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ETHICS IN THE
KEY PROCESS OF
HEALTH
ADMINISTRATION
Reporter:
CHARLES KEVIN C. INES
GLENCEL TOMAS
ORLY CORPUZ
CHRISTEL ADRIANO
 A. Planning means setting the future
direction of your department or organization
and includes your ability to meet community
needs. Planning also includes establishing
mission, vision, goals and objectives.
 Ethics Application:
 -The ethics of data integrity, information, presentation,
and overall communication are just a few areas that
should be considered.
 -Planning decisions ultimately rest on the quality of the
data used to make them. If these data are collected
appropriately, honestly recorded, and fully considered
you have better chance of making decisions that
succeed. Ethics has a major influence on the quality
and integrity of any data set. Ethics of those
responsible for its collection must be considered. If they
do not see this task as important, they might be
tempted to rush through. Too much speed can lead to
errors and omissions and give you poor quality data.
 As an HCA, you have a duty to educate your
staff concerning the use of the data they
collect and the need for integrity.
 B. Organizing-the organizing
function of healthcare administration
includes deciding what it takes to
accomplish the goals of the
organization. It also includes the
correct placement of activities,
materials, and staff to accomplish
the goals and objectives of the
strategic plan. In addition the
organizing function involves
designing specific jobs and
educating staff about how to do
those jobs.
 Ethics Application:
 -There is great potential for ethics
challenges within the organizing function.
One of these challenges includes the
ethics of design, matching, and
delegation. Job design and redesign are
important steps in the organizing
function. These steps may lead to either
success or failure of healthcare
organizations. Specifically, designing
jobs to be both effective and efficient
conserves scarce resources by avoiding
unnecessary use and waste.
 C. Staffing- is a separate function of
management. This function considers
both recruitment and hiring efforts to
assure quality employees. It requires a
balance between the need for quality
employees and labor costs. In addition,
the staffing function includes
documentation of current licensure and
training for maintaining staff
competence. Performance evaluations
and improvement planning are included
in this management function as well.
 Ethics Application:
 The staffing function involves numerous
challenges to ethical administrative practice.
Three examples arise in conjunction with
autonomy, justice, and responsibility for
competence. Autonomy issues begin with
the hiring process.
 Healthcare administrators will
have access to candidates’
transcripts, talk their references,
and conduct personal interviews.
However, there is often a
temptation to talk about the future
employee’s personal information
with those who do not have a
“need to know”.
 Justice issues are also frequently
encountered within the staffing function. To
be ethical, HCAs must treat everyone fairly
and incompliance with department policies.
Healthcare Administrators must also practice
justice when it comes to conducting
performance evaluations and recommending
raises. There is often a temptation to be less
than just in this area, especially when
standards are not clear.
VI. PRACTICING AS AN
ETHICAL ADMINISTRATOR
ETHICS IN THE KEY
PROCESS OF HEALTH
ADMINISTRATION
Directing/Influencing
Controlling
4. INFLUENCING/DIRECTING
 Refers to the manner of delegating assignments, orders and
instruction to the nursing personnel where the latter is made
aware of the work expected of him/her.
 The nursing personnel should be properly guided so they
can contribute effectively and efficiently to the attainment of
the nursing service goals.
DELEGATION
 is a major element of directing function of
nursing management.
 It is an effective management competency
by which nurse managers get the work
done through employees.
 Delegation is a part of management that
requires professional managements
training and development to accept the
hierarchical responsibilities of delegation.
ELEMENTS OF DELEGATION
 Responsibility entails an obligation to fulfill
the work assigned to a certain position
 People will not perform the work unless
they can make decisions related to it
 The person given more authority to make
the most of his/her own decision enjoys
work more and derives more personal
satisfaction from performing
 Accountability is the process of establishing
an obligation to perform the work and to
make a decision within the set limits
FIVE RIGHTS OF DELEGATION
 Right task
 Right circumstances
 Right person
 Right direction and communication
 Right supervision
PRINCIPLES OF DELEGATION
 Select the right person to whom the job is to be
delegated
 Delegate both interesting and uninteresting tasks
 Provide subordinates with enough time to learn
 Delegate gradually
 Delegate in advance
 Consult before delegating
 Avoid gaps and overlaps
 Delegated tasks must be checked from time to time
 Never take back a delegated task
 Responsibility and authority can be delegated but
not accountability
STEPS IN DELEGATION
 Describe the task/projects and procedures to be done
 Relay the description of the task
 Establish checkpoints
 Establish dialogue before, during and after, for feedback
POINTERS TO THE PROPER DELEGATION OF
WORK
 Provide clear and specific instructions. Make sure that the
responsibility is clear
 Give authority commensurate to responsibility
 Keep subordinates informed
 Show you have confidence in your subordinates
 Be loyal
SUPERVISION
 Involves providing guidance and direction to the work in
order to achieve a certain purpose. Its main goal is to attain
quality care for each patient and to develop the potentials of
workers for an effective and efficient performance.
 A good understanding of administration, clinical competence
and democratic management are essential in supervision.
 Supervision ensures that the major goal in patient care is
achieved.
LEADING
 Art of developing people
 Includes directing in which actuating efforts to accomplish
goals; supervising or overseeing work of employees; and
coordinating or unifying personnel and services among
others
Leadership in Nursing is necessary to guide nursing personnel
to a specific goal, that is, the provision of quality nursing care
to their patients.
LEADERSHIP QUALITIES
1. A leader possesses a striking physical personality
and is energetic
2. A leader possesses a sense of purpose and
direction. A leader knows his own personal
objectives and those of the group. He is able to get
goals and move toward that direction
3. A leader has the power of ready speech. He is able
to communicate in both written and spoken
language
4. A leader is enthusiastic about the purpose of the
group and is devoted to its cause
5. A leader has keen insight into the human nature of
people. He has faith and trust in people he leads
LEADERSHIP QUALITIES
6. A leader display courage and persistence
even in the face of opposition
7. A leader is decisive. He uses independent
judgment and does not hesitate to consult
others when needed.
8. A leader is cheerful and even-tempered
9. A leader shows technical mastery that
inspires other to do above average
performance in their jobs
10. A leader is intelligent, idealistic and has
keen sense of humor
COMMUNICATION
 is the thread that binds an organization together by
ensuring a common understanding. Official
channels of communication are established
between the COH and heads of the different
services and between individuals with the services.
Organizational charts are the basis or formal
organization.
 Upward communication-flow comes from higher to
lower authority
 Upward communication-two-way flow of information
TYPES OF COMMUNICATION
1. Verbal
 Patient contact
 Individual/Group conferences
 Staff meetings
2. Written
Forms of Communication
 Memoranda or memos
 Directives
 Manuals of Operation
 Record and Reports
COORDINATION
 Unites personnel and services toward a common objective.
Synchronization of activities among the various services and
departments enhances collaborative efforts resulting in
efficient, smooth and harmonious flow of work.
 Coordination also prevents overlapping of functions,
promotes good working relationships and work schedules
are accomplished as targeted.
5. CONTROLLING
 An ongoing management of function which occurs
during planning, organizing and direction activities.
 Process wherein the performance is measured and
corrective action is taken to ensure the
accomplishment if organizational goals.
REASONS FOR CONDUCTING EVALUATION
 Ensures that quality service is provided
 Allow for setting of sensible objectives and ensure compliance
 Provides standards for establishing comparison
 Provides visibility and means for employees to monitor own performance
 Highlight problem related to quality care and determines areas that
require priority attention
 Provides an indication of the cost of poor quality
 Justifies the use of resources
 Provides feedback for improvement
EVALUATION PRINCIPLES
 Must be based on behavioral standards of
performance with the position requirement
 There must be enough time to observe employee
behavior
 Employee should be given a copy of scheduled
evaluation, Job description performance, standards
evaluation forms
 Performance appraisal should include both
satisfactory and unsatisfactory results
 Areas needing improvement must be prioritized
 Should be scheduled and conducted at a convenient
time for both evaluator and employee
CHARACTERISTICS OF EVALUATION TOOL
1. Objective
 Free from bias
2. Reliable
 Accurate and precise that it will produce the same
results if administered twice
3. Sensitive
 Instrument can measure fine lines of differences
among criteria being measured
4. Valid
 Relevance of the measurement to the performance of
the employee
TYPES OF PERFORMANCE STANDARDS
1. Structure
 Focus on the management system or structure used by the agency in
the delivery of care
2. Process Standards
 Decisions and actions of nurse relative to the nursing process
3. Outcome Standards
 Designed to measure the results of care provided in terms of:
 Changes in health status of client served
 Changes in level of their knowledge, skills and attitude
 Satisfaction of those served
PERFORMANCE APPRAISAL
 A control process in which employee’s performance
is evaluated against standards
 The most valuable tool in controlling human
resouces and productivity
 Reflects how well a personnel have performed
during a specific period of time
QUALITY ASSURANCE
Assurance
 Achieving a sense of accomplishment and implies a
guarantee of excellence
Quality
 Is the degree of excellence
QUALITY ASSURANCE
 A process of evaluation that is applied to healthcare
system and the provision of healthcare services by
health workers
 Focuses on the care and services the patient
receives than on how well the professionals perform
the duties that the position required
METHODS USED:
 Patient care audit
 Patient care profile analysis
 Peer review
 Quality Circles
CONTROL OF RESOURCES
 Consumption of supplies and materials should be
proportionate to the number of patients served
 Requisition or stock of large numbers of supplies and
materials should be avoided to prevent misused or spoilage
 A high turnover inventory is desired
 A low turnover is the result of poor purchasing policies,
overstock or decreased demand for the item
DISCIPLINE
 Rigid obedience to rules and regulations
SELF DISCIPLINE
A constructive and effective means by which employees take
personal responsibility for their own performance and behavior
DISCIPLINARY ACTION
 Any employee charge with breach of the rules and
regulation, policies, norms of conducts should be given due
process
 There must be existing rules of conduct governing his
behavior and documentation of actual violation
 The charged employee must be notified in writing about the
violation and be given right counsel
COUNSELING
Employee is counseled regarding:
 Expectations of improved behavior/performance
 Ways of correcting the problem
 Warning that a repetition of the same offense may warrant
disciplinary action
 The Employee must commit to correct the behavior
 He should be informed of any follow-up action that may be
taken
WRITTEN WARNING
 Preceded by an interview similar to oral warning
 Employee is told after the interview that he will be
given a written warning
 Written warning includes:
 Statement of the problem
 Identification of the rule that was violated
 Consequence of the continued deviant behavior
 Employees commitment to take corrective action
 Any follow-up action to be taken
SUSPENSION
 Suspension over minor violation is given
after an evidence if oral and written warnings
 Accurate documentation of oral and written
warnings including suspension, if done are
necessary evidences of due process
DISMISSAL
 Invoked only when all other disciplinary
efforts have failed
 Disciplinary Committee should be very sure
that the cause for dismissal conforms with
the criteria of a major discipline violations as
contained in the policy manual
 Review is done by higher management

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Nusing admin 1

  • 1. ETHICS IN THE KEY PROCESS OF HEALTH ADMINISTRATION Reporter: CHARLES KEVIN C. INES GLENCEL TOMAS ORLY CORPUZ CHRISTEL ADRIANO
  • 2.  A. Planning means setting the future direction of your department or organization and includes your ability to meet community needs. Planning also includes establishing mission, vision, goals and objectives.
  • 3.  Ethics Application:  -The ethics of data integrity, information, presentation, and overall communication are just a few areas that should be considered.  -Planning decisions ultimately rest on the quality of the data used to make them. If these data are collected appropriately, honestly recorded, and fully considered you have better chance of making decisions that succeed. Ethics has a major influence on the quality and integrity of any data set. Ethics of those responsible for its collection must be considered. If they do not see this task as important, they might be tempted to rush through. Too much speed can lead to errors and omissions and give you poor quality data.
  • 4.  As an HCA, you have a duty to educate your staff concerning the use of the data they collect and the need for integrity.
  • 5.  B. Organizing-the organizing function of healthcare administration includes deciding what it takes to accomplish the goals of the organization. It also includes the correct placement of activities, materials, and staff to accomplish the goals and objectives of the strategic plan. In addition the organizing function involves designing specific jobs and educating staff about how to do those jobs.
  • 6.  Ethics Application:  -There is great potential for ethics challenges within the organizing function. One of these challenges includes the ethics of design, matching, and delegation. Job design and redesign are important steps in the organizing function. These steps may lead to either success or failure of healthcare organizations. Specifically, designing jobs to be both effective and efficient conserves scarce resources by avoiding unnecessary use and waste.
  • 7.  C. Staffing- is a separate function of management. This function considers both recruitment and hiring efforts to assure quality employees. It requires a balance between the need for quality employees and labor costs. In addition, the staffing function includes documentation of current licensure and training for maintaining staff competence. Performance evaluations and improvement planning are included in this management function as well.
  • 8.  Ethics Application:  The staffing function involves numerous challenges to ethical administrative practice. Three examples arise in conjunction with autonomy, justice, and responsibility for competence. Autonomy issues begin with the hiring process.
  • 9.  Healthcare administrators will have access to candidates’ transcripts, talk their references, and conduct personal interviews. However, there is often a temptation to talk about the future employee’s personal information with those who do not have a “need to know”.
  • 10.  Justice issues are also frequently encountered within the staffing function. To be ethical, HCAs must treat everyone fairly and incompliance with department policies. Healthcare Administrators must also practice justice when it comes to conducting performance evaluations and recommending raises. There is often a temptation to be less than just in this area, especially when standards are not clear.
  • 11. VI. PRACTICING AS AN ETHICAL ADMINISTRATOR
  • 12. ETHICS IN THE KEY PROCESS OF HEALTH ADMINISTRATION Directing/Influencing Controlling
  • 13. 4. INFLUENCING/DIRECTING  Refers to the manner of delegating assignments, orders and instruction to the nursing personnel where the latter is made aware of the work expected of him/her.  The nursing personnel should be properly guided so they can contribute effectively and efficiently to the attainment of the nursing service goals.
  • 14. DELEGATION  is a major element of directing function of nursing management.  It is an effective management competency by which nurse managers get the work done through employees.  Delegation is a part of management that requires professional managements training and development to accept the hierarchical responsibilities of delegation.
  • 15. ELEMENTS OF DELEGATION  Responsibility entails an obligation to fulfill the work assigned to a certain position  People will not perform the work unless they can make decisions related to it  The person given more authority to make the most of his/her own decision enjoys work more and derives more personal satisfaction from performing  Accountability is the process of establishing an obligation to perform the work and to make a decision within the set limits
  • 16. FIVE RIGHTS OF DELEGATION  Right task  Right circumstances  Right person  Right direction and communication  Right supervision
  • 17. PRINCIPLES OF DELEGATION  Select the right person to whom the job is to be delegated  Delegate both interesting and uninteresting tasks  Provide subordinates with enough time to learn  Delegate gradually  Delegate in advance  Consult before delegating  Avoid gaps and overlaps  Delegated tasks must be checked from time to time  Never take back a delegated task  Responsibility and authority can be delegated but not accountability
  • 18. STEPS IN DELEGATION  Describe the task/projects and procedures to be done  Relay the description of the task  Establish checkpoints  Establish dialogue before, during and after, for feedback
  • 19. POINTERS TO THE PROPER DELEGATION OF WORK  Provide clear and specific instructions. Make sure that the responsibility is clear  Give authority commensurate to responsibility  Keep subordinates informed  Show you have confidence in your subordinates  Be loyal
  • 20. SUPERVISION  Involves providing guidance and direction to the work in order to achieve a certain purpose. Its main goal is to attain quality care for each patient and to develop the potentials of workers for an effective and efficient performance.  A good understanding of administration, clinical competence and democratic management are essential in supervision.  Supervision ensures that the major goal in patient care is achieved.
  • 21. LEADING  Art of developing people  Includes directing in which actuating efforts to accomplish goals; supervising or overseeing work of employees; and coordinating or unifying personnel and services among others Leadership in Nursing is necessary to guide nursing personnel to a specific goal, that is, the provision of quality nursing care to their patients.
  • 22. LEADERSHIP QUALITIES 1. A leader possesses a striking physical personality and is energetic 2. A leader possesses a sense of purpose and direction. A leader knows his own personal objectives and those of the group. He is able to get goals and move toward that direction 3. A leader has the power of ready speech. He is able to communicate in both written and spoken language 4. A leader is enthusiastic about the purpose of the group and is devoted to its cause 5. A leader has keen insight into the human nature of people. He has faith and trust in people he leads
  • 23. LEADERSHIP QUALITIES 6. A leader display courage and persistence even in the face of opposition 7. A leader is decisive. He uses independent judgment and does not hesitate to consult others when needed. 8. A leader is cheerful and even-tempered 9. A leader shows technical mastery that inspires other to do above average performance in their jobs 10. A leader is intelligent, idealistic and has keen sense of humor
  • 24. COMMUNICATION  is the thread that binds an organization together by ensuring a common understanding. Official channels of communication are established between the COH and heads of the different services and between individuals with the services. Organizational charts are the basis or formal organization.  Upward communication-flow comes from higher to lower authority  Upward communication-two-way flow of information
  • 25. TYPES OF COMMUNICATION 1. Verbal  Patient contact  Individual/Group conferences  Staff meetings 2. Written Forms of Communication  Memoranda or memos  Directives  Manuals of Operation  Record and Reports
  • 26. COORDINATION  Unites personnel and services toward a common objective. Synchronization of activities among the various services and departments enhances collaborative efforts resulting in efficient, smooth and harmonious flow of work.  Coordination also prevents overlapping of functions, promotes good working relationships and work schedules are accomplished as targeted.
  • 27. 5. CONTROLLING  An ongoing management of function which occurs during planning, organizing and direction activities.  Process wherein the performance is measured and corrective action is taken to ensure the accomplishment if organizational goals.
  • 28. REASONS FOR CONDUCTING EVALUATION  Ensures that quality service is provided  Allow for setting of sensible objectives and ensure compliance  Provides standards for establishing comparison  Provides visibility and means for employees to monitor own performance  Highlight problem related to quality care and determines areas that require priority attention  Provides an indication of the cost of poor quality  Justifies the use of resources  Provides feedback for improvement
  • 29. EVALUATION PRINCIPLES  Must be based on behavioral standards of performance with the position requirement  There must be enough time to observe employee behavior  Employee should be given a copy of scheduled evaluation, Job description performance, standards evaluation forms  Performance appraisal should include both satisfactory and unsatisfactory results  Areas needing improvement must be prioritized  Should be scheduled and conducted at a convenient time for both evaluator and employee
  • 30. CHARACTERISTICS OF EVALUATION TOOL 1. Objective  Free from bias 2. Reliable  Accurate and precise that it will produce the same results if administered twice 3. Sensitive  Instrument can measure fine lines of differences among criteria being measured 4. Valid  Relevance of the measurement to the performance of the employee
  • 31. TYPES OF PERFORMANCE STANDARDS 1. Structure  Focus on the management system or structure used by the agency in the delivery of care 2. Process Standards  Decisions and actions of nurse relative to the nursing process 3. Outcome Standards  Designed to measure the results of care provided in terms of:  Changes in health status of client served  Changes in level of their knowledge, skills and attitude  Satisfaction of those served
  • 32. PERFORMANCE APPRAISAL  A control process in which employee’s performance is evaluated against standards  The most valuable tool in controlling human resouces and productivity  Reflects how well a personnel have performed during a specific period of time
  • 33. QUALITY ASSURANCE Assurance  Achieving a sense of accomplishment and implies a guarantee of excellence Quality  Is the degree of excellence QUALITY ASSURANCE  A process of evaluation that is applied to healthcare system and the provision of healthcare services by health workers  Focuses on the care and services the patient receives than on how well the professionals perform the duties that the position required
  • 34. METHODS USED:  Patient care audit  Patient care profile analysis  Peer review  Quality Circles
  • 35. CONTROL OF RESOURCES  Consumption of supplies and materials should be proportionate to the number of patients served  Requisition or stock of large numbers of supplies and materials should be avoided to prevent misused or spoilage  A high turnover inventory is desired  A low turnover is the result of poor purchasing policies, overstock or decreased demand for the item
  • 36. DISCIPLINE  Rigid obedience to rules and regulations SELF DISCIPLINE A constructive and effective means by which employees take personal responsibility for their own performance and behavior
  • 37. DISCIPLINARY ACTION  Any employee charge with breach of the rules and regulation, policies, norms of conducts should be given due process  There must be existing rules of conduct governing his behavior and documentation of actual violation  The charged employee must be notified in writing about the violation and be given right counsel
  • 38. COUNSELING Employee is counseled regarding:  Expectations of improved behavior/performance  Ways of correcting the problem  Warning that a repetition of the same offense may warrant disciplinary action  The Employee must commit to correct the behavior  He should be informed of any follow-up action that may be taken
  • 39. WRITTEN WARNING  Preceded by an interview similar to oral warning  Employee is told after the interview that he will be given a written warning  Written warning includes:  Statement of the problem  Identification of the rule that was violated  Consequence of the continued deviant behavior  Employees commitment to take corrective action  Any follow-up action to be taken
  • 40. SUSPENSION  Suspension over minor violation is given after an evidence if oral and written warnings  Accurate documentation of oral and written warnings including suspension, if done are necessary evidences of due process
  • 41. DISMISSAL  Invoked only when all other disciplinary efforts have failed  Disciplinary Committee should be very sure that the cause for dismissal conforms with the criteria of a major discipline violations as contained in the policy manual  Review is done by higher management