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December 26, 2014
Honorable David Y. Ige
Governor, State of Hawai‘i
Executive Chambers, State Capitol
Honolulu, HI 96813
RE: Open Government in the State of Hawai‘i
Dear Governor Ige:
Congratulations on your election as the eighth governor of the State of Hawai‘i. We, the
undersigned organizations, ask that you take this occasion to speak out strongly in
favor of government transparency. We have seen rising public demand for openness
and increasing public suspicion of institutions that respond to scrutiny without
comment or full disclosure. An executive memorandum or order implementing the
following three proposals would have a profound impact on access to government
information.
1. State agencies should presume that government documents are public and
invoke exceptions to disclosure only if they must, not simply because they can.
2. Each State agency should post contact information for the public to easily
ascertain how to submit requests for records.
3. Requests made in the public interest should be charged, at most, only copying
costs.
All of these proposals follow established models in federal policy and are consistent
with the Legislature’s intent in enacting the Uniform Information Practices Act
(Modified) (UIPA).
Government Records Are the Public’s Records
The Legislature enacted the UIPA on the principle that “Government agencies exist to
aid the people in the formation and conduct of public policy. Opening up the
government processes to public scrutiny and participation is the only viable and
reasonable method of protecting the public’s interest.” Hawai‘i Revised Statutes (HRS)
§ 92F-2. The Legislature recognized that “[t]he proper functioning of any public records
law is very much dependent upon the attitude of those who implement the law. Your
Committee urges all agencies to accept this new law as a challenge and a mandate to
ensure public access to the public’s government.” Conf. Comm. Rep. No. 112-88, in
1988 House Journal at 818. In this 25th year of the UIPA, it is safe to say that the State
has not uniformly embraced that challenge. The following proposals are modest,
Honorable David Y. Ige
December 26, 2014
Page 2
meaningful steps toward more open government and are amenable to immediate
implementation through executive policy.
Proposal 1: Absent Compelling Circumstances, State Officials Should Presume that
Disclosure Serves the Public Interest Better than Secrecy
We ask that you use your authority to instruct State agencies to work collaboratively
with requesters to make as much information available as possible and to invoke UIPA
exceptions rarely and only with reluctance. The UIPA provides that “[a]ll government
records are open to public inspection unless access is restricted or closed by law.” HRS
§ 92F-11(a); accord HRS § 92F-2 (“[I]t is the policy of this State that the formation and
conduct of public policy—the discussions, deliberations, decisions, and action of
government agencies—shall be conducted as openly as possible.”). Nevertheless,
agencies frequently withhold records simply because a UIPA exception might apply.
With the Office of Information Practices (OIP) backlogged a year or more, requesters are
left with little effective recourse unless they have the resources to litigate.
Confronting similar circumstances in the federal government, President Barack Obama
issued an executive memorandum within his first month in office that ordered all
federal agencies to “adopt a presumption in favor of disclosure, in order to renew their
commitment to the principles embodied in FOIA, and to usher in a new era of open
Government.” Memorandum on Freedom of Information Act (January 21, 2009).1
The Freedom of Information Act should be administered with a clear
presumption: In the face of doubt, openness prevails. The Government
should not keep information confidential merely because public officials
might be embarrassed by disclosure, because errors and failures might be
revealed, or because of speculative or abstract fears. Nondisclosure
should never be based on an effort to protect the personal interests of
Government officials at the expense of those they are supposed to serve.
In responding to requests under the FOIA, executive branch agencies
(agencies) should act promptly and in a spirit of cooperation, recognizing
that such agencies are servants of the public.
Id. That memorandum led Attorney General Eric Holder to revise FOIA guidelines to
provide that “[a]n agency should not withhold records merely because it can
demonstrate, as a technical matter, that the records fall within the scope of a FOIA
exemption.” Att’y Gen. Mem. on the Freedom of Information Act (March 19, 2009).2
1 The full text of President Obama’s memorandum is available at
www.whitehouse.gov/the_press_office/FreedomofInformationAct/.
2 The full text of Attorney General Holder’s memorandum is available at
www.justice.gov/sites/default/files/ag/legacy/2009/06/24/foia-memo-march2009.pdf.
Honorable David Y. Ige
December 26, 2014
Page 3
Embracing a similar presumption of openness in Hawai‘i would revitalize the UIPA.
When the law allows discretion, State officials should evaluate whether there is a real
need for secrecy, even if a UIPA exception technically might apply. State officials are
custodians of the public trust and should affirmatively seek to make information as
accessible as possible. Adopting a presumption of openness also allows agencies to
respond more quickly to requests. Ultimately, the interaction between public official
and requester should be cooperative—perceived by neither side as “us vs. them.”
Proposal 2: Each State Agency Should Publicly Post UIPA Contact Information
We ask that you use your authority to ensure that everyone knows where to send a
UIPA request. Even if an agency lacks the resources for a dedicated UIPA coordinator,
each agency should post on its website, at a minimum, a mailing address and an e-mail
address for UIPA requests.
At present, the public cannot readily ascertain to whom a UIPA request should be
addressed. There is no public directory or uniform system in place to identify UIPA
contacts at each agency. Misdirected requests cause confusion at the agency and
frustration for the requester.
Again, the federal government provides an instructive example. In 2005, by Executive
Order 13,392, President George W. Bush ordered all federal agencies to designate FOIA
Public Liaisons to handle public records requests and required the agencies to post
contact information for the Public Liaisons on the agency’s website.3 As a result, every
federal agency has a FOIA page on their website for easy public access.
The simple act of providing clear contact information for UIPA requests is a significant
step to improve government transparency.
Proposal 3: Do Not Charge for Requests Made in the Public Interest
We ask that you use your authority to instruct State agencies to waive search, review,
and redaction fees when a UIPA requester is acting in the public interest. In other
words, agencies should not charge more than copying costs when someone has the
ability to widely disseminate government information that is not otherwise publicly
available.
3 Congress codified portions of Executive 13,392 in FOIA in 2008. The full text of Executive
Order 13,392 is available at www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/05-24255.pdf.
Honorable David Y. Ige
December 26, 2014
Page 4
In accordance with OIP regulations, the public interest is served when (1) requested
documents concern government operations; (2) the documents are not readily available
in the public domain; and (3) the requester intends and has the ability to widely
disseminate the information to the public at large. Hawai‘i Administrative Rules (HAR)
§ 2-71-32(b). Even if a requester meets that standard, however, OIP only requires that
agencies reduce the applicable fees by $60; it does not provide a waiver of fees. Id.
§ 2-71-32(a). Nevertheless, under the UIPA, agencies have the discretion to waive all
search, review, and redaction fees.
In FY 2014, State agencies produced documents in response to 116 public interest
requests, which requests were less than 5% of all granted or partially granted UIPA
requests. The State collected only $932.50 in search, review, and redaction fees for those
requests. If the public interest requesters had not been willing to pay those fees,
information that helps the public understand how its government operates would have
languished out of sight.
Eight other public interest requests were abandoned or withdrawn in FY 2014 after the
State agency estimated search, review, or redaction costs in excess of $100. For those
eight requests, the agency’s decision to impose discretionary fees frustrated public
understanding of government operations. While cost estimates might reflect a request’s
potential burden on agency resources, agencies first should assist requesters by
explaining how records are maintained and suggesting ways to narrow the request.
But, ultimately, an agency has authority to break larger requests into increments to
avoid interfering with agency business. Cost estimates should never be used to
discourage a requester willing to widely disseminate government information.
Conclusion
Given the intrinsic benefits of open government, we ask that you begin your
Administration by facilitating public access to government records.
Mahalo for your kokua. If you have any questions or would like to discuss our
concerns in more detail, please contact any of the organizations identified below.
cc: Cheryl Kakazu Park, OIP Director
Honorable David Y. Ige
December 26, 2014
Page 5
Ann Shaver, President
League of Women Voters of Hawaii
49 South Hotel Street, Room 314
Honolulu, HI 96813
voters@lwv-hawaii.com
(808) 531-7448
Mark Platte, News Director
Hawaii News Now
mplatte@hawaiinewsnow.com
Michael Titterton, President & CEO
Hawai‘i Public Radio
738 Kaheka Street
Honolulu, HI 96814
Patti Epler, Editor
Civil Beat
patti@civilbeat.com
Carmille Lim, Executive Director
Common Cause Hawaii
clim@commoncause.org
Kristina Lockwood, President & General
Manager
KHON2
88 Piikoi Street
Honolulu, HI 96814
Chuck Parker, News Director
KITV
cparker@kitv.com
Burt Lum, Executive Director
Hawaii Open Data
bytemarks@gmail.com
Honorable David Y. Ige
December 26, 2014
Page 6
Mark Thiessen
Alaska & Hawaii News Editor
The Associated Press
mthiessen@ap.org
Tommy Russo, Publisher
Maui Time Weekly
(808) 244-0777
Malia Zimmerman, Editor
Hawaii Reporter
Malia@HawaiiReporter.com
(808) 306-3161
Nancy Cook Lauer, President
Big Island Press Club
nclauer@gmail.com
Stirling Morita, President
Hawaii Professional Chapter, Society of
Professional Journalists
spj@flex.com
Lee Imada, Managing Editor
The Maui News
leeimada@mauinews.com
(808) 242-6339
Ikaika Hussey, Publisher
The Hawaii Independent
ikaikahussey@gmail.com
Chris Conybeare, President
Media Council Hawaii
conybeare@msn.com
Honorable David Y. Ige
December 26, 2014
Page 7
Victor Geminiani, Executive Director
Hawaii Appleseed Center for Law &
Economic Justice
119 Merchant Street, Suite 605A
Honolulu, HI 96813
(808) 587-7605
www.hiappleseed.org
Andrew Walden, Editor
Hawai‘i Free Press
editor@hawaiifreepress.com
Daniel Gluck, Senior Staff Attorney
American Civil Liberties Union of Hawai‘i
P.O. Box 3410
Honolulu, HI 96801
Keli‘i Akina, Ph.D., President/CEO
Grassroot Institute of Hawaii
335 Merchant Street, #3377
Honolulu, HI 96801
(808) 591-9193
www.GrassrootInstitute.org
David Lichtenstein, Editor/Publisher
The Molokai News
P.O. Box 482157
Kaunakakai, HI 96748
(808) 658-5181
R. Brian Black, Executive Director
Civil Beat Law Center for the Public
Interest
brian@civilbeatlawcenter.org
	
  

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Letter to Governor Ige on Government Transparency

  • 1. December 26, 2014 Honorable David Y. Ige Governor, State of Hawai‘i Executive Chambers, State Capitol Honolulu, HI 96813 RE: Open Government in the State of Hawai‘i Dear Governor Ige: Congratulations on your election as the eighth governor of the State of Hawai‘i. We, the undersigned organizations, ask that you take this occasion to speak out strongly in favor of government transparency. We have seen rising public demand for openness and increasing public suspicion of institutions that respond to scrutiny without comment or full disclosure. An executive memorandum or order implementing the following three proposals would have a profound impact on access to government information. 1. State agencies should presume that government documents are public and invoke exceptions to disclosure only if they must, not simply because they can. 2. Each State agency should post contact information for the public to easily ascertain how to submit requests for records. 3. Requests made in the public interest should be charged, at most, only copying costs. All of these proposals follow established models in federal policy and are consistent with the Legislature’s intent in enacting the Uniform Information Practices Act (Modified) (UIPA). Government Records Are the Public’s Records The Legislature enacted the UIPA on the principle that “Government agencies exist to aid the people in the formation and conduct of public policy. Opening up the government processes to public scrutiny and participation is the only viable and reasonable method of protecting the public’s interest.” Hawai‘i Revised Statutes (HRS) § 92F-2. The Legislature recognized that “[t]he proper functioning of any public records law is very much dependent upon the attitude of those who implement the law. Your Committee urges all agencies to accept this new law as a challenge and a mandate to ensure public access to the public’s government.” Conf. Comm. Rep. No. 112-88, in 1988 House Journal at 818. In this 25th year of the UIPA, it is safe to say that the State has not uniformly embraced that challenge. The following proposals are modest,
  • 2. Honorable David Y. Ige December 26, 2014 Page 2 meaningful steps toward more open government and are amenable to immediate implementation through executive policy. Proposal 1: Absent Compelling Circumstances, State Officials Should Presume that Disclosure Serves the Public Interest Better than Secrecy We ask that you use your authority to instruct State agencies to work collaboratively with requesters to make as much information available as possible and to invoke UIPA exceptions rarely and only with reluctance. The UIPA provides that “[a]ll government records are open to public inspection unless access is restricted or closed by law.” HRS § 92F-11(a); accord HRS § 92F-2 (“[I]t is the policy of this State that the formation and conduct of public policy—the discussions, deliberations, decisions, and action of government agencies—shall be conducted as openly as possible.”). Nevertheless, agencies frequently withhold records simply because a UIPA exception might apply. With the Office of Information Practices (OIP) backlogged a year or more, requesters are left with little effective recourse unless they have the resources to litigate. Confronting similar circumstances in the federal government, President Barack Obama issued an executive memorandum within his first month in office that ordered all federal agencies to “adopt a presumption in favor of disclosure, in order to renew their commitment to the principles embodied in FOIA, and to usher in a new era of open Government.” Memorandum on Freedom of Information Act (January 21, 2009).1 The Freedom of Information Act should be administered with a clear presumption: In the face of doubt, openness prevails. The Government should not keep information confidential merely because public officials might be embarrassed by disclosure, because errors and failures might be revealed, or because of speculative or abstract fears. Nondisclosure should never be based on an effort to protect the personal interests of Government officials at the expense of those they are supposed to serve. In responding to requests under the FOIA, executive branch agencies (agencies) should act promptly and in a spirit of cooperation, recognizing that such agencies are servants of the public. Id. That memorandum led Attorney General Eric Holder to revise FOIA guidelines to provide that “[a]n agency should not withhold records merely because it can demonstrate, as a technical matter, that the records fall within the scope of a FOIA exemption.” Att’y Gen. Mem. on the Freedom of Information Act (March 19, 2009).2 1 The full text of President Obama’s memorandum is available at www.whitehouse.gov/the_press_office/FreedomofInformationAct/. 2 The full text of Attorney General Holder’s memorandum is available at www.justice.gov/sites/default/files/ag/legacy/2009/06/24/foia-memo-march2009.pdf.
  • 3. Honorable David Y. Ige December 26, 2014 Page 3 Embracing a similar presumption of openness in Hawai‘i would revitalize the UIPA. When the law allows discretion, State officials should evaluate whether there is a real need for secrecy, even if a UIPA exception technically might apply. State officials are custodians of the public trust and should affirmatively seek to make information as accessible as possible. Adopting a presumption of openness also allows agencies to respond more quickly to requests. Ultimately, the interaction between public official and requester should be cooperative—perceived by neither side as “us vs. them.” Proposal 2: Each State Agency Should Publicly Post UIPA Contact Information We ask that you use your authority to ensure that everyone knows where to send a UIPA request. Even if an agency lacks the resources for a dedicated UIPA coordinator, each agency should post on its website, at a minimum, a mailing address and an e-mail address for UIPA requests. At present, the public cannot readily ascertain to whom a UIPA request should be addressed. There is no public directory or uniform system in place to identify UIPA contacts at each agency. Misdirected requests cause confusion at the agency and frustration for the requester. Again, the federal government provides an instructive example. In 2005, by Executive Order 13,392, President George W. Bush ordered all federal agencies to designate FOIA Public Liaisons to handle public records requests and required the agencies to post contact information for the Public Liaisons on the agency’s website.3 As a result, every federal agency has a FOIA page on their website for easy public access. The simple act of providing clear contact information for UIPA requests is a significant step to improve government transparency. Proposal 3: Do Not Charge for Requests Made in the Public Interest We ask that you use your authority to instruct State agencies to waive search, review, and redaction fees when a UIPA requester is acting in the public interest. In other words, agencies should not charge more than copying costs when someone has the ability to widely disseminate government information that is not otherwise publicly available. 3 Congress codified portions of Executive 13,392 in FOIA in 2008. The full text of Executive Order 13,392 is available at www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/05-24255.pdf.
  • 4. Honorable David Y. Ige December 26, 2014 Page 4 In accordance with OIP regulations, the public interest is served when (1) requested documents concern government operations; (2) the documents are not readily available in the public domain; and (3) the requester intends and has the ability to widely disseminate the information to the public at large. Hawai‘i Administrative Rules (HAR) § 2-71-32(b). Even if a requester meets that standard, however, OIP only requires that agencies reduce the applicable fees by $60; it does not provide a waiver of fees. Id. § 2-71-32(a). Nevertheless, under the UIPA, agencies have the discretion to waive all search, review, and redaction fees. In FY 2014, State agencies produced documents in response to 116 public interest requests, which requests were less than 5% of all granted or partially granted UIPA requests. The State collected only $932.50 in search, review, and redaction fees for those requests. If the public interest requesters had not been willing to pay those fees, information that helps the public understand how its government operates would have languished out of sight. Eight other public interest requests were abandoned or withdrawn in FY 2014 after the State agency estimated search, review, or redaction costs in excess of $100. For those eight requests, the agency’s decision to impose discretionary fees frustrated public understanding of government operations. While cost estimates might reflect a request’s potential burden on agency resources, agencies first should assist requesters by explaining how records are maintained and suggesting ways to narrow the request. But, ultimately, an agency has authority to break larger requests into increments to avoid interfering with agency business. Cost estimates should never be used to discourage a requester willing to widely disseminate government information. Conclusion Given the intrinsic benefits of open government, we ask that you begin your Administration by facilitating public access to government records. Mahalo for your kokua. If you have any questions or would like to discuss our concerns in more detail, please contact any of the organizations identified below. cc: Cheryl Kakazu Park, OIP Director
  • 5. Honorable David Y. Ige December 26, 2014 Page 5 Ann Shaver, President League of Women Voters of Hawaii 49 South Hotel Street, Room 314 Honolulu, HI 96813 voters@lwv-hawaii.com (808) 531-7448 Mark Platte, News Director Hawaii News Now mplatte@hawaiinewsnow.com Michael Titterton, President & CEO Hawai‘i Public Radio 738 Kaheka Street Honolulu, HI 96814 Patti Epler, Editor Civil Beat patti@civilbeat.com Carmille Lim, Executive Director Common Cause Hawaii clim@commoncause.org Kristina Lockwood, President & General Manager KHON2 88 Piikoi Street Honolulu, HI 96814 Chuck Parker, News Director KITV cparker@kitv.com Burt Lum, Executive Director Hawaii Open Data bytemarks@gmail.com
  • 6. Honorable David Y. Ige December 26, 2014 Page 6 Mark Thiessen Alaska & Hawaii News Editor The Associated Press mthiessen@ap.org Tommy Russo, Publisher Maui Time Weekly (808) 244-0777 Malia Zimmerman, Editor Hawaii Reporter Malia@HawaiiReporter.com (808) 306-3161 Nancy Cook Lauer, President Big Island Press Club nclauer@gmail.com Stirling Morita, President Hawaii Professional Chapter, Society of Professional Journalists spj@flex.com Lee Imada, Managing Editor The Maui News leeimada@mauinews.com (808) 242-6339 Ikaika Hussey, Publisher The Hawaii Independent ikaikahussey@gmail.com Chris Conybeare, President Media Council Hawaii conybeare@msn.com
  • 7. Honorable David Y. Ige December 26, 2014 Page 7 Victor Geminiani, Executive Director Hawaii Appleseed Center for Law & Economic Justice 119 Merchant Street, Suite 605A Honolulu, HI 96813 (808) 587-7605 www.hiappleseed.org Andrew Walden, Editor Hawai‘i Free Press editor@hawaiifreepress.com Daniel Gluck, Senior Staff Attorney American Civil Liberties Union of Hawai‘i P.O. Box 3410 Honolulu, HI 96801 Keli‘i Akina, Ph.D., President/CEO Grassroot Institute of Hawaii 335 Merchant Street, #3377 Honolulu, HI 96801 (808) 591-9193 www.GrassrootInstitute.org David Lichtenstein, Editor/Publisher The Molokai News P.O. Box 482157 Kaunakakai, HI 96748 (808) 658-5181 R. Brian Black, Executive Director Civil Beat Law Center for the Public Interest brian@civilbeatlawcenter.org