1. Resume
1765 ‘D’ward
Shukarware peth
Teli galli
Kolhapur - 416002
Mobile: 9420135128
E-mail: ghatagepravin@gmail.com
Pravin V Ghatage
Objective
To pursue intellectual and challenging career in the field of stock broking and finance.
To work in an organization where professionalism and enthusiasm is recognized.
Financial Industry Professional
Equity ● FNO ●CURRENCY ●IRF (interest rate future) ● Operations ● Risk
Management ● Strategic Planning
Experience Summary
• Motilal Oswal Securities Limited [trade net (franchise
of motilal oswal) ]
Designation: Advisory
• Motilal Oswal Securities Limited
Working in MOSL may2014 to aug2014
Designation : Management trainee
 Advisory – client advisory
 Analyzed market data through all collected information
 Performed detail analysis and evaluate data.
 Study the world economic market and make predictions about the
upcoming trends and its impact on the present financial condition
 Identified opportunities/risks in companies’ businesses – Provided research
analysis to client’s and manage portfolio
 Advice the investors/organization to take the necessary steps and prevent
losses, in case the market forecast report shows a negative trend
 Recommend the organization /investors
 Recommend the organization/investors about productive investing options
in a booming market
 On boarding – Business Associates
 Looking for New Business Associates for developing business

2.  Pay in & Payout process information of fund/Securities to BA.
 Handling BA/Client queries on telephone call.
 Resolve queries of BA and Clients for A/c opening, DP, Banking.RMS,
Settlement, Operation, BA Registration and CTCL Dept.
 Better alignment with MOSL process
 Smoother On boarding of BA at MOSL platform
 Comfort to BA
 To make BA independent in Operation
 Working as a middle office
 Training
 One point of Contact at HO
 RMS Support
 Maintain Relationship
 Exceptional handling
 Risk Management :
 Risk analysis in CM & FAO segment
 Pre market process, setting limits of clients in the system according to their Debit
credits and other collaterals with us.
 Suspending and revocation of suspension of clients in the trading system.
 Online monitoring the clients limits , gross exposure, intraday, turnover , limits and
allotting further limits according to analysis of risk of clients
 Interacting with the clients for their debits and other problems
 Following up with clients for recovery of the debits and taking further decision for
recovery of the debits
 Preparing the Trading loss and updating in the system.
 Timely updating of clients Ledger balances, holdings, Debit stocks, F&O Positions and
other information on the website for branches.
 maintaining the surveillance software for BSE and NSE
 Client Generation in the Trading system.
 CTCL IDs creation in the trading system
 Scrip violation reports
 Solving the online queries from clients and franchisee/ Branches
 Surveillance :
Handling Surveillance and compliance related activities, like:-
 Responsible for identifying frauds and manipulative Transactions by the clients
and taking action on them.
 Ensuring compliance with respect to exchange & SEBI
 Monitoring High Value turnover client w.r.t. their Net worth and taking action
on them.
 Identifying Operator based and artificial trading in the shares and taking action
on them.
 Analyzing DP off Market transaction and track record of clients for prevention
of frauds into the system.
 Responsible for Testing and Implementation of various software for effective
Risk control and preventing Frauds at the organization level
 Providing logic and coordinating with software vendor for development of Risk
& Surveillance Software.
 Age Analysis of Debtors and recovery

3.  Actively participated in Green belt six sigma projects on Risk & Surveillance
assessment.
 Acting on SEBI and Exchange orders on clients.
 Resolving queries of Franchisees & Branches
 Responsible for handling the process of Quarterly Settlement of clients as per
SEBI guidelines.
 monitoring client activation in Derivative segment
 Monitoring Scrip Limit updating process.
 Monitoring limits & Setting Process for clients of Branches / Franchisees
 Interacting with branches/Franchise to decide upon modifying intra-day
exposure level on a case-to-case basis.
 Identifying Risky clients and taking action on them.
 Monitoring MTM losses during intraday.
 Sending on line alerts to Branches /franchisees for squaring up the positions.
 Clients tracking in Cheque reversals and cheque bounce cases.
 Preparing and sending periodical MIS reports to the Management.
 Approve the payment of commission to all the Franchisees with respect to their
overall performance and client debit.
 Controlling Ageing debits and Margin shortage
 Analysis of Defaulters - Risky clients - Franchisee & action to be taken
 Account Opening Dept.
Work Involves:
 Resolved queries of Talisma by franchisee and end client.
 Verification of Account Opening Forms with KYC for Individual, Non
Individuals, HUF, PMS, NRI, Commodity and NSEL.
 Activation of all types of account for Online and Offline client.
 All types of modification on CDSL live i.e. Bank, Address, and Email id
updating.
 POA updating, and solved a queries related to modification dept
 Generated all types of clients welcome letters & Instruction slip book for DP
 A/c Opening All Supporting document Inward
 Process information of Data punching in single KYC.

4. Pravin V Ghatage
Personal Information
Name : Pravin v Ghatage
Permanent Address: 176 ‘D’ ward shukarware peth , Kolhapur
Date of Birth : 26/05/1988
Sex : Male
Marital Status : Single
Edu. Qualification : Bachelor business of administration (BBA)
Appearing in MBA
Language Known : Marathi, Hindi, English
Personal Traits : Effective leadership, Honesty, Learning ability, Smart-working
ability, Creativity.
Nationality : Indian
E-mail id :
ghatagepravin@gmail.com
Telephone No. : 9420135128