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Disruption of the 'Usual' -
Rethinking Behavior Change
and Communication in Nutrition
Education
R. Craig Lefebvre, PhD
chief maven, socialShift
Lead Change Designer, RTI International
Research Professor, Florida Prevention Research
Center at the University of South Florida College of
Public Health
Theory: The Frames We Use to
Understand and Solve Problems
The Power of Theory
• Explains how or why things are related
• Guides us to identify what’s important
• Suggests what questions to ask
• Creates assumptions about what we
should do about the problem
• Proposes what objectives to set
• Determines how we measure success
Changing Scales of
Reality
• The Frame Problem – It is
impossible to know all the potentially
relevant facts and determinants of a
puzzle, given the overwhelming
number of possibilities and
combinations of variables.
• The Micro-Macro Problem – Our
desire to achieve macro outcomes,
ones that involve changes among
large numbers of people, or in
society as a whole, are driven by the
micro actions of individuals; changes
at different levels of organization are
emergent, not simply an adding up
of the components.
“Social change programs need to
consider more than one scale of
reality at a time.”
Micro-Macro Gap
X 85 bn ≠
Sources of Program
Failure
• Insufficient intervention resources
• Nonsupportive social and political
environment
• Measurement and evaluation
design
• Wrong theory used to understand
problem and develop strategies
Where Theory Can Make a
Difference
• What problem to
tackle - and how
• What the program
objectives should be
• Which priority
audiences to choose,
and how to
characterize them
• What questions to ask
in formative research
• Which approaches
may be the best to use
with specific groups of
people
• How to best promote
behaviors, messages,
products, and services
Theories of Change
Stages of
Change
Health Belief
Model
Social-
Cognitive
Theory
Diffusion of
Innovations
Social
Networks
Precontemplation Susceptibility Reciprocal
determinism
Relative
advantage
Opinion
leaders
Contemplation Severity Behavioral
capability
Compatibility Groups
Preparation Threat Expectations Complexity Adding or
removing
members
Action Perceived
benefits
Self-efficacy Trialability Bridging
groups
Maintenance Perceived
barriers
Observational
learning
Observability Rewiring
groups
Decision balance Cues to action Reinforcement Network
weaving
The Rational Person
The New Model
The New Model
Rational
Deliberate
Forward looking
Gets loss in
analysisEmotional
Instinctive
Immediate needs
Lazy
Behavioral Economics
The study of the allocation of psychological
(mental) resources to decision-making and
behavioral choices.
Personal Biases
• Loss Aversion - People are more averse to losing things than they are
inclined to gaining things.
• Status Quo Bias - One of the best predictors of our future behavior is our
current behavior. This is because inertia is so powerful.
• The Dual Self - People have competing preferences, with different
preferences dictating different actions at different times.
• Attention Constraints - People get distracted. Simply paying attention to
one’s goals is often half the battle in reaching them.
• Defaults - People make passive choices based on how the choices are
presented to them.
• Resource Slack - In planning for the future, people realistically assumed
that money will be tight, but they expect free time to magically materialize.
Scarcity is the fundamental
economic problem of having
seemingly unlimited human
wants and needs in a world of
limited resources.
Scarcity
Bandwidth
Limited Resources
• Scarcity of cognitive capacity –
• Cognitive resources available to people at any
moment are limited and can be depleted by being
used for other activities. So increasing the cognitive
demands of nutrition programs may in fact be
making them less likely to succeed.
• Rules-of-thumb; simplify Choices.
Limited Resources
• Scarcity of self-control –
• Think of self-control as a psychic “commodity” of
which we have a limited stock, so that using some up
for one task (“continuing to exercise when you want
to stop”) depletes the amount available for other
tasks (“resisting the extra cookie after your
workout”).
• Defaults; Time Management skills; explicit
Commitments
Scarcity
Tunneling
Limited Resources
• Scarcity of attention –
• Think of attention as another precious commodity –
people do not have unlimited attention and may not
pay attention to the ‘right’ things – they are busy
paying attention to others.
• Prompts and reminders; Incentives.
Scarcity
Multi-Tasking
Limited Resources
• Scarcity of understanding –
• People’s mental models of how the world works (or
what makes a food ‘healthy’) may be incomplete; not
all underlying causal relationships are correctly or
accurately understood.
• Tailoring of messages to existing mental models.
Scarcity & Bandwidth
Framing Effects, Social
Comparisons, Norms
• Link reminders to a specific goal they have set.
• People are more responsive to what they will lose
than what they will gain by (not) doing something.
• Compare what people do with their peers.
• Most individuals make efforts to conform to what
they perceive the social norm to be.
Behavioral Economics:
So What?
Stop berating people for not being responsible and start
to think of ways instead of providing the poor with the
luxury that we all have, which is that a lot of decisions are
taken for us. If we do nothing, we are on the right track.
For most of the poor, if they do nothing, they are on the
wrong track.
– Esther Duflo
“
”
Diffusion on New Ideas and
Behaviors
Characteristics of Segments
Innovators Early
Adopters
Early Majority Late Majority Laggards
Venturesome Respect Deliberate Skeptical Traditional
High tolerance
of risk
Opinion
leaders
Very local
perspective
Sensitive to
peer pressure
and norms
The
traditionalists –
tried and true
Fascinated
with novelty
Well-
connected
socially and
locally
Very engaged
in peer
networks
Cautious Keepers of the
wisdom
Willingness to
travel to learn
Resources and
risk tolerance
to try new
things
Rely on
personal
familiarity
before
adoption
Usually scarce
resources
Near isolates
in their social
networks
Seen as
mavericks, not
opinion
leaders
Self-conscious
experimenters
How does this
help me?
Minimize
uncertainty of
outcomes
Suspicious of
innovation and
change agents
Attributes of Innovations
• How is this better than what I currently
do?
• How is it relevant to the way I go about
my everyday life?
• Is it simple enough for me to do?
• Can I try it first?
• Can I watch others and see what
happens to them when they do it?
The Innovation Chasm
Source: Moore, G.A. Crossing The Chasm. Capstone Publishing, 1998.
Creating Webs for Change
Social Networks Frame the Opportunities
and Constraints for Change
Social
Networks
Opinion
leaders
Groups
Adding or
removing
members
Bridging
groups
Rewiring
groups
Network
weaving
Social Networks and Obesity
Adolescent Obesity and
Social Networks
• Intervene with the family
system, rather than with
the individual.
• Tailor family-based
interventions to the
structure of the family.
• Design support
mechanisms for parents
and adult family
members on the basis of
their social ties within the
community.
• Use peer networks to
encourage increased
physical activity.
Source: Koehly LM, Loscalzo A. (2009). Adolescent obesity and social networks. Preventing Chronic Disease; 6(3):A99
New Technologies Expand The
Scope and Capacity for Learning
Social Marketing
Designing products, services and
behaviors that fit people’s reality
Eating Well on $4.30 a Day
Our columnist lives for six weeks as if he is on
the Supplemental Nutrition Assistance
Program, and learns something he didn't
expect.
Brett Arends, The Wall Street Journal 14
December 2013
Eating reasonably well on $4.30 a day turned out to be a bit
like a Rubik's Cube puzzle: It seemed impossible until I
worked out the trick. Then it became surprisingly
manageable, if monotonous.
Positioning Behavior Change
What relevant behavior can
we ask people to engage in
rather than the one they are
currently doing?
How can we make this
behavior more compelling,
relevant, and potentially
more valuable to people
when they practice it, in
comparison to the
alternatives?
Brett’s Tricks
• I didn't eat out.
• I didn't eat any packaged or
processed foods.
• I didn't try to live on energy
bars.
• I avoided cheap carbohydrates,
like white bread and noodles.
• I abandoned buying coffee out.
For my caffeine needs I carried
tea bags instead
Costs of Change
• Financial
• Energy
• Geographical distance
• Opportunity
• Social
• Psychological
• Physical
• Structural
Brett’s Costs
• Peanuts and peanut butter
(which cost around $2.50 a
pound).
• Eggs (20 cents each).
• Pulses or legumes, like split
peas and lentils, which can
cost not much more than $1 a
pound.
• I rarely ate meats or fish. They
were too expensive.
• Milk is expensive, but I had a
cup—about 25 cents—a day.
• Healthy carbohydrates:
oatmeal, whole-wheat pasta,
brown rice, baked potatoes and
sweet potatoes, and whole-
wheat bread - which I made at
home and cost a little more
than $1 for a 1½-pound loaf.
• I ate plenty of bananas
(sometimes just 20 cents
each), and I bought frozen
peas, corn and other mixed
vegetables for around $1.30 a
pound.
• I took a cheap multivitamin a
day.
Creating equitable opportunities
and access
Where can we locate a service,
distribute a product, or create
opportunities for members of
our priority group to engage in
healthier behaviors?
Where Did Brett Go?
• I took the subway to
the bigger
supermarkets.
• And I hunted
aggressively for
deals.
• What's on sale is
what's on the menu. I
found the food aisles
at downtown
drugstores
sometimes had
surprisingly good
deals.
Communicating change in linguistically,
culturally relevant and ubiquitous ways
How Effective are Health
Communication Campaigns?
5%
5%
5%
5%
Brett’s Message
My experience has changed how I eat. I am amazed at how cheaply one can
eat well—and mortified at how much I have spent needlessly over the years. I
suspect I am not alone.
Keys to increasing healthy
eating using social marketing
Social marketing
benchmark criteria
Keys to increasing healthy eating using social marketing
Behavioral objective Evaluate healthy eating using multiple behaviors
Tackle single behaviors serially over time
Audience segmentation Identify different groups
Serve each group with a unique solution
Formative research Conduct formative research
Research must be consumer oriented
Exchange Offer salient benefits – short-term benefits can be more salient than long-
term benefits
Consider trials, rewards and prizes to stimulate trial and repeated behavior
Marketing mix Move beyond communication – interventions must be multifaceted (e.g.
more than promotion and communication)
Efforts need to be directed at initiating new behavior and encouraging
repeat behavior
Competition Undertake competitive analysis
Know your direct and indirect competition
Source: Carins JE, Rundle-Thiele SR. (2013). Eating for the better: A social marketing review (2000-2012). Public Health Nutrition; 28:1-12.
Lessons
• Theories should be tools – not straight jackets
• Theories can inform – and blind (the “frame
problem”)
• The one with the biggest toolbox wins
• It’s a complex world (the micro-macro gap).
• “There’s nothing so practical as a good theory”
Resources
• Lefebvre, R.C. & Bornkessel, A. (2013).
Digital social networks and health. Circulation;
127:1829-1836.
• Mullainathan, S. & Shafir, E. (2013). Scarcity:
Why having too little means so much. New
York: Times Books.
• Snyder, L. (2007). Health communication
campaigns and their impact on behavior.
Journal of Nutrition Education and Behavior;
39(Suppl.):S32–S40.
• Valente, T.W. (2013). Network interventions.
Science;337:49–53.
• Wakefield, M. A., Loken, B., & Hornik, R.
(2010). Use of mass media campaigns to
change health behaviour. Lancet; 376:1261–
1271.

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Disruption of the 'usual' - rethinking behavior change and communication in nutrition education

  • 1. Disruption of the 'Usual' - Rethinking Behavior Change and Communication in Nutrition Education R. Craig Lefebvre, PhD chief maven, socialShift Lead Change Designer, RTI International Research Professor, Florida Prevention Research Center at the University of South Florida College of Public Health
  • 2. Theory: The Frames We Use to Understand and Solve Problems
  • 3. The Power of Theory • Explains how or why things are related • Guides us to identify what’s important • Suggests what questions to ask • Creates assumptions about what we should do about the problem • Proposes what objectives to set • Determines how we measure success
  • 4. Changing Scales of Reality • The Frame Problem – It is impossible to know all the potentially relevant facts and determinants of a puzzle, given the overwhelming number of possibilities and combinations of variables. • The Micro-Macro Problem – Our desire to achieve macro outcomes, ones that involve changes among large numbers of people, or in society as a whole, are driven by the micro actions of individuals; changes at different levels of organization are emergent, not simply an adding up of the components. “Social change programs need to consider more than one scale of reality at a time.”
  • 6. Sources of Program Failure • Insufficient intervention resources • Nonsupportive social and political environment • Measurement and evaluation design • Wrong theory used to understand problem and develop strategies
  • 7. Where Theory Can Make a Difference • What problem to tackle - and how • What the program objectives should be • Which priority audiences to choose, and how to characterize them • What questions to ask in formative research • Which approaches may be the best to use with specific groups of people • How to best promote behaviors, messages, products, and services
  • 8. Theories of Change Stages of Change Health Belief Model Social- Cognitive Theory Diffusion of Innovations Social Networks Precontemplation Susceptibility Reciprocal determinism Relative advantage Opinion leaders Contemplation Severity Behavioral capability Compatibility Groups Preparation Threat Expectations Complexity Adding or removing members Action Perceived benefits Self-efficacy Trialability Bridging groups Maintenance Perceived barriers Observational learning Observability Rewiring groups Decision balance Cues to action Reinforcement Network weaving
  • 11. The New Model Rational Deliberate Forward looking Gets loss in analysisEmotional Instinctive Immediate needs Lazy
  • 12. Behavioral Economics The study of the allocation of psychological (mental) resources to decision-making and behavioral choices.
  • 13. Personal Biases • Loss Aversion - People are more averse to losing things than they are inclined to gaining things. • Status Quo Bias - One of the best predictors of our future behavior is our current behavior. This is because inertia is so powerful. • The Dual Self - People have competing preferences, with different preferences dictating different actions at different times. • Attention Constraints - People get distracted. Simply paying attention to one’s goals is often half the battle in reaching them. • Defaults - People make passive choices based on how the choices are presented to them. • Resource Slack - In planning for the future, people realistically assumed that money will be tight, but they expect free time to magically materialize.
  • 14. Scarcity is the fundamental economic problem of having seemingly unlimited human wants and needs in a world of limited resources.
  • 17. Limited Resources • Scarcity of cognitive capacity – • Cognitive resources available to people at any moment are limited and can be depleted by being used for other activities. So increasing the cognitive demands of nutrition programs may in fact be making them less likely to succeed. • Rules-of-thumb; simplify Choices.
  • 18. Limited Resources • Scarcity of self-control – • Think of self-control as a psychic “commodity” of which we have a limited stock, so that using some up for one task (“continuing to exercise when you want to stop”) depletes the amount available for other tasks (“resisting the extra cookie after your workout”). • Defaults; Time Management skills; explicit Commitments
  • 21. Limited Resources • Scarcity of attention – • Think of attention as another precious commodity – people do not have unlimited attention and may not pay attention to the ‘right’ things – they are busy paying attention to others. • Prompts and reminders; Incentives.
  • 24. Limited Resources • Scarcity of understanding – • People’s mental models of how the world works (or what makes a food ‘healthy’) may be incomplete; not all underlying causal relationships are correctly or accurately understood. • Tailoring of messages to existing mental models.
  • 26. Framing Effects, Social Comparisons, Norms • Link reminders to a specific goal they have set. • People are more responsive to what they will lose than what they will gain by (not) doing something. • Compare what people do with their peers. • Most individuals make efforts to conform to what they perceive the social norm to be.
  • 27. Behavioral Economics: So What? Stop berating people for not being responsible and start to think of ways instead of providing the poor with the luxury that we all have, which is that a lot of decisions are taken for us. If we do nothing, we are on the right track. For most of the poor, if they do nothing, they are on the wrong track. – Esther Duflo “ ”
  • 28. Diffusion on New Ideas and Behaviors
  • 29. Characteristics of Segments Innovators Early Adopters Early Majority Late Majority Laggards Venturesome Respect Deliberate Skeptical Traditional High tolerance of risk Opinion leaders Very local perspective Sensitive to peer pressure and norms The traditionalists – tried and true Fascinated with novelty Well- connected socially and locally Very engaged in peer networks Cautious Keepers of the wisdom Willingness to travel to learn Resources and risk tolerance to try new things Rely on personal familiarity before adoption Usually scarce resources Near isolates in their social networks Seen as mavericks, not opinion leaders Self-conscious experimenters How does this help me? Minimize uncertainty of outcomes Suspicious of innovation and change agents
  • 30. Attributes of Innovations • How is this better than what I currently do? • How is it relevant to the way I go about my everyday life? • Is it simple enough for me to do? • Can I try it first? • Can I watch others and see what happens to them when they do it?
  • 31. The Innovation Chasm Source: Moore, G.A. Crossing The Chasm. Capstone Publishing, 1998.
  • 33. Social Networks Frame the Opportunities and Constraints for Change
  • 36. Adolescent Obesity and Social Networks • Intervene with the family system, rather than with the individual. • Tailor family-based interventions to the structure of the family. • Design support mechanisms for parents and adult family members on the basis of their social ties within the community. • Use peer networks to encourage increased physical activity. Source: Koehly LM, Loscalzo A. (2009). Adolescent obesity and social networks. Preventing Chronic Disease; 6(3):A99
  • 37. New Technologies Expand The Scope and Capacity for Learning
  • 39. Designing products, services and behaviors that fit people’s reality Eating Well on $4.30 a Day Our columnist lives for six weeks as if he is on the Supplemental Nutrition Assistance Program, and learns something he didn't expect. Brett Arends, The Wall Street Journal 14 December 2013 Eating reasonably well on $4.30 a day turned out to be a bit like a Rubik's Cube puzzle: It seemed impossible until I worked out the trick. Then it became surprisingly manageable, if monotonous.
  • 40. Positioning Behavior Change What relevant behavior can we ask people to engage in rather than the one they are currently doing? How can we make this behavior more compelling, relevant, and potentially more valuable to people when they practice it, in comparison to the alternatives?
  • 41. Brett’s Tricks • I didn't eat out. • I didn't eat any packaged or processed foods. • I didn't try to live on energy bars. • I avoided cheap carbohydrates, like white bread and noodles. • I abandoned buying coffee out. For my caffeine needs I carried tea bags instead
  • 42. Costs of Change • Financial • Energy • Geographical distance • Opportunity • Social • Psychological • Physical • Structural
  • 43. Brett’s Costs • Peanuts and peanut butter (which cost around $2.50 a pound). • Eggs (20 cents each). • Pulses or legumes, like split peas and lentils, which can cost not much more than $1 a pound. • I rarely ate meats or fish. They were too expensive. • Milk is expensive, but I had a cup—about 25 cents—a day. • Healthy carbohydrates: oatmeal, whole-wheat pasta, brown rice, baked potatoes and sweet potatoes, and whole- wheat bread - which I made at home and cost a little more than $1 for a 1½-pound loaf. • I ate plenty of bananas (sometimes just 20 cents each), and I bought frozen peas, corn and other mixed vegetables for around $1.30 a pound. • I took a cheap multivitamin a day.
  • 44. Creating equitable opportunities and access Where can we locate a service, distribute a product, or create opportunities for members of our priority group to engage in healthier behaviors?
  • 45. Where Did Brett Go? • I took the subway to the bigger supermarkets. • And I hunted aggressively for deals. • What's on sale is what's on the menu. I found the food aisles at downtown drugstores sometimes had surprisingly good deals.
  • 46. Communicating change in linguistically, culturally relevant and ubiquitous ways
  • 47. How Effective are Health Communication Campaigns? 5% 5% 5% 5%
  • 48. Brett’s Message My experience has changed how I eat. I am amazed at how cheaply one can eat well—and mortified at how much I have spent needlessly over the years. I suspect I am not alone.
  • 49. Keys to increasing healthy eating using social marketing Social marketing benchmark criteria Keys to increasing healthy eating using social marketing Behavioral objective Evaluate healthy eating using multiple behaviors Tackle single behaviors serially over time Audience segmentation Identify different groups Serve each group with a unique solution Formative research Conduct formative research Research must be consumer oriented Exchange Offer salient benefits – short-term benefits can be more salient than long- term benefits Consider trials, rewards and prizes to stimulate trial and repeated behavior Marketing mix Move beyond communication – interventions must be multifaceted (e.g. more than promotion and communication) Efforts need to be directed at initiating new behavior and encouraging repeat behavior Competition Undertake competitive analysis Know your direct and indirect competition Source: Carins JE, Rundle-Thiele SR. (2013). Eating for the better: A social marketing review (2000-2012). Public Health Nutrition; 28:1-12.
  • 50. Lessons • Theories should be tools – not straight jackets • Theories can inform – and blind (the “frame problem”) • The one with the biggest toolbox wins • It’s a complex world (the micro-macro gap). • “There’s nothing so practical as a good theory”
  • 51. Resources • Lefebvre, R.C. & Bornkessel, A. (2013). Digital social networks and health. Circulation; 127:1829-1836. • Mullainathan, S. & Shafir, E. (2013). Scarcity: Why having too little means so much. New York: Times Books. • Snyder, L. (2007). Health communication campaigns and their impact on behavior. Journal of Nutrition Education and Behavior; 39(Suppl.):S32–S40. • Valente, T.W. (2013). Network interventions. Science;337:49–53. • Wakefield, M. A., Loken, B., & Hornik, R. (2010). Use of mass media campaigns to change health behaviour. Lancet; 376:1261– 1271.

Editor's Notes

  1. Source: Carins JE, Rundle-Thiele SR. (2013). Eating for the better: A social marketing review (2000-2012). Public Health Nutrition; 28:1-12.