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OctOber 20060
                                                                                                                       SPrING 201
                                                                                                              VOlume 5, ISSue 1



                                                Aetna Behavioral
                                                Aetna Behavioral
                                                Health Insights ™
                                                Health Insights
                                                                                                                  TM




                                                Behavioral Health Newsletter

Inside this Issue                               Precertification requirements for psychological and
■ Autism and Applied Behavioral Analysis    2   neuropsychological testing
■ Visit our behavioral health web page      2
■ Aetna Behavioral Health Insights – all        Keep the following in mind when                    differentiation of brain damage
  electronic                               3    requesting precertification and/or                 from a depressive disorder, epilepsy,
■ Don’t forget OfficeLink                  3
■ Aetna BH Insights available online
                                                submitting claims for psychological and            hydrocephalus, Alzheimer’s disease,
                                           3
                                                neuropsychological testing:                        Parkinson’s disease, multiple sclerosis
OFFICE TOOLS                                                                                       or AIDS). Please check to be sure
                                                ■   Precertification (where permitted
■ Tool helps determine patients’ costs     4                                                       the member does not have a medical
                                                    or approved) is required when
■ Facilities moving locations              4                                                       precertification requirement which may
■ Updated EAP Billing Form online          4
                                                    neuropsychological or psychological
                                                                                                   necessitate a referral.
■ HIPAA communications                     5        testing is a covered benefit and is
■ Electronic provider contracting          5        requested for the evaluation of a mental   ■   Pre-surgical clearance: An evaluation
■ Update your profile                      5        health diagnosis (for example, serious         by a psychologist or psychiatrist
                                                    psychiatric illness).                          (CPT 90801) is sometimes required
FOCUS ON QUALITY
                                                                                                   for pre-operative clearance (such as
■ Quality Management Program               6    ■   Precertification is not required when
                                                                                                   for obesity surgery). A psychological
■ How we determine coverage decisions      7        neuropsychological or psychological
■ 2009 QM Program evaluation               8                                                       or psychiatric evaluation (as opposed
                                                    testing is a covered benefit and is
■ Where to find Member Rights and                                                                  to psychological testing) is a routine
  Responsibilities                         8        requested for the evaluation of a
                                                                                                   outpatient procedure and does not
■ BH Clinical Practice Guidelines          9        medical diagnosis (for example,
                                                                                                   require precertification.
■ Practitioner Treatment Record Criteria   9        traumatic brain injury, stroke,

CONTACT US                                 10

                                                Applied behavior Analysis to require precertification
                                                Beginning April 1, 2010, Applied               To access the Aetna Behavioral Health
                                                Behavior Analysis (ABA) requires               and Employee Assistance Program page:
                                                precertification (where permitted              ■   Log in to our secure provider website.
                                                or approved). (ABA is used in the
                                                treatment of Autism Spectrum                   ■   Choose “Aetna Support Center.”
                                                Disorders.)                                    ■   Select “Doing Business with Aetna”
                                                Go online to our secure provider                   followed by “Aetna Benefit Products.”
                                                website via NaviNet® to view a copy of
                                                our current Aetna Behavioral Health
                                                precertification list, which includes full
                                                details and exclusions.




48.22.804.1 (3/10)
HIPAA and communication between treating providers
Concerns about Health Insurance               by fax                                       2. You may leave a message with a family
Portability and Accountability Act            1. Before faxing any PHI, call to confirm       member or other person who answers
(HIPAA) Privacy Rule violations are              the appropriate fax number.                  the phone when the patient is not
occasionally raised as a reason why                                                           home, though professional judgment
                                              2. Always use a cover sheet marked
providers are hesitant to share patient                                                       should be used to ensure that such
                                                 CONFIDENTIAL with your name
treatment information with other health                                                       disclosures are limited and in the best
                                                 and telephone number as the contact
care professionals. HIPAA was created                                                         interest of the patient.
                                                 information.
to protect people’s protected health
                                                                                           3. Reasonable requests from a patient to
information (PHI), not to act as a barrier    3. Confirm fax has been received by the
                                                                                              communicate in a confidential manner,
to the communication between treating            intended recipient.
                                                                                              such as at a different number, should
providers.
                                              by email                                        be accommodated.
To help maintain HIPAA compliance,            1. Confirm that your computer can send
                                                                                           For more information, refer to the U.S.
here are some tips when sending                  an encrypted document.
                                                                                           Department of Health and Human
confidential PHI:
                                              2. All PHI must be sent in an encrypted      Services website at: http://www.hhs.
by mail                                          format. Never include identifying         gov/ocr/privacy/hipaa/understanding/
1. When mailing paper PHI, place the             information in the subject line.          coveredentities/index.html
   records in an inner envelope and seal
                                              3. Confirm the recipient’s email address     We ask that you share this information
   the envelope. Mark the inner envelope
                                                 prior to sending PHI.                     with your staff.
   CONFIDENTIAL.
                                              4. Verify receipt of encrypted email.
2. Place a shipping label on the inner
   envelope.                                  by telephone
                                              1.You may leave messages on a patient’s
3. Place the first envelope within a second
                                                answering machine, though care
   envelope or box.
                                                should be taken to limit the amount of          update your profile,
4. Place a DUPLICATE shipping label on          information disclosed.
                                                                                                including languages
   the external envelope or box.
                                                                                                spoken
5. Confirm package has been received.
                                                                                                We want to be sure our members
                                                                                                have access to your most up-to-
                                                                                                date information in our provider
Provider contracting is easier with new electronic system                                       directory, including details such as
                                                                                                specialty focuses, office locations and
Aetna is the first insurance care company to introduce electronic provider contracting.         languages spoken.
Providers will now be able to receive and sign provider agreements via email, making
the contracting process faster and more reliable. With this system, providers will enjoy        Update your profile online at:
ease of administration, reduced paper clutter and cost savings on postage.                      https://www.aetna.com/provider/
We are working with EchoSign as our eSignature vendor. EchoSign’s software                      bh_profile_update.html
conforms to compliance, legal and security requirements. To learn more about
EchoSign and their eSignature solution, visit www.EchoSign.com.
So be sure to check your inbox – an electronic provider contract for new associates in
your practice may be arriving soon.
If we do not have your office email address, you can submit it to us:
Physicians: https://aetna.providerpreference.com/
Facilities: https://aetna.providerpreference.com/facilities.php


                                                                                                                                     5
From the desk of Mark Friedlander, M.D., National Associate Medical Director,
Aetna Behavioral Health



Autism and Applied behavior Analysis
Autism is considered to be a spectrum           services in their plan documents (most        While Aetna does not support a mandate
of disorders with variable presentations        do), thereby eliminating coverage for         for autism coverage, we do support review
and severities, leading to the preferred        Applied Behavior Analysis (ABA), which        of proposed benefits mandates by an
use of the term Autism Spectrum                 Aetna considers to be educational (as         independent body to assess their medical
Disorders (ASD).                                supported in the position papers of the       and financial impact. This is especially
                                                American Academy of Pediatrics and            true given that the efficacy of ABA may
Among other factors, the increasing             the National Academy of the Sciences).        be limited to only a subset of children
awareness of ASD has resulted in earlier        Self-funded plan sponsors may choose          with ASD.
and more frequent recognition of the            to retain the exclusion for educational
condition, so that when broad diagnostic        services for fear that coverage of ABA will   Adding autism coverage would have a
criteria are used, the incidence of newly       result in an unlimited benefit due to the     significant financial impact on many
identified children with ASD may be             Federal Mental Health Parity Act.             policyholders. Therefore, if a state is
as high as 6 per 1,000. Despite much                                                          considering the passage of mandated
research into the causes, treatments and        This Act requires group health plans          autism coverage, we would like to see
outcomes, there is no single and correct        (self-funded or fully-insured) and health     the following features included in
approach that universally works best in         insurance issuers to ensure that financial    the mandate:
all circumstances.                              requirements (such as copays and
                                                deductibles) and treatment limitations
                                                                                              ■    Treatment must be provided by licensed
being part of the solution                      (such as visit limits) applicable to              or BACB-certified ABA providers
There is clearly a need for commercial          mental health or substance use disorder           located in the insured’s state
health insurance to be part of the              benefits are no more restrictive than the     ■   Application of the mandate to large
solution. Aetna Behavioral Health’s             predominant requirements or limitations           group and public plans only
resources, including specialized networks,      applied to substantially all medical/
data analytics, integrated medical and          surgical benefits. Therefore, if a plan
                                                                                              ■   Standard utilization review according to
behavioral health systems, resource and         contains coverage for ABA, such benefits          policy terms
utilization management capabilities,            cannot be any more limited than the           ■   Coverage required for evidence-based
enable us to play an active role in             medical/surgical benefits. Most Aetna             treatment only
coordinating and helping to manage the          benefits plans have few, if any, limits on
health care needs of this population.           the medical/surgical side, resulting in       ■   Enhancement and not replacement of
                                                unlimited ABA (absent the educational             existing educational services
Since most state autism mandates do not
apply to self-funded plans, it is up to the     exclusion).For fully-insured plans, we
plan sponsor to decide whether they will        exclude ABA if there is an educational
elect to cover autism. The self-insured         exclusion in the plan documents and if
plan sponsor also decides whether to            the plan is not subject to a state mandate.
retain the exclusions for educational           Our stance on mandated coverage
                                                Several state mandates require health
                                                insurance carriers to recognize and
                                                reimburse certified or licensed providers.
    Fast facts on ASD/AbA                       Our benefits plans typically require                 Aetna bH Insights
                                                that services be provided by licensed
        Not every child will respond to early                                                        available online
    ■
                                                clinicians. In the ASD field, there are
        intensive behavioral interventions,
        regardless of how much is provided.
                                                practitioners with credentials indicating            Access this month’s
                                                competency (ABA certification) who
    ■   If the benefits plan covers ABA and     would not qualify for independent                    newsletter, as well as past
        the plan is subject to the Federal      licensure in the jurisdiction in which               issues, by logging in to our
        Mental Health Parity Act, the plan
        cannot subject ABA to limits that       they work. These individuals can now                 secure provider website.
        are more restrictive than the limits    become in-network providers with                     Search for back issues under
        that exist for medical benefits.        Aetna Behavioral Health, as well as
        (Note: Most Aetna benefits plans        with other carriers.
                                                                                                     “Communications.”
        have few, if any, limits on medical
        benefits, resulting in unlimited ABA
2       coverage.)
reminder: Aetna Behavioral Health Insights now all-electronic
Beginning with our last issue, the Aetna Behavioral Health          If your email address has changed recently, make sure you
Insights newsletter is only available to you through email.         update it at the following addresses:
We no longer produce paper copies.
                                                                    Physicians and behavioral health care providers:
We want you to stay connected and keep receiving the critical       https://aetna.providerpreference.com
information this newsletter offers. To help ensure you continue
                                                                    Hospitals and facilities:
to get the newsletter, we need to have your most current
                                                                    https://aetna.providerpreference.com/facilities.php
email address.



Visit our behavioral health page for tools, resources
We maintain a comprehensive Aetna Behavioral Health and Employee Assistance
Program page on our secure provider website designed to make working with us
easier. This dedicated page offers information, tools and resources for behavioral
health professionals.
Visit us often – we’re always posting new information and tools.




to access the Aetna behavioral Health and
employee Assistance Program page:
■   Log in to our secure provider website.
■   Choose “Aetna Support Center” from upper left menu.
■   Select “Doing Business with Aetna” followed by “Aetna Benefit Products.”




Don’t forget about OfficeLink
As a reminder, Aetna OfficeLink Updates™ — our quarterly newsletter for medical providers and other health care
professionals— may also contain information useful to behavioral health practitioners. You can access issues of this publication
at: http://www.aetna.com/healthcare-professionals/news/regional_hcp_newsletters.html.




                                                                                                                                   3
Office Tools

New tool helps you determine patients’                                                       FAcIlItIeS
out-of-pocket costs
                                                                                             moving locations?
High-deductible health plans can make       ■   Provide printable information to help        let us know in advance
it more difficult to calculate how much a       you initiate financial discussions with
                                                                                             It is important that inpatient, intensive
patient will owe. How would you like a          patients prior to, or at time of, care
                                                                                             outpatient, partial hospitalization or
convenient online tool that will estimate   ■   Reduce and potentially eliminate             any other group organizations contact
out-of-pocket costs for your Aetna
                                                after-the-fact financial surprises for you   us prior to moving.
patients before services are rendered?
                                                and your patients
                                                                                             Notifying us in advance will help
Allow us to introduce Aetna’s new
                                            Phased roll-out for provider tool                ensure that your claims are paid in a
Payment Estimator for providers,
                                            Check to see if your office has access:          timely manner. It will also allow us to
available soon through our secure
                                                                                             begin any necessary recredentialing
provider website. The Payment Estimator     ■   Log in to NaviNet, and look for              at your new location so that there
supplies an estimate of what we will            Payment Estimator in your Aetna              is no disruption to your network
pay a participating provider, as well as        transaction menu.                            participation status.
an estimate of the amount the patient
                                            ■   Visit the Aetna Payment Estimator
will owe.
                                                website and select Workflow Integration
How the Payment estimator works                 to learn more. Be sure to check out
Before or on the day of a patient’s visit       the Information for your Patients
or procedure, your office enters basic          section for tips on providing estimate
                                                                                             updated eAP billing Form
member information, diagnosis and               information to your patients.
procedure codes, and clicks “submit!”
                                                                                             available online
                                            take our online course
The Payment Estimator will:                                                                  We recently updated the EAP
                                            Visit www.AetnaEducation.com to
                                                                                             Provider Billing Form. To access a
■   Confirm eligibility and verify          enroll in our Payment Estimator for
                                                                                             copy, go to the Aetna Behavioral
    behavioral health benefits              providers online tutorial, available
                                                                                             Health and Employee Assistance
                                            in April.
■   Supply your office with an estimated                                                     Program page or the Forms Library
    Aetna payment amount                                                                     on our secure provider website.
■   Give reliable estimates of patient
    copayments, coinsurance,
    deductibles, etc.




4
Focus On Quality

About our Quality management Program
We are committed to a continuous             ■   Adhere to all Aetna policies and          ■   Support on-site audits or requests for
quality improvement program and                  procedures, including those outlined          treatment records
encourage health care professional               in the Aetna Behavioral Health Provider   ■   Complete and return annual provider
involvement through committee                    Manual
                                                                                               satisfaction surveys when requested
participation. The Aetna Quality             ■   Communicate with the member’s
Management Program includes:                                                               ■   Participate in treatment plan reviews or
                                                 primary care physician as warranted
                                                                                               send in necessary requests for treatment
■   Quality improvement activities               (after obtaining a signed release)
                                                                                               in a timely fashion
■   Prevention programs                      ■   Comply with treatment record              ■   Submit claims with all requested
                                                 standards, as outlined in our provider
■   Utilization management program                                                             information completed
                                                 manual
■   Disease management programs                                                            ■   Adhere to patient safety principles
                                             ■   Respond to inquiries by our behavioral
■   Outcome studies                              health staff in a timely manner           ■   Comply with state and federal laws,
                                                                                               including confidentiality standards
■   Treatment record review programs         ■   Cooperate with our complaint process
                                                                                           ■   Cooperate with quality improvement
■   Oversight of availability and access     ■   Follow continuity-of-care and
                                                                                               activities
    to care                                      transition-of-care standards when the
                                                 member’s benefits are exhausted or if     If you have questions about our Quality
■   Member safety
                                                 you leave the network                     Management Program, or would like to
■   Complaints, non-authorizations and                                                     receive a copy of the program description
    appeal processes                                                                       or Annual Quality Management
                                                                                           Evaluation results, contact
Participating behavioral health care
                                                                                           Jennifer Eissfeldt at 215-766-7045 or
professionals are required to support our
                                                                                           EissfeldtJ@aetna.com.
Behavioral Health Quality Management
Program, be familiar with our guidelines
and standards, and apply them in their
clinical work. Specifically, behavioral
health care professionals are expected to:




6
How we determine coverage decisions
Our care management staff uses                 We make coverage determinations                role of medical directors
evidence-based clinical guidelines from        based on the appropriateness of care and       Aetna Behavioral Health medical
nationally recognized authorities, as          service. We review requests for coverage       directors make all final coverage* denial
well as internally derived/developed           to determine if the service requested is       determinations involving clinical issues.
criteria sets based on guidelines from         a covered benefit under the terms of the       If a treating provider does not agree with
nationally recognized authorities, to          member’s plan and is being delivered           a decision regarding coverage or would
guide utilization management (UM)              consistent with established guidelines.        like to discuss an individual member’s
decisions. These decisions may involve                                                        case, Aetna Behavioral Health medical
                                               complaints and appeals
precertification, inpatient review,                                                           directors and physician reviewers are
                                               If a request for coverage is denied, the
discharge planning and retrospective                                                          available 24 hours a day, 7 days a week,
                                               member (or a provider acting on behalf
review.                                                                                       to discuss specific concerns and provide
                                               of the member) may appeal this decision
                                                                                              additional information.
Specifically, with the information             through the complaint and appeal
collected regarding the specific member’s      process. In addition, depending on the         If you have questions about coverage
clinical condition, Aetna staff uses the       specific circumstances, the member or          decisions for one of your Aetna Behavioral
following criteria as guides in making         provider may appeal to a government            Health patients, call 1-888-632-3862.
coverage determinations:                       agency, the plan sponsor or an external        *For these purposes, “coverage” means
                                               utilization review organization that uses       either the determination of (i) whether or
■   American Society of Addiction                                                              not the particular service or treatment is
                                               independent physician reviewers, as             a covered benefit under the terms of the
    Medicine Patient Placement Criteria                                                        particular member’s benefits plan, or (ii)
                                               applicable.                                     where a physician or health care professional
    for the Treatment of Substance-
                                                                                               is required to comply with Aetna’s patient
    Related Disorders (ASAM PPC-2R)            Aetna does not reward physicians or other       management programs, whether or not the
    – For individuals with substance-related   individuals conducting utilization review       particular service or treatment is payable
                                                                                               under the terms of the provider agreement.
    disorders                                  for issuing denials of coverage or creating
                                               barriers to care or service. Financial
■   Aetna Level of Care Assessment Tool©
                                               incentives for utilization management
    (LOCAT)
                                               decision makers do not encourage denials
■   Standards for Reasonable Cost Control      of coverage or service and are designed
    and Utilization Review for Chemical        to encourage the delivery of appropriate
    Dependency Treatment Centers               health care services. In addition, our
    (formerly TCADA) – For individuals         utilization review staff is trained to focus
    with substance-related disorders treated   on the risks of under and over utilization
    in Texas                                   of services.
We provide participating providers with
the criteria upon receipt of a written or
phone request. Call 1-888-632-3862 for
that information.




                                                                                                                                           7
2009 Quality management Program evaluation
Aetna Behavioral Health annually              ■   Continuity and coordination of           ■   Streamlined UM program
evaluates our Quality Management                  behavioral health care                   ■   HEDIS® measures
Program and addresses key area findings,      ■   Continuity and coordination of medical
such as:                                                                                   For additional information on our 2010
                                                  and behavioral health care
                                                                                           Quality Management Program or the
■   QM committee structure                    ■   Provider treatment record review         results of our 2009 evaluation, log in to
■   Annual policy review                                                                   our secure provider website and select
                                              ■   Case manager and customer service
                                                                                           Aetna Support Center, Doing Business
■   Patient safety                                representative quality review audits
                                                                                           with Aetna, Aetna Benefit Products, then
■   Availability and accessibility            ■   Utilization management criteria and      Aetna Behavioral Health and Employee
                                                  decision turnaround time                 Assistance Program. If you do not have
■   Complaints and appeals (incorporated
                                                                                           Internet access, contact Jennifer Eissfeldt
    into “Member Services” section)           ■   Prevention programs
                                                                                           at 215-766-7045 or EissfeldtJ@aetna.com.
■   Member satisfaction and provider          ■   Clinical specialty programs              HEDIS refers to the Healthcare Effectiveness
    satisfaction                                                                           Data and Information Set; HEDIS is a
                                              ■   Quality improvement initiatives          registered trademark of the National
                                                                                           Committee for Quality Assurance.
■   Clinical Practice and Preventive Health   ■   Delegation
    Guidelines
                                              ■   Medicare over/under utilization
                                                  monitoring




                                                                                                member rights and
                                                                                                responsibilities available
                                                                                                online
                                                                                                Our Member Rights and
                                                                                                Responsibilities are available online in
                                                                                                the Aetna Behavioral Health Provider
                                                                                                Manual posted on our secure provider
                                                                                                website:
                                                                                                ■   On the home page, select “Doing
                                                                                                    Business with Aetna.”
                                                                                                ■   Choose “Aetna Benefit Products.”
                                                                                                ■   Scroll down to “Behavioral Health
                                                                                                    and Employee Assistance Program.”
                                                                                                If you would like a copy of Aetna’s
                                                                                                Member Rights and Responsibilities
                                                                                                Statement, call 1-888-632-3862.




8
Practitioner treatment record criteria
Aetna requires participating behavioral         Further, Aetna will have access to           Delegated providers
health practitioners to maintain                treatment records, including confidential    Additionally, Aetna conducts treatment
administrative, technical and physical          member information, for the purpose of       record reviews for delegated providers.
safeguards to protect the privacy of            claims payment; assessing quality of care,
                                                                                             treatment record Standards
members’ protected health information           including medical evaluations and audits;
                                                                                             For a description of our Practitioner
(PHI).                                          and performing utilization management
                                                                                             Treatment Record standards, refer to
                                                functions.
Participating practitioners must treat the                                                   our Behavioral Health Manual on the
following as confidential – information         Performance assessment goals                 Aetna Behavioral Health and Employee
that:                                           To assess the quality of treatment record-   Assistance Program page of our secure
                                                keeping practices, we will maintain a        provider website. We also post Treatment
■   Identifies a member
                                                performance goal, assess for opportunities   Record Review Best Practices on our
■   Specifies the relationship of the member    to improve treatment record keeping          secure provider website under “Focus on
    with Aetna                                  and implement actions to improve             Quality” on the Behavioral Health page
                                                medical record-keeping practices. Each
■   Addresses physical or mental health
                                                record must be measured against these
    status or condition, provisions of health
                                                performance ranges:
    care, and payment for the provision
    of health care to the member as             ■   90–100      Performance goal
    confidential in accordance with their
                                                ■   80–89       Minimal deficiencies
    Aetna contract and applicable laws
                                                ■   70–79       Moderate deficiencies –
maintaining records
                                                                corrective action plan
Participating practitioners also must
maintain treatment records in a current,        ■   69–below    Serious deficiencies –
detailed, organized and comprehensive                           corrective action plan,
manner in accordance with customary                             re-audit within six
clinical practice, applicable laws and                          months
accreditation standards. This requirement
survives the termination of the contract,
regardless of the cause for termination.




consult behavioral Health clinical Practice Guidelines
The following Behavioral Health Clinical Practice Guidelines (CPGs) are based on nationally recognized recommendations and
peer-reviewed medical literature. They are posted on our secure provider website under “Clinical Resources” and on the Aetna
Behavioral Health and Employee Assistance Program page. Updated CPGs will be posted in April.
■   Helping Patients Who Drink Too Much                        Updated 3/10
■   Treating Patients With Major Depressive Disorder           Updated 3/10
To get a hard copy of a specific CPG, call our Provider Service Center.



                                                                                                                                       9
For additional information or when you need to contact us
Online                                              n   For all HMO-based and Medicare                 n   For a paper copy of our Member Rights
www.aetna.com                                           Advantage plans precertification or case           and Responsibilities, call 1-888-632-3862.
Access our secure provider website via                  management – 1-800-624-0756.                   n   For a copy of our Quality Management
NaviNet, available through                          n   For all other plans precertification or case       Program Executive Summary, or
www.aetna.com.                                          management – 1-888-MD AETNA                    n   If you have questions about the Aetna
    n   Select “Health Care Professionals,” then        (1-888-632-3862).                                  Behavioral Health Quality Management
    “Secure Site Log In.”                           n   For questions about joining the                    Program and/or results, please contact
                                                        Aetna Behavioral Health network –                  Jennifer Eissfeldt, clinical quality manager,
    n   Under “Provider Secure Website,” choose
                                                        1-800-999-5698.                                    at 215-766-7045 or EissfeldtJ@aetna.com.
    “Log In” or “Register Now!”

                                                    Aetna behavioral Health – Quality                  eAP call center
by phone
                                                                                                       1-888-238-6232
Aetna behavioral Health                             n   For questions about our UM criteria or
n   For general questions about Aetna                   would like a copy, or                          by mail
    Behavioral Health – 1-888-632-3862.             n   Questions about a coverage decision            Aetna Behavioral Health
n   For HMO-based and Medicare Advantage                for one of your Aetna Behavioral Health        1425 Union Meeting Road
    plans claims, benefits, eligibility or              patients or need to speak with one of our      Mail Stop U23N
    demographic changes – 1-800-624-0756.               clinical reviewers (24 hours a day,            Blue Bell, PA 19422
                                                        7 days a week),
n   For all other plans claims, benefits,
    eligibility or demographic changes –                Contact us at 1-800-624-0756 for
    1-888-MD AETNA (1-888-632-3862).                    HMO-based and Medicare Advantage
                                                        plans, or1-888-MD AETNA
                                                        (1-888-632-3862) for all other plans.




Aetna is the brand name used for products and services provided by one or more of the Aetna group of subsidiary companies. The
Aetna companies that offer, underwrite or administer benefits coverage include Aetna Health Inc., Aetna Health of California Inc.,
Aetna Health of the Carolinas Inc., Aetna Health of Illinois Inc., Aetna Life Insurance Company, Aetna Health Insurance Company of
New York, Aetna Health Insurance Company, Aetna Health Administrators, LLC, Cofinity, and Strategic Resource Company. Aetna
Behavioral Health refers to an internal business unit of Aetna. EAP is administered by Aetna Behavioral Health, LLC and Aetna Health
of California Inc. (Aetna)




This information is provided for informational purposes only and is not intended to direct
treatment decisions or offer medical advice. Aetna does not provide health care services and
cannot guarantee any results or outcomes. Aetna assumes no responsibility for any circumstances
arising out of the use, misuse, interpretation or application of any information supplied by Aetna.
All patient care and related decisions are the sole responsibility of the treating provider.




48.22.804.1 (3/10)                                                                                                                       ©2010 Aetna Inc.

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Aetnaspring2010newsletterechosignp2

  • 1. OctOber 20060 SPrING 201 VOlume 5, ISSue 1 Aetna Behavioral Aetna Behavioral Health Insights ™ Health Insights TM Behavioral Health Newsletter Inside this Issue Precertification requirements for psychological and ■ Autism and Applied Behavioral Analysis 2 neuropsychological testing ■ Visit our behavioral health web page 2 ■ Aetna Behavioral Health Insights – all Keep the following in mind when differentiation of brain damage electronic 3 requesting precertification and/or from a depressive disorder, epilepsy, ■ Don’t forget OfficeLink 3 ■ Aetna BH Insights available online submitting claims for psychological and hydrocephalus, Alzheimer’s disease, 3 neuropsychological testing: Parkinson’s disease, multiple sclerosis OFFICE TOOLS or AIDS). Please check to be sure ■ Precertification (where permitted ■ Tool helps determine patients’ costs 4 the member does not have a medical or approved) is required when ■ Facilities moving locations 4 precertification requirement which may ■ Updated EAP Billing Form online 4 neuropsychological or psychological necessitate a referral. ■ HIPAA communications 5 testing is a covered benefit and is ■ Electronic provider contracting 5 requested for the evaluation of a mental ■ Pre-surgical clearance: An evaluation ■ Update your profile 5 health diagnosis (for example, serious by a psychologist or psychiatrist psychiatric illness). (CPT 90801) is sometimes required FOCUS ON QUALITY for pre-operative clearance (such as ■ Quality Management Program 6 ■ Precertification is not required when for obesity surgery). A psychological ■ How we determine coverage decisions 7 neuropsychological or psychological ■ 2009 QM Program evaluation 8 or psychiatric evaluation (as opposed testing is a covered benefit and is ■ Where to find Member Rights and to psychological testing) is a routine Responsibilities 8 requested for the evaluation of a outpatient procedure and does not ■ BH Clinical Practice Guidelines 9 medical diagnosis (for example, require precertification. ■ Practitioner Treatment Record Criteria 9 traumatic brain injury, stroke, CONTACT US 10 Applied behavior Analysis to require precertification Beginning April 1, 2010, Applied To access the Aetna Behavioral Health Behavior Analysis (ABA) requires and Employee Assistance Program page: precertification (where permitted ■ Log in to our secure provider website. or approved). (ABA is used in the treatment of Autism Spectrum ■ Choose “Aetna Support Center.” Disorders.) ■ Select “Doing Business with Aetna” Go online to our secure provider followed by “Aetna Benefit Products.” website via NaviNet® to view a copy of our current Aetna Behavioral Health precertification list, which includes full details and exclusions. 48.22.804.1 (3/10)
  • 2. HIPAA and communication between treating providers Concerns about Health Insurance by fax 2. You may leave a message with a family Portability and Accountability Act 1. Before faxing any PHI, call to confirm member or other person who answers (HIPAA) Privacy Rule violations are the appropriate fax number. the phone when the patient is not occasionally raised as a reason why home, though professional judgment 2. Always use a cover sheet marked providers are hesitant to share patient should be used to ensure that such CONFIDENTIAL with your name treatment information with other health disclosures are limited and in the best and telephone number as the contact care professionals. HIPAA was created interest of the patient. information. to protect people’s protected health 3. Reasonable requests from a patient to information (PHI), not to act as a barrier 3. Confirm fax has been received by the communicate in a confidential manner, to the communication between treating intended recipient. such as at a different number, should providers. by email be accommodated. To help maintain HIPAA compliance, 1. Confirm that your computer can send For more information, refer to the U.S. here are some tips when sending an encrypted document. Department of Health and Human confidential PHI: 2. All PHI must be sent in an encrypted Services website at: http://www.hhs. by mail format. Never include identifying gov/ocr/privacy/hipaa/understanding/ 1. When mailing paper PHI, place the information in the subject line. coveredentities/index.html records in an inner envelope and seal 3. Confirm the recipient’s email address We ask that you share this information the envelope. Mark the inner envelope prior to sending PHI. with your staff. CONFIDENTIAL. 4. Verify receipt of encrypted email. 2. Place a shipping label on the inner envelope. by telephone 1.You may leave messages on a patient’s 3. Place the first envelope within a second answering machine, though care envelope or box. should be taken to limit the amount of update your profile, 4. Place a DUPLICATE shipping label on information disclosed. including languages the external envelope or box. spoken 5. Confirm package has been received. We want to be sure our members have access to your most up-to- date information in our provider Provider contracting is easier with new electronic system directory, including details such as specialty focuses, office locations and Aetna is the first insurance care company to introduce electronic provider contracting. languages spoken. Providers will now be able to receive and sign provider agreements via email, making the contracting process faster and more reliable. With this system, providers will enjoy Update your profile online at: ease of administration, reduced paper clutter and cost savings on postage. https://www.aetna.com/provider/ We are working with EchoSign as our eSignature vendor. EchoSign’s software bh_profile_update.html conforms to compliance, legal and security requirements. To learn more about EchoSign and their eSignature solution, visit www.EchoSign.com. So be sure to check your inbox – an electronic provider contract for new associates in your practice may be arriving soon. If we do not have your office email address, you can submit it to us: Physicians: https://aetna.providerpreference.com/ Facilities: https://aetna.providerpreference.com/facilities.php 5
  • 3. From the desk of Mark Friedlander, M.D., National Associate Medical Director, Aetna Behavioral Health Autism and Applied behavior Analysis Autism is considered to be a spectrum services in their plan documents (most While Aetna does not support a mandate of disorders with variable presentations do), thereby eliminating coverage for for autism coverage, we do support review and severities, leading to the preferred Applied Behavior Analysis (ABA), which of proposed benefits mandates by an use of the term Autism Spectrum Aetna considers to be educational (as independent body to assess their medical Disorders (ASD). supported in the position papers of the and financial impact. This is especially American Academy of Pediatrics and true given that the efficacy of ABA may Among other factors, the increasing the National Academy of the Sciences). be limited to only a subset of children awareness of ASD has resulted in earlier Self-funded plan sponsors may choose with ASD. and more frequent recognition of the to retain the exclusion for educational condition, so that when broad diagnostic services for fear that coverage of ABA will Adding autism coverage would have a criteria are used, the incidence of newly result in an unlimited benefit due to the significant financial impact on many identified children with ASD may be Federal Mental Health Parity Act. policyholders. Therefore, if a state is as high as 6 per 1,000. Despite much considering the passage of mandated research into the causes, treatments and This Act requires group health plans autism coverage, we would like to see outcomes, there is no single and correct (self-funded or fully-insured) and health the following features included in approach that universally works best in insurance issuers to ensure that financial the mandate: all circumstances. requirements (such as copays and deductibles) and treatment limitations ■ Treatment must be provided by licensed being part of the solution (such as visit limits) applicable to or BACB-certified ABA providers There is clearly a need for commercial mental health or substance use disorder located in the insured’s state health insurance to be part of the benefits are no more restrictive than the ■ Application of the mandate to large solution. Aetna Behavioral Health’s predominant requirements or limitations group and public plans only resources, including specialized networks, applied to substantially all medical/ data analytics, integrated medical and surgical benefits. Therefore, if a plan ■ Standard utilization review according to behavioral health systems, resource and contains coverage for ABA, such benefits policy terms utilization management capabilities, cannot be any more limited than the ■ Coverage required for evidence-based enable us to play an active role in medical/surgical benefits. Most Aetna treatment only coordinating and helping to manage the benefits plans have few, if any, limits on health care needs of this population. the medical/surgical side, resulting in ■ Enhancement and not replacement of unlimited ABA (absent the educational existing educational services Since most state autism mandates do not apply to self-funded plans, it is up to the exclusion).For fully-insured plans, we plan sponsor to decide whether they will exclude ABA if there is an educational elect to cover autism. The self-insured exclusion in the plan documents and if plan sponsor also decides whether to the plan is not subject to a state mandate. retain the exclusions for educational Our stance on mandated coverage Several state mandates require health insurance carriers to recognize and reimburse certified or licensed providers. Fast facts on ASD/AbA Our benefits plans typically require Aetna bH Insights that services be provided by licensed Not every child will respond to early available online ■ clinicians. In the ASD field, there are intensive behavioral interventions, regardless of how much is provided. practitioners with credentials indicating Access this month’s competency (ABA certification) who ■ If the benefits plan covers ABA and would not qualify for independent newsletter, as well as past the plan is subject to the Federal licensure in the jurisdiction in which issues, by logging in to our Mental Health Parity Act, the plan cannot subject ABA to limits that they work. These individuals can now secure provider website. are more restrictive than the limits become in-network providers with Search for back issues under that exist for medical benefits. Aetna Behavioral Health, as well as (Note: Most Aetna benefits plans with other carriers. “Communications.” have few, if any, limits on medical benefits, resulting in unlimited ABA 2 coverage.)
  • 4. reminder: Aetna Behavioral Health Insights now all-electronic Beginning with our last issue, the Aetna Behavioral Health If your email address has changed recently, make sure you Insights newsletter is only available to you through email. update it at the following addresses: We no longer produce paper copies. Physicians and behavioral health care providers: We want you to stay connected and keep receiving the critical https://aetna.providerpreference.com information this newsletter offers. To help ensure you continue Hospitals and facilities: to get the newsletter, we need to have your most current https://aetna.providerpreference.com/facilities.php email address. Visit our behavioral health page for tools, resources We maintain a comprehensive Aetna Behavioral Health and Employee Assistance Program page on our secure provider website designed to make working with us easier. This dedicated page offers information, tools and resources for behavioral health professionals. Visit us often – we’re always posting new information and tools. to access the Aetna behavioral Health and employee Assistance Program page: ■ Log in to our secure provider website. ■ Choose “Aetna Support Center” from upper left menu. ■ Select “Doing Business with Aetna” followed by “Aetna Benefit Products.” Don’t forget about OfficeLink As a reminder, Aetna OfficeLink Updates™ — our quarterly newsletter for medical providers and other health care professionals— may also contain information useful to behavioral health practitioners. You can access issues of this publication at: http://www.aetna.com/healthcare-professionals/news/regional_hcp_newsletters.html. 3
  • 5. Office Tools New tool helps you determine patients’ FAcIlItIeS out-of-pocket costs moving locations? High-deductible health plans can make ■ Provide printable information to help let us know in advance it more difficult to calculate how much a you initiate financial discussions with It is important that inpatient, intensive patient will owe. How would you like a patients prior to, or at time of, care outpatient, partial hospitalization or convenient online tool that will estimate ■ Reduce and potentially eliminate any other group organizations contact out-of-pocket costs for your Aetna after-the-fact financial surprises for you us prior to moving. patients before services are rendered? and your patients Notifying us in advance will help Allow us to introduce Aetna’s new Phased roll-out for provider tool ensure that your claims are paid in a Payment Estimator for providers, Check to see if your office has access: timely manner. It will also allow us to available soon through our secure begin any necessary recredentialing provider website. The Payment Estimator ■ Log in to NaviNet, and look for at your new location so that there supplies an estimate of what we will Payment Estimator in your Aetna is no disruption to your network pay a participating provider, as well as transaction menu. participation status. an estimate of the amount the patient ■ Visit the Aetna Payment Estimator will owe. website and select Workflow Integration How the Payment estimator works to learn more. Be sure to check out Before or on the day of a patient’s visit the Information for your Patients or procedure, your office enters basic section for tips on providing estimate updated eAP billing Form member information, diagnosis and information to your patients. procedure codes, and clicks “submit!” available online take our online course The Payment Estimator will: We recently updated the EAP Visit www.AetnaEducation.com to Provider Billing Form. To access a ■ Confirm eligibility and verify enroll in our Payment Estimator for copy, go to the Aetna Behavioral behavioral health benefits providers online tutorial, available Health and Employee Assistance in April. ■ Supply your office with an estimated Program page or the Forms Library Aetna payment amount on our secure provider website. ■ Give reliable estimates of patient copayments, coinsurance, deductibles, etc. 4
  • 6. Focus On Quality About our Quality management Program We are committed to a continuous ■ Adhere to all Aetna policies and ■ Support on-site audits or requests for quality improvement program and procedures, including those outlined treatment records encourage health care professional in the Aetna Behavioral Health Provider ■ Complete and return annual provider involvement through committee Manual satisfaction surveys when requested participation. The Aetna Quality ■ Communicate with the member’s Management Program includes: ■ Participate in treatment plan reviews or primary care physician as warranted send in necessary requests for treatment ■ Quality improvement activities (after obtaining a signed release) in a timely fashion ■ Prevention programs ■ Comply with treatment record ■ Submit claims with all requested standards, as outlined in our provider ■ Utilization management program information completed manual ■ Disease management programs ■ Adhere to patient safety principles ■ Respond to inquiries by our behavioral ■ Outcome studies health staff in a timely manner ■ Comply with state and federal laws, including confidentiality standards ■ Treatment record review programs ■ Cooperate with our complaint process ■ Cooperate with quality improvement ■ Oversight of availability and access ■ Follow continuity-of-care and activities to care transition-of-care standards when the member’s benefits are exhausted or if If you have questions about our Quality ■ Member safety you leave the network Management Program, or would like to ■ Complaints, non-authorizations and receive a copy of the program description appeal processes or Annual Quality Management Evaluation results, contact Participating behavioral health care Jennifer Eissfeldt at 215-766-7045 or professionals are required to support our EissfeldtJ@aetna.com. Behavioral Health Quality Management Program, be familiar with our guidelines and standards, and apply them in their clinical work. Specifically, behavioral health care professionals are expected to: 6
  • 7. How we determine coverage decisions Our care management staff uses We make coverage determinations role of medical directors evidence-based clinical guidelines from based on the appropriateness of care and Aetna Behavioral Health medical nationally recognized authorities, as service. We review requests for coverage directors make all final coverage* denial well as internally derived/developed to determine if the service requested is determinations involving clinical issues. criteria sets based on guidelines from a covered benefit under the terms of the If a treating provider does not agree with nationally recognized authorities, to member’s plan and is being delivered a decision regarding coverage or would guide utilization management (UM) consistent with established guidelines. like to discuss an individual member’s decisions. These decisions may involve case, Aetna Behavioral Health medical complaints and appeals precertification, inpatient review, directors and physician reviewers are If a request for coverage is denied, the discharge planning and retrospective available 24 hours a day, 7 days a week, member (or a provider acting on behalf review. to discuss specific concerns and provide of the member) may appeal this decision additional information. Specifically, with the information through the complaint and appeal collected regarding the specific member’s process. In addition, depending on the If you have questions about coverage clinical condition, Aetna staff uses the specific circumstances, the member or decisions for one of your Aetna Behavioral following criteria as guides in making provider may appeal to a government Health patients, call 1-888-632-3862. coverage determinations: agency, the plan sponsor or an external *For these purposes, “coverage” means utilization review organization that uses either the determination of (i) whether or ■ American Society of Addiction not the particular service or treatment is independent physician reviewers, as a covered benefit under the terms of the Medicine Patient Placement Criteria particular member’s benefits plan, or (ii) applicable. where a physician or health care professional for the Treatment of Substance- is required to comply with Aetna’s patient Related Disorders (ASAM PPC-2R) Aetna does not reward physicians or other management programs, whether or not the – For individuals with substance-related individuals conducting utilization review particular service or treatment is payable under the terms of the provider agreement. disorders for issuing denials of coverage or creating barriers to care or service. Financial ■ Aetna Level of Care Assessment Tool© incentives for utilization management (LOCAT) decision makers do not encourage denials ■ Standards for Reasonable Cost Control of coverage or service and are designed and Utilization Review for Chemical to encourage the delivery of appropriate Dependency Treatment Centers health care services. In addition, our (formerly TCADA) – For individuals utilization review staff is trained to focus with substance-related disorders treated on the risks of under and over utilization in Texas of services. We provide participating providers with the criteria upon receipt of a written or phone request. Call 1-888-632-3862 for that information. 7
  • 8. 2009 Quality management Program evaluation Aetna Behavioral Health annually ■ Continuity and coordination of ■ Streamlined UM program evaluates our Quality Management behavioral health care ■ HEDIS® measures Program and addresses key area findings, ■ Continuity and coordination of medical such as: For additional information on our 2010 and behavioral health care Quality Management Program or the ■ QM committee structure ■ Provider treatment record review results of our 2009 evaluation, log in to ■ Annual policy review our secure provider website and select ■ Case manager and customer service Aetna Support Center, Doing Business ■ Patient safety representative quality review audits with Aetna, Aetna Benefit Products, then ■ Availability and accessibility ■ Utilization management criteria and Aetna Behavioral Health and Employee decision turnaround time Assistance Program. If you do not have ■ Complaints and appeals (incorporated Internet access, contact Jennifer Eissfeldt into “Member Services” section) ■ Prevention programs at 215-766-7045 or EissfeldtJ@aetna.com. ■ Member satisfaction and provider ■ Clinical specialty programs HEDIS refers to the Healthcare Effectiveness satisfaction Data and Information Set; HEDIS is a ■ Quality improvement initiatives registered trademark of the National Committee for Quality Assurance. ■ Clinical Practice and Preventive Health ■ Delegation Guidelines ■ Medicare over/under utilization monitoring member rights and responsibilities available online Our Member Rights and Responsibilities are available online in the Aetna Behavioral Health Provider Manual posted on our secure provider website: ■ On the home page, select “Doing Business with Aetna.” ■ Choose “Aetna Benefit Products.” ■ Scroll down to “Behavioral Health and Employee Assistance Program.” If you would like a copy of Aetna’s Member Rights and Responsibilities Statement, call 1-888-632-3862. 8
  • 9. Practitioner treatment record criteria Aetna requires participating behavioral Further, Aetna will have access to Delegated providers health practitioners to maintain treatment records, including confidential Additionally, Aetna conducts treatment administrative, technical and physical member information, for the purpose of record reviews for delegated providers. safeguards to protect the privacy of claims payment; assessing quality of care, treatment record Standards members’ protected health information including medical evaluations and audits; For a description of our Practitioner (PHI). and performing utilization management Treatment Record standards, refer to functions. Participating practitioners must treat the our Behavioral Health Manual on the following as confidential – information Performance assessment goals Aetna Behavioral Health and Employee that: To assess the quality of treatment record- Assistance Program page of our secure keeping practices, we will maintain a provider website. We also post Treatment ■ Identifies a member performance goal, assess for opportunities Record Review Best Practices on our ■ Specifies the relationship of the member to improve treatment record keeping secure provider website under “Focus on with Aetna and implement actions to improve Quality” on the Behavioral Health page medical record-keeping practices. Each ■ Addresses physical or mental health record must be measured against these status or condition, provisions of health performance ranges: care, and payment for the provision of health care to the member as ■ 90–100 Performance goal confidential in accordance with their ■ 80–89 Minimal deficiencies Aetna contract and applicable laws ■ 70–79 Moderate deficiencies – maintaining records corrective action plan Participating practitioners also must maintain treatment records in a current, ■ 69–below Serious deficiencies – detailed, organized and comprehensive corrective action plan, manner in accordance with customary re-audit within six clinical practice, applicable laws and months accreditation standards. This requirement survives the termination of the contract, regardless of the cause for termination. consult behavioral Health clinical Practice Guidelines The following Behavioral Health Clinical Practice Guidelines (CPGs) are based on nationally recognized recommendations and peer-reviewed medical literature. They are posted on our secure provider website under “Clinical Resources” and on the Aetna Behavioral Health and Employee Assistance Program page. Updated CPGs will be posted in April. ■ Helping Patients Who Drink Too Much Updated 3/10 ■ Treating Patients With Major Depressive Disorder Updated 3/10 To get a hard copy of a specific CPG, call our Provider Service Center. 9
  • 10. For additional information or when you need to contact us Online n For all HMO-based and Medicare n For a paper copy of our Member Rights www.aetna.com Advantage plans precertification or case and Responsibilities, call 1-888-632-3862. Access our secure provider website via management – 1-800-624-0756. n For a copy of our Quality Management NaviNet, available through n For all other plans precertification or case Program Executive Summary, or www.aetna.com. management – 1-888-MD AETNA n If you have questions about the Aetna n Select “Health Care Professionals,” then (1-888-632-3862). Behavioral Health Quality Management “Secure Site Log In.” n For questions about joining the Program and/or results, please contact Aetna Behavioral Health network – Jennifer Eissfeldt, clinical quality manager, n Under “Provider Secure Website,” choose 1-800-999-5698. at 215-766-7045 or EissfeldtJ@aetna.com. “Log In” or “Register Now!” Aetna behavioral Health – Quality eAP call center by phone 1-888-238-6232 Aetna behavioral Health n For questions about our UM criteria or n For general questions about Aetna would like a copy, or by mail Behavioral Health – 1-888-632-3862. n Questions about a coverage decision Aetna Behavioral Health n For HMO-based and Medicare Advantage for one of your Aetna Behavioral Health 1425 Union Meeting Road plans claims, benefits, eligibility or patients or need to speak with one of our Mail Stop U23N demographic changes – 1-800-624-0756. clinical reviewers (24 hours a day, Blue Bell, PA 19422 7 days a week), n For all other plans claims, benefits, eligibility or demographic changes – Contact us at 1-800-624-0756 for 1-888-MD AETNA (1-888-632-3862). HMO-based and Medicare Advantage plans, or1-888-MD AETNA (1-888-632-3862) for all other plans. Aetna is the brand name used for products and services provided by one or more of the Aetna group of subsidiary companies. The Aetna companies that offer, underwrite or administer benefits coverage include Aetna Health Inc., Aetna Health of California Inc., Aetna Health of the Carolinas Inc., Aetna Health of Illinois Inc., Aetna Life Insurance Company, Aetna Health Insurance Company of New York, Aetna Health Insurance Company, Aetna Health Administrators, LLC, Cofinity, and Strategic Resource Company. Aetna Behavioral Health refers to an internal business unit of Aetna. EAP is administered by Aetna Behavioral Health, LLC and Aetna Health of California Inc. (Aetna) This information is provided for informational purposes only and is not intended to direct treatment decisions or offer medical advice. Aetna does not provide health care services and cannot guarantee any results or outcomes. Aetna assumes no responsibility for any circumstances arising out of the use, misuse, interpretation or application of any information supplied by Aetna. All patient care and related decisions are the sole responsibility of the treating provider. 48.22.804.1 (3/10) ©2010 Aetna Inc.