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Strengths and Weaknesses of Judicial
Determination
EHSAN KABIR SOLICITOR
Dispute resolution methods
 Both the courts and VCAT use a variety of methods to resolve criminal and
civil disputes
 Most criminal cases are resolved through judicial determination where a
judge or magistrate determines the outcome of the case
 In civil cases, it is often cheaper, quicker and more suitable to attempt to
resolve a case through mediation, arbitration and conciliation
(alternative dispute resolution)
*ADR is now a compulsory step in most state courts before civil matters
reach a hearing before a court or VCAT*
Mediation
 Mediation is a cooperative method of resolving disputes
and is widely used by the courts and tribunals
 It is a tightly structured, joint problem solving process
in which the parties sit down and discuss the issues
involved, develop options, consider alternatives and
reach an agreement through negotiation.
Mediation
Mediator
 Parties negotiate with the help of trained mediators who are neutral and
impartial
 The mediator does not interfere but allows the parties to have control of
the process
 The role of the mediator is to facilitate discussion and ensure both parties
are being heard
 The mediator does not need to be an expert in the field in question
 They will NOT make any decisions
MEDIATION
 Purpose
 The aim of mediation is to allow the parties to have
their say without being restricted by the rules of
evidence and procedure
 It also allows parties to investigate the underlying
reasons for the problem
 It promotes a win-win solution where both parties are
happy with the outcome
Use of mediation
 Dispute Settlement Centre of Victoria individuals may contact this
centre to attempt mediation at any time
 VCAT
 Encourages parties to resolve their disputes via mediation to
reduce cost and disruption to parties.
 Approx 70% of VCAT disputes are resolved through mediation
 If a settlement is not reached, the matter will proceed to a
hearing.
Use of mediation
COURTS
 Magistrates’, County and Supreme Court often refer civil matters to
compulsory mediation before the matter proceeds further through the
court system.
 Courts may refer parties to mediation with/without their consent
 Supreme Court has reported a 79% settlement rate through mediation
(saving $30 million in legal fees)
 Judge-led mediation set up in the County and Supreme Court in 2010 (2
year pilot program)
Advantages
 It costs less than court action
 It can be less emotionally draining
 Parties have control of the outcome
 Promotes a win-win outcome
 Suitable where parties will maintain an ongoing
relationship
 focuses on future actions rather than past faults
 improves communication (even if does proceed to
court)
 Frees up the court system
Restrictions
 Parties will only work when both parties are willing to
negotiate
 Mediation is unsuitable in situations where:
 Parties have no ongoing relationship
 The dispute is highly emotional or sensitive
 The dispute involves violence or threatening behaviour
 there is an imbalance of power between parties
 The outcome is not legally binding ( unless
a deed of settlement is drawn up and
enforced by the courts)
conciliation
 Conciliation is a process of dispute resolution where a
third party assists the parties in reaching a resolution.
 Conciliation differs from mediation in that the
conciliator exercises a greater influence over the
outcome. The conciliator, who is someone with
specialist knowledge, suggests options and possible
solutions and is more directive than a mediator.
 The decisions made by the parties is not binding, but is
more likely to be followed because it has been made
with the assistance of a third party
Use of Conciliation
 A magistrate or registrar may refer a civil proceeding for a pre-hearing
conference and compulsory conferences (VCAT) which resolve the dispute using
conciliation
 These conferences provide an opportunity for the parties to discuss the
settlement of claims and determine the issue in dispute prior to the court
hearing stage
 The conferences save costs and valuable court hearing time
 If a settlement cannot be reached, the matter can be referred back to court.
 It is likely that some of the issues will have been clarified before the court
hearing
strengths
 Less strict rules of evidence and procedure
 Less time consuming and costly
 Party satisfaction through negotiation
 Non-confrontational--- promotes ongoing relationships
Weaknesses
 Not legally binding
 Voluntary (if they do not attend, the matter will have to
be pursued through the courts)
 Legal representation is not essential (may mean that
parties do not feel represented)
Arbitration
 Arbitration is a method of resolving disputes without
having to access the court system
 An independent arbitrator will listen to both sides and
make a decision that is binding on the parties.
 This may be compulsory arbitration (such as in the
Magistrates’ court) or parties may have previously
agreed to settle their dispute via arbitration
arbitration
 It is more formal than mediation and conciliation but
not as formal as a court hearing.
 Apart from the Magistrates’ court, it is mainly used in
commercial disputes
 The decision made by the arbitrator is legally binding
Use of arbitration
 Magistrates’ Court
 in civil matters before the Magistrates’ Court where the
claim is less than $10,000, the parties must settle their
dispute before an arbitrator, usually a magistrate or a
court registrar
 This avoids the formality of the courts and the strict
rules of evidence and procedure
 Avoids the need for legal representation
USE OF ARBITRATION
 Arbitration is used in some VCAT lists, such as the
Residential Tenancies List, which deals with disputes
between tenants and landlords
 The Victorian Bar Dispute Resolution Scheme has
trained arbitrators available for use in private or
commercial situations.
Judicial determination
 Judicial determination refers to dispute resolution processes which involve the
parties to the case presenting arguments and evidence to a judicial officer who
then make a binding determination about the outcome of the case (court
system)
 Judicial determination is not a form of alternative dispute resolution
 Judicial officer= judge, magistrate, VCAT member
Judicial determination
 During trials or hearings, parties are given the opportunity to present
evidence, question witnesses and make submissions
 Cases are bound by the strict rules of evidence and procedure
 Burden and standard of proof required
 Legal representation is advisable due to complex nature of court
proceedings
 Legal representation should present their case in the nest possible light.
 At the end of the case, the judicial officer will make a legally binding
decision
USE OF JUDICIAL
DETERMINATION
 Victorian court hierarchy
 VCAT in some instances
strengths
 The decision is binding
 Judicial officers are experienced legal professionals
 Parties may feel more satisfied with the outcome as a
judge has decided the case for them
 It is appropriate for all kinds of disputes (criminal and
civil)
weaknesses
 It is usually expensive (need to engage legal
representation)
 The formality of the court system can be intimidating
 If parties are dissatisfied with the outcome they have to
undertake an appeal which is time consuming and costly
Thanks

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Ehsan Kabir Solicitor : Strengths and Weaknesses of Judicial Determination

  • 1. Strengths and Weaknesses of Judicial Determination EHSAN KABIR SOLICITOR
  • 2. Dispute resolution methods  Both the courts and VCAT use a variety of methods to resolve criminal and civil disputes  Most criminal cases are resolved through judicial determination where a judge or magistrate determines the outcome of the case  In civil cases, it is often cheaper, quicker and more suitable to attempt to resolve a case through mediation, arbitration and conciliation (alternative dispute resolution) *ADR is now a compulsory step in most state courts before civil matters reach a hearing before a court or VCAT*
  • 3. Mediation  Mediation is a cooperative method of resolving disputes and is widely used by the courts and tribunals  It is a tightly structured, joint problem solving process in which the parties sit down and discuss the issues involved, develop options, consider alternatives and reach an agreement through negotiation.
  • 4. Mediation Mediator  Parties negotiate with the help of trained mediators who are neutral and impartial  The mediator does not interfere but allows the parties to have control of the process  The role of the mediator is to facilitate discussion and ensure both parties are being heard  The mediator does not need to be an expert in the field in question  They will NOT make any decisions
  • 5. MEDIATION  Purpose  The aim of mediation is to allow the parties to have their say without being restricted by the rules of evidence and procedure  It also allows parties to investigate the underlying reasons for the problem  It promotes a win-win solution where both parties are happy with the outcome
  • 6. Use of mediation  Dispute Settlement Centre of Victoria individuals may contact this centre to attempt mediation at any time  VCAT  Encourages parties to resolve their disputes via mediation to reduce cost and disruption to parties.  Approx 70% of VCAT disputes are resolved through mediation  If a settlement is not reached, the matter will proceed to a hearing.
  • 7. Use of mediation COURTS  Magistrates’, County and Supreme Court often refer civil matters to compulsory mediation before the matter proceeds further through the court system.  Courts may refer parties to mediation with/without their consent  Supreme Court has reported a 79% settlement rate through mediation (saving $30 million in legal fees)  Judge-led mediation set up in the County and Supreme Court in 2010 (2 year pilot program)
  • 8. Advantages  It costs less than court action  It can be less emotionally draining  Parties have control of the outcome  Promotes a win-win outcome  Suitable where parties will maintain an ongoing relationship  focuses on future actions rather than past faults  improves communication (even if does proceed to court)  Frees up the court system
  • 9. Restrictions  Parties will only work when both parties are willing to negotiate  Mediation is unsuitable in situations where:  Parties have no ongoing relationship  The dispute is highly emotional or sensitive  The dispute involves violence or threatening behaviour  there is an imbalance of power between parties  The outcome is not legally binding ( unless a deed of settlement is drawn up and enforced by the courts)
  • 10. conciliation  Conciliation is a process of dispute resolution where a third party assists the parties in reaching a resolution.  Conciliation differs from mediation in that the conciliator exercises a greater influence over the outcome. The conciliator, who is someone with specialist knowledge, suggests options and possible solutions and is more directive than a mediator.  The decisions made by the parties is not binding, but is more likely to be followed because it has been made with the assistance of a third party
  • 11. Use of Conciliation  A magistrate or registrar may refer a civil proceeding for a pre-hearing conference and compulsory conferences (VCAT) which resolve the dispute using conciliation  These conferences provide an opportunity for the parties to discuss the settlement of claims and determine the issue in dispute prior to the court hearing stage  The conferences save costs and valuable court hearing time  If a settlement cannot be reached, the matter can be referred back to court.  It is likely that some of the issues will have been clarified before the court hearing
  • 12. strengths  Less strict rules of evidence and procedure  Less time consuming and costly  Party satisfaction through negotiation  Non-confrontational--- promotes ongoing relationships
  • 13. Weaknesses  Not legally binding  Voluntary (if they do not attend, the matter will have to be pursued through the courts)  Legal representation is not essential (may mean that parties do not feel represented)
  • 14. Arbitration  Arbitration is a method of resolving disputes without having to access the court system  An independent arbitrator will listen to both sides and make a decision that is binding on the parties.  This may be compulsory arbitration (such as in the Magistrates’ court) or parties may have previously agreed to settle their dispute via arbitration
  • 15. arbitration  It is more formal than mediation and conciliation but not as formal as a court hearing.  Apart from the Magistrates’ court, it is mainly used in commercial disputes  The decision made by the arbitrator is legally binding
  • 16. Use of arbitration  Magistrates’ Court  in civil matters before the Magistrates’ Court where the claim is less than $10,000, the parties must settle their dispute before an arbitrator, usually a magistrate or a court registrar  This avoids the formality of the courts and the strict rules of evidence and procedure  Avoids the need for legal representation
  • 17. USE OF ARBITRATION  Arbitration is used in some VCAT lists, such as the Residential Tenancies List, which deals with disputes between tenants and landlords  The Victorian Bar Dispute Resolution Scheme has trained arbitrators available for use in private or commercial situations.
  • 18. Judicial determination  Judicial determination refers to dispute resolution processes which involve the parties to the case presenting arguments and evidence to a judicial officer who then make a binding determination about the outcome of the case (court system)  Judicial determination is not a form of alternative dispute resolution  Judicial officer= judge, magistrate, VCAT member
  • 19. Judicial determination  During trials or hearings, parties are given the opportunity to present evidence, question witnesses and make submissions  Cases are bound by the strict rules of evidence and procedure  Burden and standard of proof required  Legal representation is advisable due to complex nature of court proceedings  Legal representation should present their case in the nest possible light.  At the end of the case, the judicial officer will make a legally binding decision
  • 20. USE OF JUDICIAL DETERMINATION  Victorian court hierarchy  VCAT in some instances
  • 21. strengths  The decision is binding  Judicial officers are experienced legal professionals  Parties may feel more satisfied with the outcome as a judge has decided the case for them  It is appropriate for all kinds of disputes (criminal and civil)
  • 22. weaknesses  It is usually expensive (need to engage legal representation)  The formality of the court system can be intimidating  If parties are dissatisfied with the outcome they have to undertake an appeal which is time consuming and costly