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GSA Office of Citizen Services and Communications




                                                                                             Intergovernmental Solutions Newsletter

                                                                                       Transparency and
                                                                                       Open Government
Spring 2009


  Transparency in Government . . . . . . . . . . . . . . . . .1
                                                                                Transparency in Government
  Memorandum for the Heads of Executive                                         By Darlene Meskell
  Departments and Agencies . . . . . . . . . . . . . . . . . .4                 Director, Intergovernmental Solutions
  Recovery.gov Reveals Details                                                  GSA Office of Citizen Services and Communications
  of the Stimulus Spending . . . . . . . . . . . . . . . . . . . .5

Democratization of Data
                                                                                       ewly elected President Barack Obama has taken bold steps to

                                                                                N
  Unfettered Access to Data
  Can Transform Government? . . . . . . . . . . . . . . . . .6                         inaugurate an era of government openness and transparency. In
  Technology as a Game-Changer . . . . . . . . . . . . . .7                            one of his first official acts, the President issued a
  Information as a Public Good . . . . . . . . . . . . . . . .9                 Memorandum on Transparency and Open Government, affirming
  Citizen Views On Transparency . . . . . . . . . . . . . .11                   his commitment to achieving an “unprecedented level of openness in
                                                                                government.” Making known his belief that transparency is a
Practices at Work in Government                                                 fundamental responsibility of a democratic government, he called for the
  Texas Websites Improve Accountability . . . . . .13                           creation of an Open Government Directive that would require agencies
  Georgia’s Commitment to Customer                                              to reveal their inner workings and make their data public.
  Service and Good Government . . . . . . . . . . . . . .15
  Transparency 2.0 . . . . . . . . . . . . . . . . . . . . . . . . . . .16      A commitment to government accountability is at the heart of this
  Measuring E-Government 2.0 . . . . . . . . . . . . . . . .17                  message. By allowing citizens to “see through” its workings and
  E-discovery, Transparency                                                     investigate whether or not their leaders and organizations have met
  and Culture Change . . . . . . . . . . . . . . . . . . . . . . . .19          their expectations, the government brings the public into its inner circles
  AGA Opens the Doors of Government                                             and empowers citizens to contribute to decision-making. As citizens
  to the Citizens . . . . . . . . . . . . . . . . . . . . . . . . . . . . .21   gain knowledge and understanding, their trust in government begins to
Shedding Light on Corruption                                                    grow.
  India: Revolutionizing Land Records . . . . . . . . .23                       Providing government data to citizens in a meaningful way will require a
  Fighting Corruption, While Building                                           culture change, away from one where data are stored away for internal
  Energy Security . . . . . . . . . . . . . . . . . . . . . . . . . . . .26     purposes to one that looks broadly at how data can be made accessible
  Through a Glass, Darkly. What do we                                           for re-use by the public. The federal website Recovery.gov Reveals
  mean by transparency in government? . . . . . . .28
                                                                                Details of the Stimulus Spending on the $787 billion American
  Transparency in Government Begins Outside .29
                                                                                Recovery and Reinvestment Act. It will put the data out in useable form
The Collaborative Government                                                    so that people can slice, dice and mash it up to gain meaningful
  Beyond Transparency in Government . . . . . . . . .31
                                                                                information about how government is working.
  Get Ready for Wiki-Government . . . . . . . . . . . . .33                     These data feeds create opportunities to look at government programs
  Building the Digital Public Square . . . . . . . . . . .35                    in new ways that could never have been imagined by the data collectors.
  Open Government Serves Citizens . . . . . . . . . .37                         The District of Columbia’s Apps for Democracy Contest drew upon the
                                                                                public’s imagination to make D.C. data more useful to constituents.
                                                                                Under the leadership of then-CTO Vivek Kundra, the District sponsored
                                                                                a contest seeking creative applications that use D.C. government data.
                                                                                The results were astonishing. The 47 entries submitted to Apps for
                                                                                Democracy within only 30 days “produced more savings for the D.C.
                                                                                government than any other initiative,” according to Kundra, who has
                                                                                since been named federal CIO.
                                                                                                                                                             Continued on next page...
                                                                                The Intergovernmental Solutions Newsletter is produced twice a year by the Intergovernmental
                                                                                Solutions Division, GSA Office of Citizens Services and Communications; Lisa Nelson, Editor.
                                                                                Send comments and suggestions to: lisa.nelson@gsa.gov.
The president’s January 21, 2009, memo on
                                                                                  transparency and open government viewed
                                                                                  as a word cloud.
                                                                                                            http://www.wordle.net/


Making government data available is       government’s need to look beyond        local government is to provide
just the beginning of the process. To     transparency and accountability when    citizens with timely, easy to
reach the president’s goal, agencies      delivering data to increase worker      understand information on how their
must solicit public feedback to           productivity and citizen engagement.    how their taxpayer dollars are being
identify information of greatest use to   Technology as a Game Changer            spent. Texas Websites Improve
the public, expanding citizen             looks at the transformational           Accountability describes the state’s
participation in public policy            possibilities of inviting greater       three initiatives aimed at improving
decision-making. It will bring a new      participation and collaboration from    government accounting, spending and
wave of remarkable technological          citizens. Information as a Public       transparency. The State of Georgia’s
applications that will have               Good presents examples of Web-          gateway to information and key
government and citizens working           based geospatial technologies that      documents about how the state
together in partnership. The resulting    are leveraging government data as a     spends tax dollars and other revenues
network within which citizens and         public good. The results of a survey    is outlined in Georgia's
their government can work together to     conducted by Rutgers University on      Commitment to Customer Service
solve problems, will change the way       the different dimensions regarding      and Good Government.
citizens and governments interact.        what citizens are looking for in the
                                                                                  New Zealand is moving strategically
                                          way of transparency are detailed in
                                                                                  to use online tools to engage citizens
Democratization of Data                   Citizens’ Views on Transparency.
                                                                                  and learn their views on matters
Information technology has made                                                   important to them. Online
data available to everyone. This
                                          Practices at Work in Government         communities are viewed as partners
democratization of data unveils the       Web 2.0 practices are changing public   working to improve the quality of
internal workings of government and       services now. Governments are           government in Transparency 2.0.
sets in motion the wheels of              providing citizens with extraordinary   Recognizing the need for a new
transformation. Unfettered Access         tools that inform them and others       approach in the maintenance of
to Data that Can Transform                with similar interests. One of the      federal records, E-discovery,
Government examines the                   fastest growing trends in state and
                                                                                                         Continued on next page...



2
Transparency and Culture                  Openness and transparency are            government using collaborative
Change lays out a framework for           necessary for effective government       technologies.
changes that will enhance access to       oversight and accountability. The idea
                                                                                   Even today, Open Government
public documents. Current                 that transparency does not guarantee
                                                                                   Serves Citizens, as Maryantonett
methodology for measuring                 accountability is explored in Through
                                                                                   Flumian, the founding head of Service
eGovernment progress is nearing the       a Glass, Darkly: What do we mean
                                                                                   Canada illustrates, offering numerous
end of its usefulness. Measuring E-       by transparency in government?
                                                                                   examples of transparent government
Government 2.0 presents a new             The need for government to tap into
                                                                                   from the public and private sectors in
benchmarking approach for                 the expertise of others and withstand
                                                                                   the U.S. and around the world.
measuring e-government’s return on        public scrutiny is discussed in
                                                                                   Following her lead, this newsletter
investment. The Association of            Transparency in Government
                                                                                   offers more of the many stories of
Government Accountants establishes        Begins Outside. As U.S. Supreme
                                                                                   how cooperation and innovative
a baseline for understanding public       Court Justice Louis Brandeis so aptly
                                                                                   technology are being used to confront
attitudes with regard to transparency     put it “sunlight is the best
                                                                                   the huge changes required to create
and accountability in AGA Opens           disinfectant.”
                                                                                   an open and participative
the Doors of Government to
                                                                                   government. The range of subjects is
Citizens.                                 Collaborative Government                 just the tip of the iceberg, and shows
                                          The issues of culture and policy need    how better communications—on all
Shedding Light on Corruption              to be addressed before major             levels—must be a key priority for
Increasing transparency and citizen       progress can be made toward a truly      government in the future.
participation goes a long way toward      collaborative government.                President Obama’s January 21 open
undermining the problem of                Transparency in Government               government memoradum calls for
corruption. Transparency in the oil,      speaks to theses challenges and the      transparency, participation and
gas and mining industry has been          need to engage citizens to solve         collaboration in government. These
gaining traction over the last decade.    today’s complex problems. Get            three concepts have been underlying
Fighting Corruption while                 Ready for Wiki-Government looks          American democracy since the start,
Building Energy Security looks at         at the millennial generation’s use of    but never have they been so central to
the paradox of resource-rich countries    social networks. This generation will    a presidential vision. With advanced
that are impoverished because of          change the shape of America’s            technologies and creative use of the
corruption and conflict. In India, land   governing processes to one where         Internet, a commitment to open
records are vital documents for both      some decisions will be made by           government will go a long way toward
farmers and the government. They are      crowds.                                  giving the public control of the levers
used to prove ownership and are                                                    of power, and encouraging
                                          Government in ancient Athens was
required for numerous administrative                                               widespread participation in the civic
                                          conducted in the public square.
functions. India: Revolutionary                                                    life of the nation. I
                                          People met there to debate civic
Land Records reveals the incredible
                                          issues and drive policy decisions.
impact computerization of land
                                          Building the Digital Public              Darlene Meskell is the Director,
records has had on the livelihood of
                                          Square describes how the District of     Intergovernmental Solutions, GSA. For
small farmers.                                                                     additional information contact
                                          Columbia is re-creating the public
                                          square to bring people closer to their   lisa.nelson@gsa.gov




                                                                                                                           3
Memorandum for the Heads of
    Executive Departments and Agencies
    SUBJECT: Transparency and Open Government

            y Administration is              society, and public officials benefit

    M       committed to creating an
            unprecedented level of
    openness in Government. We will
                                             from having access to that dispersed
                                             knowledge. Executive departments
                                             and agencies should offer Americans
    work together to ensure the public       increased opportunities to
    trust and establish a system of          participate in policymaking and to
    transparency, public participation,      provide their Government with the
    and collaboration. Openness will         benefits of their collective expertise
    strengthen our democracy and             and information. Executive
    promote efficiency and effectiveness     departments and agencies should
    in Government.                           also solicit public input on how we
                                             can increase and improve
    Government should be transparent.
                                             opportunities for public participation
    Transparency promotes
                                             in Government.
    accountability and provides
    information for citizens about what      Government should be collaborative.
    their Government is doing.               Collaboration actively engages
    Information maintained by the            Americans in the work of their
    Federal Government is a national         Government. Executive departments
    asset. My Administration will take       and agencies should use innovative
    appropriate action, consistent with      tools, methods, and systems to           for an Open Government Directive, to
                                                                                      be issued by the Director of OMB,
     Information maintained by the Federal                                            that instructs executive departments
                                                                                      and agencies to take specific actions
        Government is a national asset.                                               implementing the principles set forth
                                                                                      in this memorandum. The
    law and policy, to disclose              cooperate among themselves, across       independent agencies should comply
    information rapidly in forms that the    all levels of Government, and with       with the Open Government Directive.
    public can readily find and use.         nonprofit organizations, businesses,
    Executive departments and agencies       and individuals in the private sector.   This memorandum is not intended to,
    should harness new technologies to       Executive departments and agencies       and does not, create any right or
    put information about their              should solicit public feedback to        benefit, substantive or procedural,
    operations and decisions online and      assess and improve their level of        enforceable at law or in equity by a
    readily available to the public.         collaboration and to identify new        party against the United States, its
    Executive departments and agencies       opportunities for cooperation.           departments, agencies, or entities, its
    should also solicit public feedback to                                            officers, employees, or agents, or any
                                             I direct the Chief Technology Officer,   other person.
    identify information of greatest use
                                             in coordination with the Director of
    to the public.                                                                    This memorandum shall be published
                                             the Office of Management and
    Government should be participatory.      Budget (OMB) and the Administrator       in the Federal Register. I
    Public engagement enhances the           of General Services, to coordinate
    Government’s effectiveness and           the development by appropriate
    improves the quality of its decisions.   executive departments and agencies,                         BARACK OBAMA
    Knowledge is widely dispersed in         within 120 days, of recommendations




4
Recovery.gov Reveals Details                                                           States were also expected to create
                                                                                       their own Recovery Act pages providing
                                                                                       data and information from, and links to,
of the Stimulus Spending                                                               every participating state agency,
                                                                                       locality and municipality in the state.
                                                                                       The states’ certifications and their
By John R. Murphy                                                                      recovery pages are linked to a state
Deputy Program Manager
Recovery.gov
                                                                                       section of Recovery.gov.This map
                                                                                       shows Recovery.gov’s links to state
                                                                                       sites at the beginning of April 2009.




       ecovery.gov is the government        generate information about the flow of

R      website created by the American
       Recovery and Reinvestment Act
(Recovery Act) to track $787 billion in
                                            the stimulus funds.
                                            The website will allow users to track
                                            where the money is going, search by
                                                                                       Additional information will be posted
                                                                                       on and linked to Recovery.gov as the
                                                                                       multi-year spending program is
                                                                                       implemented. Over time, it will
federal funds Congress appropriated to                                                 demonstrate the impact of
                                            state or Congressional district, look up
stimulate the economy. It is introduced                                                transparency in government as citizens
                                            names of Federal contractors or other
on the home page:                                                                      use it increasingly to build their own
                                            recipients of Federal dollars, and send
The Recovery Act “provides for              in comments, thoughts, ideas,              understanding of how their taxpayer
unprecedented levels of transparency        questions, and responses to anything       dollars are being spent.
and accountability so that you will be      on the site.                               Recovery.gov is overseen by the
able to know how, when, and where your                                                 Recovery Accountability and
                                            Recovery.gov also features different
tax dollars are being spent. … This                                                    Transparency Board, which reports to
                                            federal programs, updated information
website, Recovery.gov, will be the main                                                the Vice President and is responsible
                                            about news related to the stimulus
vehicle to provide each and every citizen                                              for ensuring that federal agencies are
                                            program, and links to related web
with the ability to monitor the progress                                               transparent and accountable in
                                            pages.The screen shot is an early
of the recovery.”                                                                      reporting and spending Recovery Act
                                            version of the home page.
All federal agencies will post                                                         funds.The Board is composed of 11
                                            For the most part, Recovery Act funds      inspectors general for federal agencies,
information to Recovery.gov about the
                                            are funneled through state and local       led by Earl Devaney of the Department
sources, recipients and use of
                                            governments, which manage citizen-         of the Interior.The website is managed
expenditures under the Recovery Act,
                                            facing programs. State governors were      by the U.S. General Services
to make it easy for citizens to follow
                                            given 45 days after the law was signed     Administration. I
and understand the impact of the
                                            to claim the funds allocated for their
stimulus legislation. Live data feeds to
                                            states by certifying that they would
the site will provide raw data that can                                                For further information about the website
                                            “request and use” the funds to create
be re-used in graphic presentations or                                                 and the distribution of Recovery Act funds,
                                            jobs and promote economic growth.          go to www.recovery.gov.
in combination with other data to


                                                                                                                                 5
Democratization of Data


Unfettered Access to
Data CanTransform Government
By W. David Stephenson
Principal
Stephenson Strategies




          hen SEC Chairman

W         Christopher Cox announced
          in December that,
beginning on a phased-in basis this
year, corporate reports to the SEC
must be filed with XBRL tags so the
data would be interactive, he held up
a hand-typed SEC report. It was the
kind was common during my
childhood many years ago, and, Cox
said, “When it was published, this
was a useful report.”
Back then, gathering and
disseminating data was a long and
labor-intensive process, so perhaps it
was justifiable that data only had to
be reported infrequently and only a
select few agency leaders had access       transparency, however, is to ignore      • Made available externally in forms
to it. Unavoidable delays in               some of their more creative uses.          that enable civic groups,
distributing data made it better for       Instead, we need to think of               entrepreneurs and individuals to
recording past mistakes than guiding       “democratizing data,” creating a           become “co-creators” with
daily decisions.                           seamless, continuous data loop in          government, integrating into
Today, it is technologically possible to   which data is:                             applications, services, and even
have a continuous cycle of data            • Collected in data bases and              businesses can use to improve civic
in/data out. There is no longer              warehouses                               life and individuals’ lives.
justification for withholding data                                                  Whether it’s public companies that
(unless there are overriding security      • Structured (using “tags” such as
                                             XML and KML) so that it can easily     now must meet the new SEC
and privacy issues) from anyone who                                                 regulations or agencies that must
legitimately needs it. Today, a “useful”     be queried and seamlessly shared
                                                                                    comply with Coburn-Obama, the major
report is a real-time report.                between various systems
                                                                                    cost involved is cleaning up and
To date, most have focused on access       • Automatically syndicated so that it    structuring the data by adding on the
to this data for transparency (for           is available when and where it is      “tags.” Once tagged, data can be used
example, the Coburn-Obama Federal            needed, and, ideally, on a real-time   and shared anywhere and the time and
Funding Accountability and                   basis                                  money spent on adding new uses is
Transparency Act of 2006), so that the     • Made available to all workers who      negligible.
public, watchdog groups and the              need it, in forms they can use to      That portends an exciting
media can scrutinize it. That is             manage their work and collaborate      transformation for government
important particularly in light of the       with others                            workers. Many will get access to real-
controversy about how the first round                                               time, location-based information that
of money in the financial bailout was      • Made available externally so that
                                             watchdog groups can analyze it, as a   can really help them do their jobs
(or wasn’t!) spent.                                                                 better, especially if they also have
                                             means to restore public confidence
To look at data feeds just for               in government’s integrity.             access to data visualization tools (the
                                                                                                          Continued on next page...



                                                                                                                                 6
private sector Many Eyes and Swivel                 assigned a different color rectangle.       In less than a month, 47 usable
sites are good examples) that will help             City blocks where multiple indicators       applications were created, ranging
them interpret, make sense of, and                  are present (and which are at higher        from do-it-yourself walking historical
share the data.                                     risk of serious socio-economic              tours using an iPhone to a “We the
                                                    problems) are immediately obvious to        People” transparency & accountability
The District of Columbia used such an
                                                    users. Because these seven sets of          wiki to help the public track D.C.
approach with a high-priority program
                                                    data are typically created by different     spending. The crowdsourcing
to deliver more than 6,000 PCs to
                                                    agencies, it is highly unlikely that they   phenomenon offers access to data and
public school classrooms. The team
                                                    were shared in the past. Agencies that      free rein to a wide range of people with
charged with executing the project had
                                                    might have previously treated               differing interests and expertise.
access to the District’s GIS systems,
                                                    symptoms of decay in isolation can          BTW: I wonder which agency will be
and created custom Google Maps
                                                    now see which blocks must be                the first to sponsor an internal “Apps
allowing them to deliver and install all
                                                    addressed first and work together,          for Democracy” contest that allows its
of the PCs in only 7 weeks. An earlier
                                                    reducing the cost and increasing their      employees, no matter whether they’re
plan, without the data-sharing tools,
                                                    effectiveness.                              in IT or not, to design a widget or other
had estimated the project would take a
                                                                                                application that would help their co-
year.                                               Finally, democratizing data can
                                                                                                workers!
                                                    facilitate an uncharted area of
Another example of how real-time
                                                    government innovation, in which the         Why stop with accountability if the
access to actionable data can
                                                    public takes structured data feeds and      same mechanism that makes possible
transform government was pointed out
                                                    creates new computer applications           automatic delivery of structured data
by the Neighborhood Knowledge LA
                                                    that provide real service to the public.    can also help government workers be
(NKLA) project, a collaboration
                                                    The District of Columbia was again          more productive and even involve
between UCLA and neighborhood
                                                    the pioneer in this regard, with its        citizens in designing innovative
groups. They used the Center for
                                                    “Apps for Democracy” contest in 2008.       applications to supplement traditional
Neighborhood Technology’s
                                                    Design firms and individuals were           governmental services. I’d call that
“Neighborhood Early Warning
                                                    invited to use one or more of the more      Transparency Plus. I
System,” which looks at seven
                                                    than 260 different data feeds in the
indicators of neighborhood decline,
                                                    “Citywide Data Warehouse” to drive          W. David Stephenson is an e-gov and Web
such as code violations and/or
                                                    applications that would increase            2.0 consultant and theorist. He is the lead
property taxes in arrears. NKLA’s site
                                                    transparency or enable public use of        author of the forthcoming Democratizing
plots the information on city maps,                                                             Data.
                                                    the data.
with each of the seven factors




Technology as a Game-Changer                                                                    proposed a “contracts and influence
                                                                                                database” that publicizes how much
                                                                                                money federal contractors receive,
                                                                                                how much they spend on lobbying,
By Darrell M. West
Vice President and Director of Governance Studies                                               and how effectively they fulfill
Brookings Institution                                                                           government contracts. Improving
                                                                                                transparency through online
                                                                                                information will be a great boon to
                                                                                                researchers, reporters, and ordinary
       he goal of electronic                        transforms the culture, organization,

T
                                                                                                citizens, and make it easier to follow
       government is not just to                    and functioning of government.              the government money trail.
       substitute one delivery system               During the campaign, candidate
for another. If people go online and                Barack Obama pledged to put                 Digital technology represents a way
print out a report instead of calling up            detailed public sector information          for government to become more
the Food and Drug Administration,                   online and make it searchable. He           transparent and pro-active in dealing
that is not a major system                          stated that he wanted to create “a          with citizens and businesses. Many
transformation. It doesn’t change how               centralized Internet database of            government agencies today are
government functions or how officials               lobbying reports, ethics records and        reactive in nature. They wait for
think about their mission.                          campaign finance filings in a               people to request information or
                                                    searchable, sortable and                    services. However, the Internet
Rather, it is important to think of                                                             allows government agencies to
                                                    downloadable format.” In addition, he
technology as a “game-changer” that                                                             customize information and push
                                                                                                                        Continued on next page...



                                                                                                                                               7
material out to people. On some            Digital tools offer the potential to        domestic agenda (health care
government websites, you can               involve more people in decision-            reform).
register as having interests in            making. Before President Obama
                                                                                       There are 13 million email addresses
particular subjects. Let’s say you are a   signs legislation, he plans to wait five
                                                                                       in the Obama campaign database.
soybean farmer in Iowa and have            days to allow for public comments.
                                                                                       After the election, the campaign sent
registered that interest with the U.S.     People will be able to go to a website
                                                                                       a survey to each of these, asking for
Department of Agriculture website.         and say,”Yes, you should sign this
                                                                                       zip code, phone number, issue
When new research comes out of             bill” or”No, you shouldn’t, and these
                                                                                       interests (such as gay rights,
Iowa State University on soybeans, or      are the reasons why you shouldn’t.” In
                                                                                       disability, health care, or education),
market conditions change,                  the same vein, the Environmental
                                                                                       and willingness to contact public
government agencies can email              Protection Agency has been using e-
                                                                                       officials. It is obvious what Obama is
reports to those people and say here       rulemaking on proposed federal
                                                                                       going to do with this information.
is something you should know about.        regulations to broaden citizen
                                                                                       When tough votes come before
It brings a different mentality to         participation in government. The
                                                                                       Congress, he is going to ask
government and puts agencies in the        Brookings Press is publishing a book
                                                                                       supporters to contact legislators in
mold of helping people where they          entitled Wiki-Government by Beth
                                                                                       same way President Reagan did in
want to be helped. You can envision        Noveck formerly a professor at New
                                                                                       1981 with letters and phone calls
similar applications in health care,       York Law School, and now in the
                                                                                       when he wanted to pass his landmark


    It is important to think of technology as a “game-changer”
     that transforms the culture, organization, and functioning
                           of government.
                                                                                       tax cut legislation. Electronic
education, climate change, and             Office of Science and Technology
                                                                                       technology will allow Obama to
variety of other areas. If someone         Policy at the White House. It is terrific
                                                                                       harness his grass roots movement to
attends a public school in Cleveland,      research on how governments can
                                                                                       further his political objectives.
Ohio, local education officials can        harness the power of collective
notify parents of important                knowledge in decision-making. She           When you add all these things
developments affecting that school.        proposes that agencies such as the          together, Obama has the potential to
Hospitals can target people                Patent and Trademark Office set up          use technology to improve
interested in staying up-to-date on        wikis in which people can comment           government transparency and
diabetes treatments by sending them        on proposed patents and help                reinvigorate democracy. His most
material on new research in the area.      authorities decide what truly is new.       important challenge, though, will be
                                                                                       public and media cynicism. Public
Information technology provides            The digital revolution gives political
                                                                                       trust in government is at an all-time
feedback on how agencies are doing.        leaders a way to bring outside
                                                                                       low. When people are cynical, they
I visited China a couple of years ago      pressure to bear on Congress and
                                                                                       don’t believe anyone really is going to
as part of a technology delegation.        thereby help break the partisan
                                                                                       make a difference. But if Obama can
Going through passport control when        gridlock that has plagued our national
                                                                                       maintain the sense of hope, he will
we landed at the Beijing Airport, I        government for years. There has been
                                                                                       become our first truly digital
noticed an electronic device that          inaction on leading issues such as
                                                                                       president. I
asked me to rate the performance of        health care, Social Security, climate
the passport officer on a 1 to 4 scale.    change, and immigration. President
This represented an innovative             Obama has substantial Democratic            Darrell M. West is Vice President and
example of introducing transparency        majorities in the House and Senate,         Director of Governance Studies at the
                                                                                       Brookings Institution. He is the author of
and accountability into the system. If     but he should remember that                 Digital Government: Technology and
there is a spike upward in complaints      Presidents Jimmy Carter and Bill            Public Sector Service and previously was
about a particular official or specific    Clinton had the same thing early in         the Director of the Taubman Center for
agency, administrators know there is       each of their administrations. Neither      Public Policy at Brown University. For
a problem and this feedback provides       of those Democratic presidents was          additional information contact
an opportunity to address inadequate       able to get much passed and Clinton         dwest@brookings.edu.
performance.                               was not able to get Congress to take a
                                           single vote on the centerpiece of his



8
Information as a Public Good
By Sean Gorman, PhD
CEO and Founder
FortiusOne




Introduction                                asking agencies to share with citizens    with companies and non-profits
                                            can be viewed as a public good. If the    taking open government data and
The new administration has made             EPA makes information on the              creating sophisticated technology and
transparent and open government a           location of toxic dumping available,      services around them. A stellar
top priority. As part of this mission,      and I use that data to inform my          example of this is the phenomenal
agencies are encouraged to “harness         neighborhood of hazards, I have not       growth of Web-based geospatial
new technologies to put information         inhibited anyone else from using the      technologies – often called the
about their operations and decisions        data for other purposes. There is a       GeoWeb. Google Earth uses data
online and readily available to the         societal benefit to making information    from NASA, NOAA, U.S. Navy,
public.” Further, agencies are asked        open and available to the public.         National Geo-spatial-Intelligence
to view information as a “national                                                    Agency and other government
asset” to be shared with the citizens.      This concept is not new, but if we
                                                                                      agencies to create the virtual
I would contend that the information        connect the idea to technology there
                                                                                      panoramas of our planet.

   The government can make information available as reports,
    maps and charts, but it can also make it available as data.
President Obama is asking                   is the opportunity to create even         EveryBlock
government to share with citizens is a      greater benefits beyond transparency.
                                                                                      Another innovative example is
public good. If we view information         The government can make
                                                                                      Everyblock, a web application that
as a public good then there is the          information available as reports,
                                                                                      combines metropolitan data like
opportunity to not only create              maps and charts, but it can also make
                                                                                      crime, road construction, building
transparency but also save                  it available as data. Specifically,
                                                                                      permits, and sanitation violations
government resources and money              government can provide the raw
                                                                                      statistics and makes information
while stimulating the economy. First        source data that is the foundation for
                                                                                      easily accessible to the public for
we need to clearly define the meaning       reports and statistics. The first
                                                                                      consumption. The image below shows
of 'public good.'                           benefit of this approach is that it
                                                                                      the results for recent crimes in the
                                            provides greater transparency of
                                                                                      Federal Triangle neighborhood of
Information as a Public Good                government. Any individual or group
                                                                                      Washington D.C.
                                            would be able to check the validity of
In economics the concept of a “public       statistics and conclusions drawn from     In both instances open public data is
good” describes a situation in which        information produced by the               being made available to the public in
the consumption of a good or service        government. This provides another         an attractive and consumable form.
by one individual does not reduce           avenue for citizens to participate and    Not only do these applications make
availability of the good or service for     collaborate with government.              the data more transparent, they have
others; therefore no one can be                                                       also fueled innovation and business
excluded from using it. A classic           The GeoWeb as a Use Case                  creation.
example of a public good is a
lighthouse. All ships benefit from the      From a technology perspective, open
                                            data has the positive externality of
                                                                                      Apps for Democracy
lighthouse, and if more ships benefit
from the lighthouse that does not           creating opportunities for citizens and   Vivek Kundra, the former D.C. CTO
adversely affect the community of           “the market” to innovate with the         has leveraged the combination of
ships. As opposed to an apple which         data. If the government can provide       open government data with the
is a finite resource. If I take a bite of   well-organized data in common             technology community to great
the apple, there is less of the apple for   formats, then technology and services     success. He made D.C. government
you. From this perspective, the             can be built on top of the data. There    data open to the public in common
information President Obama is              has been enormous success already         formats then ran a contest, “Apps for
                                                                                                           Continued on next page...



                                                                                                                                  9
Democracy,” for developers to create     contributors and 800 million data         receiving higher quality data in return,
innovative applications with the data.   points. When OpenStreetMap came           and arguably the data has driven
This contest resulted in the             to the United States, the Census          production of technology applications
development and submission of 47         Bureau’s TIGER line street data were      that the government would have
applications. The D.C. CTO’s office      already available in the public domain.   contracted for. Further, the
estimated that the cost of having the    This provided a huge jump-start for       government has created an economic
D.C. government develop these apps       OpenStreetMap and the team quickly        stimulus by providing data around
would have exceeded $2 million and       began updating and correcting errors      which business can be built. Of
required 1-2 years of effort between     in the data.                              special significance is the innovation-
contracting, procurement and                                                       based economic stimulus for small
                                         Now there is a resource with updated
development. The contest cost a total                                              and medium sized businesses, which
                                         and more accurate TIGER data
of $50,000 and was delivered in 30                                                 are the backbone of America’s job
                                         available for the public. This cost
days. Not only did Kundra’s efforts                                                creation engine. Most importantly,
                                         Census no additional resources and
enable more transparency around                                                    these projects and the approaches
                                         no additional budget. In addition, the
D.C. Government, they also saved the                                               outlined serve the purpose of making
                                         data made available by
city a substantial amount of money.                                                government more transparent and
                                         OpenStreetMap has provided the
                                                                                   inviting greater participation and
                                         foundation for several technology
OpenStreetMap                                                                      collaboration. Each of these examples
                                         start-ups creating new jobs and
                                                                                   built a community around the data
The benefits to government of making     innovation in the marketplace.
                                                                                   that is passionate about both its
data public do not stop with saving                                                accuracy and application. We have a
money. In the United Kingdom, much       Conclusion                                collective opportunity to promote
of the data produced by the                                                        change that will revitalize the
                                         All four examples; Google Earth,
government is sold for a fee. This is                                              economy and society, and this is one
                                         EveryBlock, Apps for Democracy and
especially true in the case of                                                     path that will get us closer to those
                                         OpenStreetMap, demonstrate the
geospatial data, where the Ordinance                                               lofty goals. I
                                         potential of leveraging government
Survey charges large sums of money
                                         data as a public good. The public has
for a variety of geospatial data. This
                                         greatly benefited from the                Sean Gorman founded FortiusOne in 2005
led to the creation of a non-profit
                                         technologies built around the data,       to bring advanced geospatial technologies
project called OpenStreetMaps,                                                     to market. For further information, contact
                                         and the use of the data has not
where volunteers use consumer GPS                                                  sean.gorman@fortiusone.com,
                                         removed value from the government.
units and Web software to map out                                                  703.247.9280 or elarson@fortiusone.com,
                                         In fact the government has gained –
street infrastructure. The project has                                             703.622.4878.
                                         saving money, saving resources,
gone global with more than 80,000




10
Citizen Views OnTransparency
By Suzanne J. Piotrowski and
Gregg Van Ryzin
Rutgers University - Newark




       he proper balance between           Research Method                            there are several dimensions to the

T      governmental secrecy and open
       government is at the forefront
of contemporary public debate.
                                           The data for our analysis come from
                                           an online survey conducted in March
                                           2005 of participants in the
                                                                                      public’s demand for transparency,
                                                                                      including fiscal, safety, and
                                                                                      government concerns, and principled
Intuitively, it seems individuals differ                                              openness. Age, political ideology,
in their level of demand for               eTownPanel project, an opt-in e-mail       confidence in government leaders,
governmental transparency.                 panel of approximately 6,044 active        frequency of contacting government,
Governmental transparency is the           participants (at the time of the study).   and especially the perception that
degree to which there is access to         The eTownPanel project is a                there is currently not enough access
government-held information. Some          university-affiliated, foundation-         to government appear to drive the
feel strongly about the need to access     funded online research resource            public’s demand for transparency,
government information and to learn        created to provide a general               although determinants differ for each
more about what government is doing,       population of volunteers to                dimension. Some, although not all, of
whereas others are less interested.        participate in surveys about local         these factors also predict citizens’

       Those who view government as already adequately open
         demand less transparency, whereas those who see
                government as closed seek more.
Moreover, people differ in terms of the    community issues and government            actual requests for government
kinds of government information they       performance, in particular surveys         information.
seek to access. Using data from a          sponsored by local nonprofit
                                           organizations, government agencies,        Our analysis reveals some insights on
national online survey, we develop
                                           and academic researchers. Volunteers       the structure and possible
several indices to measure citizens’
                                           are recruited from various online          determinants of public demand for
demand for local governmental
                                           postings and e-mail lists and are not a    transparency at the local level. There
transparency and to identify its
                                           random sample of the U.S. population.      appear to be potentially different
correlates.
                                           Invitations were sent via e-mail to the    dimensions to the public’s demand for
Two initial questions are addressed in     entire panel, and a total of 1,819         governmental transparency,
this study: (a) How can we measure         completed the questionnaire, for a         dimensions related to public finances,
citizens’ desire or demand for             panel response rate of 30percent.          safety, the principle of open
governmental transparency, and                                                        government, and the notion of good or
specifically, are there different          The survey asked a large number of         honest government. In addition, our
dimensions to such a demand? and           questions about transparency in            analysis suggests several key
(b) What personal and contextual           government, as well as questions           determinants of these various forms
factors are correlated with variation      about other attitudes and behaviors        of public demand for transparency.
in the level of demand for                 that were hypothesized to be potential     Perhaps the public’s perception of
governmental transparency? We focus        correlates or determinants of the          how much openness currently exists
on local government transparency           demand for transparency. We                in government emerges as a
because citizens have a more direct        conducted an exploratory factor            significant factor across the various
stake in local issues (like crime and      analysis to reduce the transparency        measures of demand for transparency.
land use) and because the data for         items and to create scales.                Those who view government as
our research, explained more fully                                                    already adequately open demand less
below, come from a survey research         Findings                                   transparency, whereas those who see
project focused on local government        The data and analysis suggest that         government as closed seek more.
affairs.                                                                              People who are politically engaged
                                                                                                          Continued on next page...



                                                                                                                               11
and who frequently contact                Finally, a number of potential            these issues to either confirm or
government also tend to demand            predictors we expected to be related      disprove the expected relationships.
more transparency.                        to the demand for transparency failed
                                                                                    This research begins to develop a way
                                          to enter significantly into our models.
The trust-in-government literature                                                  of measuring dimensions of the
                                          Although past literature identifies
has found that there is a relationship                                              public’s demand for transparency, and
                                          race as related to trust in government
between trust in government and the                                                 some of the determinants of these
                                          and satisfaction with government
perception that democracy is                                                        dimensions. Because no previous
                                          services, race was not related to
“working well.” In three of the five                                                research has attempted to measure
                                          attitudes toward transparency. Race
scales, confidence in local officials                                               these concepts, this study should be
                                          was, however, related to the behavior
had a statistically significant,                                                    seen as providing an exploratory,
                                          of obtaining government documents.
negative relationship to demand for                                                 empirical foundation for future work


               People who are politically engaged and who
           frequently contact government also tend to demand
                           more transparency.
transparency. The more confidence         Conclusions                               on the topic. The results presented
citizens have in their local officials,                                             provide both predicted and surprising
the less they are interested in fiscal,   Our questionnaire focused almost          results. More thought and attention
principled, and good government           exclusively on the municipal              needs to be turned to this topic to
transparency. Senator John Cornyn of      government level. This is appropriate     better understand the link between
Texas stated that “open government        because individuals have so much of       demand for transparency and its
is fundamentally an American issue,       their government contact at the local     potential correlates. I
not a Republican or Democrat issue.”      level. Even with this is mind, it is
Using party affiliation as a proxy for    possible that national-level issues
                                                                                    This is based on a research article titled
ideology, Republican Cornyn is half       affect individuals’ demand for            “Citizen Attitudes Toward Transparency in
right. Self-identified conservatives      transparency of local-level               Local Government” published in the in The
and liberals were both interested in      documents, the most obvious of which      American Review of Public
transparency, just different types of     are national defense and homeland         Administration (2007; volume 37 No.3
transparency. Although conservatives      security. A question, or series of        p306-323). Suzanne Piotrowski and Gregg
                                          questions, ascertaining respondents’      Van Ryzin are both faculty members of the
questioned the need for transparency                                                School of Public Affairs and Administration
more than liberals, they also were        views on these topics could be
                                                                                    at Rutgers University-Newark. For
more concerned than liberals about        included in future research. The          additional information contact
accessing safety-related information.     perceived high cost of governmental       spiotrow@rutgers.edu and
Self-identified liberals, on the other    transparency and the desire for           vanryzin@rutgers.edu.
hand, were more concerned with            personal privacy are two possible
accessing government information on       reasons why individuals may want
principle and for good governance         less transparency. Future research
concerns.                                 should include questions that address




12
Practices at Work in Government


Texas Websites Improve Accountability
By Susan Combs
Comptroller
State of Texas




   n the Texas State Comptroller’s        In 2007, the Texas Legislature asked       contracts, individual purchasers can

I  Office, we continuously pore over
   budgets in keeping the books for
our agency and the State of Texas as a
                                          the Comptroller’s office to create an
                                          advisory council with other state
                                          agencies to examine uniform financial
                                                                                     leverage the state of state’s bulk
                                                                                     buying power to receive lower prices.
                                                                                     Our office expects Texas to save at
whole — a large task, and one that        accounting in state government.
                                                                                     least $28 million in phase one of Texas
should be open to scrutiny. By my
                                          Today, Texas state agencies use many       Smart Buy. The savings and cost-
fourth day as Comptroller, we
                                          sets of books with sometimes               avoidance represent more than
published all of our agency
                                          conflicting accounting data. Any           8percent of state spending for certain
expenditures online, right down to the
                                          given agency might use its own             goods and services. Already, Texas
pencils. And thanks to our Where the
                                          bookkeeping methods and codes for          has identified these savings and cost
Money Goes website, our
                                          tracking and classifying items, a          avoidances:
expenditures and those of other state
                                          recipe for duplication that can make
agencies are available and easily                                                    • Overnight/express mail — the state
                                          accurate statewide bookkeeping an
searchable online.                                                                     saved 34percent, or $3.8 million,
                                          enormous challenge. With the Single
In these tough economic times, all        Set of Books Initiative, our office will     and awarded a significant portion
taxpayers — at the city, county, state    work with agencies to present a report       of this contract to a Texas-based
and federal levels — deserve to know      to the Legislature on ways that state        vendor.
their tax dollars are used wisely. Just   accounting systems and processes           • Outgoing mail machines — the
as working families must cut              can be made more accurate and                state saved 20percent, or $876,000,
expenses and look for ways to save,       useful in decision-making.                   by negotiating a new contract with
all governments must tighten their                                                     a long-time vendor.
                                          Uniform financial reporting across all
belts and make the most of every
                                          state agencies and higher education        • Fleet —the state expects to save $7
dollar.
                                          institutions will shine the brightest        million on fleet vehicles through
Our office endeavors to do its part in    light on the state’s finances and allow      contract negotiations. Also, for the
improving Texas government                state leaders to obtain real-time,           first time, the state will look beyond
transparency, and some of our             reliable information to make well-           the sticker price to consider the
initiatives may stand as templates for    informed decisions.                          cost of fueling vehicles for 100,000
other governments in crafting                                                          miles.
transparency initiatives. Taking a        Second Initiative:
common-sense approach to the issue,                                                  As one of the largest purchasing
                                          Texas Smart Buy                            entities in the nation, our state is
we recently introduced Open Book
Texas, a three-part set of initiatives    Transparency helps spotlight               making that leverage work for us. For
aimed at improving government             spending inefficiencies after the fact,    years, families have used strategies
accounting accuracy, spending and         and our office also works to make          like buying in bulk to save money, and
transparency.                             Texas state government a better            it makes sense for governments to
                                          shopper from the outset. That is           have the same option.
First Initiative:                         where Texas Smart Buy helps.
Single Set of Books                       The initiative gives agencies and
                                                                                     Third Initiative:
                                          local governments access to an online      Texas Transparency Check-Up
To shine more light on state agency
                                          shopping cart — much like shopping         With the rollout of a new website,
bookkeeping, beyond our Where the
                                          at popular online retailers — that         Texas Transparency Check-Up, our
Money Goes online expenditure
                                          allows them to purchase goods and          office expands on previous online
database, we are pursuing an
                                          services through state-negotiated          accountability efforts and encourages
initiative to introduce more uniformity
                                          contracts. By purchasing from those        transparency at all levels of Texas
in Texas government accounting.

                                                                                                           Continued on next page...



                                                                                                                                13
government finance. The website           public.                                 Transparency and wise spending are
offers transparency guidance to local                                             important during the best of times and
                                          The website highlights local
governments and provides Texans an                                                absolutely essential in an uncertain
                                          government success stories, provides
opportunity to see how well their local                                           economy where there are no dollars to
                                          links to exemplary local government
governments stack up in offering                                                  waste. To operate with the utmost
                                          websites and gives taxpayers tips to
online access to financial information.                                           integrity, all governments should
                                          ensure that their government is open
                                                                                  show the same common sense,
In implementing this initiative, we       and accountable.
                                                                                  resourcefulness and thrift when
researched the financial transparency
                                          When you know what you are              spending money as taxpayers. I
of the top 50 Texas cities, Texas
                                          spending, you know how to spend
counties, school districts and other
                                          better. Our office is committed to      Susan Combs was elected Texas
local entities. Texas Transparency
                                          seeing that philosophy spread to        Comptroller of Public Accounts in
Check-Up reveals the results. The site
                                          every level of government. In the age   November of 2006. For an in-depth look at
also offers local governments step-                                               Open Book Texas initiatives, visit
                                          of the Internet, there is seldom a
by-step advice for posting information                                            www.window.state.tx.us/openbook.
                                          reason to not publish public
online and presenting it in a way that
                                          information online.
is readable and understandable to the




14
Georgia’s Commitment to Customer
Service and Good Government
By the Georgia Governor’s Office of Communications and the Georgia Secretary of State’s Office of Media Relations




        eorgia elected officials show a           the website allows you to find                    Government initiative. Georgians can

G       commitment to government
        transparency and high ethical
standards through the use of
                                                  professional services expenditures
                                                  made by state organizations. Open
                                                  Georgia also includes financial reports
                                                                                                    access her agency’s budget and
                                                                                                    monthly expenditures, with detailed
                                                                                                    information on spending categories.
technology. Through the Open Georgia              containing the Comprehensive Annual               The Secretary of State’s website
website (www.open.georgia.gov) and                Financial Report, budgetary                       highlights the agency’s ethics policy
the Secretary of State’s Transparency             compliance reports, the Budget in                 and Secretary Handel’s personal and
in Government website                             Brief and single audits. The site allows          campaign financial disclosures.
(http://www.sos.georgia.gov/TIG),                 Georgians to review payments to
                                                                                                    “Responsible fiscal management
citizens have direct access to detailed           vendors doing business with the state
                                                                                                    begins with a commitment to
accounts of government spending.                  during the two previous fiscal years.
                                                                                                    transparency and accountability,” She
The Open Georgia site was created by              The website also allows citizens to               said. “Georgia taxpayers deserve to
the Transparency in Government Act                search for reports that evaluate how              know how their tax dollars are being
and formally launched on January 5,               well various state programs are                   spent, and I am pleased to provide
2009.                                             operating, including performance                  them with that information.”
                                                  audits, program evaluations, and
“The Open Georgia website makes                                                                     In addition to these new tools, Georgia
                                                  special examinations released by the
state government more transparent to                                                                lawmakers continue to look for
                                                  Department of Audits and Accounts
its customer, the taxpayer,” said                                                                   additional ways to make public
                                                  over the last five years. In 2010, it will
Georgia Governor Sonny Perdue at the                                                                information easily accessible. Rep. Ed
                                                  be expanded to include grant and
time. “By being willing to further open                                                             Lindsey introduced legislation in the
                                                  contact payments to vendors by state
the halls of government to the public,                                                              2009 session of the General Assembly
                                                  agencies.
we give citizens more confidence that                                                               that would require counties, cities and
their tax dollars are being spent                 There are numerous ways to search for             school boards with budgets over $1
wisely.”                                          salary and vendor information. Users              million to develop a free, searchable
                                                  can search by name, title, description            website that would include all sources
 “We have taken a major step towards
                                                  and agency and export search results              of revenue, itemized by amount; the
fully open and easily accessible
                                                  to Microsoft Excel or Adobe .pdf                  entity’s annual budget; a list of all
accounting of how every state tax
                                                  formats.                                          contracts and obligations of more than
dollar is spent,” said its sponsor State
                                                                                                    $1,000; and an itemization of salaries
Senator Chip Roberts. “The very best              To ensure that the website is able to
                                                                                                    and other expenses paid to all public
way to prevent wasteful government                carry out its mission the state has
                                                                                                    officials and employees.
spending is to let those paying the bills         trained operators at its main phone
see exactly where their money is                  number, 1-800-GEORGIA, to direct                  Georgia officials know government
going.”                                           citizens to a specific web address or to          functions best when it is made
                                                  answer detailed questions about the               accountable to the citizens who fund it.
Open Georgia allows citizens online
                                                  state’s performance. The commitment               Georgia’s dedication to making
access to agency expenditures on
                                                  to provide further details on spending            information easily accessible
professional services, employee
                                                  is part of a larger commitment from the           demonstrates that the state continues
salaries and travel expenses, state
                                                  state to make government more                     to lead the way in truly becoming a
financial reports and program reviews.
                                                  customer-friendly.                                citizen-friendly government. I
In the Salaries and Travel
Reimbursements section, the public                Georgia Secretary of State Karen
can find salaries and travel                      Handel has demonstrated a                         For additional information, please contact
reimbursements paid to employees of               commitment to government                          the Georgia Governor’s Office of
                                                                                                    Communications at 404-651-7774, or the
the state and employees of local                  transparency, ethics and responsible              Georgia Secretary of State’s Office of Media
boards of education. The “professional            stewardship of taxpayer dollars                   Relations at 404-656-4269.
Services and Expenditure” section of              through her agency’s Transparency in



                                                                                                                                             15
Transparency 2.0                                                                      processing power, tools, bandwidth,
                                                                                      and mobile computing -- that was
                                                                                      previously only available to large
                                                                                      organisations and governments.
By Laurence Millar
Deputy Commissioner and Government CIO                                                Futurists point to non-linear change
State Services Commission                                                             which means that people’s capabilities
New Zealand                                                                           will only accelerate.
                                                                                      The Web has gone from read-only to
                                                                                      read-write. The 2.0 dynamic is very
       hanks to the popularity of the      mostly by individual agencies. The         different from the 1.0 state. People are

T      term Web 2.0, the suffix ‘2.0’ is
       being applied to just about
anything. However, there is one benefit
                                           State Services Commission, in its
                                           leadership role of the State Services,
                                           provides information and metrics at an
                                                                                      treated as partners, equals in pursuit
                                                                                      of shared outcomes and common
                                                                                      goals. In turn, this is driving the
from this indiscriminate labelling. It     all-of-government level. Two notable       expectations that people have of
helps frame some important                 examples are the Kiwis Count survey,       government.
questions—What is the current 1.0          which looks at perceptions of the
state? What are the limitations of the     public service, and the annual Human       Change is happening now.
1.0 state? What are the drivers for the    Resource Capability survey of the
                                                                                      There are too many examples around
2.0 state? Finally, how do we get there?   government workforce.
                                                                                      the world to ignore. Oft-quoted
                                                                                      examples include New Zealand’s
Transparency 1.0                           Limitations of the 1.0 state               TheyWorkForYou and the UK’s
The people’s right to know is a central    There is always room for improvement.      FixMyStreet. Less well known but
pillar of democratic societies.            For example, the potential to better       equally powerful is Sami Ben
Transparency, which gives effect to        systematise the release of government      Gharbia’s campaign out of the
this right, is a critical element for      information and to improve the             Netherlands to highlight the issue of
building and maintaining trust in          operation of the Official Information      political prisoners in Tunisia. His
government. Effectively holding            Act has been identified.                   efforts include a Google map mashup
government accountable for services,                                                  of the semi-secret locations where the
                                           Notwithstanding the improvements           prisoners are being held with YouTube
decisions, and spending taxpayers’
                                           that can and should be made to the         videos and a blog.
money depends on transparency.
                                           current transparency regime, there are
Transparency 1.0 is underpinned by a       limitations inherent in the dynamic and
legislative framework. For example, in     mindset that Transparency 1.0
                                                                                      Getting to Transparency 2.0
New Zealand the Official Information       addresses. Either people ask for           Three things can facilitate
Act allows people, with very few           information and government responds        Transparency 2.0 and enhance public
exceptions, to get the information they    or the government makes it available       value.
want from ministers and government         under a legislative or good-practice
                                                                                      First, the default should be that all
organisations. Fiscal transparency is      imperative. The underlying assumption
                                                                                      non-personal data and information
mandated by the Public Finance Act         is one of inequality; a mindset of
                                                                                      held by government is publicly
and the Reserve Bank of New Zealand        opposing interests that requires a
                                                                                      available. This requires a huge shift in
Act.                                       watchdog.
                                                                                      attitudes and practices and is
Our robust transparency regime has         In this situation, transparency provides   therefore likely to be part of a larger
been internationally recognised. New       a vital check and balance dynamic.         renewal of the democratic fabric. It is
Zealand is joint first with Denmark and    However, Transparency 1.0 by its very      a worthy goal and even incremental
Sweden on Transparency                     nature cannot act as a major enabling      steps are welcome. The Scandinavian
International’s 2008 Corruption            lever that uses transparency’s             countries present good examples of
Perception Index (see                      potential to fundamentally transform       what can be achieved.
www.transparency.org). While the list      the relationship between people and
                                                                                      Second, data and information should
leaders have changed over the years,       government.
                                                                                      be freely available and usable. This
New Zealand remains near the top.
                                                                                      means it is easy to find; in open
This isn’t by resting on previous          Change drivers                             machine-readable formats; has
achievements but by actively working
                                           The easiest way to describe the            adequate metadata; licensing is
on openness, trust, and transparency.
                                           drivers of change is to point to the       standardised with no or minimal
The legislative framework is               emergence of Web 2.0. The average          constraints on reuse; pricing is
complemented by other measures,            person now has the capability --           reasonable (zero cost being the norm);
                                                                                                            Continued on next page...



16
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government
Transparency in Government

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Transparency in Government

  • 1. GSA Office of Citizen Services and Communications Intergovernmental Solutions Newsletter Transparency and Open Government Spring 2009 Transparency in Government . . . . . . . . . . . . . . . . .1 Transparency in Government Memorandum for the Heads of Executive By Darlene Meskell Departments and Agencies . . . . . . . . . . . . . . . . . .4 Director, Intergovernmental Solutions Recovery.gov Reveals Details GSA Office of Citizen Services and Communications of the Stimulus Spending . . . . . . . . . . . . . . . . . . . .5 Democratization of Data ewly elected President Barack Obama has taken bold steps to N Unfettered Access to Data Can Transform Government? . . . . . . . . . . . . . . . . .6 inaugurate an era of government openness and transparency. In Technology as a Game-Changer . . . . . . . . . . . . . .7 one of his first official acts, the President issued a Information as a Public Good . . . . . . . . . . . . . . . .9 Memorandum on Transparency and Open Government, affirming Citizen Views On Transparency . . . . . . . . . . . . . .11 his commitment to achieving an “unprecedented level of openness in government.” Making known his belief that transparency is a Practices at Work in Government fundamental responsibility of a democratic government, he called for the Texas Websites Improve Accountability . . . . . .13 creation of an Open Government Directive that would require agencies Georgia’s Commitment to Customer to reveal their inner workings and make their data public. Service and Good Government . . . . . . . . . . . . . .15 Transparency 2.0 . . . . . . . . . . . . . . . . . . . . . . . . . . .16 A commitment to government accountability is at the heart of this Measuring E-Government 2.0 . . . . . . . . . . . . . . . .17 message. By allowing citizens to “see through” its workings and E-discovery, Transparency investigate whether or not their leaders and organizations have met and Culture Change . . . . . . . . . . . . . . . . . . . . . . . .19 their expectations, the government brings the public into its inner circles AGA Opens the Doors of Government and empowers citizens to contribute to decision-making. As citizens to the Citizens . . . . . . . . . . . . . . . . . . . . . . . . . . . . .21 gain knowledge and understanding, their trust in government begins to Shedding Light on Corruption grow. India: Revolutionizing Land Records . . . . . . . . .23 Providing government data to citizens in a meaningful way will require a Fighting Corruption, While Building culture change, away from one where data are stored away for internal Energy Security . . . . . . . . . . . . . . . . . . . . . . . . . . . .26 purposes to one that looks broadly at how data can be made accessible Through a Glass, Darkly. What do we for re-use by the public. The federal website Recovery.gov Reveals mean by transparency in government? . . . . . . .28 Details of the Stimulus Spending on the $787 billion American Transparency in Government Begins Outside .29 Recovery and Reinvestment Act. It will put the data out in useable form The Collaborative Government so that people can slice, dice and mash it up to gain meaningful Beyond Transparency in Government . . . . . . . . .31 information about how government is working. Get Ready for Wiki-Government . . . . . . . . . . . . .33 These data feeds create opportunities to look at government programs Building the Digital Public Square . . . . . . . . . . .35 in new ways that could never have been imagined by the data collectors. Open Government Serves Citizens . . . . . . . . . .37 The District of Columbia’s Apps for Democracy Contest drew upon the public’s imagination to make D.C. data more useful to constituents. Under the leadership of then-CTO Vivek Kundra, the District sponsored a contest seeking creative applications that use D.C. government data. The results were astonishing. The 47 entries submitted to Apps for Democracy within only 30 days “produced more savings for the D.C. government than any other initiative,” according to Kundra, who has since been named federal CIO. Continued on next page... The Intergovernmental Solutions Newsletter is produced twice a year by the Intergovernmental Solutions Division, GSA Office of Citizens Services and Communications; Lisa Nelson, Editor. Send comments and suggestions to: lisa.nelson@gsa.gov.
  • 2. The president’s January 21, 2009, memo on transparency and open government viewed as a word cloud. http://www.wordle.net/ Making government data available is government’s need to look beyond local government is to provide just the beginning of the process. To transparency and accountability when citizens with timely, easy to reach the president’s goal, agencies delivering data to increase worker understand information on how their must solicit public feedback to productivity and citizen engagement. how their taxpayer dollars are being identify information of greatest use to Technology as a Game Changer spent. Texas Websites Improve the public, expanding citizen looks at the transformational Accountability describes the state’s participation in public policy possibilities of inviting greater three initiatives aimed at improving decision-making. It will bring a new participation and collaboration from government accounting, spending and wave of remarkable technological citizens. Information as a Public transparency. The State of Georgia’s applications that will have Good presents examples of Web- gateway to information and key government and citizens working based geospatial technologies that documents about how the state together in partnership. The resulting are leveraging government data as a spends tax dollars and other revenues network within which citizens and public good. The results of a survey is outlined in Georgia's their government can work together to conducted by Rutgers University on Commitment to Customer Service solve problems, will change the way the different dimensions regarding and Good Government. citizens and governments interact. what citizens are looking for in the New Zealand is moving strategically way of transparency are detailed in to use online tools to engage citizens Democratization of Data Citizens’ Views on Transparency. and learn their views on matters Information technology has made important to them. Online data available to everyone. This Practices at Work in Government communities are viewed as partners democratization of data unveils the Web 2.0 practices are changing public working to improve the quality of internal workings of government and services now. Governments are government in Transparency 2.0. sets in motion the wheels of providing citizens with extraordinary Recognizing the need for a new transformation. Unfettered Access tools that inform them and others approach in the maintenance of to Data that Can Transform with similar interests. One of the federal records, E-discovery, Government examines the fastest growing trends in state and Continued on next page... 2
  • 3. Transparency and Culture Openness and transparency are government using collaborative Change lays out a framework for necessary for effective government technologies. changes that will enhance access to oversight and accountability. The idea Even today, Open Government public documents. Current that transparency does not guarantee Serves Citizens, as Maryantonett methodology for measuring accountability is explored in Through Flumian, the founding head of Service eGovernment progress is nearing the a Glass, Darkly: What do we mean Canada illustrates, offering numerous end of its usefulness. Measuring E- by transparency in government? examples of transparent government Government 2.0 presents a new The need for government to tap into from the public and private sectors in benchmarking approach for the expertise of others and withstand the U.S. and around the world. measuring e-government’s return on public scrutiny is discussed in Following her lead, this newsletter investment. The Association of Transparency in Government offers more of the many stories of Government Accountants establishes Begins Outside. As U.S. Supreme how cooperation and innovative a baseline for understanding public Court Justice Louis Brandeis so aptly technology are being used to confront attitudes with regard to transparency put it “sunlight is the best the huge changes required to create and accountability in AGA Opens disinfectant.” an open and participative the Doors of Government to government. The range of subjects is Citizens. Collaborative Government just the tip of the iceberg, and shows The issues of culture and policy need how better communications—on all Shedding Light on Corruption to be addressed before major levels—must be a key priority for Increasing transparency and citizen progress can be made toward a truly government in the future. participation goes a long way toward collaborative government. President Obama’s January 21 open undermining the problem of Transparency in Government government memoradum calls for corruption. Transparency in the oil, speaks to theses challenges and the transparency, participation and gas and mining industry has been need to engage citizens to solve collaboration in government. These gaining traction over the last decade. today’s complex problems. Get three concepts have been underlying Fighting Corruption while Ready for Wiki-Government looks American democracy since the start, Building Energy Security looks at at the millennial generation’s use of but never have they been so central to the paradox of resource-rich countries social networks. This generation will a presidential vision. With advanced that are impoverished because of change the shape of America’s technologies and creative use of the corruption and conflict. In India, land governing processes to one where Internet, a commitment to open records are vital documents for both some decisions will be made by government will go a long way toward farmers and the government. They are crowds. giving the public control of the levers used to prove ownership and are of power, and encouraging Government in ancient Athens was required for numerous administrative widespread participation in the civic conducted in the public square. functions. India: Revolutionary life of the nation. I People met there to debate civic Land Records reveals the incredible issues and drive policy decisions. impact computerization of land Building the Digital Public Darlene Meskell is the Director, records has had on the livelihood of Square describes how the District of Intergovernmental Solutions, GSA. For small farmers. additional information contact Columbia is re-creating the public square to bring people closer to their lisa.nelson@gsa.gov 3
  • 4. Memorandum for the Heads of Executive Departments and Agencies SUBJECT: Transparency and Open Government y Administration is society, and public officials benefit M committed to creating an unprecedented level of openness in Government. We will from having access to that dispersed knowledge. Executive departments and agencies should offer Americans work together to ensure the public increased opportunities to trust and establish a system of participate in policymaking and to transparency, public participation, provide their Government with the and collaboration. Openness will benefits of their collective expertise strengthen our democracy and and information. Executive promote efficiency and effectiveness departments and agencies should in Government. also solicit public input on how we can increase and improve Government should be transparent. opportunities for public participation Transparency promotes in Government. accountability and provides information for citizens about what Government should be collaborative. their Government is doing. Collaboration actively engages Information maintained by the Americans in the work of their Federal Government is a national Government. Executive departments asset. My Administration will take and agencies should use innovative appropriate action, consistent with tools, methods, and systems to for an Open Government Directive, to be issued by the Director of OMB, Information maintained by the Federal that instructs executive departments and agencies to take specific actions Government is a national asset. implementing the principles set forth in this memorandum. The law and policy, to disclose cooperate among themselves, across independent agencies should comply information rapidly in forms that the all levels of Government, and with with the Open Government Directive. public can readily find and use. nonprofit organizations, businesses, Executive departments and agencies and individuals in the private sector. This memorandum is not intended to, should harness new technologies to Executive departments and agencies and does not, create any right or put information about their should solicit public feedback to benefit, substantive or procedural, operations and decisions online and assess and improve their level of enforceable at law or in equity by a readily available to the public. collaboration and to identify new party against the United States, its Executive departments and agencies opportunities for cooperation. departments, agencies, or entities, its should also solicit public feedback to officers, employees, or agents, or any I direct the Chief Technology Officer, other person. identify information of greatest use in coordination with the Director of to the public. This memorandum shall be published the Office of Management and Government should be participatory. Budget (OMB) and the Administrator in the Federal Register. I Public engagement enhances the of General Services, to coordinate Government’s effectiveness and the development by appropriate improves the quality of its decisions. executive departments and agencies, BARACK OBAMA Knowledge is widely dispersed in within 120 days, of recommendations 4
  • 5. Recovery.gov Reveals Details States were also expected to create their own Recovery Act pages providing data and information from, and links to, of the Stimulus Spending every participating state agency, locality and municipality in the state. The states’ certifications and their By John R. Murphy recovery pages are linked to a state Deputy Program Manager Recovery.gov section of Recovery.gov.This map shows Recovery.gov’s links to state sites at the beginning of April 2009. ecovery.gov is the government generate information about the flow of R website created by the American Recovery and Reinvestment Act (Recovery Act) to track $787 billion in the stimulus funds. The website will allow users to track where the money is going, search by Additional information will be posted on and linked to Recovery.gov as the multi-year spending program is implemented. Over time, it will federal funds Congress appropriated to demonstrate the impact of state or Congressional district, look up stimulate the economy. It is introduced transparency in government as citizens names of Federal contractors or other on the home page: use it increasingly to build their own recipients of Federal dollars, and send The Recovery Act “provides for in comments, thoughts, ideas, understanding of how their taxpayer unprecedented levels of transparency questions, and responses to anything dollars are being spent. and accountability so that you will be on the site. Recovery.gov is overseen by the able to know how, when, and where your Recovery Accountability and Recovery.gov also features different tax dollars are being spent. … This Transparency Board, which reports to federal programs, updated information website, Recovery.gov, will be the main the Vice President and is responsible about news related to the stimulus vehicle to provide each and every citizen for ensuring that federal agencies are program, and links to related web with the ability to monitor the progress transparent and accountable in pages.The screen shot is an early of the recovery.” reporting and spending Recovery Act version of the home page. All federal agencies will post funds.The Board is composed of 11 For the most part, Recovery Act funds inspectors general for federal agencies, information to Recovery.gov about the are funneled through state and local led by Earl Devaney of the Department sources, recipients and use of governments, which manage citizen- of the Interior.The website is managed expenditures under the Recovery Act, facing programs. State governors were by the U.S. General Services to make it easy for citizens to follow given 45 days after the law was signed Administration. I and understand the impact of the to claim the funds allocated for their stimulus legislation. Live data feeds to states by certifying that they would the site will provide raw data that can For further information about the website “request and use” the funds to create be re-used in graphic presentations or and the distribution of Recovery Act funds, jobs and promote economic growth. go to www.recovery.gov. in combination with other data to 5
  • 6. Democratization of Data Unfettered Access to Data CanTransform Government By W. David Stephenson Principal Stephenson Strategies hen SEC Chairman W Christopher Cox announced in December that, beginning on a phased-in basis this year, corporate reports to the SEC must be filed with XBRL tags so the data would be interactive, he held up a hand-typed SEC report. It was the kind was common during my childhood many years ago, and, Cox said, “When it was published, this was a useful report.” Back then, gathering and disseminating data was a long and labor-intensive process, so perhaps it was justifiable that data only had to be reported infrequently and only a select few agency leaders had access transparency, however, is to ignore • Made available externally in forms to it. Unavoidable delays in some of their more creative uses. that enable civic groups, distributing data made it better for Instead, we need to think of entrepreneurs and individuals to recording past mistakes than guiding “democratizing data,” creating a become “co-creators” with daily decisions. seamless, continuous data loop in government, integrating into Today, it is technologically possible to which data is: applications, services, and even have a continuous cycle of data • Collected in data bases and businesses can use to improve civic in/data out. There is no longer warehouses life and individuals’ lives. justification for withholding data Whether it’s public companies that (unless there are overriding security • Structured (using “tags” such as XML and KML) so that it can easily now must meet the new SEC and privacy issues) from anyone who regulations or agencies that must legitimately needs it. Today, a “useful” be queried and seamlessly shared comply with Coburn-Obama, the major report is a real-time report. between various systems cost involved is cleaning up and To date, most have focused on access • Automatically syndicated so that it structuring the data by adding on the to this data for transparency (for is available when and where it is “tags.” Once tagged, data can be used example, the Coburn-Obama Federal needed, and, ideally, on a real-time and shared anywhere and the time and Funding Accountability and basis money spent on adding new uses is Transparency Act of 2006), so that the • Made available to all workers who negligible. public, watchdog groups and the need it, in forms they can use to That portends an exciting media can scrutinize it. That is manage their work and collaborate transformation for government important particularly in light of the with others workers. Many will get access to real- controversy about how the first round time, location-based information that of money in the financial bailout was • Made available externally so that watchdog groups can analyze it, as a can really help them do their jobs (or wasn’t!) spent. better, especially if they also have means to restore public confidence To look at data feeds just for in government’s integrity. access to data visualization tools (the Continued on next page... 6
  • 7. private sector Many Eyes and Swivel assigned a different color rectangle. In less than a month, 47 usable sites are good examples) that will help City blocks where multiple indicators applications were created, ranging them interpret, make sense of, and are present (and which are at higher from do-it-yourself walking historical share the data. risk of serious socio-economic tours using an iPhone to a “We the problems) are immediately obvious to People” transparency & accountability The District of Columbia used such an users. Because these seven sets of wiki to help the public track D.C. approach with a high-priority program data are typically created by different spending. The crowdsourcing to deliver more than 6,000 PCs to agencies, it is highly unlikely that they phenomenon offers access to data and public school classrooms. The team were shared in the past. Agencies that free rein to a wide range of people with charged with executing the project had might have previously treated differing interests and expertise. access to the District’s GIS systems, symptoms of decay in isolation can BTW: I wonder which agency will be and created custom Google Maps now see which blocks must be the first to sponsor an internal “Apps allowing them to deliver and install all addressed first and work together, for Democracy” contest that allows its of the PCs in only 7 weeks. An earlier reducing the cost and increasing their employees, no matter whether they’re plan, without the data-sharing tools, effectiveness. in IT or not, to design a widget or other had estimated the project would take a application that would help their co- year. Finally, democratizing data can workers! facilitate an uncharted area of Another example of how real-time government innovation, in which the Why stop with accountability if the access to actionable data can public takes structured data feeds and same mechanism that makes possible transform government was pointed out creates new computer applications automatic delivery of structured data by the Neighborhood Knowledge LA that provide real service to the public. can also help government workers be (NKLA) project, a collaboration The District of Columbia was again more productive and even involve between UCLA and neighborhood the pioneer in this regard, with its citizens in designing innovative groups. They used the Center for “Apps for Democracy” contest in 2008. applications to supplement traditional Neighborhood Technology’s Design firms and individuals were governmental services. I’d call that “Neighborhood Early Warning invited to use one or more of the more Transparency Plus. I System,” which looks at seven than 260 different data feeds in the indicators of neighborhood decline, “Citywide Data Warehouse” to drive W. David Stephenson is an e-gov and Web such as code violations and/or applications that would increase 2.0 consultant and theorist. He is the lead property taxes in arrears. NKLA’s site transparency or enable public use of author of the forthcoming Democratizing plots the information on city maps, Data. the data. with each of the seven factors Technology as a Game-Changer proposed a “contracts and influence database” that publicizes how much money federal contractors receive, how much they spend on lobbying, By Darrell M. West Vice President and Director of Governance Studies and how effectively they fulfill Brookings Institution government contracts. Improving transparency through online information will be a great boon to researchers, reporters, and ordinary he goal of electronic transforms the culture, organization, T citizens, and make it easier to follow government is not just to and functioning of government. the government money trail. substitute one delivery system During the campaign, candidate for another. If people go online and Barack Obama pledged to put Digital technology represents a way print out a report instead of calling up detailed public sector information for government to become more the Food and Drug Administration, online and make it searchable. He transparent and pro-active in dealing that is not a major system stated that he wanted to create “a with citizens and businesses. Many transformation. It doesn’t change how centralized Internet database of government agencies today are government functions or how officials lobbying reports, ethics records and reactive in nature. They wait for think about their mission. campaign finance filings in a people to request information or searchable, sortable and services. However, the Internet Rather, it is important to think of allows government agencies to downloadable format.” In addition, he technology as a “game-changer” that customize information and push Continued on next page... 7
  • 8. material out to people. On some Digital tools offer the potential to domestic agenda (health care government websites, you can involve more people in decision- reform). register as having interests in making. Before President Obama There are 13 million email addresses particular subjects. Let’s say you are a signs legislation, he plans to wait five in the Obama campaign database. soybean farmer in Iowa and have days to allow for public comments. After the election, the campaign sent registered that interest with the U.S. People will be able to go to a website a survey to each of these, asking for Department of Agriculture website. and say,”Yes, you should sign this zip code, phone number, issue When new research comes out of bill” or”No, you shouldn’t, and these interests (such as gay rights, Iowa State University on soybeans, or are the reasons why you shouldn’t.” In disability, health care, or education), market conditions change, the same vein, the Environmental and willingness to contact public government agencies can email Protection Agency has been using e- officials. It is obvious what Obama is reports to those people and say here rulemaking on proposed federal going to do with this information. is something you should know about. regulations to broaden citizen When tough votes come before It brings a different mentality to participation in government. The Congress, he is going to ask government and puts agencies in the Brookings Press is publishing a book supporters to contact legislators in mold of helping people where they entitled Wiki-Government by Beth same way President Reagan did in want to be helped. You can envision Noveck formerly a professor at New 1981 with letters and phone calls similar applications in health care, York Law School, and now in the when he wanted to pass his landmark It is important to think of technology as a “game-changer” that transforms the culture, organization, and functioning of government. tax cut legislation. Electronic education, climate change, and Office of Science and Technology technology will allow Obama to variety of other areas. If someone Policy at the White House. It is terrific harness his grass roots movement to attends a public school in Cleveland, research on how governments can further his political objectives. Ohio, local education officials can harness the power of collective notify parents of important knowledge in decision-making. She When you add all these things developments affecting that school. proposes that agencies such as the together, Obama has the potential to Hospitals can target people Patent and Trademark Office set up use technology to improve interested in staying up-to-date on wikis in which people can comment government transparency and diabetes treatments by sending them on proposed patents and help reinvigorate democracy. His most material on new research in the area. authorities decide what truly is new. important challenge, though, will be public and media cynicism. Public Information technology provides The digital revolution gives political trust in government is at an all-time feedback on how agencies are doing. leaders a way to bring outside low. When people are cynical, they I visited China a couple of years ago pressure to bear on Congress and don’t believe anyone really is going to as part of a technology delegation. thereby help break the partisan make a difference. But if Obama can Going through passport control when gridlock that has plagued our national maintain the sense of hope, he will we landed at the Beijing Airport, I government for years. There has been become our first truly digital noticed an electronic device that inaction on leading issues such as president. I asked me to rate the performance of health care, Social Security, climate the passport officer on a 1 to 4 scale. change, and immigration. President This represented an innovative Obama has substantial Democratic Darrell M. West is Vice President and example of introducing transparency majorities in the House and Senate, Director of Governance Studies at the Brookings Institution. He is the author of and accountability into the system. If but he should remember that Digital Government: Technology and there is a spike upward in complaints Presidents Jimmy Carter and Bill Public Sector Service and previously was about a particular official or specific Clinton had the same thing early in the Director of the Taubman Center for agency, administrators know there is each of their administrations. Neither Public Policy at Brown University. For a problem and this feedback provides of those Democratic presidents was additional information contact an opportunity to address inadequate able to get much passed and Clinton dwest@brookings.edu. performance. was not able to get Congress to take a single vote on the centerpiece of his 8
  • 9. Information as a Public Good By Sean Gorman, PhD CEO and Founder FortiusOne Introduction asking agencies to share with citizens with companies and non-profits can be viewed as a public good. If the taking open government data and The new administration has made EPA makes information on the creating sophisticated technology and transparent and open government a location of toxic dumping available, services around them. A stellar top priority. As part of this mission, and I use that data to inform my example of this is the phenomenal agencies are encouraged to “harness neighborhood of hazards, I have not growth of Web-based geospatial new technologies to put information inhibited anyone else from using the technologies – often called the about their operations and decisions data for other purposes. There is a GeoWeb. Google Earth uses data online and readily available to the societal benefit to making information from NASA, NOAA, U.S. Navy, public.” Further, agencies are asked open and available to the public. National Geo-spatial-Intelligence to view information as a “national Agency and other government asset” to be shared with the citizens. This concept is not new, but if we agencies to create the virtual I would contend that the information connect the idea to technology there panoramas of our planet. The government can make information available as reports, maps and charts, but it can also make it available as data. President Obama is asking is the opportunity to create even EveryBlock government to share with citizens is a greater benefits beyond transparency. Another innovative example is public good. If we view information The government can make Everyblock, a web application that as a public good then there is the information available as reports, combines metropolitan data like opportunity to not only create maps and charts, but it can also make crime, road construction, building transparency but also save it available as data. Specifically, permits, and sanitation violations government resources and money government can provide the raw statistics and makes information while stimulating the economy. First source data that is the foundation for easily accessible to the public for we need to clearly define the meaning reports and statistics. The first consumption. The image below shows of 'public good.' benefit of this approach is that it the results for recent crimes in the provides greater transparency of Federal Triangle neighborhood of Information as a Public Good government. Any individual or group Washington D.C. would be able to check the validity of In economics the concept of a “public statistics and conclusions drawn from In both instances open public data is good” describes a situation in which information produced by the being made available to the public in the consumption of a good or service government. This provides another an attractive and consumable form. by one individual does not reduce avenue for citizens to participate and Not only do these applications make availability of the good or service for collaborate with government. the data more transparent, they have others; therefore no one can be also fueled innovation and business excluded from using it. A classic The GeoWeb as a Use Case creation. example of a public good is a lighthouse. All ships benefit from the From a technology perspective, open data has the positive externality of Apps for Democracy lighthouse, and if more ships benefit from the lighthouse that does not creating opportunities for citizens and Vivek Kundra, the former D.C. CTO adversely affect the community of “the market” to innovate with the has leveraged the combination of ships. As opposed to an apple which data. If the government can provide open government data with the is a finite resource. If I take a bite of well-organized data in common technology community to great the apple, there is less of the apple for formats, then technology and services success. He made D.C. government you. From this perspective, the can be built on top of the data. There data open to the public in common information President Obama is has been enormous success already formats then ran a contest, “Apps for Continued on next page... 9
  • 10. Democracy,” for developers to create contributors and 800 million data receiving higher quality data in return, innovative applications with the data. points. When OpenStreetMap came and arguably the data has driven This contest resulted in the to the United States, the Census production of technology applications development and submission of 47 Bureau’s TIGER line street data were that the government would have applications. The D.C. CTO’s office already available in the public domain. contracted for. Further, the estimated that the cost of having the This provided a huge jump-start for government has created an economic D.C. government develop these apps OpenStreetMap and the team quickly stimulus by providing data around would have exceeded $2 million and began updating and correcting errors which business can be built. Of required 1-2 years of effort between in the data. special significance is the innovation- contracting, procurement and based economic stimulus for small Now there is a resource with updated development. The contest cost a total and medium sized businesses, which and more accurate TIGER data of $50,000 and was delivered in 30 are the backbone of America’s job available for the public. This cost days. Not only did Kundra’s efforts creation engine. Most importantly, Census no additional resources and enable more transparency around these projects and the approaches no additional budget. In addition, the D.C. Government, they also saved the outlined serve the purpose of making data made available by city a substantial amount of money. government more transparent and OpenStreetMap has provided the inviting greater participation and foundation for several technology OpenStreetMap collaboration. Each of these examples start-ups creating new jobs and built a community around the data The benefits to government of making innovation in the marketplace. that is passionate about both its data public do not stop with saving accuracy and application. We have a money. In the United Kingdom, much Conclusion collective opportunity to promote of the data produced by the change that will revitalize the All four examples; Google Earth, government is sold for a fee. This is economy and society, and this is one EveryBlock, Apps for Democracy and especially true in the case of path that will get us closer to those OpenStreetMap, demonstrate the geospatial data, where the Ordinance lofty goals. I potential of leveraging government Survey charges large sums of money data as a public good. The public has for a variety of geospatial data. This greatly benefited from the Sean Gorman founded FortiusOne in 2005 led to the creation of a non-profit technologies built around the data, to bring advanced geospatial technologies project called OpenStreetMaps, to market. For further information, contact and the use of the data has not where volunteers use consumer GPS sean.gorman@fortiusone.com, removed value from the government. units and Web software to map out 703.247.9280 or elarson@fortiusone.com, In fact the government has gained – street infrastructure. The project has 703.622.4878. saving money, saving resources, gone global with more than 80,000 10
  • 11. Citizen Views OnTransparency By Suzanne J. Piotrowski and Gregg Van Ryzin Rutgers University - Newark he proper balance between Research Method there are several dimensions to the T governmental secrecy and open government is at the forefront of contemporary public debate. The data for our analysis come from an online survey conducted in March 2005 of participants in the public’s demand for transparency, including fiscal, safety, and government concerns, and principled Intuitively, it seems individuals differ openness. Age, political ideology, in their level of demand for eTownPanel project, an opt-in e-mail confidence in government leaders, governmental transparency. panel of approximately 6,044 active frequency of contacting government, Governmental transparency is the participants (at the time of the study). and especially the perception that degree to which there is access to The eTownPanel project is a there is currently not enough access government-held information. Some university-affiliated, foundation- to government appear to drive the feel strongly about the need to access funded online research resource public’s demand for transparency, government information and to learn created to provide a general although determinants differ for each more about what government is doing, population of volunteers to dimension. Some, although not all, of whereas others are less interested. participate in surveys about local these factors also predict citizens’ Those who view government as already adequately open demand less transparency, whereas those who see government as closed seek more. Moreover, people differ in terms of the community issues and government actual requests for government kinds of government information they performance, in particular surveys information. seek to access. Using data from a sponsored by local nonprofit organizations, government agencies, Our analysis reveals some insights on national online survey, we develop and academic researchers. Volunteers the structure and possible several indices to measure citizens’ are recruited from various online determinants of public demand for demand for local governmental postings and e-mail lists and are not a transparency at the local level. There transparency and to identify its random sample of the U.S. population. appear to be potentially different correlates. Invitations were sent via e-mail to the dimensions to the public’s demand for Two initial questions are addressed in entire panel, and a total of 1,819 governmental transparency, this study: (a) How can we measure completed the questionnaire, for a dimensions related to public finances, citizens’ desire or demand for panel response rate of 30percent. safety, the principle of open governmental transparency, and government, and the notion of good or specifically, are there different The survey asked a large number of honest government. In addition, our dimensions to such a demand? and questions about transparency in analysis suggests several key (b) What personal and contextual government, as well as questions determinants of these various forms factors are correlated with variation about other attitudes and behaviors of public demand for transparency. in the level of demand for that were hypothesized to be potential Perhaps the public’s perception of governmental transparency? We focus correlates or determinants of the how much openness currently exists on local government transparency demand for transparency. We in government emerges as a because citizens have a more direct conducted an exploratory factor significant factor across the various stake in local issues (like crime and analysis to reduce the transparency measures of demand for transparency. land use) and because the data for items and to create scales. Those who view government as our research, explained more fully already adequately open demand less below, come from a survey research Findings transparency, whereas those who see project focused on local government The data and analysis suggest that government as closed seek more. affairs. People who are politically engaged Continued on next page... 11
  • 12. and who frequently contact Finally, a number of potential these issues to either confirm or government also tend to demand predictors we expected to be related disprove the expected relationships. more transparency. to the demand for transparency failed This research begins to develop a way to enter significantly into our models. The trust-in-government literature of measuring dimensions of the Although past literature identifies has found that there is a relationship public’s demand for transparency, and race as related to trust in government between trust in government and the some of the determinants of these and satisfaction with government perception that democracy is dimensions. Because no previous services, race was not related to “working well.” In three of the five research has attempted to measure attitudes toward transparency. Race scales, confidence in local officials these concepts, this study should be was, however, related to the behavior had a statistically significant, seen as providing an exploratory, of obtaining government documents. negative relationship to demand for empirical foundation for future work People who are politically engaged and who frequently contact government also tend to demand more transparency. transparency. The more confidence Conclusions on the topic. The results presented citizens have in their local officials, provide both predicted and surprising the less they are interested in fiscal, Our questionnaire focused almost results. More thought and attention principled, and good government exclusively on the municipal needs to be turned to this topic to transparency. Senator John Cornyn of government level. This is appropriate better understand the link between Texas stated that “open government because individuals have so much of demand for transparency and its is fundamentally an American issue, their government contact at the local potential correlates. I not a Republican or Democrat issue.” level. Even with this is mind, it is Using party affiliation as a proxy for possible that national-level issues This is based on a research article titled ideology, Republican Cornyn is half affect individuals’ demand for “Citizen Attitudes Toward Transparency in right. Self-identified conservatives transparency of local-level Local Government” published in the in The and liberals were both interested in documents, the most obvious of which American Review of Public transparency, just different types of are national defense and homeland Administration (2007; volume 37 No.3 transparency. Although conservatives security. A question, or series of p306-323). Suzanne Piotrowski and Gregg questions, ascertaining respondents’ Van Ryzin are both faculty members of the questioned the need for transparency School of Public Affairs and Administration more than liberals, they also were views on these topics could be at Rutgers University-Newark. For more concerned than liberals about included in future research. The additional information contact accessing safety-related information. perceived high cost of governmental spiotrow@rutgers.edu and Self-identified liberals, on the other transparency and the desire for vanryzin@rutgers.edu. hand, were more concerned with personal privacy are two possible accessing government information on reasons why individuals may want principle and for good governance less transparency. Future research concerns. should include questions that address 12
  • 13. Practices at Work in Government Texas Websites Improve Accountability By Susan Combs Comptroller State of Texas n the Texas State Comptroller’s In 2007, the Texas Legislature asked contracts, individual purchasers can I Office, we continuously pore over budgets in keeping the books for our agency and the State of Texas as a the Comptroller’s office to create an advisory council with other state agencies to examine uniform financial leverage the state of state’s bulk buying power to receive lower prices. Our office expects Texas to save at whole — a large task, and one that accounting in state government. least $28 million in phase one of Texas should be open to scrutiny. By my Today, Texas state agencies use many Smart Buy. The savings and cost- fourth day as Comptroller, we sets of books with sometimes avoidance represent more than published all of our agency conflicting accounting data. Any 8percent of state spending for certain expenditures online, right down to the given agency might use its own goods and services. Already, Texas pencils. And thanks to our Where the bookkeeping methods and codes for has identified these savings and cost Money Goes website, our tracking and classifying items, a avoidances: expenditures and those of other state recipe for duplication that can make agencies are available and easily • Overnight/express mail — the state accurate statewide bookkeeping an searchable online. saved 34percent, or $3.8 million, enormous challenge. With the Single In these tough economic times, all Set of Books Initiative, our office will and awarded a significant portion taxpayers — at the city, county, state work with agencies to present a report of this contract to a Texas-based and federal levels — deserve to know to the Legislature on ways that state vendor. their tax dollars are used wisely. Just accounting systems and processes • Outgoing mail machines — the as working families must cut can be made more accurate and state saved 20percent, or $876,000, expenses and look for ways to save, useful in decision-making. by negotiating a new contract with all governments must tighten their a long-time vendor. Uniform financial reporting across all belts and make the most of every state agencies and higher education • Fleet —the state expects to save $7 dollar. institutions will shine the brightest million on fleet vehicles through Our office endeavors to do its part in light on the state’s finances and allow contract negotiations. Also, for the improving Texas government state leaders to obtain real-time, first time, the state will look beyond transparency, and some of our reliable information to make well- the sticker price to consider the initiatives may stand as templates for informed decisions. cost of fueling vehicles for 100,000 other governments in crafting miles. transparency initiatives. Taking a Second Initiative: common-sense approach to the issue, As one of the largest purchasing Texas Smart Buy entities in the nation, our state is we recently introduced Open Book Texas, a three-part set of initiatives Transparency helps spotlight making that leverage work for us. For aimed at improving government spending inefficiencies after the fact, years, families have used strategies accounting accuracy, spending and and our office also works to make like buying in bulk to save money, and transparency. Texas state government a better it makes sense for governments to shopper from the outset. That is have the same option. First Initiative: where Texas Smart Buy helps. Single Set of Books The initiative gives agencies and Third Initiative: local governments access to an online Texas Transparency Check-Up To shine more light on state agency shopping cart — much like shopping With the rollout of a new website, bookkeeping, beyond our Where the at popular online retailers — that Texas Transparency Check-Up, our Money Goes online expenditure allows them to purchase goods and office expands on previous online database, we are pursuing an services through state-negotiated accountability efforts and encourages initiative to introduce more uniformity contracts. By purchasing from those transparency at all levels of Texas in Texas government accounting. Continued on next page... 13
  • 14. government finance. The website public. Transparency and wise spending are offers transparency guidance to local important during the best of times and The website highlights local governments and provides Texans an absolutely essential in an uncertain government success stories, provides opportunity to see how well their local economy where there are no dollars to links to exemplary local government governments stack up in offering waste. To operate with the utmost websites and gives taxpayers tips to online access to financial information. integrity, all governments should ensure that their government is open show the same common sense, In implementing this initiative, we and accountable. resourcefulness and thrift when researched the financial transparency When you know what you are spending money as taxpayers. I of the top 50 Texas cities, Texas spending, you know how to spend counties, school districts and other better. Our office is committed to Susan Combs was elected Texas local entities. Texas Transparency seeing that philosophy spread to Comptroller of Public Accounts in Check-Up reveals the results. The site every level of government. In the age November of 2006. For an in-depth look at also offers local governments step- Open Book Texas initiatives, visit of the Internet, there is seldom a by-step advice for posting information www.window.state.tx.us/openbook. reason to not publish public online and presenting it in a way that information online. is readable and understandable to the 14
  • 15. Georgia’s Commitment to Customer Service and Good Government By the Georgia Governor’s Office of Communications and the Georgia Secretary of State’s Office of Media Relations eorgia elected officials show a the website allows you to find Government initiative. Georgians can G commitment to government transparency and high ethical standards through the use of professional services expenditures made by state organizations. Open Georgia also includes financial reports access her agency’s budget and monthly expenditures, with detailed information on spending categories. technology. Through the Open Georgia containing the Comprehensive Annual The Secretary of State’s website website (www.open.georgia.gov) and Financial Report, budgetary highlights the agency’s ethics policy the Secretary of State’s Transparency compliance reports, the Budget in and Secretary Handel’s personal and in Government website Brief and single audits. The site allows campaign financial disclosures. (http://www.sos.georgia.gov/TIG), Georgians to review payments to “Responsible fiscal management citizens have direct access to detailed vendors doing business with the state begins with a commitment to accounts of government spending. during the two previous fiscal years. transparency and accountability,” She The Open Georgia site was created by The website also allows citizens to said. “Georgia taxpayers deserve to the Transparency in Government Act search for reports that evaluate how know how their tax dollars are being and formally launched on January 5, well various state programs are spent, and I am pleased to provide 2009. operating, including performance them with that information.” audits, program evaluations, and “The Open Georgia website makes In addition to these new tools, Georgia special examinations released by the state government more transparent to lawmakers continue to look for Department of Audits and Accounts its customer, the taxpayer,” said additional ways to make public over the last five years. In 2010, it will Georgia Governor Sonny Perdue at the information easily accessible. Rep. Ed be expanded to include grant and time. “By being willing to further open Lindsey introduced legislation in the contact payments to vendors by state the halls of government to the public, 2009 session of the General Assembly agencies. we give citizens more confidence that that would require counties, cities and their tax dollars are being spent There are numerous ways to search for school boards with budgets over $1 wisely.” salary and vendor information. Users million to develop a free, searchable can search by name, title, description website that would include all sources “We have taken a major step towards and agency and export search results of revenue, itemized by amount; the fully open and easily accessible to Microsoft Excel or Adobe .pdf entity’s annual budget; a list of all accounting of how every state tax formats. contracts and obligations of more than dollar is spent,” said its sponsor State $1,000; and an itemization of salaries Senator Chip Roberts. “The very best To ensure that the website is able to and other expenses paid to all public way to prevent wasteful government carry out its mission the state has officials and employees. spending is to let those paying the bills trained operators at its main phone see exactly where their money is number, 1-800-GEORGIA, to direct Georgia officials know government going.” citizens to a specific web address or to functions best when it is made answer detailed questions about the accountable to the citizens who fund it. Open Georgia allows citizens online state’s performance. The commitment Georgia’s dedication to making access to agency expenditures on to provide further details on spending information easily accessible professional services, employee is part of a larger commitment from the demonstrates that the state continues salaries and travel expenses, state state to make government more to lead the way in truly becoming a financial reports and program reviews. customer-friendly. citizen-friendly government. I In the Salaries and Travel Reimbursements section, the public Georgia Secretary of State Karen can find salaries and travel Handel has demonstrated a For additional information, please contact reimbursements paid to employees of commitment to government the Georgia Governor’s Office of Communications at 404-651-7774, or the the state and employees of local transparency, ethics and responsible Georgia Secretary of State’s Office of Media boards of education. The “professional stewardship of taxpayer dollars Relations at 404-656-4269. Services and Expenditure” section of through her agency’s Transparency in 15
  • 16. Transparency 2.0 processing power, tools, bandwidth, and mobile computing -- that was previously only available to large organisations and governments. By Laurence Millar Deputy Commissioner and Government CIO Futurists point to non-linear change State Services Commission which means that people’s capabilities New Zealand will only accelerate. The Web has gone from read-only to read-write. The 2.0 dynamic is very hanks to the popularity of the mostly by individual agencies. The different from the 1.0 state. People are T term Web 2.0, the suffix ‘2.0’ is being applied to just about anything. However, there is one benefit State Services Commission, in its leadership role of the State Services, provides information and metrics at an treated as partners, equals in pursuit of shared outcomes and common goals. In turn, this is driving the from this indiscriminate labelling. It all-of-government level. Two notable expectations that people have of helps frame some important examples are the Kiwis Count survey, government. questions—What is the current 1.0 which looks at perceptions of the state? What are the limitations of the public service, and the annual Human Change is happening now. 1.0 state? What are the drivers for the Resource Capability survey of the There are too many examples around 2.0 state? Finally, how do we get there? government workforce. the world to ignore. Oft-quoted examples include New Zealand’s Transparency 1.0 Limitations of the 1.0 state TheyWorkForYou and the UK’s The people’s right to know is a central There is always room for improvement. FixMyStreet. Less well known but pillar of democratic societies. For example, the potential to better equally powerful is Sami Ben Transparency, which gives effect to systematise the release of government Gharbia’s campaign out of the this right, is a critical element for information and to improve the Netherlands to highlight the issue of building and maintaining trust in operation of the Official Information political prisoners in Tunisia. His government. Effectively holding Act has been identified. efforts include a Google map mashup government accountable for services, of the semi-secret locations where the Notwithstanding the improvements prisoners are being held with YouTube decisions, and spending taxpayers’ that can and should be made to the videos and a blog. money depends on transparency. current transparency regime, there are Transparency 1.0 is underpinned by a limitations inherent in the dynamic and legislative framework. For example, in mindset that Transparency 1.0 Getting to Transparency 2.0 New Zealand the Official Information addresses. Either people ask for Three things can facilitate Act allows people, with very few information and government responds Transparency 2.0 and enhance public exceptions, to get the information they or the government makes it available value. want from ministers and government under a legislative or good-practice First, the default should be that all organisations. Fiscal transparency is imperative. The underlying assumption non-personal data and information mandated by the Public Finance Act is one of inequality; a mindset of held by government is publicly and the Reserve Bank of New Zealand opposing interests that requires a available. This requires a huge shift in Act. watchdog. attitudes and practices and is Our robust transparency regime has In this situation, transparency provides therefore likely to be part of a larger been internationally recognised. New a vital check and balance dynamic. renewal of the democratic fabric. It is Zealand is joint first with Denmark and However, Transparency 1.0 by its very a worthy goal and even incremental Sweden on Transparency nature cannot act as a major enabling steps are welcome. The Scandinavian International’s 2008 Corruption lever that uses transparency’s countries present good examples of Perception Index (see potential to fundamentally transform what can be achieved. www.transparency.org). While the list the relationship between people and Second, data and information should leaders have changed over the years, government. be freely available and usable. This New Zealand remains near the top. means it is easy to find; in open This isn’t by resting on previous Change drivers machine-readable formats; has achievements but by actively working The easiest way to describe the adequate metadata; licensing is on openness, trust, and transparency. drivers of change is to point to the standardised with no or minimal The legislative framework is emergence of Web 2.0. The average constraints on reuse; pricing is complemented by other measures, person now has the capability -- reasonable (zero cost being the norm); Continued on next page... 16