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SECURITY EXCHANGE BOARD OF INDIA
Presenting By,
Mahadeva prasad.m
2nd MFM,
DOS in commerce,
Manasa gangotri,
Mysore.
security exchange board of india
 The Securities and Exchange Board of India
(SEBI) has been mandated to protect the
interests of investors in securities market and to
promote the development and to regulate the
securities market so as to establish a dynamic
and efficient Securities Market contributing to
Indian Economy.
 The regulatory body for the investment market
in India. The purpose of this board is to maintain
stable and efficient markets by creating and
enforcing regulations in the market place.
Why SEBI has established……......?
The main reason for establishment of SEBI.
 to protection of interest of investor
To regulation of stock markets
To control over financial intermediaries
Establishment of SEBI
It was officially established byThe Government of India in the
year 1988 and given statutory powers in 1992 with SEBI Act 1992
being passed by the Indian parliament. SEBI has its Headquarters
are at the business district of Bandra kurla complex in Mumbai,
and has Northern, Eastern, Southern andWestern Regional
Office in Delhi, Kolkata, Chennai and Ahmedabad respectively.
SEBI head quatered
in popular business
district of bandra-
kurla complex in
mumbai
Salient Features of SEBI
 Head quarters will be in mumbai and may establish
offices at other place in India
 Chairmen and members of board will be appointed
by central Government
 Government can prescribe terms of officers and
other conditions of service of board and chairmen.
 Primary duties of the board is to protect the interest
of investors.
Organization structure
The SEBI is managed by its members, which consists of
following:
 a)The chairman who is nominated by central Government of
India.
 b)Two members, i.e. Officers from central Finance Ministry.
 c) One member fromThe Reserve Bank of India.
 d)The remaining 5 members are nominated by Union
Government of India, out of them at least 3 shall be whole-
time members.
Present organization structure(2015)
Name Designation
Upendra kumar sinha Chairman
Prashant Saran WholeTime Member
Rajeev Kumar Agarwal WholeTime Member
S Raman WholeTime Member
Raje Kumar Joint Secretary, ministry of finance
V. K. Jairath magya Member Appointed
Anand Sinha Deputy Governor, reserve bank of India
Naved Masood Secretary, Ministry of Corporate Affairs
Prakash Chandra PartTime Member
Objectives of SEBI
 Investor protection
 Regulation of Stock Markets
 Checking for insider trading
 Control over financial intermediaries
Functions of SEBI
REGULATORY FUNCTIONS
 Regulation of Business in the Stock Exchanges.
 Prohibiting fraudulent and unfair trade practices and insider trading
in the securities market.
 Inspection and inquiries.
 Regulating substantial acquisition of shares and take-over's.
 Levying fees or other charges for carrying out the purposes of this
section.
 Performing such functions and exercising such powers under the
provisions of the Securities Contracts (Regulation)Act, 1956 as may
be delegated to it byThe Central Government
DEVELOPMENTAL FUNCTIONS
 Promoting investor’s education and training
of intermediaries.
 Conducting research and publishing
information useful to all market participants.
 Promotion of fair practices and self
regulatory organizations.
Powers SEBI
 Power to call periodical returns from
recognized stock exchanges.
 Power to call information or explanation from
recognized stock exchanges or their
members.
 Power to control and regulate stock
exchanges.
 Power to direct enquiries to be made in
relation to affairs of stock exchanges or their
members.
Role of SEBI in market
 Specifying rules and regulations
 Providing licenses to dealers and brokers
 Auditing the performance of various stock
exchanges
 Controlling mergers, acquisitions and take-
overs of the companies
 Prohibiting unfair trade practices in the
market
conclusion
 SEBI as a regulatory body for Indian capital
market, it has to be empowered more so that
it can discharge its role for improvement and
development of capital market.
 SEBI has to strive and create new techniques
for management of capital market so that the
capital market can deliver efficient services
and fair activities.
Reference
Wikipedia.com /SEBI
Accounting education / role of SEBI in a
capital market
Thank you

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Security Exchange Board of India (SEBI)

  • 1. SECURITY EXCHANGE BOARD OF INDIA Presenting By, Mahadeva prasad.m 2nd MFM, DOS in commerce, Manasa gangotri, Mysore.
  • 2. security exchange board of india  The Securities and Exchange Board of India (SEBI) has been mandated to protect the interests of investors in securities market and to promote the development and to regulate the securities market so as to establish a dynamic and efficient Securities Market contributing to Indian Economy.  The regulatory body for the investment market in India. The purpose of this board is to maintain stable and efficient markets by creating and enforcing regulations in the market place.
  • 3. Why SEBI has established……......? The main reason for establishment of SEBI.  to protection of interest of investor To regulation of stock markets To control over financial intermediaries
  • 4. Establishment of SEBI It was officially established byThe Government of India in the year 1988 and given statutory powers in 1992 with SEBI Act 1992 being passed by the Indian parliament. SEBI has its Headquarters are at the business district of Bandra kurla complex in Mumbai, and has Northern, Eastern, Southern andWestern Regional Office in Delhi, Kolkata, Chennai and Ahmedabad respectively.
  • 5. SEBI head quatered in popular business district of bandra- kurla complex in mumbai
  • 6. Salient Features of SEBI  Head quarters will be in mumbai and may establish offices at other place in India  Chairmen and members of board will be appointed by central Government  Government can prescribe terms of officers and other conditions of service of board and chairmen.  Primary duties of the board is to protect the interest of investors.
  • 7. Organization structure The SEBI is managed by its members, which consists of following:  a)The chairman who is nominated by central Government of India.  b)Two members, i.e. Officers from central Finance Ministry.  c) One member fromThe Reserve Bank of India.  d)The remaining 5 members are nominated by Union Government of India, out of them at least 3 shall be whole- time members.
  • 8. Present organization structure(2015) Name Designation Upendra kumar sinha Chairman Prashant Saran WholeTime Member Rajeev Kumar Agarwal WholeTime Member S Raman WholeTime Member Raje Kumar Joint Secretary, ministry of finance V. K. Jairath magya Member Appointed Anand Sinha Deputy Governor, reserve bank of India Naved Masood Secretary, Ministry of Corporate Affairs Prakash Chandra PartTime Member
  • 9. Objectives of SEBI  Investor protection  Regulation of Stock Markets  Checking for insider trading  Control over financial intermediaries
  • 10. Functions of SEBI REGULATORY FUNCTIONS  Regulation of Business in the Stock Exchanges.  Prohibiting fraudulent and unfair trade practices and insider trading in the securities market.  Inspection and inquiries.  Regulating substantial acquisition of shares and take-over's.  Levying fees or other charges for carrying out the purposes of this section.  Performing such functions and exercising such powers under the provisions of the Securities Contracts (Regulation)Act, 1956 as may be delegated to it byThe Central Government
  • 11. DEVELOPMENTAL FUNCTIONS  Promoting investor’s education and training of intermediaries.  Conducting research and publishing information useful to all market participants.  Promotion of fair practices and self regulatory organizations.
  • 12. Powers SEBI  Power to call periodical returns from recognized stock exchanges.  Power to call information or explanation from recognized stock exchanges or their members.  Power to control and regulate stock exchanges.  Power to direct enquiries to be made in relation to affairs of stock exchanges or their members.
  • 13. Role of SEBI in market  Specifying rules and regulations  Providing licenses to dealers and brokers  Auditing the performance of various stock exchanges  Controlling mergers, acquisitions and take- overs of the companies  Prohibiting unfair trade practices in the market
  • 14. conclusion  SEBI as a regulatory body for Indian capital market, it has to be empowered more so that it can discharge its role for improvement and development of capital market.  SEBI has to strive and create new techniques for management of capital market so that the capital market can deliver efficient services and fair activities.
  • 15. Reference Wikipedia.com /SEBI Accounting education / role of SEBI in a capital market