	
  Tools	
  &	
  Technologies	
  


                      PROCEDURES:	
  Processes	
  &	
  Prac1ces	
  


                      PEOPLE:	
  Skills	
  &	
  Organiza1onal	
  Structures	
  	
  


© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                  #5
Intelligence-Based & Risk-Driven Approach to Aviation Security


       “To	
  collect	
  accurate,	
  verifiable	
  and	
  quality	
  passenger	
  data	
  	
  
        as	
  early	
  and	
  as	
  far	
  from	
  the	
  airport/border	
  as	
  possible.	
  	
  	
  
                                                          	
  
        And	
  for	
  this	
  data	
  to	
  be	
  con>nually	
  reconciled	
  and	
  enriched	
  
                          throughout	
  the	
  passenger	
  journey	
  to	
  	
  
      enhance	
  avia1on	
  security	
  and	
  improve	
  passenger	
  facilita1on.”	
  

© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                           #6
Document Security & Identity Verification


   Enhanced	
  Detec1on	
  of	
  	
  
   Document	
  Security	
  Features	
  
   [	
  …	
  ]	
  u>liza>on	
  of	
  specialist	
  equipment	
  
   and	
  enhanced	
  training	
  for	
  documenta>on	
  
   control	
  to	
  augment	
  the	
  detec>on	
  of	
  	
  
   forged	
  and/or	
  counterfeit	
  documents	
  [	
  …]	
  	
  	
  




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                                      #7
Biometric Passenger Data – Identity Reconciliation & Risk Assessment


   Biometrics	
  
   [	
  …	
  ]	
  biometric	
  verifica>on:	
  the	
  means	
  by	
  which	
  a	
  person	
  can	
  
   be	
  uniquely	
  iden>fied	
  by	
  evalua>ng	
  one	
  or	
  more	
  
   dis>nguishing	
  biological	
  traits;	
  including	
  fingerprints,	
  hand	
  
   geometry,	
  iris	
  and	
  facial	
  recogni>on	
  [	
  …	
  ]	
  	
  	
  




                                                  !

© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                             #8
Airline Passenger Data (1) – Advance Passenger Information (API)


           PAX	
  Document	
  Data	
                        Flight	
  Informa1on	
  
         –    Family	
  Name,	
  Given	
  Name	
            –    Flight	
  Number	
  
         –    Date	
  of	
  Birth	
                         –    Departure	
  Date	
  
         –    Gender	
                                      –    Board	
  Point	
  
         –    Na1onality	
                                  –    Off	
  Point	
  
         –    Travel	
  Document	
  Type	
                  –    Transit	
  Origin	
  
         –    Travel	
  Document	
  Number	
                –    Transit	
  Des1na1on	
  
         –    Issuing	
  Country	
                          –    PNR	
  Source	
  
         –    Expiry	
  Date	
                              –    PNR	
  Locator	
  




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                   #9
Airline Passenger Data (2) – Passenger Name Records (PNR)


              Reserva1on	
  Data	
                            Detec1ng	
  the	
  Unknown	
  
         –    Payment	
                                       –  Data	
  is	
  valuable	
  for	
  risk	
  
         –    Ticke1ng	
  	
  	
                                 assessment	
  (typically,	
  
         –    Full	
  I1nerary	
  (past	
  &	
  future)	
        customs	
  &	
  law	
  enforcement)	
  
                                                                 and	
  can	
  be	
  analyzed	
  to	
  
         –    Contact	
  Data	
                                  detect	
  higher	
  risk	
  
         –    Accompanying	
  Passengers	
                       passengers,	
  suspicious	
  
         –    Baggage	
                                          routes,	
  pa=erns	
  or	
  behavior	
  
         –    Sea1ng	
                                        –  Risk-­‐based	
  screening	
  




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                                    #10
Enhancing	
  Avia1on	
  Security	
  
              Over	
  the	
  past	
  decade	
  the	
  threats	
  have	
  
              changed,	
  risks	
  have	
  mul1plied	
  and	
  	
  
              acts	
  of	
  unlawful	
  interference	
  have	
  evolved	
  	
  


              “Iden1fying	
  high	
  risk	
  passengers	
  
              early	
  enables	
  agencies	
  to	
  target	
  
              specific	
  risks	
  and	
  focus	
  resources	
  on	
  
              conduc1ng	
  addi1onal	
  physical	
  
              security	
  checks”	
  	
  
Advancing the Latest & Best of Best Practices …


                              	
  
                              Ideal	
  Process	
  Flow	
  (Simplifying	
  Passenger	
  Travel)	
  
                              Checkpoint	
  of	
  the	
  Future	
  

                              	
  
                              Airports	
  Council	
  Interna1onal	
  
                              Best	
  Prac1ce	
  Security	
  Access	
  &	
  Egress	
  

                              	
  
                              ICAO	
  Ini1a1ve	
  on	
  Next	
  Genera1on	
  	
  
                              Passenger	
  &	
  Cabin	
  Baggage	
  Screening	
  
                              	
  
© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                         #12
Intelligent Security Through Collaboration




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                          #13
Ideal Process Flow  14 Step Passenger Process


                                           	
  
                                           Ideal	
  Process	
  Flow	
  	
  
                                           PAX	
  Facilita1on	
  WG	
  –	
  14	
  Step	
  Passenger	
  Process	
  

                              02	
  	
                              04	
  	
             05	
  	
                                         07	
  	
  
            01	
  	
                              03	
  	
                                                       06	
  	
  
                            Ticket	
                             Document	
      Authoriza1on	
  	
                              Immigra1on	
  	
  
      Pre	
  Travel	
                           Check-­‐In	
                                            Bag	
  Processing	
  
                          Issuance	
                             Scanning	
       to	
  Proceed	
                                 Exit	
  Control	
  




          08	
  	
            09	
  	
             10	
  	
                                                   12	
  	
                                          14	
  	
  
                                                                    11	
  	
                                                            13	
  	
  
       Security	
          Security	
          Flight	
  Re-­‐                                          Immigra1on	
  	
                                     Customs	
  	
  
                                                                 Boarding	
                                                     Bag	
  Collec1on	
  
        Access	
          Screening	
           Booking	
                                               Entry	
  Control	
                              &	
  Quaran1ne	
  




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                                                                                                #14
14	
  Step	
  Passenger	
  Process	
  	
  
                                                    Data	
  collected	
  at	
  one	
  step	
  of	
  the	
  
                                                    journey	
  can	
  be	
  re-­‐u>lized	
  and	
  
                                                    enriched	
  throughout	
  the	
  en>re	
  
                                                    journey	
  and	
  shared	
  with	
  mul>ple	
  
                                                    stakeholders.	
  


Repe>>on	
  of	
  data	
  collec>on	
  and	
  other	
  passenger	
  requirements	
  
                   can	
  be	
  iden>fied	
  and	
  streamlined	
  

  Processing	
  passengers	
  faster	
  and	
  smarter	
  will	
  allow	
  security	
  
     agencies	
  to	
  focus	
  resources	
  on	
  higher	
  risk	
  passengers	
  
The	
  Value	
  of	
  Data	
  
Detect	
  higher	
  risk	
  passengers,	
  suspicious	
  routes	
  and	
  
   paRerns	
  of	
  behavior	
  for	
  risk-­‐based	
  screening	
  




     Data	
  and	
  intelligence	
  which	
  is	
  valuable	
  to	
  	
  
 border	
  control	
  is	
  also	
  valuable	
  to	
  avia1on	
  security	
  
Building for the Future & Adapting to Change




                      POLICY:	
  New	
  laws	
  and	
  rules	
  will	
  come	
  into	
  force	
  …	
  


                      SYSTEMS:	
  Technologies	
  will	
  be	
  upgraded	
  …	
  


                      PROCEDURES:	
  Processes	
  will	
  be	
  adapted	
  …	
  


                      PEOPLE:	
  Staff	
  will	
  move	
  up	
  and	
  move	
  on	
  ….	
  


© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                                                #17
Certain Inalienable Truths …




  þ  COMMON	
  SENSE	
  will	
  never	
  go	
  out	
  of	
  fashion	
  …	
  
  þ  QUESTIONS	
  will	
  always	
  need	
  to	
  be	
  asked	
  …	
  




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                            #18
Data	
  &	
  Intelligence-­‐driven	
  	
  Differen1ated	
  

Unpredictable	
  

Results-­‐focused	
  

Assessment-­‐based	
  

Behavioral	
  Analysis	
  

Leadership:	
  Listening	
  &	
  Leveraging	
  Stakeholders	
  &	
  Assets	
  

Efficient	
  &	
  Effec1ve	
  
Questions?




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com          #20
Contact Information


  Ma=hew	
  FINN	
  
  managing	
  director	
  
  	
  
  	
  T	
  +41	
  22	
  731	
  1725	
  
   ma=hew.finn@augmen1q.com




© AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com                   #21

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International AvSec 2011

  • 1. Passenger Facilitation for Improved Border AvSec 2011 International Management Using  Data  to  Enhance  Avia1on  Security   –  improving  facilita1on  to  deliver  a  be=er  passenger  experience   Ma=hew  FINN   Hong  Kong,  Thursday  –  19  May  2011 © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com
  • 2. Some time ago in an industry far, far away … © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #2
  • 3. Questions? © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #3
  • 4. Universal Questions … q  What’s  important  to  you?   q  Why  is  that  important?   q  What’s  the  worst  that  could  happen  if  …?     q  Where  are  you  now?   q  Where  do  you  want  to  be?   q  How  are  you  going  to  get  there?   q  Who  are  you?   q  What  are  you  doing  in  my  airport/country?   q  What  do  I  know  about  you  and  your  i1nerary?   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #4
  • 5. Problem Solving #101 POLICY:  Rules  &  Regula1ons   SYSTEMS:  Tools  &  Technologies   PROCEDURES:  Processes  &  Prac1ces   PEOPLE:  Skills  &  Organiza1onal  Structures     © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #5
  • 6. Intelligence-Based & Risk-Driven Approach to Aviation Security “To  collect  accurate,  verifiable  and  quality  passenger  data     as  early  and  as  far  from  the  airport/border  as  possible.         And  for  this  data  to  be  con>nually  reconciled  and  enriched   throughout  the  passenger  journey  to     enhance  avia1on  security  and  improve  passenger  facilita1on.”   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #6
  • 7. Document Security & Identity Verification Enhanced  Detec1on  of     Document  Security  Features   [  …  ]  u>liza>on  of  specialist  equipment   and  enhanced  training  for  documenta>on   control  to  augment  the  detec>on  of     forged  and/or  counterfeit  documents  [  …]       © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #7
  • 8. Biometric Passenger Data – Identity Reconciliation & Risk Assessment Biometrics   [  …  ]  biometric  verifica>on:  the  means  by  which  a  person  can   be  uniquely  iden>fied  by  evalua>ng  one  or  more   dis>nguishing  biological  traits;  including  fingerprints,  hand   geometry,  iris  and  facial  recogni>on  [  …  ]       ! © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #8
  • 9. Airline Passenger Data (1) – Advance Passenger Information (API) PAX  Document  Data   Flight  Informa1on   –  Family  Name,  Given  Name   –  Flight  Number   –  Date  of  Birth   –  Departure  Date   –  Gender   –  Board  Point   –  Na1onality   –  Off  Point   –  Travel  Document  Type   –  Transit  Origin   –  Travel  Document  Number   –  Transit  Des1na1on   –  Issuing  Country   –  PNR  Source   –  Expiry  Date   –  PNR  Locator   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #9
  • 10. Airline Passenger Data (2) – Passenger Name Records (PNR) Reserva1on  Data   Detec1ng  the  Unknown   –  Payment   –  Data  is  valuable  for  risk   –  Ticke1ng       assessment  (typically,   –  Full  I1nerary  (past  &  future)   customs  &  law  enforcement)   and  can  be  analyzed  to   –  Contact  Data   detect  higher  risk   –  Accompanying  Passengers   passengers,  suspicious   –  Baggage   routes,  pa=erns  or  behavior   –  Sea1ng   –  Risk-­‐based  screening   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #10
  • 11. Enhancing  Avia1on  Security   Over  the  past  decade  the  threats  have   changed,  risks  have  mul1plied  and     acts  of  unlawful  interference  have  evolved     “Iden1fying  high  risk  passengers   early  enables  agencies  to  target   specific  risks  and  focus  resources  on   conduc1ng  addi1onal  physical   security  checks”    
  • 12. Advancing the Latest & Best of Best Practices …   Ideal  Process  Flow  (Simplifying  Passenger  Travel)   Checkpoint  of  the  Future     Airports  Council  Interna1onal   Best  Prac1ce  Security  Access  &  Egress     ICAO  Ini1a1ve  on  Next  Genera1on     Passenger  &  Cabin  Baggage  Screening     © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #12
  • 13. Intelligent Security Through Collaboration © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #13
  • 14. Ideal Process Flow  14 Step Passenger Process   Ideal  Process  Flow     PAX  Facilita1on  WG  –  14  Step  Passenger  Process   02     04     05     07     01     03     06     Ticket   Document   Authoriza1on     Immigra1on     Pre  Travel   Check-­‐In   Bag  Processing   Issuance   Scanning   to  Proceed   Exit  Control   08     09     10     12     14     11     13     Security   Security   Flight  Re-­‐ Immigra1on     Customs     Boarding   Bag  Collec1on   Access   Screening   Booking   Entry  Control   &  Quaran1ne   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #14
  • 15. 14  Step  Passenger  Process     Data  collected  at  one  step  of  the   journey  can  be  re-­‐u>lized  and   enriched  throughout  the  en>re   journey  and  shared  with  mul>ple   stakeholders.   Repe>>on  of  data  collec>on  and  other  passenger  requirements   can  be  iden>fied  and  streamlined   Processing  passengers  faster  and  smarter  will  allow  security   agencies  to  focus  resources  on  higher  risk  passengers  
  • 16. The  Value  of  Data   Detect  higher  risk  passengers,  suspicious  routes  and   paRerns  of  behavior  for  risk-­‐based  screening   Data  and  intelligence  which  is  valuable  to     border  control  is  also  valuable  to  avia1on  security  
  • 17. Building for the Future & Adapting to Change POLICY:  New  laws  and  rules  will  come  into  force  …   SYSTEMS:  Technologies  will  be  upgraded  …   PROCEDURES:  Processes  will  be  adapted  …   PEOPLE:  Staff  will  move  up  and  move  on  ….   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #17
  • 18. Certain Inalienable Truths … þ  COMMON  SENSE  will  never  go  out  of  fashion  …   þ  QUESTIONS  will  always  need  to  be  asked  …   © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #18
  • 19. Data  &  Intelligence-­‐driven    Differen1ated   Unpredictable   Results-­‐focused   Assessment-­‐based   Behavioral  Analysis   Leadership:  Listening  &  Leveraging  Stakeholders  &  Assets   Efficient  &  Effec1ve  
  • 20. Questions? © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #20
  • 21. Contact Information Ma=hew  FINN   managing  director      T  +41  22  731  1725   ma=hew.finn@augmen1q.com © AUGMENTIQ 2011 | info@augmentiq.com | www.augmentiq.com #21