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Monitoring & Evaluation of
Communication Campaigns
Peter W. Vaughan, PhD
December 14, 2017
Developing and implementing
a communication campaign
Problem Analysis:
K, A, IC, B
Barriers to change
Communication Analysis:
•Change analysis (ToC)
•Audience analysis
•Channel analysis
Design:
•Key messages
•Strategies
•Activities
•Outputs
•Communication outcomes
Implementation
2
• Problem Analysis: Research gives an in-depth understanding of the problem
(s) and of the environmental factors (e.g. barriers, motivators) that influence
our priority issue (s).
• Communication Analysis: Research is used to determine:
• Target audiences to focus on.
• Changes to expect (including knowledge, attitudes, behaviors, interpersonal
communication).
• Theory of Change
• Channels to use.
• Design: Research is used to:
• Define strategies,
• Pretest messages,
• Create SMART objectives for outcomes & impacts,
• Create indicators for each objective,
• Develop a M&E plan to measure indicators.
• Implementation: Strategies and plans are implemented and the goal is to
effectively execute, manage, monitor, and evaluate the program and its
progress.
• Learn from experience and make adjustments as necessary.
Monitoring&Evaluation
3
Simplified Program Logic Model
• Inputs: The resources that go into the program (e.g. staff, volunteers, time, money, equipment).
• Activities: The tasks that need to be done to achieve the outputs.
• Outputs: Services, events, and products that reach the target audience (e.g. posters, music
videos, text messages, radio drama episodes, trainings, etc.).
• Outcomes: The short- and medium- term results or changes in your intended audiences as a
result of exposure to the program activities (e.g. changes in knowledge, attitudes, interpersonal
communication and behaviors related to the program issue).
• Impact: The long-term, sustainable changes in the environmental status, and in organizations,
communities, or social systems that occur as a result of program activities (e.g. improved water
quality, etc.)
Inputs Activities Outputs Outcomes Impact
4
Monitoring and Evaluation (M&E)
• M&E supports every phase of the process.
• Provides information that program implementers use to
improve performance, make key decisions and ensure
accountability.
• Monitoring keeps track of inputs, activities and outputs.
• Measures the outcomes and impact of a program against
SMART objectives.
• Offers learning throughout to improve performance over
time!
5
Monitoring Vs. Evaluation
Monitoring
Refers to all of the research that pertains to the design, pretesting and monitoring of
the program’s:
1. Inputs
2. Activities
3. Outputs
Evaluation
Refers to the measurement of the program’s success in achieving
its desired SMART objectives on:
1. Outcomes
2. Impacts
6
Inputs Activities Outputs Outcomes Impact
Four Research Types
• Formative research:
• Problem analysis phase
• Communication analysis phase:
• Change analysis (knowledge, attitudes, interpersonal communication, behaviors)
• Audience analysis
• Channels analysis
• Pretesting:
• Design phase to ensure that communication activities/materials are clear,
properly understood by, and culturally acceptable to the target audience(s).
• Process research:
• Measure inputs, activity implementation and outputs (e.g. messages and
materials)
• Evaluation research:
• Measure outcomes and impact 7
MonitoringEvaluation
Two Types of Research Methods/Approaches
Qualitative Research Quantitative Research
Is subjective & explanatory Is objective & numerically descriptive
Asks “Why?” questions to provide depth of
understanding
Asks “How many?” and “How often?” to measure
quantitative state at a point in time
Tries to understand motivation for certain behaviors Measures level of occurrence, or of actions, or trends
Relies on small, purposeful samples of people the
researcher has reason to study, such as members of
the target audience
Relies on large, representative samples to allow
statistical data analysis of results
Participatory: Allows for interactions between the
facilitator/researcher and the participants/
respondents
Not participatory
Results cannot be “generalized” to a population; they
only reflect the responses of those interviewed
Allows for broad generalizations of any findings to
larger populations from which the sample was drawn
Reports include anecdotes, quotes, observations,
photos, summaries.
Uses statistics to aggregate, summarize, and describe
the data and to compare sub-populations to each
other (or over time) 8
Formative Research Methods
• Mostly qualitative methods:
• Literature review
• In-depth interviews
• Intercept & exit interviews
• Focus groups
• Observation
• Baseline survey research
conducted as part of impact
evaluation can also be used in
formative research
9
Pretesting Research Methods
• Usually qualitative
methods are used:
• Focus groups
• In-depth interviews
• TA response to
messages and materials
• Appeal
• Relevance
• Comprehension
• Acceptability
• Persuasion
• Recall
10
Process Research Methods
Quantitative methods:
• Record keeping & review
• Rapid assessments using
online/mobile surveys
• Media/Social media monitoring
• Website diagnostics
Qualitative methods:
• Focus groups
• Observation including audio,
photographic and video recording
• In-depth interviews
• Intercept & exit interviews
11
Evaluation Research Methods
• Use of a Theory of Change:
K + A IC + Barrier Removal Strategy BC Impact
• Set SMART objectives for each part of ToC
• Quantitative methods to measure change in indicators:
• Sample surveys to measure K, A, IC, & BC indicators
• Pre-Post surveys & other designs
• Record keeping to measure BRC
• Review of records (number of arrests and convictions)
• Market surveys of products available and prices
• Qualitative methods can be used to further learning/understanding:
• Focus groups
• In-depth interviews
12
SMART Objectives
For Outcomes & Impacts
• Specific – objectives clearly state what is desired in terms of the end result.
• Measurable- Criteria are specified for how the objective will be measured in terms of
quality, quantity, timeliness and/or cost.
• Appropriate – Objectives should be culturally and locally acceptable.
• Realistic- Outcomes should be within realistic control of the individual but ambitious
enough to challenge.
• Time-bound- Time (and/or milestones) by which outcome to be achieved is stated.
Examples
1. The percentage of fishers who know the penalties regarding fishing illegally in the MPA will
increase from 6% in January 2018 to 50% in December 2020.
2. The number of hectares of new (in previous 6-months), illegal clear cuts in the national forest will
decrease from 150 hectares in January 2018 to 75 hectares in December 2020. 13
Q&A
Tell us about your campaign…
How will you monitor if your program is going as
planned?
How will you determine the extent to which anticipated
results are or not achieved?
14
Other Resources
• UN Program Logframe sample
• Types of indicators
• M&E Matrix/Plan
15
UN Program Logframe
Program
Impact Goal
Measurable impact the program will have on Land/water at
national level
Changes in water quality,
forest cover, or
fish catch
Purpose
Measureable changes at the community, regional or national
level if all the project’s outcomes are achieved
Improved sewage treatment,
New Marine Protected Areas
Communication
Results
Outcomes
Measureable results of completed communication activities that
contribute to project’s purpose and goals
Changes in K, A, IC, and B
Outputs
Measureable results of completed activities that contribute to
achieving the communication outcomes purpose and goals
Increased advocacy or social
mobilization stimulated by
activities
Plannedwork
Activities
Combination of channels, materials, and events needed to
achieve project outputs
# people trained;
# materials
produced/distributed;
websites produced, etc.
Tasks Actions performed to produce activities
Creation of posters,
billboards, mascots, radio
spots, etc.
Inputs
Human and material resources needed to carry out
tasks/activities
Time, money, materials, staff,
partners, etc. 16
Types of Indicators
• Input indicators measure the human and financial resources, physical facilities,
equipment and supplies that enable program implementation.
• Process indicators are developed for monitoring research, and focus on the short-
term implementation of a program and its activities and the performance of
program processes and administrative and logistic arrangements.
• Output indicators are also developed to monitor the output of program efforts in
terms of tasks and activities completed including such things as posters produced,
radio spots produced, meetings with lawmakers held, partnerships formed, and
funders recruited.
• Outcome & Impact indicators are developed from the SMART objectives developed
for the project’s communication outcomes, and the program’s purpose and goals.
These indicators must be SMART, because they are matched to SMART objectives.
17
Logframe SMART objective Indicator(s) Research Method
Planned Work:
➢ Input
➢ Tasks
➢ Activities
The number of FTE staff working on the sustainable forestry communication
program will increase from 0 in January 2018 to 5 full time equivalents by
June of 2018.
Number of FTE staff working on the communication program. Staff time allocation records taken on a monthly basis.
Communication Results:
➢ Output
➢ Outcomes
By June of 2018, the communication program will produce and broadcast six
different radio spots on five national radio stations an average of 50 times
for each spot per station.
➢ Number of radio spots produced by 6/18.
➢ Number of radio stations that have broadcast each spot
by 6/18.
➢ Number of times each radio station has broadcast each
spot by 6/18.
➢ Documentation by an audio recording of each
spot.
➢ Record keeping of radio station broadcast
agreements.
➢ Record keeping of radio stations’ broadcast
records, verified by media monitoring (volunteer
listeners listening to each radio station to record
how often they hear each spot on the station).
The percentage of forestry officers who answer “declining” to a question
about whether illegal logging has declined, remained stable or have
increased over the past 5-years will increase from 15% at baseline in 2018 to
45% at post program in 2022.
Survey questions: “To the best of your knowledge, over the
past 5-years, has illegal logging increased in frequency,
remained about stable, or decreased?”
Survey question in a pre-post survey of forestry officers
in Castries, St. Lucia.
The percentage of small-scale loggers who answer “Very likely” to a
question about the chances of getting caught/punished when cutting illegal
timber will increase from 5% at baseline in 2018 to 30% at post program in
2020.
Survey question: “If someone in your country cuts timber
illegally tomorrow, what would you say the chances are that
they will be caught and punished for the act? Would you say it
is very unlikely, unlikely, likely, or very likely?”
Survey question in a pre-post survey of small-scale
loggers in St. Lucia.
Program Impact:
➢ Purpose
➢ Goals
The number of acres of new, illegal clear cuts in the national forest will
decrease from 150 acres in January 2018 to 75 in December 2020.
Number of acres of new clear cuts in the national forest
Satellite imagery used to measure clear-cuts in the
national forest annually.
18

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IWEco Webinar: Monitoring & Evaluation of Communication Campaigns – Dr. Peter Vaughan

  • 1. Monitoring & Evaluation of Communication Campaigns Peter W. Vaughan, PhD December 14, 2017
  • 2. Developing and implementing a communication campaign Problem Analysis: K, A, IC, B Barriers to change Communication Analysis: •Change analysis (ToC) •Audience analysis •Channel analysis Design: •Key messages •Strategies •Activities •Outputs •Communication outcomes Implementation 2
  • 3. • Problem Analysis: Research gives an in-depth understanding of the problem (s) and of the environmental factors (e.g. barriers, motivators) that influence our priority issue (s). • Communication Analysis: Research is used to determine: • Target audiences to focus on. • Changes to expect (including knowledge, attitudes, behaviors, interpersonal communication). • Theory of Change • Channels to use. • Design: Research is used to: • Define strategies, • Pretest messages, • Create SMART objectives for outcomes & impacts, • Create indicators for each objective, • Develop a M&E plan to measure indicators. • Implementation: Strategies and plans are implemented and the goal is to effectively execute, manage, monitor, and evaluate the program and its progress. • Learn from experience and make adjustments as necessary. Monitoring&Evaluation 3
  • 4. Simplified Program Logic Model • Inputs: The resources that go into the program (e.g. staff, volunteers, time, money, equipment). • Activities: The tasks that need to be done to achieve the outputs. • Outputs: Services, events, and products that reach the target audience (e.g. posters, music videos, text messages, radio drama episodes, trainings, etc.). • Outcomes: The short- and medium- term results or changes in your intended audiences as a result of exposure to the program activities (e.g. changes in knowledge, attitudes, interpersonal communication and behaviors related to the program issue). • Impact: The long-term, sustainable changes in the environmental status, and in organizations, communities, or social systems that occur as a result of program activities (e.g. improved water quality, etc.) Inputs Activities Outputs Outcomes Impact 4
  • 5. Monitoring and Evaluation (M&E) • M&E supports every phase of the process. • Provides information that program implementers use to improve performance, make key decisions and ensure accountability. • Monitoring keeps track of inputs, activities and outputs. • Measures the outcomes and impact of a program against SMART objectives. • Offers learning throughout to improve performance over time! 5
  • 6. Monitoring Vs. Evaluation Monitoring Refers to all of the research that pertains to the design, pretesting and monitoring of the program’s: 1. Inputs 2. Activities 3. Outputs Evaluation Refers to the measurement of the program’s success in achieving its desired SMART objectives on: 1. Outcomes 2. Impacts 6 Inputs Activities Outputs Outcomes Impact
  • 7. Four Research Types • Formative research: • Problem analysis phase • Communication analysis phase: • Change analysis (knowledge, attitudes, interpersonal communication, behaviors) • Audience analysis • Channels analysis • Pretesting: • Design phase to ensure that communication activities/materials are clear, properly understood by, and culturally acceptable to the target audience(s). • Process research: • Measure inputs, activity implementation and outputs (e.g. messages and materials) • Evaluation research: • Measure outcomes and impact 7 MonitoringEvaluation
  • 8. Two Types of Research Methods/Approaches Qualitative Research Quantitative Research Is subjective & explanatory Is objective & numerically descriptive Asks “Why?” questions to provide depth of understanding Asks “How many?” and “How often?” to measure quantitative state at a point in time Tries to understand motivation for certain behaviors Measures level of occurrence, or of actions, or trends Relies on small, purposeful samples of people the researcher has reason to study, such as members of the target audience Relies on large, representative samples to allow statistical data analysis of results Participatory: Allows for interactions between the facilitator/researcher and the participants/ respondents Not participatory Results cannot be “generalized” to a population; they only reflect the responses of those interviewed Allows for broad generalizations of any findings to larger populations from which the sample was drawn Reports include anecdotes, quotes, observations, photos, summaries. Uses statistics to aggregate, summarize, and describe the data and to compare sub-populations to each other (or over time) 8
  • 9. Formative Research Methods • Mostly qualitative methods: • Literature review • In-depth interviews • Intercept & exit interviews • Focus groups • Observation • Baseline survey research conducted as part of impact evaluation can also be used in formative research 9
  • 10. Pretesting Research Methods • Usually qualitative methods are used: • Focus groups • In-depth interviews • TA response to messages and materials • Appeal • Relevance • Comprehension • Acceptability • Persuasion • Recall 10
  • 11. Process Research Methods Quantitative methods: • Record keeping & review • Rapid assessments using online/mobile surveys • Media/Social media monitoring • Website diagnostics Qualitative methods: • Focus groups • Observation including audio, photographic and video recording • In-depth interviews • Intercept & exit interviews 11
  • 12. Evaluation Research Methods • Use of a Theory of Change: K + A IC + Barrier Removal Strategy BC Impact • Set SMART objectives for each part of ToC • Quantitative methods to measure change in indicators: • Sample surveys to measure K, A, IC, & BC indicators • Pre-Post surveys & other designs • Record keeping to measure BRC • Review of records (number of arrests and convictions) • Market surveys of products available and prices • Qualitative methods can be used to further learning/understanding: • Focus groups • In-depth interviews 12
  • 13. SMART Objectives For Outcomes & Impacts • Specific – objectives clearly state what is desired in terms of the end result. • Measurable- Criteria are specified for how the objective will be measured in terms of quality, quantity, timeliness and/or cost. • Appropriate – Objectives should be culturally and locally acceptable. • Realistic- Outcomes should be within realistic control of the individual but ambitious enough to challenge. • Time-bound- Time (and/or milestones) by which outcome to be achieved is stated. Examples 1. The percentage of fishers who know the penalties regarding fishing illegally in the MPA will increase from 6% in January 2018 to 50% in December 2020. 2. The number of hectares of new (in previous 6-months), illegal clear cuts in the national forest will decrease from 150 hectares in January 2018 to 75 hectares in December 2020. 13
  • 14. Q&A Tell us about your campaign… How will you monitor if your program is going as planned? How will you determine the extent to which anticipated results are or not achieved? 14
  • 15. Other Resources • UN Program Logframe sample • Types of indicators • M&E Matrix/Plan 15
  • 16. UN Program Logframe Program Impact Goal Measurable impact the program will have on Land/water at national level Changes in water quality, forest cover, or fish catch Purpose Measureable changes at the community, regional or national level if all the project’s outcomes are achieved Improved sewage treatment, New Marine Protected Areas Communication Results Outcomes Measureable results of completed communication activities that contribute to project’s purpose and goals Changes in K, A, IC, and B Outputs Measureable results of completed activities that contribute to achieving the communication outcomes purpose and goals Increased advocacy or social mobilization stimulated by activities Plannedwork Activities Combination of channels, materials, and events needed to achieve project outputs # people trained; # materials produced/distributed; websites produced, etc. Tasks Actions performed to produce activities Creation of posters, billboards, mascots, radio spots, etc. Inputs Human and material resources needed to carry out tasks/activities Time, money, materials, staff, partners, etc. 16
  • 17. Types of Indicators • Input indicators measure the human and financial resources, physical facilities, equipment and supplies that enable program implementation. • Process indicators are developed for monitoring research, and focus on the short- term implementation of a program and its activities and the performance of program processes and administrative and logistic arrangements. • Output indicators are also developed to monitor the output of program efforts in terms of tasks and activities completed including such things as posters produced, radio spots produced, meetings with lawmakers held, partnerships formed, and funders recruited. • Outcome & Impact indicators are developed from the SMART objectives developed for the project’s communication outcomes, and the program’s purpose and goals. These indicators must be SMART, because they are matched to SMART objectives. 17
  • 18. Logframe SMART objective Indicator(s) Research Method Planned Work: ➢ Input ➢ Tasks ➢ Activities The number of FTE staff working on the sustainable forestry communication program will increase from 0 in January 2018 to 5 full time equivalents by June of 2018. Number of FTE staff working on the communication program. Staff time allocation records taken on a monthly basis. Communication Results: ➢ Output ➢ Outcomes By June of 2018, the communication program will produce and broadcast six different radio spots on five national radio stations an average of 50 times for each spot per station. ➢ Number of radio spots produced by 6/18. ➢ Number of radio stations that have broadcast each spot by 6/18. ➢ Number of times each radio station has broadcast each spot by 6/18. ➢ Documentation by an audio recording of each spot. ➢ Record keeping of radio station broadcast agreements. ➢ Record keeping of radio stations’ broadcast records, verified by media monitoring (volunteer listeners listening to each radio station to record how often they hear each spot on the station). The percentage of forestry officers who answer “declining” to a question about whether illegal logging has declined, remained stable or have increased over the past 5-years will increase from 15% at baseline in 2018 to 45% at post program in 2022. Survey questions: “To the best of your knowledge, over the past 5-years, has illegal logging increased in frequency, remained about stable, or decreased?” Survey question in a pre-post survey of forestry officers in Castries, St. Lucia. The percentage of small-scale loggers who answer “Very likely” to a question about the chances of getting caught/punished when cutting illegal timber will increase from 5% at baseline in 2018 to 30% at post program in 2020. Survey question: “If someone in your country cuts timber illegally tomorrow, what would you say the chances are that they will be caught and punished for the act? Would you say it is very unlikely, unlikely, likely, or very likely?” Survey question in a pre-post survey of small-scale loggers in St. Lucia. Program Impact: ➢ Purpose ➢ Goals The number of acres of new, illegal clear cuts in the national forest will decrease from 150 acres in January 2018 to 75 in December 2020. Number of acres of new clear cuts in the national forest Satellite imagery used to measure clear-cuts in the national forest annually. 18