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Compatibilization in bio-
based and
biodegradable polymer
blends
Jeff jose
2nd Msc.biopolymer science
Cbpst cochin
jeffjose09@outlook.com
 The production and use of biopolymers increases
continuously with a very high rate thus all
information on these materials is very important.
 Biopolymers often have inferior properties
compared to commodity polymers.
 Modification is a way to improve properties and
achieve property combinations required for
specific applications.
 One technique is blending which allows
considerable improvement in the impact
resistance of brittle polymers
 The chemical structure of biopolymers opens up
possibilities to their reactive modification.
 Copolymerization, grafting, trans-esterification, the use
of reactive coupling agents have all been utilized with
success to achieve polymers and blends with
improved properties
 Biopolymers and their blends are applied successfully
in several areas from agriculture to consumer goods,
packaging and automotive.
 Biopolymers have much potential and several
advantages, but they possess some drawbacks as
well. In spite of increasing production capacity, they
are still quite expensive compared to commodity
polymers and their properties are also often inferior, or
at least do not correspond to the expectation of
converters or users
 As a consequence, biopolymers must be often
modified to meet the expectations of the market.
 ‘‘biopolymer’’ refers to polymers that are bio-based,
biodegradable or both.
 Typical examples are cellulose, hemicelluloses, lignin,
silk and starch.
 Another class of materials consists of the natural-
based or bio-based synthetic polymers, the monomers
of which are derived from renewable resources.
Poly(lactic acid) (PLA) as well as bio-based
conventional polymers like polyethylene (PE),
poly(ethylene terephtalate) (PET) and polyamide (PA)
belong to this category
Types, properties and
application of biopolymers
 Fig. 1 presents worldwide biopolymer production
capacities according to polymer type [5] indicating
that starch and its blends, poly(lactic acid) and
various types of polyhydroxyalkanoates (PHAs) (Fig. 2)
are of the highest importance among bio-based and
biodegradable polymers.
 By 2020 the most important bio-based polymers will be
starch (1.3 Mt), PLA (0.8 Mt), PHAs (0.4 Mt) and bio-
based PE (0.6 Mt)
 The most significant biopolymers which are both bio-
based and biodegradable, i.e. starch, PLA, poly(3-
hydroxybutyrate) (PHB) and their blends.
 The modification of biopolymers by blending with
other bio-based and/or biodegradable materials has
many advantages, since it offers an option to adjust
properties in a wide range, while legislation also favors
completely compostable materials with minimal
carbon-footprint.
In order to adjust the properties of biopolymers to the intended
application, a wide variety of approaches are used for their
modification, like plasticization, the incorporation of fillers and
reinforcements, blending and impact modification.
Physical blending
 physical blending is the simple mixing of polymeric
materials in the melt state with no chemical reactions
taking place.
 It is a convenient route to create new materials with
the desired combination of properties
 A very wide range of properties can be achieved by
this approach to meet the requirements of the
targeted application in relatively short time and for low
cost compared to the development of new monomers
and polymerization techniques.
 The goal of blending might be the improvement or
tailoring of properties to a certain application, or as it
is often described, maximization of the performance of
a material.
 cost reduction, the improvement of mechanical
properties, impact resistance , decrease of sensitivity
to water
 Plasticization and physical blending offer convenient
approaches to the modification of biopolymers, but
similarly to commodity polymers very few biopolymer
pairs are miscible or even compatible with each other.
 As consequence, chemical routes, i.e. the chemical
modification of the components or reactive
compatibilization are often used to achieve property
combinations required in specific applications.
 A good example of chemical modifi- cation is the
copolymerization of PHB
 The number of papers on the blending of biopolymers is vast, partly
because of the huge number and wide diversity of these polymers
and partly because of the increased interest in them.
 PLA and starch are the most often studied materials,
 Poly (3-hydroxybutyrate-co3hydroxyhexanoate)/poly(vinyl phenol)
 , thermoplastic phenol formaldehyde resin/poly (e-caprolactone)
(PCL)
 , PHB/ PCL ,
 PLA/poly (butylene succinate) (PBS)
 poly(3- hydroxybutyrate-co-3-hydroxyhexanoate)/PLA ,
 PHB/ PLA ,
 chitosan/soy protein ,
 PHB/cellulose acetate butyrate ,
 PLA/PEG , PHB/PBS , PLA/poly
 The reason for blending are various from the
modification of Tg, improvement of fracture resistance,
flexibility, process ability to the modification of some
other properties like optical characteristics or
flammability.
Factors determining properties
 Similarly to commodity and engineering polymers, most of the
biopolymer pairs are only partially miscible, thus form blends with
heterogeneous structure.
 The properties of all heterogeneous polymer systems including blends
are determined by four factors:
 component properties
 Composition
 structure
 interactions
Miscibility, compatibility
 Miscibility is a thermodynamic term which, with the
help of an appropriate model, describes the behavior
of a polymer pair by specifying the number of phases
and their composition forming upon blending. The
model most frequently used for that purpose is the
Flory–Huggins lattice theory
 The compatibility of polymer pairs is often modified by
physical (compatibilizers, block copolymers) or
chemical (e.g. reactive processing) means
 All polymers are partially miscible and dissolve in each
other to some extent, and mutual solubility depends
on interactions, which can be characterized by the
Flory– Huggins interaction parameter (v)
 The blends of biopolymers behave differently from
those of commodity polymers and resemble more the
engineering thermoplastics. They contain polar groups
which can form stronger interactions through induced
dipole or dipole–dipole interactions
 The mutual miscibility of the phases is larger in
biopolymers
n Fig. 4 in which the Tg
determined in PLA/PHB blend
is plotted against composition
(s) . If the difference between
component Tg’s is not large
enough, more than 20–30 C,
most methods cannot detect
separate glass transition
temperatures even if the
components are immiscible
and the blend is
heterogeneous.
Specific blends
 1. starch/pla blend
 Starch blends merit more attention because of
their complexity, while the impact modification
of PLA has large practical importance.
 One exception is starch, a non-expensive,
abundant biopolymer, which is applied more
and more often for the preparation of blends and
composites.
 The major problem of this blend system is the
poor interfacial interaction between hydrophilic
starch granules and hydrophobic PLA
 Blending starch with PLA is one of the most promising
efforts, because starch is an abundant and cheap
biopolymer and PLA is biodegradable with good
mechanical properties. Starch granules become
swollen and gelatinized when water is added or when
they are heated, and water is often used as a
plasticizer to obtain desirable product properties.
 To improve the compatibility between PLA and starch,
suitable compatibilizer should be added.
Compatiblizers used for
starch/PLA blends
 Hydrophobic PLA and hydrophilic starch are
thermodynamically immiscible, leading to poor adhesion
between the two components, and hence poor and
irreproducible performance.
 Various compatibilizers and additives have been
investigated to improve the interfacial interactions of
these blends
 1) Wang et al.used methylene diphenyl diisocyanate
(MDI) to improve the interface and studied a blend of
55/45 (w/w) mixture of PLA and dried wheat starch in an
intensive mixer with or without a low level of MDI
 The presence of MDI also enhanced the mechanical
properties of the blend at temperatures above Tg
 Pure PLA had a tensile strength of 62.7 MPa and
elongation of 6.5%.
 The blend with 45% wheat starch and 0.5 wt% MDI
gave the highest tensile strength of about 68 MPa with
about 5.1% elongation.
 2) dioctyl maleate (DOM) as a compatibilizer in blends
of PLA/starch.
 Other compatibilizers were also studied for the
starch/PLA blends, such as poly(vinyl alcohol) (PVOH)
and PHEE . PVOH containing unhydrolytic residual
groups of poly(vinyl acetate) was shown to have a
good compatibility with starch.
Reactive blending
 Reactive extrusion is advantageous since it is a solvent-
less process that allows the combination of several
chemical manipulations in a continuous fashion.
 Interfacial compatibilization can be achieved via two
different strategies depending on the nature of the
polyester chains [90]. In the case of starch/PLA
compositions, PLA chains were grafted with maleic
anhydride through a free radical reaction conducted by
reactive extrusion.
 The maleic anhydride-grafted PLA chains (MAG-PLA)
enhanced the interfacial adhesion with granular starch.
 Unsaturated anhydrides, and maleic anhydride in
particular, are often attached to biopolymers via radical
reaction routes using different peroxide initiators.
The MA-grafted
poly(lactic acid) is
claimed to react with the
hydroxyl groups of starch
during blending resulting
in the coupling of the
phases according to the
scheme shown in Fig. 11.
Non-reactive
compatibilization
 The PCL-grafted polysaccharide copolymers were
synthesized by controlled ring-opening polymerization
of e-caprolactone, which proceeded via a
coordination–insertion mechanism. These
compatibilized starch/PLA compositions displayed
improved mechanical properties
 As far as starch/PLA blends were concerned, the
compatibilization was achieved via the interfacial
localization of amphiphilic graft copolymers formed by
the grafting of PCL chains onto a polysaccharide
backbone such as dextran.
Comparison of reactive and non reactive
compactabilization effect
Application
 The application of biodegradable polymers is possible
and advantageous only in a few areas, mainly in
packaging and agriculture, although medical
applications of certain types can be also important as
described later in this section
 They are mainly starch or PLA based materials
modified by blending with different types of polyesters,
e.g. aliphatic–aromatic copolyesters (AACs). For long-
term applications, however, degradability is either of
secondary importance or even disadvantageous, thus
several hybrid blends based on starch and poly(lactic
acid), which contain conventional and biopolymers
are present on the market
Reference
 Polymer blends and composites from renewable
resources Long Yua,b,, Katherine Deana , Lin Lib
 Reactive Blending of Biodegradable Polymers: PLA
and Starch -Chang Lim Jun(Journal of Polymers
and the Environment)
 Compatibilization in bio-based and biodegradable
polymer blends (European Polymer Journal) -B.
Imre, B. Pukánszky
 Compatibilization strategies in poly(lactic acid)-based
blends
Compatibilization in bio-based and biodegradable polymer blends

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Compatibilization in bio-based and biodegradable polymer blends

  • 1. Compatibilization in bio- based and biodegradable polymer blends Jeff jose 2nd Msc.biopolymer science Cbpst cochin jeffjose09@outlook.com
  • 2.  The production and use of biopolymers increases continuously with a very high rate thus all information on these materials is very important.  Biopolymers often have inferior properties compared to commodity polymers.  Modification is a way to improve properties and achieve property combinations required for specific applications.  One technique is blending which allows considerable improvement in the impact resistance of brittle polymers
  • 3.  The chemical structure of biopolymers opens up possibilities to their reactive modification.  Copolymerization, grafting, trans-esterification, the use of reactive coupling agents have all been utilized with success to achieve polymers and blends with improved properties  Biopolymers and their blends are applied successfully in several areas from agriculture to consumer goods, packaging and automotive.
  • 4.  Biopolymers have much potential and several advantages, but they possess some drawbacks as well. In spite of increasing production capacity, they are still quite expensive compared to commodity polymers and their properties are also often inferior, or at least do not correspond to the expectation of converters or users  As a consequence, biopolymers must be often modified to meet the expectations of the market.
  • 5.  ‘‘biopolymer’’ refers to polymers that are bio-based, biodegradable or both.  Typical examples are cellulose, hemicelluloses, lignin, silk and starch.  Another class of materials consists of the natural- based or bio-based synthetic polymers, the monomers of which are derived from renewable resources. Poly(lactic acid) (PLA) as well as bio-based conventional polymers like polyethylene (PE), poly(ethylene terephtalate) (PET) and polyamide (PA) belong to this category
  • 7.  Fig. 1 presents worldwide biopolymer production capacities according to polymer type [5] indicating that starch and its blends, poly(lactic acid) and various types of polyhydroxyalkanoates (PHAs) (Fig. 2) are of the highest importance among bio-based and biodegradable polymers.  By 2020 the most important bio-based polymers will be starch (1.3 Mt), PLA (0.8 Mt), PHAs (0.4 Mt) and bio- based PE (0.6 Mt)
  • 8.  The most significant biopolymers which are both bio- based and biodegradable, i.e. starch, PLA, poly(3- hydroxybutyrate) (PHB) and their blends.  The modification of biopolymers by blending with other bio-based and/or biodegradable materials has many advantages, since it offers an option to adjust properties in a wide range, while legislation also favors completely compostable materials with minimal carbon-footprint.
  • 9. In order to adjust the properties of biopolymers to the intended application, a wide variety of approaches are used for their modification, like plasticization, the incorporation of fillers and reinforcements, blending and impact modification.
  • 10. Physical blending  physical blending is the simple mixing of polymeric materials in the melt state with no chemical reactions taking place.  It is a convenient route to create new materials with the desired combination of properties  A very wide range of properties can be achieved by this approach to meet the requirements of the targeted application in relatively short time and for low cost compared to the development of new monomers and polymerization techniques.
  • 11.  The goal of blending might be the improvement or tailoring of properties to a certain application, or as it is often described, maximization of the performance of a material.  cost reduction, the improvement of mechanical properties, impact resistance , decrease of sensitivity to water
  • 12.
  • 13.  Plasticization and physical blending offer convenient approaches to the modification of biopolymers, but similarly to commodity polymers very few biopolymer pairs are miscible or even compatible with each other.  As consequence, chemical routes, i.e. the chemical modification of the components or reactive compatibilization are often used to achieve property combinations required in specific applications.  A good example of chemical modifi- cation is the copolymerization of PHB
  • 14.  The number of papers on the blending of biopolymers is vast, partly because of the huge number and wide diversity of these polymers and partly because of the increased interest in them.  PLA and starch are the most often studied materials,  Poly (3-hydroxybutyrate-co3hydroxyhexanoate)/poly(vinyl phenol)  , thermoplastic phenol formaldehyde resin/poly (e-caprolactone) (PCL)  , PHB/ PCL ,  PLA/poly (butylene succinate) (PBS)  poly(3- hydroxybutyrate-co-3-hydroxyhexanoate)/PLA ,  PHB/ PLA ,  chitosan/soy protein ,  PHB/cellulose acetate butyrate ,  PLA/PEG , PHB/PBS , PLA/poly
  • 15.  The reason for blending are various from the modification of Tg, improvement of fracture resistance, flexibility, process ability to the modification of some other properties like optical characteristics or flammability.
  • 16. Factors determining properties  Similarly to commodity and engineering polymers, most of the biopolymer pairs are only partially miscible, thus form blends with heterogeneous structure.  The properties of all heterogeneous polymer systems including blends are determined by four factors:  component properties  Composition  structure  interactions
  • 17. Miscibility, compatibility  Miscibility is a thermodynamic term which, with the help of an appropriate model, describes the behavior of a polymer pair by specifying the number of phases and their composition forming upon blending. The model most frequently used for that purpose is the Flory–Huggins lattice theory  The compatibility of polymer pairs is often modified by physical (compatibilizers, block copolymers) or chemical (e.g. reactive processing) means
  • 18.  All polymers are partially miscible and dissolve in each other to some extent, and mutual solubility depends on interactions, which can be characterized by the Flory– Huggins interaction parameter (v)  The blends of biopolymers behave differently from those of commodity polymers and resemble more the engineering thermoplastics. They contain polar groups which can form stronger interactions through induced dipole or dipole–dipole interactions  The mutual miscibility of the phases is larger in biopolymers
  • 19. n Fig. 4 in which the Tg determined in PLA/PHB blend is plotted against composition (s) . If the difference between component Tg’s is not large enough, more than 20–30 C, most methods cannot detect separate glass transition temperatures even if the components are immiscible and the blend is heterogeneous.
  • 20. Specific blends  1. starch/pla blend  Starch blends merit more attention because of their complexity, while the impact modification of PLA has large practical importance.  One exception is starch, a non-expensive, abundant biopolymer, which is applied more and more often for the preparation of blends and composites.  The major problem of this blend system is the poor interfacial interaction between hydrophilic starch granules and hydrophobic PLA
  • 21.  Blending starch with PLA is one of the most promising efforts, because starch is an abundant and cheap biopolymer and PLA is biodegradable with good mechanical properties. Starch granules become swollen and gelatinized when water is added or when they are heated, and water is often used as a plasticizer to obtain desirable product properties.
  • 22.  To improve the compatibility between PLA and starch, suitable compatibilizer should be added.
  • 23. Compatiblizers used for starch/PLA blends  Hydrophobic PLA and hydrophilic starch are thermodynamically immiscible, leading to poor adhesion between the two components, and hence poor and irreproducible performance.  Various compatibilizers and additives have been investigated to improve the interfacial interactions of these blends  1) Wang et al.used methylene diphenyl diisocyanate (MDI) to improve the interface and studied a blend of 55/45 (w/w) mixture of PLA and dried wheat starch in an intensive mixer with or without a low level of MDI  The presence of MDI also enhanced the mechanical properties of the blend at temperatures above Tg
  • 24.  Pure PLA had a tensile strength of 62.7 MPa and elongation of 6.5%.  The blend with 45% wheat starch and 0.5 wt% MDI gave the highest tensile strength of about 68 MPa with about 5.1% elongation.  2) dioctyl maleate (DOM) as a compatibilizer in blends of PLA/starch.  Other compatibilizers were also studied for the starch/PLA blends, such as poly(vinyl alcohol) (PVOH) and PHEE . PVOH containing unhydrolytic residual groups of poly(vinyl acetate) was shown to have a good compatibility with starch.
  • 25. Reactive blending  Reactive extrusion is advantageous since it is a solvent- less process that allows the combination of several chemical manipulations in a continuous fashion.  Interfacial compatibilization can be achieved via two different strategies depending on the nature of the polyester chains [90]. In the case of starch/PLA compositions, PLA chains were grafted with maleic anhydride through a free radical reaction conducted by reactive extrusion.  The maleic anhydride-grafted PLA chains (MAG-PLA) enhanced the interfacial adhesion with granular starch.  Unsaturated anhydrides, and maleic anhydride in particular, are often attached to biopolymers via radical reaction routes using different peroxide initiators.
  • 26. The MA-grafted poly(lactic acid) is claimed to react with the hydroxyl groups of starch during blending resulting in the coupling of the phases according to the scheme shown in Fig. 11.
  • 27. Non-reactive compatibilization  The PCL-grafted polysaccharide copolymers were synthesized by controlled ring-opening polymerization of e-caprolactone, which proceeded via a coordination–insertion mechanism. These compatibilized starch/PLA compositions displayed improved mechanical properties  As far as starch/PLA blends were concerned, the compatibilization was achieved via the interfacial localization of amphiphilic graft copolymers formed by the grafting of PCL chains onto a polysaccharide backbone such as dextran.
  • 28. Comparison of reactive and non reactive compactabilization effect
  • 29. Application  The application of biodegradable polymers is possible and advantageous only in a few areas, mainly in packaging and agriculture, although medical applications of certain types can be also important as described later in this section  They are mainly starch or PLA based materials modified by blending with different types of polyesters, e.g. aliphatic–aromatic copolyesters (AACs). For long- term applications, however, degradability is either of secondary importance or even disadvantageous, thus several hybrid blends based on starch and poly(lactic acid), which contain conventional and biopolymers are present on the market
  • 30.
  • 31. Reference  Polymer blends and composites from renewable resources Long Yua,b,, Katherine Deana , Lin Lib  Reactive Blending of Biodegradable Polymers: PLA and Starch -Chang Lim Jun(Journal of Polymers and the Environment)  Compatibilization in bio-based and biodegradable polymer blends (European Polymer Journal) -B. Imre, B. Pukánszky  Compatibilization strategies in poly(lactic acid)-based blends