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HAZOP
Designed by
Hossam A. Hassanein
Goals
 Basic understanding of HAZOP
 HAZOP requirements
 How it works
 Case study
 HAZOP team
 Advantage & disadvant...
 You and your family are on a road trip by using a car in the middle of
the night. You were driving at 100 km/h and, it w...
Definition
HAZOP
(Hazard &
Operability)
Study
- Is structured technique, which may be applied
typically to a chemical prod...
History
5
Initially prepared by Dr.
H G Lawley and
associates of ICI at
Wilton in 1960’s .
In 1977, Chemical
Industries As...
ICI Six Levels
6
Project exploration / preliminary project assessment
Project definition
Design and procurement
During fin...
REMEBER
7
HAZOP is an
identifying technique
and not intended as a
means of solving
problems
Features of HAZOP Study
8
Subsystems of interest line and valve, etc Equipment, Vessels
Modes of operation Normal operatio...
Features of HAZOP Study
9
Effects within plant Changes in chemical conditions
Changes in inventory
Change in chemical phys...
Features of HAZOP Study
10
How would hazardous conditions
detected ?
During normal operation Upon human
failure
Upon compo...
Documents Needed for
HAZOP Study
11
Preliminary
HAZOP
– Process Flow Sheet or digram ( PFS or PFD )
– Description of the P...
Process Flow Diagram (PFD)
12
Is a diagram commonly used
in chemical and process
engineering to indicate the
general flow ...
Process Flow Diagram (PFD)
Example
13
P&ID
14
A Piping and
Instrumentation
Diagram - P&ID, is a
schematic illustration of
functional relationship
of piping,
ins...
P&ID Example
15
HAZOP Procedure
16
Possible
Causes
Process
Deviations
Possible
Consequences
List of guide words
for generation of
process ...
Definitions
17
Study Nodes
The locations (on piping
and instrumentation
drawings and
procedures) at which
the process parameters
are inve...
Intention
The intention defines
how the plant is
expected to operate in
the absence of
deviations at the study
nodes.
19
Deviations
Is a way in which the
process conditions may
depart from their
design/process intent
20
Causes
These are the reasons
why deviations might
occur
21
Consequences
The results of the
deviation, in case it
occurs.
22
Safeguards
Facilities that help to
reduce the occurrence
frequency of the
deviation or to mitigate
its consequences.
23
A short word to create
the imagination of a
deviation of the
design/process intent.
Guide Words
24
Guide Words Used (most
7 used)
25
Guide Words Meaning
No Negation of the design intend
Less Quantitative Decrease
More Qua...
HAZOP Deviation Guide
26
No,
Not,
None
Less,
Low,
Short
More,
High,
Long
Part of As Well As,
Also
Other Than Reverse
Flow ...
Process Parameters
Physical parameters related to input medium properties
Physical parameters related to input medium cond...
Examples of Process
Parameters
28
Flow Pressure Composition Addition Separation Time
pH Signal Start/stop Operate Maintain...
Simply How does it work?
29
NODE: Pipe after pump and splitter
PARAMETER: Flow rate
GUIDE WORD: Less (less than normal
val...
The HAZOP Process
30
Monitor Actions For Completion
Agree Actions To Be Taken
Apply Risk Ranking
Associate Consequences
Id...
31
Case
Study
Case Study 1: Preliminary
HAZOP on Reactor
32
Cooling Water Refer to reactor system shown.
The reaction is exothermic. A c...
Case Study 1: Preliminary
HAZOP on Reactor
33
Guide Word Deviation Causes Consequences Action
No No Cooling Cooling water
...
Case Study 2: Shell & Tube
Heat Exchanger
34
Using relevant guide words, perform
HAZOP study on shell & tube heat
exchanger
Case Study 2: Shell & Tube
Heat Exchanger (Answer 1)
35
Guide Word Deviation Causes Consequences Action
Less Less flow of
...
Case Study 2: Shell & Tube
Heat Exchanger (Answer 2)
36
Guide Word Deviation Causes Consequences Action
None No cooling wa...
HAZOP Team
5to7members
Design Engineer
Process
Engineer
Operations
Supervisor
Instrument
Design Engineer
Chemist
Maintenan...
HAZOP Advantage
Easy to learn
Stimulates creativity and generates ideas
Systematic and through procedure
Participants gain...
HAZOP Disadvantage
Time consuming
Focusing too much on solutions
Team members allowed to divert into endless
discussions o...
Division Into Sections
Guideline
40
Choices of lines–P&ID must be
divided logically. Not too many
sections.
Each section s...
41
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HAZOP Basics

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Basic understanding of HAZOP it covers:
-Basic understanding of HAZOP
-HAZOP requirements
-How it works
-Case study
-HAZOP team
-Advantage & disadvantage


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HAZOP Basics

  1. 1. HAZOP Designed by Hossam A. Hassanein
  2. 2. Goals  Basic understanding of HAZOP  HAZOP requirements  How it works  Case study  HAZOP team  Advantage & disadvantage 2
  3. 3.  You and your family are on a road trip by using a car in the middle of the night. You were driving at 100 km/h and, it was raining heavily. The car hits a deep hole and, one of your tire blows. You hit the brake, but due to slippery road and your car tire thread was thin, the car skidded and was thrown off the road. Scenario 3 What is the cause of the accident? What is the consequence of the event? What can we do to prevent all those things to happen in the first place? What other possible accidents might happen on the road trip? Can we be prepared before the accident occurs? Points to Ponder
  4. 4. Definition HAZOP (Hazard & Operability) Study - Is structured technique, which may be applied typically to a chemical production process, identifying hazards resulting from potential malfunctions in the process 4
  5. 5. History 5 Initially prepared by Dr. H G Lawley and associates of ICI at Wilton in 1960’s . In 1977, Chemical Industries Association published the edited version. ICI expanded the procedure called HAZARD STUDY levels 1 to 6.
  6. 6. ICI Six Levels 6 Project exploration / preliminary project assessment Project definition Design and procurement During final stages of construction During plant commissioning During normal operation, some times after start-up
  7. 7. REMEBER 7 HAZOP is an identifying technique and not intended as a means of solving problems
  8. 8. Features of HAZOP Study 8 Subsystems of interest line and valve, etc Equipment, Vessels Modes of operation Normal operation Start -up mode Shutdown mode Maintenance /construction / inspection mode Trigger events Human failure Equipment /instrument/component failure Supply failure Emergency environment event
  9. 9. Features of HAZOP Study 9 Effects within plant Changes in chemical conditions Changes in inventory Change in chemical physical conditions Corrective actions Change of process design Change of operating limits Change of system reliability Improvement of material containment Change control system Add/remove materials
  10. 10. Features of HAZOP Study 10 How would hazardous conditions detected ? During normal operation Upon human failure Upon component failure In other circumstances Contingency actions Improve isolation Improve protection
  11. 11. Documents Needed for HAZOP Study 11 Preliminary HAZOP – Process Flow Sheet or digram ( PFS or PFD ) – Description of the Process Detailed HAZOP – Piping and Instrumentation Diagram (P & ID) – Process Calculations – Process Data Sheets – Instrument Data Sheets – Interlock Schedules – Layout Requirements – Hazardous Area Classification – Description of the Process
  12. 12. Process Flow Diagram (PFD) 12 Is a diagram commonly used in chemical and process engineering to indicate the general flow of plant processes and equipment. The PFD displays the relationship between major equipment of a plant facility and does not show minor details such as piping details and designations
  13. 13. Process Flow Diagram (PFD) Example 13
  14. 14. P&ID 14 A Piping and Instrumentation Diagram - P&ID, is a schematic illustration of functional relationship of piping, instrumentation and system equipment components. P&ID represents the last step in process design.
  15. 15. P&ID Example 15
  16. 16. HAZOP Procedure 16 Possible Causes Process Deviations Possible Consequences List of guide words for generation of process deviations
  17. 17. Definitions 17
  18. 18. Study Nodes The locations (on piping and instrumentation drawings and procedures) at which the process parameters are investigated for deviations. 18
  19. 19. Intention The intention defines how the plant is expected to operate in the absence of deviations at the study nodes. 19
  20. 20. Deviations Is a way in which the process conditions may depart from their design/process intent 20
  21. 21. Causes These are the reasons why deviations might occur 21
  22. 22. Consequences The results of the deviation, in case it occurs. 22
  23. 23. Safeguards Facilities that help to reduce the occurrence frequency of the deviation or to mitigate its consequences. 23
  24. 24. A short word to create the imagination of a deviation of the design/process intent. Guide Words 24
  25. 25. Guide Words Used (most 7 used) 25 Guide Words Meaning No Negation of the design intend Less Quantitative Decrease More Quantitative Increase Part of Qualitative Decrease As Well As Qualitative Increase Reverse Logical opposite of the intend Other Than Complete Substitution
  26. 26. HAZOP Deviation Guide 26 No, Not, None Less, Low, Short More, High, Long Part of As Well As, Also Other Than Reverse Flow No Flow Low Rate High Rate Missing Ingredient Misdirection, Impurities Wrong Material Backflow Pressure Open to Atmosphere Low Pressure High Pressure ___________ _ ___________ _ ___________ _ Vacuum Temperature Freezing Low Temperature High Temperature ___________ _ ___________ _ ___________ _ Auto refrigeration Level Empty Low Level High Level Low Interface High Interface ___________ _ ___________ _ Agitation No Mixing Poor Mixing Excessive Mixing Mixing Interruption Foaming, Extra Phase ___________ _ Phase Separation Reaction No Reaction Slow Reaction Runaway Reaction Partial Reaction Side Reaction Wrong Reaction Decompositio n Time Procedure Skipped or Missed Step To Short, To Little Too Long, Too Much Action Skipped Extra Action (Shortcuts) Wrong Action Out of Order, Opposite Speed Stopped Too Slow Too Fast Out of Synch ___________ _ Web or Belt Break Backward Special Utility Failure External Leak External Rupture Tube Leak Tube Rupture Startup, Shutdown, Maint ___________ _ Process Variable Guide Words
  27. 27. Process Parameters Physical parameters related to input medium properties Physical parameters related to input medium conditions Physical parameters related to system dynamics Non-physical tangible parameters related to batch type processes Parameters related to system operations 27 Process parameters may generally be classified into the following groups:
  28. 28. Examples of Process Parameters 28 Flow Pressure Composition Addition Separation Time pH Signal Start/stop Operate Maintain Services Communication Temperature Mixing Stirring Transfer Phase Speed Particle size Measure Control Level Viscosity Reaction Sequence
  29. 29. Simply How does it work? 29 NODE: Pipe after pump and splitter PARAMETER: Flow rate GUIDE WORD: Less (less than normal value) DEVIATION: less flow than normal CAUSE: of deviation, can be more than one CONSEQUENCE: of the deviation/cause ACTION: initial idea for correction/ prevention/mitigation A group members focus on the same issue
  30. 30. The HAZOP Process 30 Monitor Actions For Completion Agree Actions To Be Taken Apply Risk Ranking Associate Consequences Identify Causes Choose Deviation OR Parameters & Guide Words Select Equipment Node
  31. 31. 31 Case Study
  32. 32. Case Study 1: Preliminary HAZOP on Reactor 32 Cooling Water Refer to reactor system shown. The reaction is exothermic. A cooling system is provided to remove the excess energy of reaction. In the event of cooling function is lost, the temperature of reactor would increase. This would lead to an increase in reaction rate leading to additional energy release. The result could be a runaway reaction with pressures exceeding the bursting pressure of the reactor. The temperature within the reactor is measured and is used to control the cooling water flow rate by a valve. Perform HAZOP Study
  33. 33. Case Study 1: Preliminary HAZOP on Reactor 33 Guide Word Deviation Causes Consequences Action No No Cooling Cooling water valve malfunction Temperature increase in reactor Install high temperature alarm (TAH) Reverse Reverse cooling flow Failure of water source resulting in backward flow Less cooling, possible runaway reaction Install check valveMore More cooling flow Control valve failure, operator fails to take action on alarm Too much cooling, reactor cool Instruct operators on procedures As Well As Reactor product in coils More pressure in reactor Off-spec product Check maintenance procedures and schedules Other Than Another material besides cooling water Water source contaminated May be cooling ineffective and effect on the reaction If less cooling, TAH will detect. If detected, isolate water source. Back up water source? Cooling Water
  34. 34. Case Study 2: Shell & Tube Heat Exchanger 34 Using relevant guide words, perform HAZOP study on shell & tube heat exchanger
  35. 35. Case Study 2: Shell & Tube Heat Exchanger (Answer 1) 35 Guide Word Deviation Causes Consequences Action Less Less flow of cooling water Pipe blockage Temperature of process fluid remains constant High Temperature Alarm More More cooling flow Failure of cooling water valve Temperature of process fluid decrease Low Temperature Alarm More of More pressure on tube side Failure of process fluid valve Bursting of tube Install high pressure alarm Contamination Contamination of process fluid line Leakage of tube and cooling water goes in Contamination of process fluid Proper maintenance and operator alert Corrosion Corrosion of tube Hardness of cooling water Less cooling and crack of tube Proper maintainence
  36. 36. Case Study 2: Shell & Tube Heat Exchanger (Answer 2) 36 Guide Word Deviation Causes Consequences Action None No cooling water flow Failure of inlet cooling water valve to open Process fluid temperature is not lowered accordingly Install Temperature indicator before and after the process fluid line Install TAH More More cooling water flow Failure of inlet cooling water valve to close Output of Process fluid temperature too low Install Temperature indicator before and after process fluid line Install TAL Less Less cooling water Pipe leakage Process fluid temperature too low Installation of flow meter Reverse Reverse process fluid flow Failure of process fluid inlet valve Product off set Install check valve Contamination Process fluid contamination Contamination in cooling water Outlet temperature too low Proper maintenance and operator alert
  37. 37. HAZOP Team 5to7members Design Engineer Process Engineer Operations Supervisor Instrument Design Engineer Chemist Maintenance Supervisor Safety Engineer (team leader) 37
  38. 38. HAZOP Advantage Easy to learn Stimulates creativity and generates ideas Systematic and through procedure Participants gain valuable knowledge of process Readily acceptable to regulatory authorities 38
  39. 39. HAZOP Disadvantage Time consuming Focusing too much on solutions Team members allowed to divert into endless discussions of details HAZOP is poor where multiple-combination events can have severe effects. 39
  40. 40. Division Into Sections Guideline 40 Choices of lines–P&ID must be divided logically. Not too many sections. Each section should contain active components, which gives rise to deviations. e.g piping which contains control valves can give rise to flow deviations, heat exchangers can cause Temp. deviations. Materials in section – contain significant amount of hazardous materials. Section based on process and states of materials. Only 1 process operation per 1 section. Define each major process component as a section. Define one line section between each major process component. Define additional line sections for each branches off the main process flow. Define a process section at each connection to existing equipment. Define only one process section for equipment in identical service. Define only one line at the end of a series of components if there are no other flow paths. Define only one additional line section if there are alternative flow paths, regardless of how many branches there are.
  41. 41. 41

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