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International Journal of Technical Research and Applications e-ISSN: 2320-8163, 
www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 
5 | P a g e 
A REVIEW ON EFFECT OF 
PREHEATING AND/OR POST WELD 
HEAT TREATMENT (PWHT) ON HARDENED 
STEEL 
Som Dutt Sharma#, Rati saluja* , K M Moeed** 
#Mechanical Engineering Department, Integral University, 
Kursi Road, Lucknow 
*Mechanical Engineering Department 
Goel Institute of Engineering and Technology 
Abstract— Most of the welding of steel is fabrication and repair 
welding. Following a welding operation, the cooling and contracting of 
the weld metal cause stresses to be set up in the weld and in adjacent 
parts of the weldment which results to cracking and embrittlement in 
steel welds.The best way to minimize above difficulties is to reduce the 
heating and cooling rate of the parent metal and HAZ. Pre heating 
and/or Post heating have been widely employed in welding operation for 
preventing cold cracking. This paper presents the effect of preheating 
and/or PWHT on maximum HAZ hardness, cold cracking susceptibility 
and residual stresses of various hardened steel types. 
Keywords— Carbon Equivalent (CE); Heat-affected zone (HAZ); 
Weld metal (WM); Microstructure; Post Weld Heat Treatment 
(PWHT); Hardened Steel; 
I. INTRODUCTION 
Steels containing excessive carbon exhibit increased 
strength and hardenability and decreased weldability [1]. Q. 
Xue et al stated When High carbon steel is welded, it is 
heated; the micro structure of heated portion is different from 
that of the base metal and is described as the Heat Affected 
Zone (HAZ) [2]. Rapid heating and cooling take place 
throughout welding, which generate severe thermal cycle near 
weld line region. Non uniform heating and cooling in the 
material, due to thermal cycle cause thus generating harder 
heat affected zone, residual stress and cold cracking 
inclination in the weld metal and parent metal as shown in 
figure 1 [3]. 
Residual stresses usually result from differential heating 
and cooling are very Harmful for weld [4]. Contraction of 
weld metal along the length of the weld is to a degree 
prevented by the large adjacent body of cold metal. Therefore 
residual tensile stresses are set up along the weld. The 
properties of welds often cause more problem than the parent 
metal properties, and in many cases they govern the overall 
performance of the structure [5]. 
To get rid of these problems some heat treatment before 
welding (Preheating) and after welding, Post Weld Heat 
Treatments (PWHT) are employed. Effective preheat and post 
heat are the primary means by which acceptable heat affected 
zone properties and minimum potential for hydrogen induced 
cracking are produced. 
Fig. 1 Schematic illustrations of the various single-pass HAZ regions with 
reference to the Iron-carbon equilibrium diagram [6]. 
II. FUNDAMENTALS OF PRE HEATING 
The heating of metal to some predetermined temperature 
before actual welding is preheating. The purpose of the 
preheating is to influence the cooling behavior after welding 
so that shrinkage stresses will be lower and cooling rate will 
be milder [5]. Pre-heating makes the metal more receptive to 
welding. The minimum preheating temperature to be assured 
to avoid cracking depends on the following factors: 
 Carbon equivalent expressing carbon 
 Condition of base metal prior to welding, 
 Thickness of base material,
International Journal of Technical Research and Applications e-ISSN: 2320-8163, 
www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 
6 | P a g e 
 Constraint level, 
 Hydrogen available risk. 
Usually, a hard microstructure is produced in heat affected 
zone (HAZ) due to rapid heating and cooling, characteristics 
of welding. The hard micro structure of the HAZ is one factor 
responsible for the property deterioration of welds. The heat-affected 
zone (HAZ), which is cooled at different rates and 
includes different regions of microstructure, is often 
considered the source of failure in a welded joint as shown in 
figure [6]. A simple method is available to determine if 
preheat is required in welding a steel. 
The hardenability of steel is approximately related to its 
carbon content plus the content of certain other alloying 
elements. An indication of the hardenability, called a “carbon 
equivalent” also known as CEV, can be calculated as follows 
[7]: 
CEV = % C + % Mn + Ni + Cr + Mo + V 
6 15 6 4 5 (1) 
This formula is valid when the percentages are within this 
range of carbon is less than 0.50 % , manganese is less than 
1.60 %, nickel should be less than 3.50 %, molybdenum 
should be less than 0.60 % , chromium should be less than 
1.00 % and copper less than 1.00. The table below gives the 
suggested preheat treatment for different values of carbon 
equivalent. 
TABLE 1 
RANGE OF CARBON EQUIVALENT AND TREATMENT 
RECOMMENDED 
Some steels, particularly those having carbon equivalent 
greater than 0.45%, may require post heat as well as preheat. 
This is particularly true in welding heavy sections. However, 
for most plain carbon and alloy steels, only preheat is needed 
if any treatment is required at all. For particular steel, 
preheating requirements and critical preheating temperature 
may be selected according to the % of carbon present in that 
steel as shown in Fig. 2. 
Fig. 2 Graville Diagram 
III. FUNDAMENTALS OF POST WELDING HEAT TREATMENT 
By adopting proper provisions after welding one can retard 
the cooling rate after Welding [6]. The functions of a PWHT 
are to temper the martensite in the weld metal and HAZ, in 
order to reduce the hardness and increase the toughness, and 
to decrease residual stresses associated with welding [7, 8]. 
By reviewing the current literature [9], available on the 
subject of Post Weld Heat Treatment (PWHT), one can see 
that recommendations are usually dependent upon specific 
alloys and filler metals involved, but also on thickness and 
restraint of welded joints. Post heating is used to minimize the 
potential for hydrogen induced cracking (HIC) [5].For HIC to 
occur three variables must be present: a sensitive 
microstructure, a sufficient level of hydrogen, or a high level 
of stress. The necessity for PWHT depends on material and 
service requirements. Other factors that influence the need for 
PWHT are dimensions, joint design, welding parameters and 
the likely mechanism of failure. 
TABLE 2 
SUGGESTED POSTHEAT TIME AND TEMPERATURE FOR TYPICAL 
HARDENED STEEL 
IV. THERMAL STRESS RELIEF 
Stress relief heat treatment is used to reduce the stresses 
that remain locked in a structure as a consequence of 
manufacturing processes. The residual stresses due to welding 
are of a magnitude roughly equal to the yield strength of the 
Carbon Equivalent (%) Recommended Treatment 
Up to 0.30 Preheat optional 
0.30 to 0.45 Preheat at 93 to 204o C 
Above 0.45 Preheat at 204 to 371o C 
SAE 
steel 
Post heat 
Temperature 
0C 
Post heat 
Time 
min 
Maximum 
Quench 
Hardness, 
Rc 
4615 371 to 482 10 45 
4640 315 to 482 25 48 
5140 315 to 538 15 to 25 62 
6145 315 to 538 25 to 33 61 
8630 315 to 482 15 to 25 53
International Journal of Technical Research and Applications e-ISSN: 2320-8163, 
www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 
7 | P a g e 
parent material [10]. Uniform heating of a structure to a 
sufficiently high temperature, but below the lower 
transformation temperature range, and then uniformly cooling 
it, can relax these residual stresses [5, 11]. 
By stress relieving there is greater dimensional stability 
during machining, the potential for stress corrosion cracking is 
reduced and finally the chances for hydrogen induced 
cracking are also reduced. The temperature reached during the 
stress relief treatment has a far greater effect in relieving 
stresses than the length of time the specimen is held at that 
temp [12]. The closer the temperature is to the re-crystallization 
temperature, the more effective it is in the 
removal of residual stresses. As well as heat input is inversely 
proportional to cooling rate as shown in figure 3[8]. 
Fig. 3 HAZ Hardness Vs. Heat Input 
V. DISCUSSION 
The study of the previous work reviews that effective 
preheat and/or post heat are the primary means by which 
acceptable heat affected zone properties , minimum potential 
for hydrogen induced cracking and minimum residual stresses 
are created. 
Some researchers concluded that microstructure of the 
HAZ is responsible for the property deterioration of weld and 
cold cracking susceptibility some of the researchers observed 
that the increase of preheating and/or PWHT coarsened the 
microstructures of weld and HAZ and significantly influenced 
the properties of the weld joints. 
While studying the effects of pre-and post weld Heat 
Treatment on mechanical properties, some researchers 
observed that toughness decreases after stress relieve 
operation on other hand toughness increases if only PWHT is 
applied. Welding stresses can be reduced by 21- 32% by using 
new welding technique i.e. parallel heat welding process 
(PHW). 
REFERENCES 
[1] AU: IPRM, Welding consumables: Stainless steel (2007). 
[2] Q. Xue, D. Benson M.A. Meyers, V.F. Nesterenko E.A. Olevsky 
,Constitutive response of welded HSLA 100 steel, Materials Science 
and Engineering A354 : 166 to179 (2003) 
[3] Tadashi Kasuya, Nobutaka Yurioka,Makoto Okumura ,Methods for 
predicting maximum hardness of Heat Affected Zone and selecting 
necessary Preheat temperature for Steel Welding,Nippon Steel 
Technical Report No.65,: (1995) 
[4] LIN Y. C.; LEE K. H., Effect of preheating on the residual stress in type 
304 stainless steel weldment, Journal of materials processing technology, 
vol. 63, no1-3: 797-801 (1997) 
[5] Tadashi Kasuya, Nobutaka Yurioka,Makoto Okumura ,Methods for 
predicting maximum hardness of Heat Affected Zone and selecting 
necessary Preheat temperature for Steel Welding,Nippon Steel 
Technical Report No.65: (1995) 
[6] Bipin Kumar Srivastave et al., International Journal of Engineering 
Science and Technology Vol. 2(4), 2010, 625-631 
[7] R. Scott Funderburk ,Key Concepts in Welding Engineering- Postweld 
Heat treatment, Welding Innovation Vol. XV, No. 2, : (1998) 
[8] Elia E.Levi, Welding advisors.com, welding alloy steels. 
[9] Hisaki OKABAYASI and Ryochi KUME ,Effects of Pre-and Post- 
Heating on weld cracking of 9Cr.-1 Mo-Nb-V Steel,Transaction of 
the Japan Welding Society,Vol.19,No.2: (1988) 
[10] GHOSH P. K. ; GUPTA P. C. ; POTLURI N. B. ; GUPTA Yogesh ; 
Influence of pre and post weld heating on weldability of modified 9Cr- 
1MoVNb steel plates under SMA and GTA welding processes,Iron and 
Steel Institute of Japan, Tokyo, vol. 44, no7: 1201-1210 (2004) 
[11] An Article on Post Weld Heat Treatment (PWHT), May 2004, Issue 
No. 09 of Practical Welding Letter., issues -3 :51-54(2007-08) 
[12] R. Scott Funderburk ,Key Concepts in Welding Engineering-fundamentals 
of Preheat, Welding Innovation Vol. XIV, No. 2,: (1997) 
[13] J. E. RAMIREZ, S. MISHAEL, AND R. SHOCKLEY ,Properties and 
Sulfide Stress Cracking Resistance of Coarse-Grained Heat- Affected 
Zones in V-Micro alloyed X60 Steel Pipe, Welding Research, welding 
journal : ( 2005) 
[14] ] Khaleel Ahmed and J. Krishnan,Post Weld Heat Treatment , BARC 
News letter ,: 2-4( 2002)

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A REVIEW ON EFFECT OF PREHEATING AND/OR POST WELD HEAT TREATMENT (PWHT) ON HARDENED STEEL

  • 1. International Journal of Technical Research and Applications e-ISSN: 2320-8163, www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 5 | P a g e A REVIEW ON EFFECT OF PREHEATING AND/OR POST WELD HEAT TREATMENT (PWHT) ON HARDENED STEEL Som Dutt Sharma#, Rati saluja* , K M Moeed** #Mechanical Engineering Department, Integral University, Kursi Road, Lucknow *Mechanical Engineering Department Goel Institute of Engineering and Technology Abstract— Most of the welding of steel is fabrication and repair welding. Following a welding operation, the cooling and contracting of the weld metal cause stresses to be set up in the weld and in adjacent parts of the weldment which results to cracking and embrittlement in steel welds.The best way to minimize above difficulties is to reduce the heating and cooling rate of the parent metal and HAZ. Pre heating and/or Post heating have been widely employed in welding operation for preventing cold cracking. This paper presents the effect of preheating and/or PWHT on maximum HAZ hardness, cold cracking susceptibility and residual stresses of various hardened steel types. Keywords— Carbon Equivalent (CE); Heat-affected zone (HAZ); Weld metal (WM); Microstructure; Post Weld Heat Treatment (PWHT); Hardened Steel; I. INTRODUCTION Steels containing excessive carbon exhibit increased strength and hardenability and decreased weldability [1]. Q. Xue et al stated When High carbon steel is welded, it is heated; the micro structure of heated portion is different from that of the base metal and is described as the Heat Affected Zone (HAZ) [2]. Rapid heating and cooling take place throughout welding, which generate severe thermal cycle near weld line region. Non uniform heating and cooling in the material, due to thermal cycle cause thus generating harder heat affected zone, residual stress and cold cracking inclination in the weld metal and parent metal as shown in figure 1 [3]. Residual stresses usually result from differential heating and cooling are very Harmful for weld [4]. Contraction of weld metal along the length of the weld is to a degree prevented by the large adjacent body of cold metal. Therefore residual tensile stresses are set up along the weld. The properties of welds often cause more problem than the parent metal properties, and in many cases they govern the overall performance of the structure [5]. To get rid of these problems some heat treatment before welding (Preheating) and after welding, Post Weld Heat Treatments (PWHT) are employed. Effective preheat and post heat are the primary means by which acceptable heat affected zone properties and minimum potential for hydrogen induced cracking are produced. Fig. 1 Schematic illustrations of the various single-pass HAZ regions with reference to the Iron-carbon equilibrium diagram [6]. II. FUNDAMENTALS OF PRE HEATING The heating of metal to some predetermined temperature before actual welding is preheating. The purpose of the preheating is to influence the cooling behavior after welding so that shrinkage stresses will be lower and cooling rate will be milder [5]. Pre-heating makes the metal more receptive to welding. The minimum preheating temperature to be assured to avoid cracking depends on the following factors:  Carbon equivalent expressing carbon  Condition of base metal prior to welding,  Thickness of base material,
  • 2. International Journal of Technical Research and Applications e-ISSN: 2320-8163, www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 6 | P a g e  Constraint level,  Hydrogen available risk. Usually, a hard microstructure is produced in heat affected zone (HAZ) due to rapid heating and cooling, characteristics of welding. The hard micro structure of the HAZ is one factor responsible for the property deterioration of welds. The heat-affected zone (HAZ), which is cooled at different rates and includes different regions of microstructure, is often considered the source of failure in a welded joint as shown in figure [6]. A simple method is available to determine if preheat is required in welding a steel. The hardenability of steel is approximately related to its carbon content plus the content of certain other alloying elements. An indication of the hardenability, called a “carbon equivalent” also known as CEV, can be calculated as follows [7]: CEV = % C + % Mn + Ni + Cr + Mo + V 6 15 6 4 5 (1) This formula is valid when the percentages are within this range of carbon is less than 0.50 % , manganese is less than 1.60 %, nickel should be less than 3.50 %, molybdenum should be less than 0.60 % , chromium should be less than 1.00 % and copper less than 1.00. The table below gives the suggested preheat treatment for different values of carbon equivalent. TABLE 1 RANGE OF CARBON EQUIVALENT AND TREATMENT RECOMMENDED Some steels, particularly those having carbon equivalent greater than 0.45%, may require post heat as well as preheat. This is particularly true in welding heavy sections. However, for most plain carbon and alloy steels, only preheat is needed if any treatment is required at all. For particular steel, preheating requirements and critical preheating temperature may be selected according to the % of carbon present in that steel as shown in Fig. 2. Fig. 2 Graville Diagram III. FUNDAMENTALS OF POST WELDING HEAT TREATMENT By adopting proper provisions after welding one can retard the cooling rate after Welding [6]. The functions of a PWHT are to temper the martensite in the weld metal and HAZ, in order to reduce the hardness and increase the toughness, and to decrease residual stresses associated with welding [7, 8]. By reviewing the current literature [9], available on the subject of Post Weld Heat Treatment (PWHT), one can see that recommendations are usually dependent upon specific alloys and filler metals involved, but also on thickness and restraint of welded joints. Post heating is used to minimize the potential for hydrogen induced cracking (HIC) [5].For HIC to occur three variables must be present: a sensitive microstructure, a sufficient level of hydrogen, or a high level of stress. The necessity for PWHT depends on material and service requirements. Other factors that influence the need for PWHT are dimensions, joint design, welding parameters and the likely mechanism of failure. TABLE 2 SUGGESTED POSTHEAT TIME AND TEMPERATURE FOR TYPICAL HARDENED STEEL IV. THERMAL STRESS RELIEF Stress relief heat treatment is used to reduce the stresses that remain locked in a structure as a consequence of manufacturing processes. The residual stresses due to welding are of a magnitude roughly equal to the yield strength of the Carbon Equivalent (%) Recommended Treatment Up to 0.30 Preheat optional 0.30 to 0.45 Preheat at 93 to 204o C Above 0.45 Preheat at 204 to 371o C SAE steel Post heat Temperature 0C Post heat Time min Maximum Quench Hardness, Rc 4615 371 to 482 10 45 4640 315 to 482 25 48 5140 315 to 538 15 to 25 62 6145 315 to 538 25 to 33 61 8630 315 to 482 15 to 25 53
  • 3. International Journal of Technical Research and Applications e-ISSN: 2320-8163, www.ijtra.com Volume 1, Issue 2 (may-june 2013), PP. 05-07 7 | P a g e parent material [10]. Uniform heating of a structure to a sufficiently high temperature, but below the lower transformation temperature range, and then uniformly cooling it, can relax these residual stresses [5, 11]. By stress relieving there is greater dimensional stability during machining, the potential for stress corrosion cracking is reduced and finally the chances for hydrogen induced cracking are also reduced. The temperature reached during the stress relief treatment has a far greater effect in relieving stresses than the length of time the specimen is held at that temp [12]. The closer the temperature is to the re-crystallization temperature, the more effective it is in the removal of residual stresses. As well as heat input is inversely proportional to cooling rate as shown in figure 3[8]. Fig. 3 HAZ Hardness Vs. Heat Input V. DISCUSSION The study of the previous work reviews that effective preheat and/or post heat are the primary means by which acceptable heat affected zone properties , minimum potential for hydrogen induced cracking and minimum residual stresses are created. Some researchers concluded that microstructure of the HAZ is responsible for the property deterioration of weld and cold cracking susceptibility some of the researchers observed that the increase of preheating and/or PWHT coarsened the microstructures of weld and HAZ and significantly influenced the properties of the weld joints. While studying the effects of pre-and post weld Heat Treatment on mechanical properties, some researchers observed that toughness decreases after stress relieve operation on other hand toughness increases if only PWHT is applied. Welding stresses can be reduced by 21- 32% by using new welding technique i.e. parallel heat welding process (PHW). REFERENCES [1] AU: IPRM, Welding consumables: Stainless steel (2007). [2] Q. Xue, D. Benson M.A. Meyers, V.F. Nesterenko E.A. Olevsky ,Constitutive response of welded HSLA 100 steel, Materials Science and Engineering A354 : 166 to179 (2003) [3] Tadashi Kasuya, Nobutaka Yurioka,Makoto Okumura ,Methods for predicting maximum hardness of Heat Affected Zone and selecting necessary Preheat temperature for Steel Welding,Nippon Steel Technical Report No.65,: (1995) [4] LIN Y. C.; LEE K. H., Effect of preheating on the residual stress in type 304 stainless steel weldment, Journal of materials processing technology, vol. 63, no1-3: 797-801 (1997) [5] Tadashi Kasuya, Nobutaka Yurioka,Makoto Okumura ,Methods for predicting maximum hardness of Heat Affected Zone and selecting necessary Preheat temperature for Steel Welding,Nippon Steel Technical Report No.65: (1995) [6] Bipin Kumar Srivastave et al., International Journal of Engineering Science and Technology Vol. 2(4), 2010, 625-631 [7] R. Scott Funderburk ,Key Concepts in Welding Engineering- Postweld Heat treatment, Welding Innovation Vol. XV, No. 2, : (1998) [8] Elia E.Levi, Welding advisors.com, welding alloy steels. [9] Hisaki OKABAYASI and Ryochi KUME ,Effects of Pre-and Post- Heating on weld cracking of 9Cr.-1 Mo-Nb-V Steel,Transaction of the Japan Welding Society,Vol.19,No.2: (1988) [10] GHOSH P. K. ; GUPTA P. C. ; POTLURI N. B. ; GUPTA Yogesh ; Influence of pre and post weld heating on weldability of modified 9Cr- 1MoVNb steel plates under SMA and GTA welding processes,Iron and Steel Institute of Japan, Tokyo, vol. 44, no7: 1201-1210 (2004) [11] An Article on Post Weld Heat Treatment (PWHT), May 2004, Issue No. 09 of Practical Welding Letter., issues -3 :51-54(2007-08) [12] R. Scott Funderburk ,Key Concepts in Welding Engineering-fundamentals of Preheat, Welding Innovation Vol. XIV, No. 2,: (1997) [13] J. E. RAMIREZ, S. MISHAEL, AND R. SHOCKLEY ,Properties and Sulfide Stress Cracking Resistance of Coarse-Grained Heat- Affected Zones in V-Micro alloyed X60 Steel Pipe, Welding Research, welding journal : ( 2005) [14] ] Khaleel Ahmed and J. Krishnan,Post Weld Heat Treatment , BARC News letter ,: 2-4( 2002)