http://www.TheSecuritiesAttorneys.com Reg A+ and the IPO Valley of Death This is written for the CEO of a fast growing company. Many of these companies are negative cash flow. Companies always need cash to grow on. However, when a you file a full IPO with the SEC you are limited on who you can accept money from. You can only accept money from people you already know and qualified institutional buyers. Your angels are probably fully invested and the institutions may not care. You have to wait months to get through the SEC to get the IPO proceeds but you have to pay all the expenses now. This period where you need more money but are limited in getting money I call the “IPO Valley of Death” Reg A+ offers some relief here. First, you can test the waters to see if the deal will work. Second, can do a Regulation S (offshore) offering while you have filed with the SEC. Third, you may also be able to do a Reg D, 506c offering (accredited investors only). These will help you get through the Valley of Death For a free consultation (not a sales pitch) on the structure and marketability of your offering, contact me, John E. Lux. I will give you the benefit of my experience in investment banking and IPO market making along with advice on securities law. The more you look at your deal, the more you can easily see that proper formulation of your investment proposition is key to your success. Want to know more? – email me at John.Lux@ Securities-Law.info (240) 200-4529 John E. Lux was in the top 5% of authors on Slideshare in 2014 and has been quoted by Bloomberg as an expert on reverse mergers Disclaimer This is not legal or investment advice of any kind Some restrictions apply here, this is only a summary Seek competent advice from qualified attorneys and investment bankers Your situation may vary www.TheSecuritiesAttorneys.com

1. www.TheSecuritiesAttorneys.com
Reg A+
and the IPO
Valley of Death

2. Disclaimer

This is not legal or
investment advice of any
kind

Some restrictions apply
here, this is only a summary

Seek competent advice
from qualified attorneys
and investment bankers

Your situation may vary

3. www.TheSecuritiesAttorneys.com
This is written for
the CEO of a fast
growing company

4. www.TheSecuritiesAttorneys.com
Many of these
companies are
negative cash
flow

5. www.TheSecuritiesAttorneys.com
Companies always
need cash to grow
on

6. www.TheSecuritiesAttorneys.com
However, when a
you file a full
IPO with the SEC
you are limited on
who you can
accept money
from

7. You can only
accept money
from people you
already know and
qualified
institutional
buyers

8. Your angels are
probably fully
invested and the
institutions may
not care

9. You have to wait
months to get
through the SEC
to get the IPO
proceeds but you
have to pay all
the expenses now

10. This period where
you need more
money but are
limited in getting
money I call the
“IPO Valley of
Death”

11. Reg A+ offers
some relief here

12. First, you can test
the waters to see
if the deal will
work

13. Second, you can do
a Regulation S
(offshore)
offering while
you have filed
with the SEC

14. Third, you may
also be able to do
a Reg D, 506c
offering
(accredited
investors only)

15. These will help
you get through
the Valley of
Death

16. For a free
consultation (not
a sales pitch) on
the structure and
marketability of
your offering,
contact me,
John E. Lux

17. I will give you the
benefit of my
experience in
investment
banking and IPO
market making
along with advice
on securities law

18. The more you look
at your deal, the
more you can
easily see that
proper
formulation of
your investment
proposition is key
to your success

19. www.TheSecuritiesAttorneys.com

Want to know
more? – email
me at John.Lux@
Securities-
Law.info

(240) 200-4529

20. John E. Lux was in
the top 5% of
authors on
Slideshare in
2014 and has
been quoted by
Bloomberg as an
expert on reverse
mergers