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Designing 5G NR
The 3GPP Release-15 global standard for a
unified, more capable 5G air interface
April 2018
@qualcomm_tech
22
Diverse services
Scalability to address an extreme
variation of requirements
Diverse deployments
From macro to indoor hotspots, with
support for diverse topologies
Mid-bands
1 GHz to 6 GHz
High-bands
Above 24 GHz (mmWave)
Low-bands
Below 1 GHzMassive Internet
of Things
Diverse spectrum
Getting the most out of a wide
array of spectrum bands/types
NR Designing a unified, more capable 5G air interface
A unifying connectivity fabric for future innovation
A platform for existing, emerging, and unforeseen connected services
Mission-critical
services
Enhanced mobile
broadband
5G
NR
www.qualcomm.com/5G-NRLearn more:
3
First 5G NR standard complete — the global 5G standard
20182017 20202019 20222021
Release 17+ evolutionRel-16 work itemsRel-15 work items
Phase 2
Commercial launches
Phase 1
Commercial launchesNRField trialsIoDTs
Standalone (SA)
Accelerate eMBB deployments,
plus establish foundation for
future 5G innovations
Deliver new fundamental 5G NR
technologies that expand and
evolve the 5G ecosystem
Continue to evolve LTE in parallel as essential part of the 5G Platform
NSA
Approved
study items
We are here
44
5G NR pioneering advanced 5G NR technologies
To meet an extreme variation of 5G NR requirements
Based on ITU vision for IMT-2020 compared to IMT-advanced; URLLC: Ultra Reliable Low Latency Communications; IAB: Integrated Access & Backhaul
10x
Connection
density
3x
Spectrum
efficiency
10x
Decrease in
end-to-end latency
10x
Experienced
throughput
100x
Traffic
capacity
100x
Network
efficiency
• Live
Enhanced mobile broadbandMission-critical services Massive Internet of Things
Cellular Vehicle-to-Everything (C-V2X)
Ultra Reliable Low Latency Comms (URLLC)
Drone communications Private Networks Deeper coverage Grant-free UL
Efficient signalingNarrow bandwidth
Enhanced power save modes
Massive MIMOScalable OFDM Mobile mmWave
Flexible slot-based frameworkSpectrum sharing
Advanced channel codingDual Connectivity
55
Qualcomm, the R&D engine fueling the 5G industry
3GPP standards and
technology leadership
Our system-level inventions
are foundational to 5G NR standard
Early system-level
R&D investments
Designing/testing 5G for many years
with best-in-class prototype systems
Global network experience
and ecosystem collaborations
Industry-leading demos, simulations, testing
and trials on path to commercialization
Building on our LTE technology leadership
NR Vodafone
Group
6
5G NR
design and
technologies
3GPP Release-15
77
Efficiently address
diverse spectrum,
deployments/services
Scalable OFDM-
based air interface
Scalable OFDM
numerology
Flexible slot-based
framework
Self-contained
slot structure
Advanced
channel coding
Massive
MIMO
Mobile
mmWave
Multi-Edge LDPC and
CRC-Aided Polar
Reciprocity-based
MU-MIMO
Key enabler to low
latency, URLLC and
forward compatibility
Efficiently support large
data blocks and a reliable
control channel
Efficiently utilize a large
number of antennas to
increase coverage/capacity
Enables wide mmWave
bandwidths for extreme
capacity and throughput
Beamforming
and beam-tracking
3GPP Rel-15 establishes a solid foundation for 5G NR
Our technology inventions are driving Rel-15 specifications
Early R&D investments | Best-in-class prototypes | Fundamental contributions to 3GPP
For enhanced mobile broadband and beyond
8
November 2015
Qualcomm Technologies’
5G Analyst Day
5G NR standard
aligned with our
early 5G design
A testament to the impact of our
early 5G R&D and fundamental
contributions to 3GPP
99
Scalable OFDM-based 5G NR air interface
3GPP Rel-15 specifications aligned with Qualcomm
Research whitepaper published Nov 2015 [link]
Qualcomm Research is a division of Qualcomm Technologies, Inc.
1. Such as Weighted Overlap Add (WOLA) utilized in LTE systems today. 2. DFT-Spread (DFT-S) OFDM. 3. Such as non-orthogonal Resource Spread Multiple Access (RSMA)
2n
scaling of sub-
carrier spacing
to efficiently support
wider bandwidths
Windowing1 can
effectively minimize
in-band and out-of-
band emissions
Single-carrier2
OFDM utilized for
efficient uplink
transmissions
Can co-exist
with optimized
waveforms and
multiple access
for IoT UL3
Time
Frequency
Frequency
localization
Lower power
consumption
Asynchronous
multiple access
Scalable
numerology
1010
Scalable 5G NR OFDM numerology—examples
Efficiently address 5G diverse spectrum, deployments and services
Scaling reduces FFT processing complexity for wider bandwidths with reusable hardware
Outdoor macro coverage
e.g., FDD 700 MHz
Indoor wideband
e.g., unlicensed 6 GHz
mmWave
e.g., TDD 28 GHz
Outdoor macro and small cell
e.g., TDD 3-5 GHz
Sub-Carrier spacing, e.g. 15 kHz
Carrier bandwidth, e.g. 1, 5,10 and 20 MHz
Carrier bandwidth, e.g. 160MHz
Carrier bandwidth, e.g. 400MHz
Carrier bandwidth, e.g. 100 MHz
Sub-Carrier spacing, e.g. 30 kHz
Sub-Carrier spacing, e.g. 60 kHz
Sub-Carrier spacing, e.g. 120 kHz
2
n
scaling of Sub-Carrier
Spacing (SCS)
1111
Designed for diverse spectrum bands/types
Global snapshot of 5G spectrum bands allocated or targeted
Licensed
Unlicensed/shared
Existing band
New 5G band
600MHz (2x35MHz) 3.55-3.7 GHz
24.25-24.45GHz
24.75-25.25GHz
27.5-28.35GHz
700MHz (2x30 MHz) 3.4–3.8GHz 24.5-27.5GHz
3.4–3.8GHz 26GHz
3.4–3.8GHz 26GHz
3.46–3.8GHz 26GHz
3.6–3.8GHz
3.3–3.6GHz 4.8–5GHz 24.5-27.5GHz 37.5-42.5GHz
3.4–3.7GHz 26.5-29.5GHz
4.4–4.9GHz 27.5-29.5GHz
3.4–3.7GHz 39GHz
3.6–4.2GHz
64-71GHz
37-37.6GHz
37.6-40GHz
47.2-48.2GHz
5.9–6.4GHz
5.9–7.1GHz
600MHz (2x35MHz) 27.5-28.35GHz 64-71GHz
2.5GHz (LTE B41)
37-37.6GHz
37.6-40GHz
24.25-27.5GHz
26.5-27.5GHz
3.7-4.2GHz
3.55-3.7 GHz
700MHz (2x30 MHz)
700MHz (2x30 MHz)
700MHz (2x30 MHz)
700MHz (2x30 MHz)
5GHz4GHz3GHz<1GHz 24-28GHz 37-40GHz 64-71GHz
12
Flexible slot-based 5G NR framework
Efficiently multiplex envisioned and future 5G services on the same frequency
URLLCeMBB transmission
DLCtrl
ULCtrl
eMBB
D2D
Multicast
Blank subcarriers
Nominal traffic puncturing
To enable URLCC transmissions
to occur at any time using mini-slots
Forward compatibility
Transmissions well-confined in time/frequency
to simplify adding new features in future
Scalable slot duration
Efficient multiplexing of diverse latency and
QoS requirements
Self-contained
slot structure
Ability to independently decode slots and
avoid static timing relationships across slots
1313
Scalable 5G NR slot duration for diverse latency/QoS
1. As low as two symbols per mini-slot; 2. Symbols across numerologies align at symbol boundaries and transmissions span an integer # of OFDM symbols
14 OFDM symbols per slot with
mini-slot (2, 4, or 7 symbols)
for shorter transmissions1
Supports slot
aggregation for data-
heavy transmissions
Efficient multiplexing of
long and short
transmissions2
0 1 2 11 12 133 4 5 6 7 8 9 10
Slot Mini-Slot
500 µs
Slot
250 µs
Slot
125 µs
Subframe
1ms subframe aligned with LTE
CP-OFDM
Symbol
15 kHz SCS
30 kHz SCS
60 kHz SCS
120 kHz SCS
14
Flexible 5G NR slot structures — Examples
DL reference signals (DL DMRS) & UL Reference + Sounding (UL DSMR, SRS) not showed for simplicity
Blank slot
Designed in a way not to limit
future feature introductions
Slot-based scheduling/control interval
TDD Self-Contained
Opportunity for UL/DL scheduling,
data and ACK/SRS in the same slot
DL Data
DL
Ctrl
UL
Ctrl
DL Guard
DL
Ctrl
UL Data
UL
Ctrl
GuardUL
Data-centric
More relaxed TDD timing
configurations + FDD operation
DL
Ctrl
DL DataDL
UL Data
UL
Ctrl
UL
Mini-slot
Optimized for shorter data
transmissions, e.g. URLLC
DL e.g., 2-symbol mini-slotDL
UL e.g., 4-symbol mini-slotUL
15
UL DataGuard
Benefits of the 5G NR TDD self-contained slot
Much faster, more flexible TDD switching and turn-around than 4G LTE
1. Sounding Reference Signal
DL Data
DL
Ctrl
UL
Ctrl
Guard
DL
Ctrl
TDD UL
TDD DL
More adaptive UL/DL
Faster TDD switching allows for more
flexible capacity allocation
SRS
ACK
Efficient massive MIMO
Optimized TDD channel reciprocity with
opportunity for SRS1 every slot
Low latency
Faster TDD turn-around, with opportunity for
UL/DL scheduling, data and ACK in the same slot
Flexibility for additional headers
E.g., channel reservation header for
unlicensed/shared spectrum
1616
5G NR TDD self-contained slot structure in action
Three examples showcasing faster TDD switching for low latency
DL reference signals (DL DMRS) & UL Reference + Sounding (UL DSMR, SRS) not showed for simplicity
Slot 0: 500 µs Slot 1: 500 µs Slot 2: 500 µs Slot 3: 500 µs
1
2
3
Slot 0: 125 µs Slot 1: 125 µs Slot 2: 125 µs Slot 3: 125 µs Slot 4: 125 µs Slot 5: 125 µs Slot 6: 125 µs Slot 7: 125 µs
1. Indoor (sub-6 or mmWave) 2. Outdoor (sub-6 or mmWave) 3. Outdoor mmWave
DL Ctrl
DL Data
UL Ctrl
UL Data
17
5G NR flexible FDD slot structure
Delivering low latency, extended coverage, and forward compatibility
FDD baseline for continuous transmission and extended coverage
UL Data
UL Ctrl UL
Ctrl
DL
Ctrl
DL DataFDD full DL Slot
FDD full UL Slot
FDD partial slot for faster DL/UL turn-around and efficient half-duplex FDD implementation
FDD partial
DL Slot
FDD partial
UL Slot
DL
Ctrl
DL Data
UL Data
UL Ctrl UL
Ctrl
1818
6
4
3
2
1
0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
Code rate (R)
LDPC
Polar
Turbo
0
Advanced ME-LDPC1
channel coding is more
efficient than LTE Turbo code at higher data rates
Selected as 5G NR eMBB data channel as part of 3GPP Release-15
1. Multi-Edge Low-Density Parity-Check
High efficiency
Significant gains over LTE Turbo—particularly
for large block sizes suitable for MBB
Low complexity
Easily parallelizable decoder scales to
achieve high throughput at low complexity
Low latency
Efficient encoding/decoding enables shorter
transmission time at high throughput
Normalized throughput (for given clock rate)
5
19
Performance gains of CRC-Aided Polar channel coding
led to its adoption across many 5G NR control use cases
1. Parity-Check Polar channel coding
Link-level gains of 5G NR CA-Polar design
Versus PC-Polar1
(lower is better)
Rate = 0.67
Rate = 0.50
Rate = 0.33
5
4
3
2
1
0
RequiredSNR(dB)forBLER=0.01
32 48 64 80 120
Effective payload size (bits)
CA-Polar
PC-Polar
5G NR CRC-Aided (CA-Polar) design
Efficient construction based on single Cyclic Redundancy
Check (CRC) for joint detection and decoding
U-domain bit
mapping
Polar encoder
(Arikan kernel)
Rate matching
& channel bit
interleaving
Control
payload
To modulation
mapper
Single CRC
Concatenation
as Outer Code
2020
5G NR optimized design for massive MIMO
Key enabler for using higher spectrum bands, e.g. 4 GHz, with existing LTE sites
C1. Sounding Reference Signal. 2. Channel State Information Reference Signal; 3. High-Power User Equipment (HPUE) Tx power gains
Optimized design for TDD
reciprocity procedures
utilizing UL SRS1
Enhanced CSI-RS2
design and reporting
mechanism
New features, such as
distributed MIMO
Advanced, high-spatial
resolution codebook supporting
up to 256 antennas
Enabled through an advanced 5G NR end-to-end Massive MIMO design (network and device)
Exploit 3D beamforming with
up to 256 antenna elements Accurate and timely channel
knowledge essential to
realizing full benefits
UL SRS
CSI-RS5G NR co-located with
existing LTE macro sites
Mitigate UL coverage
with 5G NR massive
MIMO + HPUE3
21
SRS+PUCCH
Step 1:
UL SRS1 →
Precoding decision →
DL Precoded CSI-RS2
Step 2:
CSI-RS →
UE CQI3 feedback
Step 3:
Precoding + CQI →
Final scheduling decision
0.5ms TDD slot
DL
Asynchronous
CSI-RS
SRS+PUCCH
DL
MIMO rate prediction latency
reduced from >10 ms in LTE
to 1 ms in 5G NR
5G NR optimized design for TDD reciprocity procedures
5G NR slot structure and enhanced Ref Signals enable fast/accurate feedback
*Sub-6 GHz, macro cell numerology, 30 kHz tone spacing; Channel sounding opportunity increases from <= 200 Hz with LTE to 2 kHz with 5G NR.
1. Sounding Reference Signal. 2. Channel State Information Reference Signal. 3. Channel Quality Indicator
DLCTRL
SRS+PUCCH
22
Faster, more uniform data
rates throughout cell
5G NR massive
MIMO increases
coverage &
capacity
Assumptions: carrier frequency 4GHz; 200m ISD, 200MHz total bandwidth;
base station: 256 antenna elements (x-pol), 48dBm Tx power; UE: 4 Tx/Rx
antenna elements, 23dBm max. Tx power; full buffer traffic model, 80% indoor
and 20% outdoor UEs.
3.8x
2.9x
4x4 MIMO
5G NR
Massive
MIMO
5G NR
Massive
MIMO
4x4 MIMO
52 Mbps
195 Mbps
27 Mbps
79 Mbps
2323
The large bandwidth opportunity for mmWave
The new frontier of mobile broadband
5G NR sub-6GHz
(e.g. 3.4-3.6 GHz)
NR
6 GHz 24 GHz 100 GHz
Excels in wider bandwidths
Opens up new opportunities
Much more capacity
With dense spatial reuse
Multi-Gbps data rates
With large bandwidths (100s of MHz)
Unified design across diverse spectrum bands/types
5G NR mmWave
(e.g. 24.25-27.5 GHz, 27.5-29.5 GHz)
24
Overcoming numerous challenges to mobilize mmWave
Coverage
Innovations to overcome
significant path loss in bands
above 24 GHz
Robustness
Innovations to overcome
mmWave blockage from hand,
body, walls, foliage, etc.
Device size/power
Innovations to fit mmWave design
in smartphone form factor and
thermal constraints
Back antenna module
(-X, -Y, -Z direction)
Front antenna module
(+X, +Y, +Z direction)
2525
Mobilizing mmWave with 5G NR technologies
Key properties for robust mmWave operation in a NLOS mobile environment
Very dense network
topology and spatial reuse
(~150-200m ISD)
Fast beam steering
and switching within
an access point
Tight integration
with sub-6 GHz
(LTE or NR)
Architecture that allows
for fast beam switching
across access points
Directional antennas with adaptable
3D beamforming and beam tracking
NLOS operation
Macro
(Sub-6 GHz)
Seamless mobility
Download the 5G NR mmWave technology presentation to learn more — link
2626
Utilizing adaptive beamforming and beam
tracking techniques Outdoor vehicular mobility up to 30 mph
Multiple gNodeBs with
seamless handovers
Indoor mobility with wall penetration
and dynamic blocking
Qualcomm Research 5G mmWave prototype
Showcasing robust mobile communications in real-world OTA testing
Handheld and in-vehicle UEs
with hand-blocking
www.qualcomm.com/videos/mobilzing-
mmwave-enhanced-mobile-broadband
Watch video:
2727
Spectrum aggregation essential to 5G NR deployments
Building on solid LTE CA and
Dual Connectivity foundation
Supplemental DL
FDD/TDD CA
LAA CA
Dual Connectivity
LTE/5G NR NSA
Supplemental UL
Supplemental DL
FDD/TDD CA
NR LAA CA
Dual Connectivity
5G NR Rel-15+
LTE Rel-10+
Dual Connectivity across LTE and NR
Fully leveraging LTE investments and coverage, including NSA
operation for early 5G NR deployments
CA across spectrum bands
E.g., tight CA between 5G NR mmWave and sub-6 GHz to
address mmWave coverage gaps
CA across FDD and TDD bands
Sub-1 GHz and mid/high band aggregation; supplemental uplink
for better coverage, supplemental downlink for capacity
CA across spectrum types
E.g., Licensed and unlicensed with 5G NR Licensed Assisted
Access (LAA) — approved Rel-15 Study Item
Carrier Aggregation (CA) and Dual
Connectivity enable deployments with
tightly and loosely coordinated cells
2828
Dual connectivity to fully leverage LTE investments
Enabling gigabit
experiences everywhere
Supplementing 5GNR
mid-band and mmWave
Providing VoLTE leveraging
LTE’s ubiquitous coverage
Gigabit LTE, VoLTE
5G NR
low/mid-band and
LTE coverage
5G NR below 10 GHz
Gigabit LTE, VoLTE
5G NR above 10 GHz
Ubiquitous LTE coverage Seamless mobility
Simultaneous dual-connectivity
across 5G NR and 4G LTE
5G NR mmWave
5G augmented deploymentsExisting deployments
640+
Commercial
networks
9,500+
Commercial
devices
2.3B+
LTE/LTE-A
subscriptions
Qualcomm Snapdragon is a product of Qualcomm Technologies, Inc. Source: GSA (www.gsacom.com)—Oct 2017 on network launches, Oct 2017 on subscriptions, Nov 2017 on commercial devices
Gigabit LTE provides the coverage foundation for 5G eMBB
29
5G NR FDD/TDD CA to support mid-band deployments
Low-band FDD can help increase 5G NR TDD UL data rate/range1
1 Thanks to less path loss and no DL:UL split – depends on massive MIMO, site density, TDD configuration
DL5G NR mmWave
e.g., TDD 28 GHz
UL DL UL
5G NR mid-band
e.g., TDD 3-5 GHz
DL UL
Low-band
e.g., FDD 700 MHz
DL
UL
Non-Standalone (NSA)
Low-band LTE or NR UL can help increase UL data rate/range
NR DL UL
LTE UL
LTE DL
LTE Anchor NR TDD, e.g. 3.5 GHz
NR UL
e.g. <1 GHz
NR DL
Time
Frequency
Standalone (SA)
NR low-band can carry NR uplink control and data for edge cell users
NR DL UL
NR TDD, e.g. 3.5 GHz
NR UL
e.g. <1 GHz
NR DL
3030
NSA 5G NR is accelerating 5G NR deployments for 2019
Non-Standalone (NSA) leverages LTE RAN and EPC for coverage and mobility
While introducing 5G NR to enhance the user plane performance and efficiency
Dual Connectivity across
LTE-band and NR-band
LTE EPC
LTE RAN
5G NR RAN
NSA
UE
Control and user plane
User plane
3131
NSA stepping stone to SA 5G NR for full 5G capability
Standalone (NSA) utilizes 5G NextGen Core Network (NGC)
Leveraging SDN/NFV technologies to create optimized network slices and deliver on 5G’s full potential
SA provides full
user/control plane
capability for 5G NR,
seamlessly coexisting
with NSA UEs
5G NGC
SA
UE
Control and user plane
LTE EPC
LTE RAN
5G NR RAN
NSA
UE
Control and user plane
User plane
3232
Ongoing network evolutions simplify NSA to SA evolution
Mitigate impact to legacy services and in-market devices
while network evolves
LTE RAN
5G NR RAN
BTS radio processing
more centralized
(C-RAN)
Edge Cloud
Core processing more
distributed at edge
(MEC)
Increased cloud-
based RAN
Trend starting today to help
minimize changes to RAN
for 5G NR evolution
Increased edge-
based computing
Key enabler to low latency
services such as VR and
industrial automation5G NGC
LTE EPC
3333
5G NR standards and
technology leadership
Our technology inventions are
driving the 5G NR standard
Best-in-class 5G
prototype systems
Designing and testing 5G
technologies for many years
5G NR interoperability
testing and trials
Leveraging prototype systems and
our leading global network experience
Modem and
RFFE leadership
Announced the Qualcomm
Snapdragon X50 5G modem family
LTE foundational technologies
Making 5GNR a commercial reality for 2019
For standard-compliant networks and devices
Vodafone
Group
Download the “Making 5G NR a commercial reality” presentation to learn more — link
34
Driving a rich 5G NR technology roadmap beyond eMBB
5G NR
URLLC
5G NR Spectrum Sharing in
unlicensed/shared spectrum
5G NR Non-Orthogonal
Multiple Access (NOMA)
5G NR
C-V2X
5G NR Integrated Access
and Backhaul
3GPP Rel-15
5G NR eMBB design
provides the foundation
Sub-6 GHz | mmWave
Wireless Industrial
Ethernet
Download the 3GPP Release-16 5G NR overview presentation to learn more — link
35
5G is the foundation to what’s next.
We are the foundation to 5G.
Learn more at www.qualcomm.com / 5G
Driving the expansion
of 5G NR ecosystem
and opportunity
Making 5G NR
a commercial reality
for 2019 eMBB
deployments
36
@qualcomm_tech
http://www.slideshare.net/qualcommwirelessevolution
http://www.youtube.com/playlist?list=PL8AD95E4F585237C1&feature=plcp
www.qualcomm.com/wireless
www.qualcomm.com/news/onq
Connect with us
Questions
Twitter
Slideshare
YouTube
Wireless
Blog
Follow us on:
For more information, visit us at:
www.qualcomm.com & www.qualcomm.com/blog
Thank you!
Nothing in these materials is an offer to sell any of the
components or devices referenced herein.
©2018 Qualcomm Technologies, Inc. and/or its affiliated
companies. All Rights Reserved.
Qualcomm is a trademark of Qualcomm Incorporated,
registered in the United States and other countries. Other
products and brand names may be trademarks or registered
trademarks of their respective owners.
References in this presentation to “Qualcomm” may mean Qualcomm
Incorporated, Qualcomm Technologies, Inc., and/or other subsidiaries
or business units within the Qualcomm corporate structure, as
applicable. Qualcomm Incorporated includes Qualcomm’s licensing
business, QTL, and the vast majority of its patent portfolio. Qualcomm
Technologies, Inc., a wholly-owned subsidiary of Qualcomm
Incorporated, operates, along with its subsidiaries, substantially all of
Qualcomm’s engineering, research and development functions, and
substantially all of its product and services businesses, including its
semiconductor business, QCT.

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Designing 5G NR (New Radio)

  • 1. Designing 5G NR The 3GPP Release-15 global standard for a unified, more capable 5G air interface April 2018 @qualcomm_tech
  • 2. 22 Diverse services Scalability to address an extreme variation of requirements Diverse deployments From macro to indoor hotspots, with support for diverse topologies Mid-bands 1 GHz to 6 GHz High-bands Above 24 GHz (mmWave) Low-bands Below 1 GHzMassive Internet of Things Diverse spectrum Getting the most out of a wide array of spectrum bands/types NR Designing a unified, more capable 5G air interface A unifying connectivity fabric for future innovation A platform for existing, emerging, and unforeseen connected services Mission-critical services Enhanced mobile broadband 5G NR www.qualcomm.com/5G-NRLearn more:
  • 3. 3 First 5G NR standard complete — the global 5G standard 20182017 20202019 20222021 Release 17+ evolutionRel-16 work itemsRel-15 work items Phase 2 Commercial launches Phase 1 Commercial launchesNRField trialsIoDTs Standalone (SA) Accelerate eMBB deployments, plus establish foundation for future 5G innovations Deliver new fundamental 5G NR technologies that expand and evolve the 5G ecosystem Continue to evolve LTE in parallel as essential part of the 5G Platform NSA Approved study items We are here
  • 4. 44 5G NR pioneering advanced 5G NR technologies To meet an extreme variation of 5G NR requirements Based on ITU vision for IMT-2020 compared to IMT-advanced; URLLC: Ultra Reliable Low Latency Communications; IAB: Integrated Access & Backhaul 10x Connection density 3x Spectrum efficiency 10x Decrease in end-to-end latency 10x Experienced throughput 100x Traffic capacity 100x Network efficiency • Live Enhanced mobile broadbandMission-critical services Massive Internet of Things Cellular Vehicle-to-Everything (C-V2X) Ultra Reliable Low Latency Comms (URLLC) Drone communications Private Networks Deeper coverage Grant-free UL Efficient signalingNarrow bandwidth Enhanced power save modes Massive MIMOScalable OFDM Mobile mmWave Flexible slot-based frameworkSpectrum sharing Advanced channel codingDual Connectivity
  • 5. 55 Qualcomm, the R&D engine fueling the 5G industry 3GPP standards and technology leadership Our system-level inventions are foundational to 5G NR standard Early system-level R&D investments Designing/testing 5G for many years with best-in-class prototype systems Global network experience and ecosystem collaborations Industry-leading demos, simulations, testing and trials on path to commercialization Building on our LTE technology leadership NR Vodafone Group
  • 7. 77 Efficiently address diverse spectrum, deployments/services Scalable OFDM- based air interface Scalable OFDM numerology Flexible slot-based framework Self-contained slot structure Advanced channel coding Massive MIMO Mobile mmWave Multi-Edge LDPC and CRC-Aided Polar Reciprocity-based MU-MIMO Key enabler to low latency, URLLC and forward compatibility Efficiently support large data blocks and a reliable control channel Efficiently utilize a large number of antennas to increase coverage/capacity Enables wide mmWave bandwidths for extreme capacity and throughput Beamforming and beam-tracking 3GPP Rel-15 establishes a solid foundation for 5G NR Our technology inventions are driving Rel-15 specifications Early R&D investments | Best-in-class prototypes | Fundamental contributions to 3GPP For enhanced mobile broadband and beyond
  • 8. 8 November 2015 Qualcomm Technologies’ 5G Analyst Day 5G NR standard aligned with our early 5G design A testament to the impact of our early 5G R&D and fundamental contributions to 3GPP
  • 9. 99 Scalable OFDM-based 5G NR air interface 3GPP Rel-15 specifications aligned with Qualcomm Research whitepaper published Nov 2015 [link] Qualcomm Research is a division of Qualcomm Technologies, Inc. 1. Such as Weighted Overlap Add (WOLA) utilized in LTE systems today. 2. DFT-Spread (DFT-S) OFDM. 3. Such as non-orthogonal Resource Spread Multiple Access (RSMA) 2n scaling of sub- carrier spacing to efficiently support wider bandwidths Windowing1 can effectively minimize in-band and out-of- band emissions Single-carrier2 OFDM utilized for efficient uplink transmissions Can co-exist with optimized waveforms and multiple access for IoT UL3 Time Frequency Frequency localization Lower power consumption Asynchronous multiple access Scalable numerology
  • 10. 1010 Scalable 5G NR OFDM numerology—examples Efficiently address 5G diverse spectrum, deployments and services Scaling reduces FFT processing complexity for wider bandwidths with reusable hardware Outdoor macro coverage e.g., FDD 700 MHz Indoor wideband e.g., unlicensed 6 GHz mmWave e.g., TDD 28 GHz Outdoor macro and small cell e.g., TDD 3-5 GHz Sub-Carrier spacing, e.g. 15 kHz Carrier bandwidth, e.g. 1, 5,10 and 20 MHz Carrier bandwidth, e.g. 160MHz Carrier bandwidth, e.g. 400MHz Carrier bandwidth, e.g. 100 MHz Sub-Carrier spacing, e.g. 30 kHz Sub-Carrier spacing, e.g. 60 kHz Sub-Carrier spacing, e.g. 120 kHz 2 n scaling of Sub-Carrier Spacing (SCS)
  • 11. 1111 Designed for diverse spectrum bands/types Global snapshot of 5G spectrum bands allocated or targeted Licensed Unlicensed/shared Existing band New 5G band 600MHz (2x35MHz) 3.55-3.7 GHz 24.25-24.45GHz 24.75-25.25GHz 27.5-28.35GHz 700MHz (2x30 MHz) 3.4–3.8GHz 24.5-27.5GHz 3.4–3.8GHz 26GHz 3.4–3.8GHz 26GHz 3.46–3.8GHz 26GHz 3.6–3.8GHz 3.3–3.6GHz 4.8–5GHz 24.5-27.5GHz 37.5-42.5GHz 3.4–3.7GHz 26.5-29.5GHz 4.4–4.9GHz 27.5-29.5GHz 3.4–3.7GHz 39GHz 3.6–4.2GHz 64-71GHz 37-37.6GHz 37.6-40GHz 47.2-48.2GHz 5.9–6.4GHz 5.9–7.1GHz 600MHz (2x35MHz) 27.5-28.35GHz 64-71GHz 2.5GHz (LTE B41) 37-37.6GHz 37.6-40GHz 24.25-27.5GHz 26.5-27.5GHz 3.7-4.2GHz 3.55-3.7 GHz 700MHz (2x30 MHz) 700MHz (2x30 MHz) 700MHz (2x30 MHz) 700MHz (2x30 MHz) 5GHz4GHz3GHz<1GHz 24-28GHz 37-40GHz 64-71GHz
  • 12. 12 Flexible slot-based 5G NR framework Efficiently multiplex envisioned and future 5G services on the same frequency URLLCeMBB transmission DLCtrl ULCtrl eMBB D2D Multicast Blank subcarriers Nominal traffic puncturing To enable URLCC transmissions to occur at any time using mini-slots Forward compatibility Transmissions well-confined in time/frequency to simplify adding new features in future Scalable slot duration Efficient multiplexing of diverse latency and QoS requirements Self-contained slot structure Ability to independently decode slots and avoid static timing relationships across slots
  • 13. 1313 Scalable 5G NR slot duration for diverse latency/QoS 1. As low as two symbols per mini-slot; 2. Symbols across numerologies align at symbol boundaries and transmissions span an integer # of OFDM symbols 14 OFDM symbols per slot with mini-slot (2, 4, or 7 symbols) for shorter transmissions1 Supports slot aggregation for data- heavy transmissions Efficient multiplexing of long and short transmissions2 0 1 2 11 12 133 4 5 6 7 8 9 10 Slot Mini-Slot 500 µs Slot 250 µs Slot 125 µs Subframe 1ms subframe aligned with LTE CP-OFDM Symbol 15 kHz SCS 30 kHz SCS 60 kHz SCS 120 kHz SCS
  • 14. 14 Flexible 5G NR slot structures — Examples DL reference signals (DL DMRS) & UL Reference + Sounding (UL DSMR, SRS) not showed for simplicity Blank slot Designed in a way not to limit future feature introductions Slot-based scheduling/control interval TDD Self-Contained Opportunity for UL/DL scheduling, data and ACK/SRS in the same slot DL Data DL Ctrl UL Ctrl DL Guard DL Ctrl UL Data UL Ctrl GuardUL Data-centric More relaxed TDD timing configurations + FDD operation DL Ctrl DL DataDL UL Data UL Ctrl UL Mini-slot Optimized for shorter data transmissions, e.g. URLLC DL e.g., 2-symbol mini-slotDL UL e.g., 4-symbol mini-slotUL
  • 15. 15 UL DataGuard Benefits of the 5G NR TDD self-contained slot Much faster, more flexible TDD switching and turn-around than 4G LTE 1. Sounding Reference Signal DL Data DL Ctrl UL Ctrl Guard DL Ctrl TDD UL TDD DL More adaptive UL/DL Faster TDD switching allows for more flexible capacity allocation SRS ACK Efficient massive MIMO Optimized TDD channel reciprocity with opportunity for SRS1 every slot Low latency Faster TDD turn-around, with opportunity for UL/DL scheduling, data and ACK in the same slot Flexibility for additional headers E.g., channel reservation header for unlicensed/shared spectrum
  • 16. 1616 5G NR TDD self-contained slot structure in action Three examples showcasing faster TDD switching for low latency DL reference signals (DL DMRS) & UL Reference + Sounding (UL DSMR, SRS) not showed for simplicity Slot 0: 500 µs Slot 1: 500 µs Slot 2: 500 µs Slot 3: 500 µs 1 2 3 Slot 0: 125 µs Slot 1: 125 µs Slot 2: 125 µs Slot 3: 125 µs Slot 4: 125 µs Slot 5: 125 µs Slot 6: 125 µs Slot 7: 125 µs 1. Indoor (sub-6 or mmWave) 2. Outdoor (sub-6 or mmWave) 3. Outdoor mmWave DL Ctrl DL Data UL Ctrl UL Data
  • 17. 17 5G NR flexible FDD slot structure Delivering low latency, extended coverage, and forward compatibility FDD baseline for continuous transmission and extended coverage UL Data UL Ctrl UL Ctrl DL Ctrl DL DataFDD full DL Slot FDD full UL Slot FDD partial slot for faster DL/UL turn-around and efficient half-duplex FDD implementation FDD partial DL Slot FDD partial UL Slot DL Ctrl DL Data UL Data UL Ctrl UL Ctrl
  • 18. 1818 6 4 3 2 1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 Code rate (R) LDPC Polar Turbo 0 Advanced ME-LDPC1 channel coding is more efficient than LTE Turbo code at higher data rates Selected as 5G NR eMBB data channel as part of 3GPP Release-15 1. Multi-Edge Low-Density Parity-Check High efficiency Significant gains over LTE Turbo—particularly for large block sizes suitable for MBB Low complexity Easily parallelizable decoder scales to achieve high throughput at low complexity Low latency Efficient encoding/decoding enables shorter transmission time at high throughput Normalized throughput (for given clock rate) 5
  • 19. 19 Performance gains of CRC-Aided Polar channel coding led to its adoption across many 5G NR control use cases 1. Parity-Check Polar channel coding Link-level gains of 5G NR CA-Polar design Versus PC-Polar1 (lower is better) Rate = 0.67 Rate = 0.50 Rate = 0.33 5 4 3 2 1 0 RequiredSNR(dB)forBLER=0.01 32 48 64 80 120 Effective payload size (bits) CA-Polar PC-Polar 5G NR CRC-Aided (CA-Polar) design Efficient construction based on single Cyclic Redundancy Check (CRC) for joint detection and decoding U-domain bit mapping Polar encoder (Arikan kernel) Rate matching & channel bit interleaving Control payload To modulation mapper Single CRC Concatenation as Outer Code
  • 20. 2020 5G NR optimized design for massive MIMO Key enabler for using higher spectrum bands, e.g. 4 GHz, with existing LTE sites C1. Sounding Reference Signal. 2. Channel State Information Reference Signal; 3. High-Power User Equipment (HPUE) Tx power gains Optimized design for TDD reciprocity procedures utilizing UL SRS1 Enhanced CSI-RS2 design and reporting mechanism New features, such as distributed MIMO Advanced, high-spatial resolution codebook supporting up to 256 antennas Enabled through an advanced 5G NR end-to-end Massive MIMO design (network and device) Exploit 3D beamforming with up to 256 antenna elements Accurate and timely channel knowledge essential to realizing full benefits UL SRS CSI-RS5G NR co-located with existing LTE macro sites Mitigate UL coverage with 5G NR massive MIMO + HPUE3
  • 21. 21 SRS+PUCCH Step 1: UL SRS1 → Precoding decision → DL Precoded CSI-RS2 Step 2: CSI-RS → UE CQI3 feedback Step 3: Precoding + CQI → Final scheduling decision 0.5ms TDD slot DL Asynchronous CSI-RS SRS+PUCCH DL MIMO rate prediction latency reduced from >10 ms in LTE to 1 ms in 5G NR 5G NR optimized design for TDD reciprocity procedures 5G NR slot structure and enhanced Ref Signals enable fast/accurate feedback *Sub-6 GHz, macro cell numerology, 30 kHz tone spacing; Channel sounding opportunity increases from <= 200 Hz with LTE to 2 kHz with 5G NR. 1. Sounding Reference Signal. 2. Channel State Information Reference Signal. 3. Channel Quality Indicator DLCTRL SRS+PUCCH
  • 22. 22 Faster, more uniform data rates throughout cell 5G NR massive MIMO increases coverage & capacity Assumptions: carrier frequency 4GHz; 200m ISD, 200MHz total bandwidth; base station: 256 antenna elements (x-pol), 48dBm Tx power; UE: 4 Tx/Rx antenna elements, 23dBm max. Tx power; full buffer traffic model, 80% indoor and 20% outdoor UEs. 3.8x 2.9x 4x4 MIMO 5G NR Massive MIMO 5G NR Massive MIMO 4x4 MIMO 52 Mbps 195 Mbps 27 Mbps 79 Mbps
  • 23. 2323 The large bandwidth opportunity for mmWave The new frontier of mobile broadband 5G NR sub-6GHz (e.g. 3.4-3.6 GHz) NR 6 GHz 24 GHz 100 GHz Excels in wider bandwidths Opens up new opportunities Much more capacity With dense spatial reuse Multi-Gbps data rates With large bandwidths (100s of MHz) Unified design across diverse spectrum bands/types 5G NR mmWave (e.g. 24.25-27.5 GHz, 27.5-29.5 GHz)
  • 24. 24 Overcoming numerous challenges to mobilize mmWave Coverage Innovations to overcome significant path loss in bands above 24 GHz Robustness Innovations to overcome mmWave blockage from hand, body, walls, foliage, etc. Device size/power Innovations to fit mmWave design in smartphone form factor and thermal constraints Back antenna module (-X, -Y, -Z direction) Front antenna module (+X, +Y, +Z direction)
  • 25. 2525 Mobilizing mmWave with 5G NR technologies Key properties for robust mmWave operation in a NLOS mobile environment Very dense network topology and spatial reuse (~150-200m ISD) Fast beam steering and switching within an access point Tight integration with sub-6 GHz (LTE or NR) Architecture that allows for fast beam switching across access points Directional antennas with adaptable 3D beamforming and beam tracking NLOS operation Macro (Sub-6 GHz) Seamless mobility Download the 5G NR mmWave technology presentation to learn more — link
  • 26. 2626 Utilizing adaptive beamforming and beam tracking techniques Outdoor vehicular mobility up to 30 mph Multiple gNodeBs with seamless handovers Indoor mobility with wall penetration and dynamic blocking Qualcomm Research 5G mmWave prototype Showcasing robust mobile communications in real-world OTA testing Handheld and in-vehicle UEs with hand-blocking www.qualcomm.com/videos/mobilzing- mmwave-enhanced-mobile-broadband Watch video:
  • 27. 2727 Spectrum aggregation essential to 5G NR deployments Building on solid LTE CA and Dual Connectivity foundation Supplemental DL FDD/TDD CA LAA CA Dual Connectivity LTE/5G NR NSA Supplemental UL Supplemental DL FDD/TDD CA NR LAA CA Dual Connectivity 5G NR Rel-15+ LTE Rel-10+ Dual Connectivity across LTE and NR Fully leveraging LTE investments and coverage, including NSA operation for early 5G NR deployments CA across spectrum bands E.g., tight CA between 5G NR mmWave and sub-6 GHz to address mmWave coverage gaps CA across FDD and TDD bands Sub-1 GHz and mid/high band aggregation; supplemental uplink for better coverage, supplemental downlink for capacity CA across spectrum types E.g., Licensed and unlicensed with 5G NR Licensed Assisted Access (LAA) — approved Rel-15 Study Item Carrier Aggregation (CA) and Dual Connectivity enable deployments with tightly and loosely coordinated cells
  • 28. 2828 Dual connectivity to fully leverage LTE investments Enabling gigabit experiences everywhere Supplementing 5GNR mid-band and mmWave Providing VoLTE leveraging LTE’s ubiquitous coverage Gigabit LTE, VoLTE 5G NR low/mid-band and LTE coverage 5G NR below 10 GHz Gigabit LTE, VoLTE 5G NR above 10 GHz Ubiquitous LTE coverage Seamless mobility Simultaneous dual-connectivity across 5G NR and 4G LTE 5G NR mmWave 5G augmented deploymentsExisting deployments 640+ Commercial networks 9,500+ Commercial devices 2.3B+ LTE/LTE-A subscriptions Qualcomm Snapdragon is a product of Qualcomm Technologies, Inc. Source: GSA (www.gsacom.com)—Oct 2017 on network launches, Oct 2017 on subscriptions, Nov 2017 on commercial devices Gigabit LTE provides the coverage foundation for 5G eMBB
  • 29. 29 5G NR FDD/TDD CA to support mid-band deployments Low-band FDD can help increase 5G NR TDD UL data rate/range1 1 Thanks to less path loss and no DL:UL split – depends on massive MIMO, site density, TDD configuration DL5G NR mmWave e.g., TDD 28 GHz UL DL UL 5G NR mid-band e.g., TDD 3-5 GHz DL UL Low-band e.g., FDD 700 MHz DL UL Non-Standalone (NSA) Low-band LTE or NR UL can help increase UL data rate/range NR DL UL LTE UL LTE DL LTE Anchor NR TDD, e.g. 3.5 GHz NR UL e.g. <1 GHz NR DL Time Frequency Standalone (SA) NR low-band can carry NR uplink control and data for edge cell users NR DL UL NR TDD, e.g. 3.5 GHz NR UL e.g. <1 GHz NR DL
  • 30. 3030 NSA 5G NR is accelerating 5G NR deployments for 2019 Non-Standalone (NSA) leverages LTE RAN and EPC for coverage and mobility While introducing 5G NR to enhance the user plane performance and efficiency Dual Connectivity across LTE-band and NR-band LTE EPC LTE RAN 5G NR RAN NSA UE Control and user plane User plane
  • 31. 3131 NSA stepping stone to SA 5G NR for full 5G capability Standalone (NSA) utilizes 5G NextGen Core Network (NGC) Leveraging SDN/NFV technologies to create optimized network slices and deliver on 5G’s full potential SA provides full user/control plane capability for 5G NR, seamlessly coexisting with NSA UEs 5G NGC SA UE Control and user plane LTE EPC LTE RAN 5G NR RAN NSA UE Control and user plane User plane
  • 32. 3232 Ongoing network evolutions simplify NSA to SA evolution Mitigate impact to legacy services and in-market devices while network evolves LTE RAN 5G NR RAN BTS radio processing more centralized (C-RAN) Edge Cloud Core processing more distributed at edge (MEC) Increased cloud- based RAN Trend starting today to help minimize changes to RAN for 5G NR evolution Increased edge- based computing Key enabler to low latency services such as VR and industrial automation5G NGC LTE EPC
  • 33. 3333 5G NR standards and technology leadership Our technology inventions are driving the 5G NR standard Best-in-class 5G prototype systems Designing and testing 5G technologies for many years 5G NR interoperability testing and trials Leveraging prototype systems and our leading global network experience Modem and RFFE leadership Announced the Qualcomm Snapdragon X50 5G modem family LTE foundational technologies Making 5GNR a commercial reality for 2019 For standard-compliant networks and devices Vodafone Group Download the “Making 5G NR a commercial reality” presentation to learn more — link
  • 34. 34 Driving a rich 5G NR technology roadmap beyond eMBB 5G NR URLLC 5G NR Spectrum Sharing in unlicensed/shared spectrum 5G NR Non-Orthogonal Multiple Access (NOMA) 5G NR C-V2X 5G NR Integrated Access and Backhaul 3GPP Rel-15 5G NR eMBB design provides the foundation Sub-6 GHz | mmWave Wireless Industrial Ethernet Download the 3GPP Release-16 5G NR overview presentation to learn more — link
  • 35. 35 5G is the foundation to what’s next. We are the foundation to 5G. Learn more at www.qualcomm.com / 5G Driving the expansion of 5G NR ecosystem and opportunity Making 5G NR a commercial reality for 2019 eMBB deployments
  • 37. Follow us on: For more information, visit us at: www.qualcomm.com & www.qualcomm.com/blog Thank you! Nothing in these materials is an offer to sell any of the components or devices referenced herein. ©2018 Qualcomm Technologies, Inc. and/or its affiliated companies. All Rights Reserved. Qualcomm is a trademark of Qualcomm Incorporated, registered in the United States and other countries. Other products and brand names may be trademarks or registered trademarks of their respective owners. References in this presentation to “Qualcomm” may mean Qualcomm Incorporated, Qualcomm Technologies, Inc., and/or other subsidiaries or business units within the Qualcomm corporate structure, as applicable. Qualcomm Incorporated includes Qualcomm’s licensing business, QTL, and the vast majority of its patent portfolio. Qualcomm Technologies, Inc., a wholly-owned subsidiary of Qualcomm Incorporated, operates, along with its subsidiaries, substantially all of Qualcomm’s engineering, research and development functions, and substantially all of its product and services businesses, including its semiconductor business, QCT.