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Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
April 17, 2018
kevin.r.thomas@williams.edu
413-597-3542
Manager, Learning and Development
Office of Human Resources
Presented by Kevin R. Thomas
Performance Evaluations for
Supervisors
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Name
• Where you work
• What you hope will come from reviewing your
employee/s
Introductions
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Confidentiality
• Participation
• Listening
• Judgement free zone
Ground Rules
• Program Overview
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Performance Development Process
Nuts & Bolts
Update
job dx
Employee
Self-
Evaluation
Write
Evaluation
Share
written
Evaluation
Performance
Evaluation
Meeting
Edit
Evaluation
if necessary
Signatures
Copy &
Forward
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Anatomy of the Form
Nuts & Bolts
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Imagine your boss comes by your
desk and says:
“Can you come into my office?
• How do you feel?
• When you come into the office,
your boss closes the door and
says:
“I need to give you some
feedback.”
• Now how do you feel?
Threat Response: Example
Provide Constructive Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Social Needs Are Primary
• Brain is Wired to Notice
Threats
• Feedback can easily be seen
as a threat to:
o Status
o Certainty
o Autonomy
o Relatedness
o Fairness
• When the threat response is
triggered, fight and flight
reactions are likely.
Managing the Threat Response
Provide Constructive Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Accountability – timelines,
follow through
• Meeting decorum
• Warm up – demonstrate
interest in them personally
• Find out about their path to
progress
• Demonstrate commitment
to bringing out the best in
them
Build Trust
Build Trust
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
With your partner, find 1
strategy you will use to
develop trust or 1 trust
building message you will
communicate.
Your Turn!
Build Trust
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Feedback works best when it is:
– Immediate
– Specific
– Behavioral
– Supportive
Principles
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
The Key Formula
Provide Positive Feedback
Behavior Impact
A vivid picture
of your
employee’s
accomplishments
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Use the worksheet to plan
positive feedback to give
to your employee.
• Debrief with your partner.
Your Turn
Provide Positive Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Brainstorm with your
partner:
– How can you measure the
quantity and quality of your
employee’s work?
– How can you develop new
measures?
Measuring Performance
Provide Positive Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• You can do a lot to create safety by creating an
invitation into the feedback discussion.
• Example: “As part of our performance
evaluation conversation, would you be willing
to have a conversation with me about
coverage at the front desk?”
Creating Safety: Invitation
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Explain what you don’t intend
as well as what you really
want.
Example:
“I don’t want to communicate
any disrespect for you or
your expertise. I just want to
explore some options for how
we can solve this problem
together.”
Create Safety: Use Contrasting Statements
Provide Constructive Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Constructive Feedback: Directive
Provide Constructive Feedback
• Use for simple, minor situations, as a first attempt to solve a problem.
Behavio
r Impact
Positive
Future
Alternativ
e
Intended
Future
Outcome
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Use the worksheet to plan
constructive feedback you
will give to your employee.
• Debrief with your partner.
Your Turn
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Constructive Feedback: Non-directive
Provide Constructive Feedback
1. Use behavior + impact to describe what you are seeing.
2. Ask if they have additional information you should know. Listen.
3. Ask them for their interpretation. Listen.
4. Ask questions to ensure they are taking ownership of the problem.
5. Brainstorm solutions, negotiate, set a time to check in on progress.
Behavior Impact
Problem
Solving
Inquiry
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Encouraging cues / body
language
• Open-ended questions
• Mirroring statements
“I hear you saying x.”
• Validating statements
“I can understand where
you are coming from when
you say x, because y.”
Basic Listening Skills
Ask for Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Do you want to know how you can
support your direct reports in bringing
their best?
• Are you open to changing your
behavior the same way you are willing
to change the behavior of others?
• Do you believe your staff may have
information and expertise that could
be useful to you?
How Open Are You to Upward Feedback?
Ask for Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Employees resist offering
feedback because:
• They have been burned
in the past.
• They don’t believe the
invitation is genuine.
• They fear threatening
your status, as you may
retaliate.
Threat Response, Part 2
Ask for Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Routinely invite feedback
• Appreciate feedback
immediately, consistently.
• Listen attentively.
• Take some action, however
small, on the basis of
feedback.
Creating Safety
Ask for Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
You don’t have to agree.
You don’t have to agree
totally.
You don’t have to agree right
away.
Identify interests
Follow through on your
commitments.
Set a time to check in on
progress.
Responding to Requests
Ask for Feedback
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
1. Nuts & Bolts
2. Build Trust
3. Provide Positive Feedback
4. Provide Constructive Feedback
5. Ask for Feedback
6. Describe the Path Forward
Agenda
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Characteristics of Effective Goals
Specific
Measureable
Attainable
Relevant
Time Bound
S
M
A
R
T
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Example
Goal Characterist
ic
Added
Corrected Goal
Do data entry Specific Complete entry of paper records
into XYZ database.
Complete entry of records into
XYZ database.
Measurable Complete entry of 1,000 records
into XYZ database.
Complete entry of 1,000 records
into XYZ database with 0 errors.
Attainable Complete entry of 1,000 records
into XYZ database with no more
than 2% error rate.
Complete entry of 1,000 stamp
collection records into XYZ
database with no more than 2%
error rate.
Relevant Complete entry of 1,000 student
employment records into XYZ
data base with no more than 2%
error rate.
Complete entry of 20,000
records into XYZ database with
no more than 2% error rate.
Time Bound Complete entry of 1,000 student
employment records into XYZ
database with no more than 2%
error rate by December 31.
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Get to know their strengths
by asking them about their
peak professional
experiences.
• Offer a strengths
assessment.
• Include a goal that builds
on their strengths.
Find Opportunities to Help Them Use
Their Strengths
Describe the Path Forward
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Goal Setting Worksheet
Your Turn!
Describe the Path Forward
Performance Reviews for Supervisors
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Links coming via email:
Contact Kevin Thomas at 413-597-3542
or email kevin.r.thomas@williams.edu
Performance Evaluations for
Supervisors
Questions?
• Course page link to all course materials
• Program evaluation link, feedback welcome

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Performance evaluations for supervisors

  • 1. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 April 17, 2018 kevin.r.thomas@williams.edu 413-597-3542 Manager, Learning and Development Office of Human Resources Presented by Kevin R. Thomas Performance Evaluations for Supervisors
  • 2. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Name • Where you work • What you hope will come from reviewing your employee/s Introductions
  • 3. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Confidentiality • Participation • Listening • Judgement free zone Ground Rules • Program Overview
  • 4. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 5. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Performance Development Process Nuts & Bolts Update job dx Employee Self- Evaluation Write Evaluation Share written Evaluation Performance Evaluation Meeting Edit Evaluation if necessary Signatures Copy & Forward
  • 6. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Anatomy of the Form Nuts & Bolts
  • 7. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 8. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Imagine your boss comes by your desk and says: “Can you come into my office? • How do you feel? • When you come into the office, your boss closes the door and says: “I need to give you some feedback.” • Now how do you feel? Threat Response: Example Provide Constructive Feedback
  • 9. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Social Needs Are Primary • Brain is Wired to Notice Threats • Feedback can easily be seen as a threat to: o Status o Certainty o Autonomy o Relatedness o Fairness • When the threat response is triggered, fight and flight reactions are likely. Managing the Threat Response Provide Constructive Feedback
  • 10. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Accountability – timelines, follow through • Meeting decorum • Warm up – demonstrate interest in them personally • Find out about their path to progress • Demonstrate commitment to bringing out the best in them Build Trust Build Trust
  • 11. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 With your partner, find 1 strategy you will use to develop trust or 1 trust building message you will communicate. Your Turn! Build Trust
  • 12. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 13. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Feedback works best when it is: – Immediate – Specific – Behavioral – Supportive Principles
  • 14. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 The Key Formula Provide Positive Feedback Behavior Impact A vivid picture of your employee’s accomplishments
  • 15. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Use the worksheet to plan positive feedback to give to your employee. • Debrief with your partner. Your Turn Provide Positive Feedback
  • 16. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Brainstorm with your partner: – How can you measure the quantity and quality of your employee’s work? – How can you develop new measures? Measuring Performance Provide Positive Feedback
  • 17. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 18. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • You can do a lot to create safety by creating an invitation into the feedback discussion. • Example: “As part of our performance evaluation conversation, would you be willing to have a conversation with me about coverage at the front desk?” Creating Safety: Invitation
  • 19. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Explain what you don’t intend as well as what you really want. Example: “I don’t want to communicate any disrespect for you or your expertise. I just want to explore some options for how we can solve this problem together.” Create Safety: Use Contrasting Statements Provide Constructive Feedback
  • 20. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Constructive Feedback: Directive Provide Constructive Feedback • Use for simple, minor situations, as a first attempt to solve a problem. Behavio r Impact Positive Future Alternativ e Intended Future Outcome
  • 21. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Use the worksheet to plan constructive feedback you will give to your employee. • Debrief with your partner. Your Turn
  • 22. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Constructive Feedback: Non-directive Provide Constructive Feedback 1. Use behavior + impact to describe what you are seeing. 2. Ask if they have additional information you should know. Listen. 3. Ask them for their interpretation. Listen. 4. Ask questions to ensure they are taking ownership of the problem. 5. Brainstorm solutions, negotiate, set a time to check in on progress. Behavior Impact Problem Solving Inquiry
  • 23. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Encouraging cues / body language • Open-ended questions • Mirroring statements “I hear you saying x.” • Validating statements “I can understand where you are coming from when you say x, because y.” Basic Listening Skills Ask for Feedback
  • 24. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 25. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Do you want to know how you can support your direct reports in bringing their best? • Are you open to changing your behavior the same way you are willing to change the behavior of others? • Do you believe your staff may have information and expertise that could be useful to you? How Open Are You to Upward Feedback? Ask for Feedback
  • 26. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Employees resist offering feedback because: • They have been burned in the past. • They don’t believe the invitation is genuine. • They fear threatening your status, as you may retaliate. Threat Response, Part 2 Ask for Feedback
  • 27. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Routinely invite feedback • Appreciate feedback immediately, consistently. • Listen attentively. • Take some action, however small, on the basis of feedback. Creating Safety Ask for Feedback
  • 28. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 You don’t have to agree. You don’t have to agree totally. You don’t have to agree right away. Identify interests Follow through on your commitments. Set a time to check in on progress. Responding to Requests Ask for Feedback
  • 29. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 1. Nuts & Bolts 2. Build Trust 3. Provide Positive Feedback 4. Provide Constructive Feedback 5. Ask for Feedback 6. Describe the Path Forward Agenda
  • 30. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Characteristics of Effective Goals Specific Measureable Attainable Relevant Time Bound S M A R T
  • 31. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Example Goal Characterist ic Added Corrected Goal Do data entry Specific Complete entry of paper records into XYZ database. Complete entry of records into XYZ database. Measurable Complete entry of 1,000 records into XYZ database. Complete entry of 1,000 records into XYZ database with 0 errors. Attainable Complete entry of 1,000 records into XYZ database with no more than 2% error rate. Complete entry of 1,000 stamp collection records into XYZ database with no more than 2% error rate. Relevant Complete entry of 1,000 student employment records into XYZ data base with no more than 2% error rate. Complete entry of 20,000 records into XYZ database with no more than 2% error rate. Time Bound Complete entry of 1,000 student employment records into XYZ database with no more than 2% error rate by December 31.
  • 32. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Get to know their strengths by asking them about their peak professional experiences. • Offer a strengths assessment. • Include a goal that builds on their strengths. Find Opportunities to Help Them Use Their Strengths Describe the Path Forward
  • 33. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Goal Setting Worksheet Your Turn! Describe the Path Forward
  • 34. Performance Reviews for Supervisors Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Links coming via email: Contact Kevin Thomas at 413-597-3542 or email kevin.r.thomas@williams.edu Performance Evaluations for Supervisors Questions? • Course page link to all course materials • Program evaluation link, feedback welcome