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Campeau Wealth Management
UBS Financial Services Inc.
1 Century Tower, 4th and 6th Floors
265 Church Street
New Haven, CT 06510
800-922-3237
www.ubs.com/team/campeauwealthmanagement
2. Advice and Guidance to Last Your Lifetime
So much of your future relies on our ability to understand
you and the things that are important in your life.
That is why our first priority is to spend time listening to you and learning
about your goals and aspirations. We will work to create a partnership
with you that facilitates ongoing dialog so that we can use our firm’s
global expertise and experience to develop personalized strategies for
your individual needs and goals. From giving advice when you ask for it,
to anticipating your changing needs, we are dedicated to helping you
pursue your goals. After all, isn’t that what matters most?
John C. Campeau Jr. David L. Ivanovich Jr.
Senior Vice President–Investments Vice President–Investments
Advisory & Brokerage Services Advisory & Brokerage Services
Senior Managed Accounts Consultant Corporate Services Financial Advisor
Wealth Advisor 203-498-3302
203-498-3375 david.ivanovich@ubs.com
john.campeau@ubs.com
Christopher A. Cavallaro Rhonda L. Lisbon-Kendall
Financial Advisor Senior Registered Client Service Associate
203-498-3328 203-498-3352
christopher.cavallaro@ubs.com rhonda.lisbon-kendall@ubs.com
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3. Campeau Wealth Management team members, clockwise from left, David L. Ivanovich Jr., John C. Campeau Jr.,
Christopher A. Cavallaro and Rhonda L. Lisbon-Kendall
Our Focus and Experience
John C. Campeau Jr.
I am a Senior Vice President–Investments of Campeau Wealth
Management for UBS Financial Services, Inc. in New Haven,
Connecticut, with over 23 years of experience in the financial
services industry. I provide investment management and
consulting services with a focus on retirement planning and
education funding. My clients include well-known entertainers
and medical practitioners, as well as foundations, nonprofit
John C. Campeau Jr. organizations and several major publicly traded corporations. A
majority of our clientele is concentrated in the greater New York
City and Los Angeles entertainment communities.
I graduated cum laude from Susquehanna University,
double majoring in economics and finance and minoring
in communications. I am a Wealth Advisor here at UBS—a
distinction only earned by a small percentage of the consultants
at our firm. I am a nationally recognized public speaker. Bayer,
Pfizer Pharmaceuticals and Amgen have requested me on an
ongoing basis to teach groups of physicians how to manage
and understand their investments. For 10 years, I hosted the
Business Brief segment of Good Morning, Connecticut and
produced and hosted Your Money. Both programs were shown
on the Connecticut ABC affiliate. I have periodically appeared
as a financial expert on nationally syndicated programs, most
recently appearing as a financial expert on MSNBC’s Buchanan
& Press.
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4. In addition to my finance-related activities, I have an extensive
background in athletics. I was a nationally ranked competitive
freestyle skier. I had the privilege of announcing the FIS World
Cup Ski Tour. I announced the Freestyle Skiing events at the
2002 Winter Olympics Games in Park City, Utah. I am also
involved in numerous charities and boards in the greater New
Haven area, including St. Francis Home for Children.
David L. Ivanovich Jr.
I have over 21 years of experience assisting high net worth
individuals pursuing their investment and estate planning goals.
I analyze investment portfolios, provide tactical and strategic
asset allocation advice as well as ongoing performance
evaluation. I also hold the title of Corporate Services Financial
Advisor and spent the past 15 years advising both publicly
traded and privately held corporations on managing their cash
David L. Ivanovich Jr. and retirement plans. My clientele is a broad-based collection
of executives and small- to mid-size business owners across
the country.
I am a graduate of Nichols College in Massachusetts, where I
obtained a bachelor of science degree in general business with
a concentration in finance and economics. I also studied abroad
at Regent’s College in London, England.
I am an avid saltwater fly fisherman who enjoys kayaking, biking
and jogging. I reside in Milford, Connecticut, with my wife and
two daughters.
Christopher A. Cavallaro
I am a Financial Advisor with Campeau Wealth Management for
UBS Financial Services Inc. in New Haven, Connecticut. I have
been in the financial services field locally for about five years;
however, my financial knowledge expands across our borders,
as I have greatly contributed to international projects in both
Asia, specifically Japan, and Central America. I am a graduate
of Hawaii Pacific University with a double major in international
Christopher A. Cavallaro business and Japanese, and a minor in Asian studies. I have lived
and worked in Japan for four years as a financial controller as
well as living in Belize for three years in the same capacity.
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5. I am very active in the not-for-profit community in New Haven
and have been recognized for my efforts by the receipt of
various community awards. I provide financial planning,
investment advice and consulting services with a focus on
estate planning and wealth transfer. I have recently been
recognized by UBS Financial Services Inc. as a Pacesetter
Council Member, recognition of the firm’s more successful
advisors.
My wife, Randima, and I spend our free time traveling, cycling,
skiing and expanding our efforts for the recognition of humane
canine treatment in lesser-developed countries.
Rhonda L. Lisbon-Kendall
I am our lead Registered Client Service Associate. I attended the
University of New Haven and began my career in the financial
industry with Merrill Lynch in 2000 before joining our team in
2007. I currently hold Series 7 and 66 and insurance producer
licenses. I am dedicated to the handling of all operational,
compliance and client relationship aspects of our business,
as well as overseeing our junior associate and intern staff.
Rhonda L. Lisbon-Kendall I am married and live with my husband, Robert, in New Haven,
Connecticut.
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6. Your Future Begins with a Conversation
We take the time to understand
you, your values and what you’d
like your finances to do for you.
Our conversations will focus on helping
you make appropriate financial choices
for today and for the future.
Whether it’s specific goals you have for
yourself, your business, your family or
the legacy you hope to leave behind,
we’ll help ensure that you have access
to our full range of wealth planning,
investment, banking services, and
financing opportunities here in the Growing your wealth
U.S. and globally—all focused on your Your personalized investment strategy
best interests. is only the first step in helping you
grow your wealth. The relationship
Aligned with these powerful global we develop with you will be ongoing,
resources among a comprehensive and we will use the global resources
selection of products and services of UBS to not only address your
available and complete dedication to evolving investment strategy, but
you and your needs, we will be your continually review its role in your
personal advocates throughout your overall wealth management plan.
relationship with UBS. Whatever expectations you have for
the future, we will work with you to
help keep you on track toward your
goals.
The UBS Client Experience
In delivering the UBS Client Experience, our
Financial Advisors take the time to understand
your needs and goals and proactively provide
appropriate solutions. We keep you informed
on a periodic basis, and can monitor and
update strategies, as appropriate, to respond to
ever-changing markets and your evolving needs.
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7. Preserving your wealth Generating income through
Over time, you have planned and retirement
invested prudently to build your wealth. What does retirement mean to you?
We understand how important it is to Your retirement vision is the basis of
preserve what you’ve worked so hard to your retirement strategy, and we will
achieve. That’s why we will work with spend time exploring the life you
you to review your investment plan on imagine. Then we can assess whether
an ongoing basis, making adjustments your retirement assets are sufficient
that take into account factors such as to generate income for day-to-day
taxes*, inflation and unforeseen events retirement expenses, fulfill the
that could undo a lifetime of work. retirement dreams you hope to make
a reality, keep pace with inflation and
Maintaining your lifestyle meet healthcare costs. Together, we can
Your vision of retirement is unique. develop a personalized strategy to help
Whatever your retirement goals are, fund the retirement you envision.
we will work with you to create a
personalized investment plan designed Caring for others
to address your income requirements The decisions you make regarding your
and to help maintain the lifestyle you wealth can have a significant impact
desire. on the people and causes you care
about. Whether you are planning for
loved ones or your favorite charities,
we will work with you to establish a
personalized strategy to help you
provide for them now and in the future.
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8. Focusing on Your Individuality
From years of listening to our clients, we have developed
our practice with a focus on your specific needs.
Wealth management and estate hand with your business managers
planning for entertainment and have a comprehensive monitoring
professionals process to keep you abreast of both
At Campeau Wealth Management, market activity and, more important,
we offer exclusive specialized planning whether or not you are on track to
for those in the creative world. We meet your personal goals.
have managed assets in the artistic
community for over 22 years and You are unique, and your
truly understand the challenges and money and financial life deserve
vagaries your passion and vocation the attention of those who
present when it comes to managing understand.
your money. Whether you are a
writer, actor, producer, director, artist, Estate planning strategies
photographer, agent or business You have spent your life accumulating
manager, we can make the process of assets, and now you want to help
growing your assets both manageable secure the future of your loved ones.
and understandable. Together with your professional
advisors, we focus on identifying
With close to 50 years of combined personalized estate planning strategies
experience, we are well equipped to that can help minimize the effect of
handle all of your investment and estate taxes* while ensuring that your
planning needs. We work hand in estate will be distributed according to
your wishes.
* Neither UBS Financial Services Inc. nor any of its employees provide legal or tax advice. You must
consult with your legal or tax advisor regarding your personal circumstances.
** Attorneys in the Attorney Network program are independent of, and unaffiliated with,
UBS Financial Services Inc.
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9. In addition, with the help of our Personalized financial strategies for
nationwide Attorney Network women
program,** we can introduce you Since women often find themselves
to an independent, experienced trust solely responsible for their financial
and/or estate attorney. There are more well-being at some point in their lives,
than 350 attorneys in this established we will work with you to create a
network with no fee for an initial personalized investment strategy that
consultation. With the guidance of will help preserve your assets now,
an experienced attorney, we can help as well as help you create a wealth
you establish a comprehensive estate management plan for the future. We
planning and philanthropic planning understand how important it is to you
strategy. You have worked hard to build to live comfortably, independently and
your wealth over time, and we want to without the worry that you will outlive
help you address the needs of those your assets.
you care about.
Wealth management for domestic
Transferring wealth to others partnerships
There are people in your life who you Our experience working with domestic
care about, and you may have one partners provides insight into the
or more favorite causes you want to unique issues and challenges you
support financially. How do you balance face. We understand the complexities
caring for yourself, your loved ones and involved in navigating a wealth
making a difference in your community management plan and, together
or the world at large? And how can with your professional advisors, focus
you position your assets to continue on helping domestic partners design
providing financial support after you’re personalized strategies that address
gone? items such as wills, living trusts and
estate planning strategies. As you plan
Together with our team of dedicated your shared life together, we will work
specialists in strategic estate planning, with you to help make sure your goals
wealth transfer and gifting techniques, stay in focus.
we can help you identify personalized
financial strategies to support the All couples seek a financially secure
people and causes you care about future. As your life changes and
while continuing to provide for your legislation evolves, we will work to
own needs now and in the future. keep your strategies up to date. We
Working with your attorney and other are committed to helping you create
professionals, we can determine how a future you can depend on.
these strategies can also reduce the
impact of taxes on your estate.*
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10. Structuring an investment program Investment strategies tailored to
for your healthcare practice your small business
With many years of experience helping As a small business owner, it’s
healthcare professionals, we can design important that you work with a
a personalized investment program that firm that understands the financial
will address any cash flow concerns requirements, risks and rewards of a
while providing you access to small business. We are familiar with
information about your practice’s strategies for meeting start-up costs and
finances. We’ll also present retirement overhead charges, as well as funding
and insurance alternatives for you and capital expenditures. We can help you
your employees and can help you plan grow your business by appropriately
for the succession or transfer of your balancing your investment and liquidity
practice. needs and providing you with access to
current account information at all times.
Managing the finances of your law
practice
As an attorney, you’re often subjected
to an unpredictable income stream.
Case loads vary, appeals can delay the
payment of your fees and any fees may
be contingent on amounts awarded to
your client. These and other factors can
present challenges for your practice.
Having worked with many attorneys,
we know how to design personalized
investment strategies to help you
pursue your long-term goals while
addressing liquidity and financing
concerns as they arise.
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11. UBS: Our Global
Strength. Your
Individual Vision.
As a UBS client, you benefit
from the experience of one
of the world’s leading wealth
management firms.
We have been serving affluent
individuals, corporations, institutions
and governments for over 150 years.
Through our teams of professionals
around the globe and their diverse
expertise across a range of disciplines,
we are committed to helping each
client realize their own vision for
Financial management for real
financial success.
estate professionals
Given the changing nature of the real
Our relationship with you
estate market, perhaps you are looking
Our work ethic is simple and powerful.
for ways to unlock the earning power
It is based on the value of collaboration.
of your cash and investments or seek
We work side by side with our clients,
simpler, more flexible ways to manage
taking the time to understand their
your cash flow. In addition, you may
individual needs and goals and the
be interested in identifying creative
dreams they have for themselves, their
financing strategies to help fund future
families and their future. This deep
growth.
understanding, combined with the
powerful global resources we are
At UBS, we work with you to develop
able to access on your behalf, lay the
appropriate strategies specific to your
foundation for your relationship with
real estate business. We can assist you
UBS.
with cash management and financing
relevant to the changing real estate
market, identify financial strategies for
you and your employees, and help you
plan for transfer and succession
opportunities to help preserve your
business now and in the future.
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