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 A way to compare cases and draw conclusions. 
 A way to draw comparisons and understand 
trends and guide policy.
 Inductive reasoning- the means by which we go 
from studying a specific case to generating a 
hypothesis 
◦ Start small and create a larger hypotheses 
 Deductive reasoning- start with a puzzle or large 
issue, form possible hypotheses and test them in 
a number of cases.
Sovereignty, 
Authority, 
Power, 
Political Institutions Citizens, Society & 
State 
Political and 
economic Change 
Public Policy 
General content of each of the themes of Comp Gov 
- Culture, et al 
- Source of 
power 
- Econ type 
- Beliefs 
/legitimacy 
- Accountability 
-Levels 
- branches 
-- elections 
--parties 
-Recruitment 
-Interest groups 
-Bureaucracy 
-Military 
-judiciary 
-Cleavages 
-Social conflict 
-Civil society 
-Media 
-- participation 
-Social movements 
-Citizenship and 
representation 
- Methods of change 
- Trends of change 
econ & political 
- Relationship b/t 
econ and poli change 
- globalization 
Common policy 
issues 
- econ 
- social welfare 
- liberties 
- environment 
- population 
Influence, foreign 
and domestic on 
policy 
Do now: Describe details of the US 
political system utilizing the 
themes of Comp Gov
 A significant segment of the citizenry must believe that 
the state acts with some moral authority. People 
believe that the state has the right to issue rules 
binding for people within their borders - Kesselman 
• People believe that rules should be followed voluntarily 
because they are in the best interests of all citizens. – Palmer 
•Legal Legitimacy 
•Traditional Legitimacy 
•Charismatic Legitimacy
Describe details of the US political system utilizing the themes 
Individualists 
who believe in 
the constitution, 
capitalism and 
compromise. 
Believe we can 
hold government 
accountable 
through elections 
Federal system with 
3 separate branches 
elected both directly 
and indirectly by 
FPTP in a 2 party 
system. Significant 
bias in recruitment. 
Many powerful I.G.s 
Professional but 
politicized Bureaus 
Professional military 
Indipendent judiciary 
Race, class, region 
increasing religion 
conflicts 
Very pluralistic 
participatory civil 
society 
Free and widespread 
media 
Mvmnts for: CR, 
envi, minorities 
No revo or coup but 
war has had some 
impact 
Economy slowing but 
still vibrant, little poli 
change 
Change most 
affected by econ 
G has had significant 
impact
Political System – collection of institutions involved in the creation and 
implementation of public policy 
System-environment approach- focus on general process and 
interaction between inputs, decision-making, outputs, feedback and the 
environment 
Structural-functional approach – focus on the process within each step 
in the system - the who and how each of inputs, decisions and outputs 
AND the evaluation of the effectiveness of the entire system in 
maintaining the regime and providing for the satisfaction of its people 
Typology approach – focus on comparing the various types of gov’t 
from authoritarian to democratic. Here system theory is augmented by 
categorization to better evaluate the success of various types and their 
strengths and weaknesses relative to each other 
Historical Approach – looking at the past to better understand where 
the political system will go in the future. Probably includes study of the 
political culture as it interacts with the political system
inputs Decision-making 
outputs 
Feedback
History and culture 
inputs Decision-making 
outputs 
Feedback
aggregation 
articulation 
implementation 
Policy making 
Policy 
functions 
System Functions 
Foreign state
Systems S-F History Typology 
Shows the big 
picture 
Easy to understand 
Shows specific 
details for 
understanding how 
the system really 
works. 
Helps to evaluate 
success of system 
Connects reasons 
for system’s 
existence and the 
beliefs of the polity 
with the system 
Understand trends 
Focuses on 
categorization and 
comparison 
Understand trends 
and helps make 
predictions 
Too general 
Does not highlight 
specific policies or 
policy makers. 
Does not address 
history or culture 
A little too 
theoretical 
Too specific 
Does not address 
history or culture 
Too little emphasis 
on effect of 
environment 
Does not address 
how the system 
works in the real 
world 
Does not address 
how the system 
works in the real 
world 
Environment? 
Does not highlight 
specific policies or 
policy makers.
Systems S-F History Typology 
Shows the big 
picture 
Easy to understand 
Shows specific 
details for 
understanding how 
the system really 
works. 
Helps to evaluate 
success of system 
Connects reasons 
for system’s 
existence and the 
beliefs of the polity 
with the system 
Understand trends 
Focuses on 
categorization and 
comparison 
Understand trends 
and helps make 
predictions
 To utilize a structural-functional systems framework to 
compare political systems we need to discuss three 
general concepts: 
 System: suggests an object having interdependent parts, acting 
within a setting or an environment 
 Structure 
 Function 
 Political system: a set of institutions and agencies 
concerned with formulating and implementing the 
collective goals of a society or of groups within it
 Governments are the policymaking parts of political systems. 
 Decisions of governments are normally backed up by legitimate coercion; 
obedience may be compelled. 
 A political system exists in both an international environment and a 
domestic environment. 
 A system receives inputs from these environments. 
 International 
 Exchanges among countries may vary in many ways: small to great. 
 Interdependence has increased enormously in the last decades. 
 Globalization 
 Domestic 
 Economic and social systems 
 Political culture of its citizens
1. Explain the two axial principals according to the author. 
2. Identify and explain the four imperatives of the 
McWorld. 
3. What is wrong with nationalism? What are some 
examples? 
4. According to the Barber, why is democracy declining? 
5. What are the inherent problems with McWorld? 
6. How is Jihad both good and bad? 
7. What will democracies look like in the future? 
8. What is the only real form of democracy? 
9. How will democracy really take hold? 
10. What foreign policy mistakes have been made 
according to his theory? Include recent events.
 Structures: parliaments, bureaucracies, administrative 
agencies, and courts 
 Structures perform functions, which in turn enable the 
government to formulate, implement, and enforce its policies. 
 Policies reflect the goals; the agencies provide the means. 
 Six types of political structures: political parties, interest groups, 
legislatures, executives, bureaucracies, and courts. 
 Formal organizations engaged in political activities. 
 Some structures, such as ruling military councils or governing royal families, 
are found in only a few countries. 
 Similar structures may have very different functions across political systems. 
 Ex: China and Britain
 Process functions: distinctive activities necessary for policy to be 
made and implemented in any kind of political system 
 Interest articulation 
 Involves individuals and groups expressing their needs and demands 
 Interest aggregation 
 Combines different demands into policy proposals backed by significant political 
resources 
 Policymaking 
 Decides which policy proposals are to become authoritative rules 
 Policy implementation 
 Carries out and enforces public policies; policy adjudication settles disputes 
about their application
 Three additional functions which are not directly involved in making 
and implementing public policy - socialization, recruitment, and 
communication, are fundamentally important. 
 These are SYSTEM functions. 
 They determine whether or not the system will be maintained or changed. 
 Political socialization: involves families, schools, communications media, 
churches, and all the various political structures that develop, reinforce and 
transform the political culture, the attitudes of political significance in the society 
 Political recruitment: refers to the selection of people for political activity and 
government offices 
 Political communication: refers to the flow of information through the society 
and through the various structures that make up the political system
 Outputs = the implementations of the political process. 
 Substantive impacts on the society, the economy, and the 
culture 
 Regulation of behavior; extraction of resources; distribution of 
benefits and services 
 Reflect the way way the policies interact with the domestic and 
international environments 
 Example of structures and functions in Russia before 
and after the breakdown of communist rule in the 
Soviet Union 
 Approach - structural functional comparison 
 Allows us to examine how the same functions are performed in 
different countries, or in the same country at two different points in 
time
Sovereignty, 
Authority, 
Power, 
Political 
Institutions 
Citizens, 
Society & 
State 
Political and 
economic 
Change 
Public 
Policy 
source of power 
can be limited by 
constitutional 
regimes 
discussion of 
political 
culture’s effects 
on system 
– elites and elite 
systems equates 
to gov’t 
structures and 
electoral systems 
- interest groups 
– structures – 
equitable 
distribution builds 
support 
– political 
participation 
- interest groups 
institutionalization 
is a method of 
system change 
-change gradual 
or violent is 
dependent on 
typology 
policy affected by 
political culture/ 
socialization
 The concept that the power and discretion of 
government and its officials ought to be restrained by a 
supreme set of neutral rules that prevent arbitrary and 
unfair action by government. Also called 
constitutionalism. - Magstadt 
• the principle that legal rules rather than arbitrary or 
personal decisions determine what happens – Hauss 
• governments can take no action that has not been 
authorized by law and that citizens can be punished 
only for actions violating existing laws- A & P
 List the challenges 
 Explain it 
 Give a real world example
 FRQ: Free response Question. 
 APAP: Answer the Prompt; All Parts 
 Explain the two main ways the comparative 
method is used in comparative politics. Give two 
examples of problems that can occur when 
examining political features across a country. 
 Summarize the theory of Jihad vs McWorld. Give 
an example how the theory has come true. Give 
an example of something it got wrong.
 Various terms are used to compare countries 
 Old Approach: Three Worlds 
◦ 1 – United States and its allies 
◦ 2 - Soviet Union and its allies 
 Soviet Union collapsed in 1991, Russia maintains many 
relationships 
◦ 3 - Third world nations 
 Economically deprived and underdeveloped 
 Newer Approaches 
◦ Democracy vs. authoritarianism (political) 
◦ Communism vs. capitalism (economic)
 New approaches must also take into account: 
◦ Role of informal politics 
◦ Importance of political change 
◦ Integration of political and economic systems 
 Our Approach: Countries fall into one of 3 groups: 
◦ “Advanced” democracies 
 UK and U.S. 
◦ Communist and post-communist countries 
 China and Russia 
◦ Less developed and newly industrializing 
 Newly industrializing – Mexico and Iran(?) 
 Less developed - Nigeria
 Summarize Huntington’s theory of the Clash of 
Civilizations. 
 What is the authors critique of the theory? 
 Give two quotes/examples that the author uses to 
disprove the clash of civilizations.

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Comparative Government theory and structure

  • 1.  A way to compare cases and draw conclusions.  A way to draw comparisons and understand trends and guide policy.
  • 2.  Inductive reasoning- the means by which we go from studying a specific case to generating a hypothesis ◦ Start small and create a larger hypotheses  Deductive reasoning- start with a puzzle or large issue, form possible hypotheses and test them in a number of cases.
  • 3.
  • 4. Sovereignty, Authority, Power, Political Institutions Citizens, Society & State Political and economic Change Public Policy General content of each of the themes of Comp Gov - Culture, et al - Source of power - Econ type - Beliefs /legitimacy - Accountability -Levels - branches -- elections --parties -Recruitment -Interest groups -Bureaucracy -Military -judiciary -Cleavages -Social conflict -Civil society -Media -- participation -Social movements -Citizenship and representation - Methods of change - Trends of change econ & political - Relationship b/t econ and poli change - globalization Common policy issues - econ - social welfare - liberties - environment - population Influence, foreign and domestic on policy Do now: Describe details of the US political system utilizing the themes of Comp Gov
  • 5.  A significant segment of the citizenry must believe that the state acts with some moral authority. People believe that the state has the right to issue rules binding for people within their borders - Kesselman • People believe that rules should be followed voluntarily because they are in the best interests of all citizens. – Palmer •Legal Legitimacy •Traditional Legitimacy •Charismatic Legitimacy
  • 6. Describe details of the US political system utilizing the themes Individualists who believe in the constitution, capitalism and compromise. Believe we can hold government accountable through elections Federal system with 3 separate branches elected both directly and indirectly by FPTP in a 2 party system. Significant bias in recruitment. Many powerful I.G.s Professional but politicized Bureaus Professional military Indipendent judiciary Race, class, region increasing religion conflicts Very pluralistic participatory civil society Free and widespread media Mvmnts for: CR, envi, minorities No revo or coup but war has had some impact Economy slowing but still vibrant, little poli change Change most affected by econ G has had significant impact
  • 7. Political System – collection of institutions involved in the creation and implementation of public policy System-environment approach- focus on general process and interaction between inputs, decision-making, outputs, feedback and the environment Structural-functional approach – focus on the process within each step in the system - the who and how each of inputs, decisions and outputs AND the evaluation of the effectiveness of the entire system in maintaining the regime and providing for the satisfaction of its people Typology approach – focus on comparing the various types of gov’t from authoritarian to democratic. Here system theory is augmented by categorization to better evaluate the success of various types and their strengths and weaknesses relative to each other Historical Approach – looking at the past to better understand where the political system will go in the future. Probably includes study of the political culture as it interacts with the political system
  • 9.
  • 10. History and culture inputs Decision-making outputs Feedback
  • 11. aggregation articulation implementation Policy making Policy functions System Functions Foreign state
  • 12. Systems S-F History Typology Shows the big picture Easy to understand Shows specific details for understanding how the system really works. Helps to evaluate success of system Connects reasons for system’s existence and the beliefs of the polity with the system Understand trends Focuses on categorization and comparison Understand trends and helps make predictions Too general Does not highlight specific policies or policy makers. Does not address history or culture A little too theoretical Too specific Does not address history or culture Too little emphasis on effect of environment Does not address how the system works in the real world Does not address how the system works in the real world Environment? Does not highlight specific policies or policy makers.
  • 13. Systems S-F History Typology Shows the big picture Easy to understand Shows specific details for understanding how the system really works. Helps to evaluate success of system Connects reasons for system’s existence and the beliefs of the polity with the system Understand trends Focuses on categorization and comparison Understand trends and helps make predictions
  • 14.
  • 15.
  • 16.
  • 17.  To utilize a structural-functional systems framework to compare political systems we need to discuss three general concepts:  System: suggests an object having interdependent parts, acting within a setting or an environment  Structure  Function  Political system: a set of institutions and agencies concerned with formulating and implementing the collective goals of a society or of groups within it
  • 18.  Governments are the policymaking parts of political systems.  Decisions of governments are normally backed up by legitimate coercion; obedience may be compelled.  A political system exists in both an international environment and a domestic environment.  A system receives inputs from these environments.  International  Exchanges among countries may vary in many ways: small to great.  Interdependence has increased enormously in the last decades.  Globalization  Domestic  Economic and social systems  Political culture of its citizens
  • 19. 1. Explain the two axial principals according to the author. 2. Identify and explain the four imperatives of the McWorld. 3. What is wrong with nationalism? What are some examples? 4. According to the Barber, why is democracy declining? 5. What are the inherent problems with McWorld? 6. How is Jihad both good and bad? 7. What will democracies look like in the future? 8. What is the only real form of democracy? 9. How will democracy really take hold? 10. What foreign policy mistakes have been made according to his theory? Include recent events.
  • 20.  Structures: parliaments, bureaucracies, administrative agencies, and courts  Structures perform functions, which in turn enable the government to formulate, implement, and enforce its policies.  Policies reflect the goals; the agencies provide the means.  Six types of political structures: political parties, interest groups, legislatures, executives, bureaucracies, and courts.  Formal organizations engaged in political activities.  Some structures, such as ruling military councils or governing royal families, are found in only a few countries.  Similar structures may have very different functions across political systems.  Ex: China and Britain
  • 21.
  • 22.  Process functions: distinctive activities necessary for policy to be made and implemented in any kind of political system  Interest articulation  Involves individuals and groups expressing their needs and demands  Interest aggregation  Combines different demands into policy proposals backed by significant political resources  Policymaking  Decides which policy proposals are to become authoritative rules  Policy implementation  Carries out and enforces public policies; policy adjudication settles disputes about their application
  • 23.
  • 24.  Three additional functions which are not directly involved in making and implementing public policy - socialization, recruitment, and communication, are fundamentally important.  These are SYSTEM functions.  They determine whether or not the system will be maintained or changed.  Political socialization: involves families, schools, communications media, churches, and all the various political structures that develop, reinforce and transform the political culture, the attitudes of political significance in the society  Political recruitment: refers to the selection of people for political activity and government offices  Political communication: refers to the flow of information through the society and through the various structures that make up the political system
  • 25.  Outputs = the implementations of the political process.  Substantive impacts on the society, the economy, and the culture  Regulation of behavior; extraction of resources; distribution of benefits and services  Reflect the way way the policies interact with the domestic and international environments  Example of structures and functions in Russia before and after the breakdown of communist rule in the Soviet Union  Approach - structural functional comparison  Allows us to examine how the same functions are performed in different countries, or in the same country at two different points in time
  • 26. Sovereignty, Authority, Power, Political Institutions Citizens, Society & State Political and economic Change Public Policy source of power can be limited by constitutional regimes discussion of political culture’s effects on system – elites and elite systems equates to gov’t structures and electoral systems - interest groups – structures – equitable distribution builds support – political participation - interest groups institutionalization is a method of system change -change gradual or violent is dependent on typology policy affected by political culture/ socialization
  • 27.  The concept that the power and discretion of government and its officials ought to be restrained by a supreme set of neutral rules that prevent arbitrary and unfair action by government. Also called constitutionalism. - Magstadt • the principle that legal rules rather than arbitrary or personal decisions determine what happens – Hauss • governments can take no action that has not been authorized by law and that citizens can be punished only for actions violating existing laws- A & P
  • 28.  List the challenges  Explain it  Give a real world example
  • 29.  FRQ: Free response Question.  APAP: Answer the Prompt; All Parts  Explain the two main ways the comparative method is used in comparative politics. Give two examples of problems that can occur when examining political features across a country.  Summarize the theory of Jihad vs McWorld. Give an example how the theory has come true. Give an example of something it got wrong.
  • 30.  Various terms are used to compare countries  Old Approach: Three Worlds ◦ 1 – United States and its allies ◦ 2 - Soviet Union and its allies  Soviet Union collapsed in 1991, Russia maintains many relationships ◦ 3 - Third world nations  Economically deprived and underdeveloped  Newer Approaches ◦ Democracy vs. authoritarianism (political) ◦ Communism vs. capitalism (economic)
  • 31.  New approaches must also take into account: ◦ Role of informal politics ◦ Importance of political change ◦ Integration of political and economic systems  Our Approach: Countries fall into one of 3 groups: ◦ “Advanced” democracies  UK and U.S. ◦ Communist and post-communist countries  China and Russia ◦ Less developed and newly industrializing  Newly industrializing – Mexico and Iran(?)  Less developed - Nigeria
  • 32.  Summarize Huntington’s theory of the Clash of Civilizations.  What is the authors critique of the theory?  Give two quotes/examples that the author uses to disprove the clash of civilizations.

Notes de l'éditeur

  1. Three World Approach – used until early 1990’s – based on Cold War politics
  2. Role of informal politics – gain a deeper understanding of political systems if you connect civil society (way that citizens organize/define themselves and their interests) to the ways that formal government operates. Informal politics takes into consideration not only the ways that politicians operate outside their formal powers, but also the impact that beliefs, values and actions of ordinary citizens have on policy-making. Political Change – world no longer dominated by two superpowers Integration of political and economic systems – cannot be truly separated. Attitudes/behaviors of citizens are affected in many ways by ec inefficiency, ec inequality, & ec decision-making. They may turn to gov’t for solutions and gov’t must respond Advanced Democracies – have well established democratic govts and a high level of economic development Communist/Post-Communist – These countries have sought to create a system that limits individual freedoms in order to divide wealth more equally. Communism flourished during 20th century, but lost ground to dem. Regimes by beginning of 21st century. Newly Industrializing – experiencing rapid economic growth and have shown a tendency toward democratization and political and social stability. Note: Iran has many characteristics that make it difficult to categorize in this scheme Less Developed – lack significant ec development, then to have authoritarian governments, although Nigeria has shown some signs of democratization in recent yrs.