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Effective HIV vaccines are possible: update on
         the science for non-scientists



                                Robin Shattock

       Infectious Diseases, Medicine, St Mary’s, Imperial College, London, UK
•The total number living with HIV
                         continues to rise
                         •HIV prevalence (33 million) constant at
                         0.8% of global population since 2001
                         •6.6 million are now on antiretroviral
                         treatment (ART)
                         •9 million are waiting to receive it
                         •For every person starting ART two
                         people are newly infected
“Successful provision of •20 million more people predicted to
universal treatment      acquire HIV by 2031
access may be critically •increasing potential treatment costs up
dependent on reducing    to $35 billion a year2.
the number of new
infections”              1. UNAIDS, AIDS at 30: Nations at the Crossroads (2011)
                         2. R. Hecht et al., Lancet 376, 1254 (2010).
Challenges in developing a vaccine against HIV?
•Classic vaccines mimic natural immunity against re-
infection : no one has recovered from HIV-1 infection.

•Most vaccines protect against disease, not against
infection; HIV infection may remain latent for long
periods before causing disease (provirus).

•Protection against HIV infection may require sterilizing
immunity (preventing entry); no current vaccine is know
to do this.

•Many vaccines use attenuated pathogens, this approach
would not be appropriate for HIV due to inherent safety
concerns.

•HIV has multiple mechanisms of immune evasion
including: massive diversity, high mutation rate, viral
latency (hiding) and antigen masking (cloaking)
Vaccine research in perspective
Duration between discovery of microbiologic cause of selected infectious diseases and development of a vaccine


           Virus or bacteria                  Year cause             Year vaccine          Years elapsed
                                              discovered               licensed
 Typhoid                                          1884                    1989                   105
 Haemophilus Influenzae                           1889                    1981                    92
 Malaria                                          1893                    None                     –
 Pertussis                                        1906                    1995                    89
 Polio                                            1908                    1955                    47
 Measles                                          1953                    1995                    42
 Hepatitis B                                      1965                    1981                    16
 Rotavirus                                        1973                    1998                    25
 HPV                                              1974                    2007                    33
 HIV                                              1983                    None                     –


       Source: AIDS Vaccine Handbook, AVAC, 2005
What’s in the prevention tool box?
           1                           2




       4                                3

               Coates et al., Lancet 2008
The HIV prevention revolution
 VACCINES
     •AIDS vaccine shows first efficacy
     in clinical trials
     •Replicating viral vector effective in
     controlling SIV in animal studies
     •Multiple new antibodies and
     targets on HIV discovered

MICROBICIDES
    •Microbicide gel (CAPRISA 004)
    reduces HIV infections in women

TREATMENT AS PREVENTION
    •Initiating ART earlier reduces HIV
    transmission among discordant couples

PRE-EXPOSURE PROPHYLAXIS
    •Oral drugs reduces HIV infections
    among MSM and transgendered
    women
New biomedical intervention strategies
Study                                                                              Effect size (CI)
Prime-boost HIV
                                                                                   31% (1, 51)
Vaccine (Thai RV144)
1% tenofovir gel                                                                   39% (6, 60)
(Caprisa 004, Karim et al.)
TDF/FTC oral-PrEP in MSM                                                           44% (15, 63)
(iPrEx, Grant et al 2010)
Medical male circumcision                                                          57% (42, 68)
(MMC) (Orange Farm, Rakai, Kisumu)
TDF/FTC oral-PrEP in                                                               63% (22, 83)*
heterosexuals (TDF2, CDC)
TDF oral-PrEP in serodiscordant                                                    62% (34, 78)*
Partner (Partners PrEP)
TDF/FTC oral-PrEP in serodiscordant                                                73% (49, 85)*
Partner (Partners PrEP)
Immediate ART for positive                                                         96% (82, 99)*
Partners (HPTN052)
                              0% 10   20   30   40   50   60   70   80   90 100%     Efficacy
   *Provisional
The Thai trial (RV144): light in the tunnel?




• 125 infections from17,115 participants
• 74 out of 8,198 volunteers who received placebo
• 51 out of 8,917 volunteers who received prime boost
  vaccine
• Protective efficacy a little over 31% p=0.039
RV 144 Vaccination and Follow-
         up Schedule
                                      HIV test,
                           risk assessment and counseling




                  0.5       1                    2                    3   (time in years)



6-month vaccination
    schedule                     3 years of follow-up (every 6 mo.)


                 ALVAC®-HIV (vCP1521) priming at weeks 0, 4, 12, 24

                 AIDSVAX® B/E gp120 (alum adjuvant) boosting at weeks 12, 24
1.0                                                  .96
                                                                                                   Placebo
                                        0.9                                            .84

                                        0.8
Pr obability of HIV- 1 Infection ( %)




                                        0.7                              .64                 .68
                                                                                                   Vaccine
                                        0.6                                            .58
                                                                                                      Vaccine infections: 51
                                        0.5                                                           Placebo infections: 74
                                                                         .41                          p = 0.04
                                                        .38
                                        0.4                                                           Efficacy: 31.2%
                                                                                                      95% CI (OBF): 1.1, 51.2
                                        0.3
                                        0.2             .15
                                                                                                         RV144 Acquisition
                                        0.1                                           Placebo
                                                                                      Vaccine           Endpoint: Modified
                                        0.0                                                            Intent-to-Treat (mITT)
                                           0.0    0.5   1.0        1.5   2.0    2.5    3.0   3.5
                                                                   YEARS
                                         month                6                12            18              24                 30
                                         Events               16               42            67              82                 95
                                        Efficacy          54%                  60%           44%             36%            36%
Lessons from RV144
– Protection from infection is possible
   • Highest protection in first 6-12 months (61%)
   • Antibody titers appear to wanes in line with protection
   • Follow up studies planned to determine if boosting can
     prolong protection
   • Ongoing work to improve both the priming (ALVAC) and
     boosting (AIDSVAX) components
   • Planned studies to assess similar approach in Sub-Saharan
     Africa
Unprecedented progress in the discovery of
neutralizing antibodies
 • Up to 25% of infected subjects
   found to have broadly
   neutralizing antibodies a year
   or more after infection

 • 1% (elite controllers) have
   potent activity against a
   majority of strains

 • Induction of responses to such
   regions could provide potent
   protection
                                           *
Humans can make protective antibody responses – providing
unique tools for development of new vaccine candidates
>50% of macaques
immunized with a
replicating CMV
vector manifested
early complete
control of infection
Sustained funding to harnessing the
 product development cycle

   10,000s,         1000s               100s               10s            1-2



                Product Development Partnerships (PDPs)

                                                                        Multinational
  National laboratories and             Biotech / Small Medium       pharmaceutical and
   academic institutions                  Enterprises (SMEs)           biotechnology




                                                                                                      HIV Vaccine
Basic         Applied         Product      Early product     Advanced    Large-scale       Delivery
research      research        design       development       development Efficacy trials      &
                                                                                           Access



                                               Clinical Trials Partnerships
NUMBER OF VACCINE TRIAL VOLUNTEERS: THEN AND NOW                                                                                                                       www.avac.org




       1997                                   2012                                                TOTAL VOLUNTEERS 1997 TO                             2012
      1,350

                                     6,590
                                                                                                         69,042


         250 VOLUNTEERS



Total volunteers for 2012 is only inclusive of biomedical preventive HIV vaccine trials. The total number of volunteers including observational and therapeutic HIV vaccine trials is
more than 23,000. The total number of volunteers from 1997 – 2012 was assessed using information available on www.clinicaltrials.gov and is an approximate number.
VACCINE CLINICAL TRIALS: TRIAL PARTICIPANTS IN 2012                                                                                                                   www.avac.org


                                                                                                      Sweden
TOTAL TRIAL PARTICIPANTS 6,590                                               Switzerland                24
                                                                                105

                                                       United Kingdom
                                                             124

                                                               France
                                                                105
                                                                                                                                                                              China
                                                               Italy                                                                                                             48
                                                                50


     United States                                           Brazil
         3,690                                                25                                                       Kenya                                                 Thailand
                                                                                                                        157                                                     782
                                                                           Uganda
                                                                            103
                                                                                                                              Tanzania
                         Peru
                                                                                                                                170
                         174


                                                                                                                       Mozambique
                                                                   Rwanda
                                                                                                                          120
                                                                    109
                                                                                     Zambia
                                                                                       46
                                                                                                           South Africa
                                                                                                              486


When participants by country were not specified by trial sponsors, funders, and/or implementers, total trial participants are divided evenly among countries. Not all trials in 2012 are
included, only those for which both estimated or actual participants and countries were available.
Pathway to reversing the epidemic
Seeing prevention research/funding as a continuum


     Circumcision

                    Treatment for
                     prevention

                         Prophylaxis
                     (oral, topical, injectable)

                           Partially effective
                                vaccine

                                                                      HIV incidence
                                               highly effective
                                                  vaccine


               Behavioral and structural interventions

                                                                  Science. 2011;333:42-3

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Effective HIV vaccines are possible: update on the science for non-scientists

  • 1. Effective HIV vaccines are possible: update on the science for non-scientists Robin Shattock Infectious Diseases, Medicine, St Mary’s, Imperial College, London, UK
  • 2. •The total number living with HIV continues to rise •HIV prevalence (33 million) constant at 0.8% of global population since 2001 •6.6 million are now on antiretroviral treatment (ART) •9 million are waiting to receive it •For every person starting ART two people are newly infected “Successful provision of •20 million more people predicted to universal treatment acquire HIV by 2031 access may be critically •increasing potential treatment costs up dependent on reducing to $35 billion a year2. the number of new infections” 1. UNAIDS, AIDS at 30: Nations at the Crossroads (2011) 2. R. Hecht et al., Lancet 376, 1254 (2010).
  • 3. Challenges in developing a vaccine against HIV? •Classic vaccines mimic natural immunity against re- infection : no one has recovered from HIV-1 infection. •Most vaccines protect against disease, not against infection; HIV infection may remain latent for long periods before causing disease (provirus). •Protection against HIV infection may require sterilizing immunity (preventing entry); no current vaccine is know to do this. •Many vaccines use attenuated pathogens, this approach would not be appropriate for HIV due to inherent safety concerns. •HIV has multiple mechanisms of immune evasion including: massive diversity, high mutation rate, viral latency (hiding) and antigen masking (cloaking)
  • 4. Vaccine research in perspective Duration between discovery of microbiologic cause of selected infectious diseases and development of a vaccine Virus or bacteria Year cause Year vaccine Years elapsed discovered licensed Typhoid 1884 1989 105 Haemophilus Influenzae 1889 1981 92 Malaria 1893 None – Pertussis 1906 1995 89 Polio 1908 1955 47 Measles 1953 1995 42 Hepatitis B 1965 1981 16 Rotavirus 1973 1998 25 HPV 1974 2007 33 HIV 1983 None – Source: AIDS Vaccine Handbook, AVAC, 2005
  • 5. What’s in the prevention tool box? 1 2 4 3 Coates et al., Lancet 2008
  • 6. The HIV prevention revolution VACCINES •AIDS vaccine shows first efficacy in clinical trials •Replicating viral vector effective in controlling SIV in animal studies •Multiple new antibodies and targets on HIV discovered MICROBICIDES •Microbicide gel (CAPRISA 004) reduces HIV infections in women TREATMENT AS PREVENTION •Initiating ART earlier reduces HIV transmission among discordant couples PRE-EXPOSURE PROPHYLAXIS •Oral drugs reduces HIV infections among MSM and transgendered women
  • 7. New biomedical intervention strategies Study Effect size (CI) Prime-boost HIV 31% (1, 51) Vaccine (Thai RV144) 1% tenofovir gel 39% (6, 60) (Caprisa 004, Karim et al.) TDF/FTC oral-PrEP in MSM 44% (15, 63) (iPrEx, Grant et al 2010) Medical male circumcision 57% (42, 68) (MMC) (Orange Farm, Rakai, Kisumu) TDF/FTC oral-PrEP in 63% (22, 83)* heterosexuals (TDF2, CDC) TDF oral-PrEP in serodiscordant 62% (34, 78)* Partner (Partners PrEP) TDF/FTC oral-PrEP in serodiscordant 73% (49, 85)* Partner (Partners PrEP) Immediate ART for positive 96% (82, 99)* Partners (HPTN052) 0% 10 20 30 40 50 60 70 80 90 100% Efficacy *Provisional
  • 8. The Thai trial (RV144): light in the tunnel? • 125 infections from17,115 participants • 74 out of 8,198 volunteers who received placebo • 51 out of 8,917 volunteers who received prime boost vaccine • Protective efficacy a little over 31% p=0.039
  • 9. RV 144 Vaccination and Follow- up Schedule HIV test, risk assessment and counseling 0.5 1 2 3 (time in years) 6-month vaccination schedule 3 years of follow-up (every 6 mo.) ALVAC®-HIV (vCP1521) priming at weeks 0, 4, 12, 24 AIDSVAX® B/E gp120 (alum adjuvant) boosting at weeks 12, 24
  • 10. 1.0 .96 Placebo 0.9 .84 0.8 Pr obability of HIV- 1 Infection ( %) 0.7 .64 .68 Vaccine 0.6 .58 Vaccine infections: 51 0.5 Placebo infections: 74 .41 p = 0.04 .38 0.4 Efficacy: 31.2% 95% CI (OBF): 1.1, 51.2 0.3 0.2 .15 RV144 Acquisition 0.1 Placebo Vaccine Endpoint: Modified 0.0 Intent-to-Treat (mITT) 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 YEARS month 6 12 18 24 30 Events 16 42 67 82 95 Efficacy 54% 60% 44% 36% 36%
  • 11. Lessons from RV144 – Protection from infection is possible • Highest protection in first 6-12 months (61%) • Antibody titers appear to wanes in line with protection • Follow up studies planned to determine if boosting can prolong protection • Ongoing work to improve both the priming (ALVAC) and boosting (AIDSVAX) components • Planned studies to assess similar approach in Sub-Saharan Africa
  • 12. Unprecedented progress in the discovery of neutralizing antibodies • Up to 25% of infected subjects found to have broadly neutralizing antibodies a year or more after infection • 1% (elite controllers) have potent activity against a majority of strains • Induction of responses to such regions could provide potent protection * Humans can make protective antibody responses – providing unique tools for development of new vaccine candidates
  • 13. >50% of macaques immunized with a replicating CMV vector manifested early complete control of infection
  • 14. Sustained funding to harnessing the product development cycle 10,000s, 1000s 100s 10s 1-2 Product Development Partnerships (PDPs) Multinational National laboratories and Biotech / Small Medium pharmaceutical and academic institutions Enterprises (SMEs) biotechnology HIV Vaccine Basic Applied Product Early product Advanced Large-scale Delivery research research design development development Efficacy trials & Access Clinical Trials Partnerships
  • 15. NUMBER OF VACCINE TRIAL VOLUNTEERS: THEN AND NOW www.avac.org 1997 2012 TOTAL VOLUNTEERS 1997 TO 2012 1,350 6,590 69,042 250 VOLUNTEERS Total volunteers for 2012 is only inclusive of biomedical preventive HIV vaccine trials. The total number of volunteers including observational and therapeutic HIV vaccine trials is more than 23,000. The total number of volunteers from 1997 – 2012 was assessed using information available on www.clinicaltrials.gov and is an approximate number.
  • 16.
  • 17. VACCINE CLINICAL TRIALS: TRIAL PARTICIPANTS IN 2012 www.avac.org Sweden TOTAL TRIAL PARTICIPANTS 6,590 Switzerland 24 105 United Kingdom 124 France 105 China Italy 48 50 United States Brazil 3,690 25 Kenya Thailand 157 782 Uganda 103 Tanzania Peru 170 174 Mozambique Rwanda 120 109 Zambia 46 South Africa 486 When participants by country were not specified by trial sponsors, funders, and/or implementers, total trial participants are divided evenly among countries. Not all trials in 2012 are included, only those for which both estimated or actual participants and countries were available.
  • 18. Pathway to reversing the epidemic Seeing prevention research/funding as a continuum Circumcision Treatment for prevention Prophylaxis (oral, topical, injectable) Partially effective vaccine HIV incidence highly effective vaccine Behavioral and structural interventions Science. 2011;333:42-3