1. This presentation has been prepared as part of the publication “Sustainable Forest Management,
Biodiversity and Livelihoods: A Good Practice Guide”. The CBD endorses the use and modification
of these presentation materials for non-commercial purposes. If modifying the presentation
materials, photograph credits should be maintained.
SUSTAINABLE FOREST
MANAGEMENT,
BIODIVERSITY and LIVELIHOODS
2. OVERVIEW
INTRODUCTION
Forestry, biodiversity and poverty reduction
Ecosystem services provided by forests
Environmental impacts of forestry: A snapshot
Some current trends
GOOD PRACTICES
Biodiversity in production forests
Agroforestry
Forest landscape restoration
Forest protected areas
Non-timber forest products
Payments for environmental services
The role of indigenous and local communities
Forest biodiversity in national strategies and action plans
Access and benefit-sharing
Communication, education and public awareness
RESOURCES
References
3. i
It is estimated that 60 million indigenous people are
almost wholly dependent on forests, while 350 million
people depend on forests for a high degree for subsistence
and income (World Bank 2004).
The poor rely on forest goods and ecosystem services for a
range of basic needs: food, shelter, clothing and heating.
This presentation, and associated booklet, highlights some
tools which serve poverty reduction and biodiversity
conservation objectives, including: timber harvesting,
agroforestry, non-timber forest products, protected areas,
local indigenous uses, and more.
Forestry, biodiversity, and poverty reduction
INTRODUCTION
4. i
Forests are amongst the most biologically-rich terrestrial
systems.
Today, it is understood that forest biodiversity underpins a
wide ranges of goods and services for human well-being:
storage and purification of drinking water
mitigation of natural disasters such as droughts and floods
storage of carbon and regulation of climate
provision of food, rainfall, and a vast array of goods for
medicinal, cultural and spiritual purposes.
Conserving forest biodiversity is a prerequisite for the long-
term and broad flow of forest ecosystem services.
Ecosystem services produced by forests
INTRODUCTION
5. i
Ecosystem goods and services
The Millennium Ecosystem
Assessment reports that a large and
increasing number of forest
ecosystems, populations and species
are threatened globally or being lost
due to the loss and degradation of
forest habitats.
Tropical moist forests are home to
the largest number of threatened
species of any biome. It is assumed
that numerous, but not yet
scientifically described, species are
presently being lost together with
their tropical forest habitats (MEA
2005).
INTRODUCTION
MEA(2005)
ECOSYSTEM GOODS AND SERVICES
Provisioning Services
▪ Food, Fiber and Fuel
▪ Genetic Resources
▪ Biochemicals
▪ Fresh Water
Cultural Services
▪ Spiritual and religious
values
▪ Knowledge system
▪ Education and
inspiration
▪ Recreation and
aesthetic value
Regulating Services
▪ Invasion resistance
▪ Herbivory
▪ Pollination
▪ Seed dispersal
▪ Climate regulation
▪ Pest regulation
▪ Disease regulation
▪ Natural hazard
protection
▪ Erosion regulation
▪ Water purification
Supporting Services
▪ Primary production
▪ Provision of habitat
▪ Nutrient cycling
▪ Soil formation and
retention
▪ Production of
atmospheric oxygen
▪ Water cycling
6. i
Forestry can have a variety of negative impacts on biodiversity,
particularly when carried out without management standards
designed to protect natural assets.
Biodiversity loss: Unsustainable forest operations and other pressures on
forest resources, such as gathering of fuelwood, can lead to forest
degradation and permanent losses in biodiversity.
Climate change: As forest ecosystems are important stores for carbon,
their loss has serious implications for climate change. Deforestation and
forest degradation are estimated to cause about 20% of annual
greenhouse gas emissions (SCBD 2008).
Livelihoods of forest dwellers: Forestry can also have negative impacts on
indigenous and local communities, and on the livelihoods of other forest
dwellers by competing with these communities for access to a finite forest
resource base, and by disregarding cultural or spiritual sites and practices.
Environmental impacts of forestry
INTRODUCTION
7. Illegal hunting: Increased hunting continues to be a major threat to
forest biodiversity in many countries. The depletion of wildlife is
intimately linked to the food security and livelihood of numerous
tropical forest-region inhabitants, as many of these forest-dependent
people have few alternative sources of protein and income.
Unsustainable hunting pressures are often linked to logging activities
(Nasi et al. 2008).
Illegal settlements: Another side effect of forestry operations, illegal
settlements are a threat to forest biodiversity following construction of
new forest access roads to previously inaccessible regions.
i Environmental impacts of forestryINTRODUCTION
8. i Positive impacts of forestry
Yet, forestry management has evolved considerably in past
decades, demonstrating significant positive impacts for
biodiversity conservation, while also delivering social and
economic benefits to host communities.
Sustainable Forest Management (SFM): The General Assembly of the UN
has adopted the most widely, intergovernmentally agreed defition of SFM
as: a dynamic and evolving concept aims to maintain and enhance the
economic, social and environmental value of all types of forests, for the
benefit of present and future generations (UN 2008, Resolution 62/98).
Reduced Impact Logging (RIL) practices can include some of the following:
Directional tree felling to inflict the smallest impact on the surrounding forest;
Establishing stream buffer zones and watershed protection areas;
Using improved technologies to reduce damage to the soil caused by log extraction;
Careful planning to prevent excess roads which give access to transient settlers
INTRODUCTION
9. i Some current trends: Forest biodiversityINTRODUCTION
Forest biodiversity is being lost at an alarming rate. Key publications
such as the Millennium Ecosystem Assessment (MEA 2005) and the Red
List of Threatened Species™ (IUCN 2004) indicate that a large and
increasing number of forest ecosystems, populations and species are
threatened globally or being lost due to the loss and degradation of forest
habitats.
The percentage of forest area designated for the conservation of
biological diversity has increased significantly between 1990 and 2005,
with an estimated 11.2% of total forest area having this objective as its
primary function.
Forested wetlands represent a particularly vulnerable forest type.
Forested wetlands are highly biodiversity-rich and provide significant
ecosystem services, such as carbon sequestration, and they underpin
productive fisheries.
Areas under agriculture and pasture are expanding, often at the
expense of forest.
10. i
Some current trends:
Sustainable use and consumption
INTRODUCTION
More than 1.6 billion people depend to varying degrees on forests
for their livelihoods, e.g. fuelwood, medicinal plants and forest foods.
The consumption of main timber products (roundwood, sawnwood,
pulp, paper) is expected to increase over the next 30 years.
Illegal and /or unsustainable logging and harvesting of forest
products seriously undermine national efforts to improve sustainable
forest management in many countries. Governments, mostly in
developing countries, lose an estimated US$15 billion a year as a result
of uncollected taxes and royalties.
There has been significant growth in some non-timber forest
products (NTFP) markets with extension of market systems to more
remote areas; growing interest in products such as herbal medicines,
wild foods, handcrafted utensils, and decorative items; and
development projects focused on production and trade of NTFPs.
11. Civil society and private sector players are playing an increasingly
important role in management of forest products, reflecting the
public’s desire to secure a range of ecosystem services from forests.
There has been a strong move toward both privatization and the
decentralization of control over forests, forest management services,
and enterprise.
Market-based responses are redistributing rights to stakeholders,
making them more effective in securing both wood supplies and other
ecosystem services.
The forest area under certification has increased rapidly in recent
years. However, to date this trend is seen primarily in industrialized
countries, and only locally in developing countries, and certification
does not yet seem to be affecting timber production or trade at a
significant scale.
iINTRODUCTION
Some current trends:
Sustainable use and consumption
12. Biodiversity in forest managementGOODPRACTICES
The International Tropical Timber Organization (ITTO) and the
International Union for Conservation of Nature (IUCN) have developed
“Guidelines for the conservation and sustainable use of biodiversity in
tropical timber production forests” (ITTO and IUCN 2009). The guidelines
include, amongst others:
1. Observe national laws, plans and practices of local communities in
forest management activities, and support the implementation of
international biodiversity related agreements.
2. Establish a forest management plan in which biodiversity
conservation objectives are clearly and explicitly identified for each area
of forest under management.
3. In preparation of harvesting plans, pay particular attention to the
local occurrence of species or habitats of special conservation concern
and species that perform vital ecological functions
>> Biodiversity in production forests
13. Biodiversity in forest managementGOODPRACTICES
4. Plan the allocation of tropical production forests at a landscape scale
and plan harvesting blocks in ways that do not disrupt the continuity of
mature forests.
5. Raise public and political awareness on international/national laws
and disseminate biodiversity information and strategies using various
media.
6. Coordinate actions of forest owners, users and managers across
landscapes to best ensure the maintenance of sufficient high quality
connected habitat for species.
7. Large-scale planted forests can provide a forest matrix within which
areas of high conservation value can be protected and managed.
Encourage the establishment of representative natural forest within the
plantation estate and, where possible, the restoration of natural forests
on appropriate sites.
>> Biodiversity in production forests
14. CASE STUDY
GOODPRACTICES
Biodiversity in production forests (Malaysia)
Approximately 1.5 million hectares in the Malaysian state of Sarawak are
degraded forests, earmarked for tree plantations (Hevea brasiliensis (rubber)
and Acacia mangium)
Grand Perfect Sdn Bhd, a consortium of local timber companies, has
planned three types of land uses in the project area:
1. state lands earmarked for A. mangium planting (230,000 hectares);
2. indigenous customary rights and former shifting cultivation lands
(110,000 hectares); and
3. conservation zones (150,000 hectares) that contain high conservation
value or other kinds of ecologically important forests.
The project will eventually produce 5 million tonnes of industrial wood per
year and simultaneously play a crucial role in biodiversity conservation in the
state of Sarawak.
Source: ITTO and IUCN 2009
15. Agroforestry is defined as: a land-use system in which woody perennials
(trees, shrubs, palms, bamboos) are deliberately used on the same land
management unit as agricultural crops (woody or not), animals or both, in
some form of spatial arrangement or temporal sequence (ICRAF n.d.).
Trees can provide a range of benefits in agricultural systems:
fruit trees for nutrition and medicinal trees to combat disease.
fodder trees that improve smallholder livestock production
timber and fuelwood trees for shelter and energy
Agroforestry landscapes have higher biodiversity per unit than
agricultural landscapes, and they offer habitats to numerous rare species
Agroforestry contributes to human well-being by providing additional
income; increasing food security through a higher diversity of agricultural
products (e.g. fruits, nuts, and edible oils); and by providing fuelwood and
construction material and thus reducing deforestation.
>> Agroforestry
GOODPRACTICES Biodiversity in forest management
16. Biodiversity conservation and local livelihoods – Traditional
Rubber Agroforestry (Sumatra)
The traditional rubber agroforests are complex multi-strata systems
important for biodiversity, yet are being destroyed by the intensification of
agriculture and other land uses
Potential to conserve biodiversity within rubber agroforests depends on
appropriate innovative interventions, including payment mechanisms.
The World Agroforestry Centre (ICRAF) in partnership with local NGOs
WARSI and Gita Buana, implemented an action-research project in Bungo
district in Jambi, Sumatra on reward mechanisms for conservation of
traditional rubber agroforests.
Agreements to conserve 2,000 ha of jungle rubber were made with four
villages. Rewards in the form of support to establish micro-hydro power
generators, local tree nurseries and model village forests were provided.
CASE STUDY
GOODPRACTICES
Source: Joshi, L. 2009
17. Estimates of the amount of land available for forest landscape restoration
(FLR) activities range from 350 to 850 million ha.
The Global Partnership on Forest Landscape Restoration identifies three
main principles which characterise FLR:
1. Restoration of a balanced and agreed-upon package of forest functions;
2. Active collaboration and negotiation among a mix of stakeholders; and
3. Working across a landscape.
Restored forest landscapes may include areas protected for watershed
management and nature conservation, well-managed commercial
plantations, tree buffers or strips along rivers to protect against flooding and
erosion, agroforestry systems, and planned community development.
Restored forest landscapes can provide a range of benefits such as
employment opportunities, a source of timber for forest industries and local
communities, increased habitats for animals and plants, a secure and high-
quality supply of water, and recreation and tourism opportunities.
>> Forest landscape restoration
GOODPRACTICES Biodiversity in forest management
18. Restoring forests in the Miyun Reservoir watershed
benefits rural and city communities (China)
Three quarters of the forests in the watershed of China’s Miyun
Reservoir – which provides most of the drinking water for Beijing’s 17
million residents – are in poor condition.
Many of the residents of the watershed are poor and economically
disadvantaged, especially compared to their neighbours in the city.
The IUCN Livelihoods and Landscape Strategy is working with the
Beijing Forestry Society to enhance local peoples’ access to forest
products, improve benefits for community livelihoods, and increase
household income by 25%. Activities being undertaken include:
Developing a multi-stakeholder landscape and biodiversity restoration plan
for the Miyun reservoir watershed
Investigating and improving the potential for alternative energy sources,
NTFP production and ecotourism
Improving compensation schemes for the ecosystem services of the Miyun
reservoir.
CASE STUDY
Source: IUCN 2009
GOODPRACTICES
19. A protected area is defined by IUCN as: an area of land and/or sea
especially dedicated to the protection and maintenance of biological
diversity, and of natural and associated cultural resources, and managed
through legal or other effective means (IUCN n.d.).
Forested protected areas can help safeguard a range of ecosystem goods
and services, and are therefore a vital tool in managing for resilient forest
ecosystems, and forest-dependent communities.
Protected areas provide valuable and numerous benefits to:
Protect biological diversity and evolutionary processes
Prevent and reduce poverty by supporting livelihoods, providing social and
cultural governance and subsistence values
Ensuring breeding grounds for wildlife and fish, critical to food security
Generate tremendous direct economic benefits, and serve as a key asset
for the tourism industry—critical to many developing economies.
GOODPRACTICES Biodiversity in forest management
>> Forest protected areas
20. Source: Ruiz-Pérez et al. 2005
CASE STUDY
GOODPRACTICES
Livelihood benefits of an extractive forest reserve (Brazil)
The 506,200 ha Alto Juruá Extractive Reserve (AJER), is located in the
westernmost part of the Amazon, and was created in 1990.
The creation of AJER has allowed inhabitants within the reserve to
organise to create management plans, and to allocate responsibilities
for reserve governance.
More secure land and tenure rights accompanying reserve creation
have led to diversification of the local economy — beans have replaced
rubber as the primary commodity, and are grown mainly on riverbanks.
Analysis of forest cover changes during the first decade of AJER’s
establishment (1989-2000) indicates deforestation to have occurred in
only 1% of the area.
There have been indications of recovery of threatened species such as
jaguar, tapir, peccaries, and several species of primates, assumed to be
linked to the depopulation of remote forest areas.
21. The Millennium Ecosystem Assessment estimates that up to 96% of the
value of forests is derived from non-timber forest products (NTFPs) and
services (MEA 2005).
Most of the more than 5,000 commercial forest products are non-timber
products, including pharmaceuticals and food.
Forests are often the ‘pharmacy’ and ‘supermarket’ for the rural poor.
Yet, the important role of NTFPs in the national and particular rural
economy is often not reflected in national statistics, or in relevant
strategies and plans.
Good forest governance, including clear tenure rights and proper law
enforcement, plays a crucial role for the sustainable use of NTFPs. The
most successful approaches for governance are based on a ‘tri-partite
approach’, with government, civil society, and the private sector jointly
agreeing upon necessary reforms and improvements.
GOODPRACTICES
>> Non-timber forest products (NTFPs)
Biodiversity in forest management
22. The Novella Africa Initiative (East, Central and West Africa)
CASE STUDY
Sources: IUCN 2008, UNDP n.d.
GOODPRACTICES
The Novella Africa Initiative is a public-private partnership formed in
2002 by Unilever, a number of internataional NGOs , and governmental
organizations and NGOs in Africa.
The initiative is undertaking commercial scale collection and
extraction of oil from seeds of the Allanblackia (AB) tree, which is native
to tropical forests of West, Central and East Africa. This oil is used by
Unilever to make food products, such as spreads, and detergents.
In Ghana and Tanzania, the planting of AB trees is increasing from
several thousand to about 100,000 trees a year and is being
incorporated into forest landscape restoration projects.
The project is expected to grow to include 150,000 farmers in Ghana,
Tanzania, Nigeria, Cameroon, and Liberia over the next decade,
generating US$100 million in returns.
23. The omission of NFTPs from government development strategies and
policies makes them more susceptible to unsustainable, unregulated and
unauthorized harvesting, as in the case of bushmeat hunting.
Bushmeat hunting is the extraction from the wild of any non-
domesticated terrestrial mammal, bird, reptile, and amphibian.
Hunting for food in tropical forests is an issue of concern as the scale of
hunting occurring in these regions threatens many tropical forest species; it
is also linked to the food security and livelihood of numerous tropical forest-
region inhabitants, who have few alternative sources of protein and income.
Greater attention must therefore be given to governance issues (e.g.
policy and legislation, links to development assistance) and treating the
high-value bushmeat trade as an aspect of the national economy.
Local empowerment of resource users is a potential key strategy to
achieve long-term sustainability.
GOODPRACTICES
>> Unsustainable, unregulated and unauthorized harvesting:
Non-timber forest products
Biodiversity in forest management
24. Wildlife management in a community reserve (Peru)
CASE STUDY
Source: Nasi et al. 2008
GOODPRACTICES
The Reserva Comunal Tamshiyacu-Tahuayo in the Peruvian Amazon
comprises some 3,225 km2
.
The diversity of mammals in the reserve is greater than in any other
protected area in the Amazon, and possibly globally.
Hunting pressure is limited to local subsistence consumption, sales of
dried meat to Iquitos, and peccary pelts for sale to overseas markets.
Wildlife management draws on community-based and co-
management strategies, involving local communities, government
agencies, NGO extension workers and researchers.
Decisions on resource use and management are voted upon during
community meetings, and are informed by research and monitoring.
Data shows that harvests of all species except tapir are sustainable,
and ways are being sought to ensure that tapir hunting is also reduced
to sustainable levels.
25. Payments for environmental services
Payments for environmental services (PES) can be defined as: voluntary
transactions whereby a defined environmental service (or a land-use likely
to secure that service) is bought by a buyer from a provider, on the
condition that the provider secures provision of the service (Wunder 2008).
PES is a type of economic instrument that provides incentives to land
owners to supply environmental services, which benefit society more
broadly.
Environmental services markets have been developed for carbon
sequestration, watershed services, biodiversity conservation, and
landscape beauty / recreation.
PES projects can potentially serve the dual goals of preserving critical
ecosystem services and the biodiversity upon which they depend, while
also contributing to poverty reduction (UNEP and IUCN n.d.).
GOODPRACTICES
26. Pioneering payments for forest environmental services (Costa Rica)
Source: Pagiola 2008
CASE STUDY
GOODPRACTICES
Costa Rica’s Pagos por Servicios Ambientales (PSA) recognizes four
environmental services provided by forests: mitigation of greenhouse gas
emissions, hydrological services, biodiversity conservation, and provision
of scenic beauty for recreation and ecotourism.
Landowners must submit a sustainable forest management plan,
prepared by a licensed forester, describing plans for preventing poaching
and illegal harvesting, and outlining monitoring schedules.
Payments for landowners: US$64/ha/year for forest conservation plans,
and US$816/ha over 10 years for plantations.
As of 2005, about 270,000 ha were enrolled in the programme,
primarily as forest conservation contracts.
The PSA programme has been partly credited for helping Costa Rica,
once having some of the world’s highest deforestation rates, to achieve
zero net deforestation by the early 2000s.
27. The role of indigenous and local communities
Forests are home to an estimated 60 million indigenous people, who are
directly dependent on forest resources and the health of forest
ecosystems for their livelihoods.
The cultural and spiritual identity of Indigenous Peoples is often linked
to intact primary forests with their rich biodiversity.
In the Amazon basin, for example, knowledge of the medicinal,
nutritional and cultural uses of over 1,300 different forest plants is
common in local indigenous communities.
Forest operations, as well as landscape-level planning, should take into
account both the rights and traditional knowledge of indigenous and local
communities.
The main principle for achieving this is through the effective
participation of indigenous peoples and local stakeholders in decision-
making and governance processes, on the basis of free, prior and
informed consent to any projects, plans or changes that affect their
communities, traditional lifestyles, and environment.
GOODPRACTICES
28. Pygmy communities use GPS and community radio to protect
cultural sites (Congo)
CASE STUDY
Source: CTA 2008
GOODPRACTICES
Congolaise Industrielle des Bois (CIB) manages a 1.3 million hectare
area of Congolese forest home to 9,000 Mbendjele Pygmies.
Standards set by the Forest Stewardship Council (FSC) require CIB to
protect ‘sites of special cultural, ecological, economic or religious
significance to indigenous peoples’.
Such information can only come directly from the Mbendjeles, who
are dispersed throughout the forest, and most do not speak any
European languages.
The “Indigenous People’s Voices project” allows the Mbendjeles to
plot significant forest areas using a geographic information system (GIS),
which are then accounted for in CIB’s harvesting plans.
Using GIS and radio technology, the Mbendjele keep each other
informed about areas to be protected and areas to be logged, thereby
helping them protect their land and culture.
29. Forest biodiversity in national strategies
and action plans
National Biodiversity Strategies and Action Plans (NBSAPs) are important
national tools for the conservation and sustainable use of forest
biodiversity, but forests are also addressed in a number of other
strategies and action plans, such as Poverty Reduction Strategy Papers
(PRSPs). PRSPs, NBSAPs, National Forestry Programmes, and other
strategies and plans, must converge towards a holistic approach to
natural resource management at a landscape level.
GOODPRACTICES
National Strategy / Action Plan Description Leading International Process Links
National Biodiversity Strategies
and Action Plans (NBSAPs)
Main policy document for
national implementation of CBD
Secretariat of the Convention
on Biological Diversity
www.cbd.int/nbsap/
National Forest Programmes
(NFPs)
National strategy for sustainable
forest management
FAO / UNFF www.nfp-
facility.org/home/en
National Adaptation Programmes
of Action (NAPAs)
National plans for
implementation of adaptation
measures under the UNFCCC
UNFCCC / international
implementing organizations /
bilateral cooperation agencies
www.unfccc.int
Poverty Reduction Strategy
Papers (PSRPs)
National and regional strategies
for development
World Bank and International
Monetary Fund
www.imf.org/externa
l/np/prsp/prsp.asp
National and local forest
inventories and management
plans
Basic tool for forest decision-
making at local level
National and local forest
administrations
30. Local tenure facilitating forest restoration and poverty reduction
(Tanzania)
CASE STUDY
Source: PROFOR 2008
GOODPRACTICES
The HASHI (Hifadhi Ardhi Shinyanga—Swahili for soil conservation)
project supports restoration of ngitili (forest and shrubland set aside as
traditional grazing and fodder reserves).
Prior to the HASHI project, the forest lands of Shinyanga were highly
degraded as a result of government (both colonial and postcolonial)
policies, such as villagization and commercial coffee growing.
The 2002 Forest Act permits forest tenure at the local level through
Village land forest reserves and Community forest reserves; rights to
use and sell forest products from ngitili are recognized.
By 2004, at least 350,000 hectares of ngitili were restored or created
in 833 villages, encompassing a population of 2.8 million. The estimated
benefit per person per month of ngitili is US$14.
31. Access and benefit-sharing
The third objective of the Convention on Biological Diversity provides for
“the fair and equitable sharing of the benefits arising out of the utilisation
of genetic resources…”
The properties of some genetic resources from timber and non-timber
forest products have contributed to the development of a broad range of
products, including pharmaceuticals and cosmetics.
The Convention establishes that a person or institution seeking access to
a biological resource in a foreign country in order to use its genetic
material, should seek the prior informed consent of the country in which
the resource is located.
The sharing of benefits, through technology transfer, research results,
training, and profits can contribute to poverty reduction and sustainable
development in biodiversity rich developing countries.
Sharing of benefits can take the form of payment of royalties, joint
ownership over property rights, provision of equipment, etc..
GOODPRACTICES
32. Genetic resources from timber and non-timber forest products
EXAMPLES
GOODPRACTICES
The properties of some genetic resources from timber and non-
timber forest products have contributed to the development of a broad
range of products, including pharmaceuticals and cosmetics.
Some examples include:
Calanolide A and Calanolide B, compounds isolated from the latex of
Calophyllum tree species, found in the Malaysian rain forest, have
shown potential to provide treatment for the human immunodeficiency
virus type 1 (HIV-1);
Cussonia zimmermannii, a tree found in Tanzania, Kenya, Uganda and
Mozambique and widely distributed in South Africa is used as a remedy
for mental disorders;
The bark of the Prunus Africana tree, in sub-Saharan Africa has been
used by local communities for the treatment of a variety of illnesses,
including malaria, syphilis, high blood pressure, Asthma, etc.
33. Communication, education and public awareness
One of the core principles of Sustainable Forest Management (SFM) is
that it reflects a diverse range of societal values in reference to forest
conservation and use.
Public awareness raising and communication activities play a critical role
in informing and educating the public, thereby allowing them to more
effectively participate in SFM decision-making.
SFM requires the support at varying times and places from different
government departments, NGOs, indigenous and local communities,
business and industry, scientists, women’s groups, youth, and community-
based groups.
To work with these different groups, communication, education and
public awareness (CEPA) are crucial instruments to build trust,
understanding and shared agreements for action and to reduce conflict.
CEPA is needed to help people work together and innovate, and spread
information, knowledge, values and goals.
GOODPRACTICES
34. The Green Wave for biodiversity
CASE STUDY
GOODPRACTICES
The Green Wave is an ongoing global biodiversity education project
that encourages young people to make a difference in conserving the
basis for life on Earth.
The Green Wave invites children and youth in schools and groups
worldwide to plant a tree at 10 a.m. local time on 22 May – the
International Day for Biological Diversity – creating a “green wave”
across time-zones.
Participants upload photos and text to The Green Wave website (
http://greenwave.cbd.int/) to share their tree-planting stories with
others. An interactive map goes live in the evening at 20:10 local time,
creating a second, virtual, “green wave”.
In 2009, 42 schools and 1430 students in Managua, Nicaragua
participated in The Green Wave campaign.
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Synthesis and Six Case Studies. Accessed at:
http://www.profor.info/pdf/livelihoods/PovertyForestsLinkagesCaseStudiesSynthesis.pdf.
Ruiz-Pérez, M., M. Almeida, S. Dewi, E.M. Lozano Costa, M. Ciavatta Pantoja, A. Puntodewo,
A. de Arruda Postigo, and A. Goulart de Andrade. 2005. Ambio. 34(3): 218-223.
SCBD. 2008. Subsidiary Body on Scientific, Technical and Technological Advice (13/3). In-
depth review of the expanded programme of work for forest biological diversity. Accessed
at: http://www.cbd.int/doc/meetings/sbstta/sbstta-13/official/sbstta-13-03-en.pdf.
37. REFERENCES
Note: A complete list of references for this presentation can be found in the accompanying
booklet Sustainable Forest Management, Biodiversity and Livelihoods: A Good Practice Guide.
(UN) United Nations. 2008. Resolution adopted by the General Assembly 62/98: Non-legally
binding instruments on all types of forests. Accessed at:
http://daccessdds.un.org/doc/UNDOC/GEN/N07/469/65/PDF/N0746965.pdf?OpenElement
(UNDP) United Nations Development Programme. n.d. A Growing Sustainable Business (GSB)
Case Study. Project Novella: The Allanblackia value chain in the United Republic of Tanzania.
Accessed at: http://www.undp.org/partners/business/gsb/Brochure%20material
%202009/GSB%20Case%20Study%20-%20Tanzania%20B_C01.pdf.
UNEP and IUCN n.d. Developing International Payments for Ecosystem Services: Towards a
greener world economy. Accessed at:
http://www.unep.ch/etb/areas/pdf/IPES_IUCNbrochure.pdf.
World Bank. 2004. Sustaining Forests: A Development Strategy. Washington, D.C.: World
Bank.
Wunder, S. 2008. Necessary Conditions for Ecosystem Services Payments. Conference Paper:
Economics and Conservation in the Tropics – A Strategic Dialogue (January 31- February 1,
2008). Accessed at:
http://www.rff.org/Documents/08_Tropics_Conference/Tropics_Conference_Papers/Tropics
_Conference_Wunder_PES_markets.pdf
Photo credits: Slide 1, top to bottom - Eric Belvaux, UNEP, UNEP/S. Nazan, Flickr.com/retro traveler. Slide 2, top: FAO / David Gilbert.
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Notes de l'éditeur
CASE STUDY / Biodiversity in production forests (Malaysia)
Within Malaysia’s production forests, reduced-impact logging is now widely practised. Seed trees and fruiting species are protected in residual stands. Specific measures to help conserve biodiversity are included in the Forest Department of Peninsula Malaysia’s reduced-impact logging guidelines.
Approximately 1.5 million hectares in the Malaysian state of Sarawak are degraded forests, earmarked for tree plantations (Hevea brasiliensis (rubber) and Acacia mangium) as part of the state’s development plan. The project will eventually produce 5 million tonnes of industrial wood per year and simultaneously play a crucial role in biodiversity conservation in the state of Sarawak.
To address the full range of socio-economic and environmental issues involved in implementing the project, Grand Perfect Sdn Bhd, a consortium of local timber companies, has planned three types of land uses in the project area: 1. state lands earmarked for A. mangium planting (230,000 hectares); 2. indigenous customary rights and former shifting cultivation lands (110,000 hectares); and 3. conservation zones (150,000 hectares) that contain high conservation value or other kinds of ecologically important forests. Two large set-asides, the Bukit Sarang and Binyo-Penyilam conservation areas (approximately 12,000 hectares and 18,000 hectares respectively) contain numerous endemic, rare or endangered species (orchids, begonias, snails, lizards, birds, mammals, etc). The conservation program seeks to maintain high biodiversity values within the planted forest zone, minimize biodiversity losses due to development, and integrate biodiversity conservation with the economic and social needs of local communities. Indigenous customary lands and other former shifting cultivation sites, which contain forests of varying ages and are rich in non-timber trees, such as those bearing wild fruits, provide additional feeding opportunities and habitat for wildlife. (Source: ITTO and IUCN 2009)
CASE STUDY / Biodiversity conservation and local livelihoods – Traditional Rubber Agroforestry (Sumatra)
The introduction of Hevea brasiliensis or ‘para rubber’ at the beginning of the 20th century caused a dramatic change in land use patterns in Indonesia, especially Sumatra. Of 3.5 million hectares of rubber in Indonesia, 84% is smallholder rubber (less than 5 ha plots) producing nearly 67% of the national production. 20% of smallholder rubber farmers adopted the monoculture system while the majority still practice the traditional “jungle rubber” agroforestry. The traditional rubber agroforests are complex multi-strata systems important for biodiversity. They act as corridors between national parks and protected areas and provide important alternative habitat for the orang-utan population. However these systems are being destroyed by the intensification of agriculture and other land uses. Additionally, economic analysis of these agroforest systems indicate that its profitability is marginal compared to other land uses. Therefore the potential to conserve biodiversity and other environmental services within rubber agroforests depends on appropriate innovative interventions, including payment mechanisms.
The World Agroforestry Centre (ICRAF) in partnership with local NGOs WARSI and Gita Buana, implemented an action-research project in Bungo district in Jambi, Sumatra on reward mechanisms for conservation of traditional rubber agroforests. Agreements to conserve 2,000 ha of jungle rubber were made with four villages. Intermediate rewards in the form of support to establish micro-hydro power generators, local tree nurseries and model village forests were provided. The conservation agreements also set the stage for potentially pursuing eco-certification as an approach that can benefit jungle rubber farmers for the biodiversity services they provide. Eco-certifiers guarantee to consumers that producers have followed a set of standards that offer ecosystem protections. One important step toward certification has been made through the communities’ commitments and the identification of their conservation practices. (Source: Joshi, L. 2009)
CASE STUDY / Restoring forests in the Miyun Reservoir watershed benefits rural and city communities (China)
Despite tree-planting efforts and a logging ban that has been in force since the late 1970s, three quarters of the forests in the watershed of China’s Miyun Reservoir – which provides most of the drinking water for Beijing’s 17 million residents – are in poor condition. Many of the residents of the watershed are poor and economically disadvantaged, especially compared to their neighbours in the city. However, restrictive policies prevent local residents from reaping the full benefits of their resources and are contributing to poor forest health. Moreover, inappropriate fuelwood collection practices have prevented forests from developing and maturing into more productive and biodiverse stands.
With the encouragement of the State Forestry Administration of China (SFA), the IUCN Livelihoods and Landscape Strategy is working with the Beijing Forestry Society to demonstrate the valuable role forests can play in improving the lives of the rural poor. Ultimately the project aims to enhance local peoples’ access to forest products, improve benefits for community livelihoods, and increase household income by 25%. This is being done through the following activities:
▪ Developing a multi-stakeholder landscape and biodiversity restoration plan for the Miyun reservoir watershed based on an assessment of participatory forest resources and biodiversity
▪ Investigating and improving the potential for alternative energy sources, NTFP production and ecotourism
▪ Establishing cross-boundary and cross sectoral collaboration mechanisms for FLR and livelihood improvement
▪ Improving compensation schemes for the ecosystem services of the Miyun reservoir
▪ Establishing a platform for exchanges of lessons learnt among various regions
As this project demonstrates how forests can be managed to deliver multiple benefits to the local population while recovering their productivity, biodiversity and watershed functions, it becomes a demonstration case that can be the catalyst for policy change at a larger level in China and elsewhere. (Source: IUCN 2009)
CASE STUDY / Livelihood benefits of an extractive forest reserve (Brazil)
Brazil’s extractive reserves were conceived as a way to improve the rights of forest-dwelling populations, while also providing protection measures for the Amazonian forest. The first extractive reserve, the 506,200 ha Alto Juruá Extractive Reserve (AJER), is located in the westernmost part of the Amazon, and was created in 1990.
The AJER area is sparsely populated with approximately 4600 people (circa 2000), who are primarily rubber tappers and riverine agriculturists. The creation of AJER has allowed inhabitants within the reserve to organise to create management plans, and to allocate responsibilities for reserve governance. More secure land and tenure rights accompanying reserve creation have led to diversification of the local economy — beans have replaced rubber as the primary commodity, and are grown mainly on riverbanks. The population has grown in riverbank areas, while declined in remote forest areas, as a result of changing economic opportunities, and increased availability of services such as health care and schooling. The AJER has also seen an increase in livestock raising, which has become the second largest source of income. Subsistence uses of forest resources in AJER (for food production, home construction, etc.) have changed little since the establishment of the reserve, and have been estimated at 65% of total extractive production.
Analysis of forest cover changes during the first decade of AJER’s establishment (1989-2000) indicates deforestation to have occurred in only 1% of the area. AJER continued to support a primarily mature forest cover over 99% of its area during this time period. Deforestation activity occurred primarily in the early 1990s in riverbank locations, following an increase in agriculture activities. There have been indications of recovery of threatened species such as jaguar, tapir, peccaries, and several species of primates, assumed to be linked to the depopulation of remote forest areas. The commercial shift to beans and cattle-raising compete with forests and could create conflicts between the goals of providing livelihood opportunities and conserving forests. At present, however, the AJER reserve “has been reasonably able to match the conservation, social, and development targets envisioned” (Ruiz-Pérez et al. 2005).
CASE STUDY / The Novella Africa Initiative (East, Central and West Africa)
The Novella Africa Initiative is a public-private partnership formed in 2002 by Unilever, The World Agroforestry Centre (ICRAF), IUCN, and the Netherlands Development Organisation (SNV), and involves UNDP, and a number of governmental organizations and NGOs in Africa. The initiative is undertaking commercial scale collection and extraction of oil from seeds of the Allanblackia (AB) tree, which is native to tropical forests of West, Central and East Africa. This edible oil is used by Unilever to make food products, such as spreads, and detergents, like soaps. The project is unique in its goals to sustainably use non-timber forest products on a commercial scale, undertake forest reforestation through planting of AB trees, and provide significant employment benefits to subsistence farmers (NAF n.d.).
Ghana is the first country to implement the production process, from seed gathering to the generation of crude AB seed oil, and involves approximately 4000 seed collectors in the project (IUCN 2008). In Tanzania, about 60 villages participated in the project in 2008. Harvested seeds are purchased by transport companies in Tanzania, who sell them to local crushing companies, which then process the seeds into crude oil. Unilever guarantees purchase of sustainably produced AB seeds at a pre-agreed price and transports the crude oil to the Netherlands, where it is processed into consumer products (UNDP n.d.). AB trees grow in relatively degraded lands, meaning that the initiative contributes to the rehabilitation of unproductive areas. Increases in farmland productivity reduce the frequency of forest clearance, protecting natural flora and fauna (ICRAF n.d.c). In Ghana and Tanzania, the planting of AB trees is increasing from several thousand to about 100,000 trees a year and is being incorporated into forest landscape restoration projects (IUCN 2008). The project is expected to grow to include 150,000 farmers in Ghana, Tanzania, Nigeria, Cameroon, and Liberia over the next decade, generating US$100 million in returns (UNDP n.d).
CASE STUDY / Wildlife management in a community reserve (Peru)
The Reserva Comunal Tamshiyacu-Tahuayo in the Peruvian Amazon comprises some 3,225 km2. The diversity of mammals in the reserve is greater than in any other protected area in the Amazon, and possibly globally. The reserve has at least 14 species of primates. Local human population density is extremely low; only nine villages consider themselves close enough to the reserve to be involved in management. The closest city, Iquitos, has 300,000 residents, but is more than 100 km away, with no road access linking the two.
Management of the reserve legally lies with the local communities. Hunting pressure is limited to local subsistence consumption, some sales of dried meat to Iquitos, and peccary pelts for sale to overseas markets. There is almost no hunting by outsiders within the reserve. Wildlife management involves a combination of community-based and co-management strategies, involving local communities, government agencies, NGO extension workers and researchers. Decisions on resource use and management are voted upon during community meetings, and are informed by NGO extension workers, based on detailed research and monitoring by researchers. This allows communities to experiment with different types of management, and to find management systems which are compatible with their culture. Communities are not too large for effective communication, and can easily define their boundaries and membership. The area is divided into strictly protected zones and buffer zones. Data shows that harvests of all species except tapir are apparently sustainable, and ways are being sought to ensure that tapir hunting is also reduced to sustainable levels. (Source: Nasi et al. 2008)
CASE STUDY / Pioneering payments for forest environmental services (Costa Rica)
Costa Rica’s Pagos por Servicios Ambientales (PSA) programme is recognized as a pioneering example of a large-scale payment for environmental services initiative. The PSA programme is based on Forest Law No. 7575, which provides for contracts to be made with landowners for services provided on their lands, and establishes the National Fund for Forest Financing (Fondo de Financiamento Forestal, FONAFIFO), which manages the programme. The law recognizes four environmental services provided by forest ecosystems: mitigation of greenhouse gas emissions, hydrological services, biodiversity conservation, and provision of scenic beauty for recreation and ecotourism. Funding for the PSA programme has come from a 3.5% fossil fuel sales tax, loans and grants from various donor agencies, and from payments by beneficiaries of environmental services.
In order to participate, landowners must submit a sustainable forest management plan, prepared by a licensed forester, describing plans for preventing poaching and illegal harvesting, and outlining monitoring schedules, etc.. Once approved, land owners receive payments at a rate of US$64/ha/year for forest conservation plans, and US$816/ha over 10 years for plantations. As of 2005, about 270,000 ha were enrolled in the programme, primarily as forest conservation contracts.
The PSA programme has been partly credited for helping Costa Rica, once having some of the world’s highest deforestation rates, to achieve zero net deforestation by the early 2000s. Tattenbach et al. (2006) estimated that the programme prevented the loss of 72,000 ha of forest in biodiversity priority areas between 1999 and 2005. FONAFIFO has attempted to strengthen poverty reduction impacts by adding particularly disadvantaged districts to priority areas of the programme. Evidence of pro-poor impacts has been mixed with several studies reporting that the bulk of benefits go to relatively better-off farmers; while Muñoz (2004) reports the programme has benefited poor land holder in the Osa Peninsula. Continued research is required to better understand how the PSA programme is generating environmental services that would otherwise be lost, and how the programme can better contribute to livelihoods. (Source: Pagiola 2008)
CASE STUDY / Pygmy communities use GPS and community radio to protect cultural sites (Congo)
Congolaise Industrielle des Bois (CIB) manages a 1.3 million hectare area of Congolese forest home to 9,000 Mbendjele Pygmies. Compliance with Forest Stewardship Council (FSC) regulations prompted CIB to work closely with the Tropical Forest Trust (TFT) and concerned Pygmy communities in developing and using new means of communication to help exchange information about sensitive locations in the forest. Standards set by FSC require CIB to protect ‘sites of special cultural, ecological, economic or religious significance to indigenous peoples’. Such information can only come directly from the Mbendjeles. These people live in small groups of 30 to 60 people, dispersed throughout the forest, have no chiefs or community leaders, and most do not speak any European languages.
TFT engaged partner organizations and anthropologists familiar with the Mbendjele lifestyle, language and traditions, to create the Indigenous People’s Voices project which lets the Mbendjeles plot significant areas using a geographic information system (GIS) which stores and analyzes reference points. The data is incorporated into the CIB’s system to produce accurate harvesting maps. Through GIS and radio technology, the Mbendjele can keep each other informed about areas to be protected and areas to be logged. CIB’s investment in this initiative helped the company gain FSC certification for its Kabo concession. The project itself was recognized in November 2007 by the Tech Museum of Innovation in the social equality category of their Laureate awards scheme. State of the art technology is helping the Mbendjele Pygmies protect their land and culture (CTA 2008).
CASE STUDY / Local tenure facilitating forest restoration and poverty reduction (Tanzania)
Tanzania has made important progress during the past decade to integrate poverty reduction objectives within forest policy and practice, as well as mainstreaming the contribution of forestry and natural resources within broader poverty reduction policies. At the local level, the HASHI project in Shinyanga (northwestern Tanzania) has been highly successful in using new opportunities presented under the Forest Act to empower local stakeholders in forest restoration and sustainable management in a region that is highly vulnerable to environmental degradation.
The HASHI (Hifadhi Ardhi Shinyanga—Swahili for soil conservation) project has supported restoration of forests through the recognition and restoration of ngitili (forest and shrubland set aside as traditional grazing and fodder reserves). The project has been facilitated by the 2002 Forest Act, which permits forest tenure at the local level through Village land forest reserves and Community forest reserves. Through the HASHI project, rights to use and sell forest products from ngitili are recognized, and technical support is provided to improve productivity. Support is also provided for expanding markets for products and for the development of new products. By 2004, at least 350,000 hectares of ngitili were restored or created in 833 villages, encompassing a population of 2.8 million. It has been estimated that the benefit per person per month of ngitili is US$14. Income from ngitili has also been used to support schools and other forms of rural development.
Prior to the establishment of HASHI, the forest lands of Shinyanga were highly degraded, largely as a result of government (both colonial and postcolonial) policies, such as villagization and commercial coffee growing. The relationship between poverty and degradation, and the relationship between local use and degradation, were reversed as a result of policy changes, which returned control to the community and transformed pressures to degrade the environment into incentives to restore it (Fisher et al. 2005).
(Source: PROFOR 2008)
EXAMPLES / Genetic resources from timber and non-timber forest products
Natural resources found in forests have for centuries contributed to human well-being. Forests are the source of many hidden treasures and a fertile ground for scientific research. In particular, the properties of some genetic resources from timber and non-timber forest products have contributed to the development of a broad range of products, including pharmaceuticals and cosmetics. Examples include the following:
Calanolide A and Calanolide B, compounds isolated from the latex of Calophyllum tree species, found in the Malaysian rain forest, have shown potential to provide treatment for the human immunodeficiency virus type 1 (HIV-1). Research on Calanolides’ anti-HIV activity is still ongoing (FDS n.d., and Bernama 2009). Prostratin, an active component contained in the bark and stemwood of the mamala tree (Homalanthus nutans) found in Samoa, is also being studied as a potential drug to fight the human immunodeficiency virus (HIV) (Cox 2001, and Pacific Islands Treaty Series 2004).
Other forest resources with potential for development include:
▪ A Madagascan tree commonly called “handy” (Neobeguea mahafalensis), used as a “sexual enhancer” in the island nation (ACB 2009);
▪ A tree, Cussonia zimmermannii, found in Tanzania, Kenya, Uganda and Mozambique and widely distributed in South Africa is used as a remedy for mental disorders (ACB 2009);
▪ The bark of the Prunus Africana tree, in sub-Saharan Africa has been used by local communities for the treatment of a variety of illnesses, including malaria, syphilis, high blood pressure, Asthma, etc. (ABS Capacity Development Initiative for Africa n.d.).
CASE STUDY / The Green Wave for biodiversity
The Green Wave is an ongoing global biodiversity education project that encourages young people to make a difference in conserving the basis for life on Earth. The Green Wave promotes participation in local action and the building of partnerships around the world. The campaign supports the aims of the Convention on Biological Diversity to strengthen awareness and education on biodiversity. It contributes to the celebration of the International Day for Biological Diversity, and also supports the Billion Tree Campaign led by the UN Environment Programme.
The Green Wave promotes learning and action throughout the year. But as a special initiative, it invites children and youth in schools and groups worldwide to plant a tree at 10 a.m. local time on 22 May – the International Day for Biological Diversity – creating a “green wave” across time-zones. Participants upload photos and text to The Green Wave website (http://greenwave.cbd.int/) to share their tree-planting stories with others. An interactive map goes live in the evening at 20:10 local time, creating a second, virtual, “green wave”. Through action-oriented learning, The Green Wave teaches children and youth the importance of biodiversity for our well-being and our planet. The Green Wave supports schools around the world to educate tomorrow’s leaders on the crucial tasks of protecting Earth’s biodiversity.
Example >> Green Wave 2009 (Nicaragua): In 2009, 42 schools and 1430 students in Managua, Nicaragua participated in The Green Wave campaign. The Small Grants Programme of the Global Environment Facility helped plan and coordinate the campaign, in partnership with other UN programmes, the Ministries of Education, Environment, and Forestry, and the Finance Bank - BDF. On 12 May, a workshop was held for 39 volunteers who were given training on biodiversity issues, and on how to plant and care for trees. Each volunteer was then assigned to support a participating school for the duration of the initiative. On 22 May, each school planted its trees and a ceremony was held in one of the schools with the representatives of the partnering institutions.