2. comparative analysis, is based on a very simple and
profound principle. This method has been utilized to predict
the secondary structure and the early stages of the tertiary
structure of several RNA molecules, including the rRNAs.
In addition to these structure predictions, the comparative
approach has also revealed new information about RNA
structural motifs and other principles of RNA structure.
Inferring higher-order structure from patterns
of sequence variation
Shortly after the first tRNA sequence was determined [7],
it was rationalized from a comparative perspective that all
tRNA sequences should have equivalent secondary and
tertiary structures to allow them to interact with the same
binding sites on the ribosome and with the same set of
proteins and RNAs during protein synthesis. Two basic
principles form the foundation for the comparative analysis
of RNA structure: firstly, different RNA sequences can
fold into the same secondary and tertiary structures and,
secondly, the unique structure and function of an RNA
molecule is maintained through the evolutionary process
of mutation and selection. We utilized this comparative
paradigm for the prediction of the 16S and 23S rRNA
structures. We assumed that all 16S (and 16S-like) and 23S
(and 23S-like) rRNAs have the same general secondary and
tertiary structures, regardless of the extent of conservation
and variation among the sequences. The correct helices
that have been identified using comparative analysis are
present in the same homologous region of the rRNAs and
have variation in the composition of the sequences, whilst
maintaining G•C, A•U and G•U base pairs. Initially, we
identified base-paired positions within a potential helix that
have ‘covariation’ (similar patterns of variation) in a set of
sequences aligned for maximum sequence identity [8–10].
Proposed helices with two or more covariations were
considered ‘proven’. Versions of the 16S and 23S rRNA
structure models from the early 1980s (Santa Cruz/Urbana
versions) are shown in Figure 1. The majority of the helices
in these early structure models had at least one covariation
per helix. We considered this model to be the minimal
structure, that is, there were areas that were incomplete.
Two other sets of 16S and 23S rRNA structure models
were determined independently with comparative methods
[11–14], whereas another set of model diagrams was adapted
in full from previously proposed structure models [15–17].
Subsequently, as the number of sequences in our 16S and
23S rRNA alignments surpassed 25, we developed different
algorithms and computer programs to identify positions in
an alignment that have similar patterns of variation [18–20].
Given this series of improvements in the covariation
algorithms, coupled with very dramatic increases in the
302 Nucleic acids
Figure 1
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(a) (b) (c)
Current Opinion in Structural Biology
The original (1980–81) Noller-Woese-Gutell comparative structure
models for the 16S and 23S rRNAs. (a) 16S rRNA (adapted from
[8]). (b) 23S rRNA, 5′ half (adapted from [9]). (c) 23S rRNA, 3′ half
(adapted from [9]). E. coli (GenBank accession number J01695) is
used as the reference sequence. Each of these models has been
superimposed onto the corresponding current model diagrams to
highlight the similarities and differences. Nucleotides are replaced with
colored dots: black, positions that are unchanged between the original
and current models; blue, base pairs present in the original models
but absent from the current models; red, positions that are unpaired in
the original models but are part of a base pair in the current models;
green, positions that are part of one base pair in the original models
but are part of a different base pair in the current models. Full-page
versions of each panel are available online at
http://www.rna.icmb.utexas.edu/ANALYSIS/COSB2002/ (part of the
CRW site at http://www.rna.icmb.utexas.edu/).
3. number and diversity of rRNA sequences in our sequence
collection, we were able to identify more positions with
similar patterns of variation. Although the early covariation
analysis only identified those covariations that involve A•U
and G•C pairings within a potential helix, our algorithms
have, for the past ten years, identified all positional
covariations, regardless of base pair type and their types of
interchanges with other base pairs (e.g. U•U ↔ C•C,
A•A ↔ G•G, U•U ↔ G•G), and independent of the spatial
relationship with other base pairings and structural elements
[21]. Consequently, we began identifying single base pairings
not flanked by other base pairings, noncanonical base pairs
and other types of tertiary interactions (see below). In
addition to the inclusion of newly identified base pairs,
previously proposed base pairs were removed from the
structure models when the ratio of covariation to variation
dropped with increasing numbers of sequences.
To gauge the extent of positional covariation and our
confidence in the accuracy of each of these proposed base
pairs, we established a quantitative scoring method.
Higher scores reflect a greater extent of pure covariation
(simultaneous changes at both of the paired positions),
larger numbers of exchanges between a set of base pair
types that covary with one another (e.g. A•U ↔ G•C)
and/or a larger number of mutual changes or covariations
that occur during the evolution of the RNA (also called
phylogenetic events). These three parameters can,
individually or collectively, influence our confidence in a
putative base pair. For example, we were more confident
in the authenticity of the 570•866 base pair in 16S rRNA
because of several phylogenetic events within the bacteria,
archaea and eucarya [22]. These 16S and 23S rRNA
covariation-based structure models only contain those base
pairs with positional covariation or G•C, A•U or G•U base
pairs that are within a regular helix and present in more
than 80% of the sequences.
The most recent comparative structure models for 16S and
23S rRNA are shown in Figure 2 and are based on the
analysis of approximately 7000 16S and 1050 23S rRNA
sequences [21,23]. These two structure models are the
culmination of 20 years of comparative analysis (see
below). The base pair symbols are color coded to reveal our
confidence in the authenticity of that base pair; base pairs
with the highest covariation scores are shown in red,
followed by green and black. Base pairs with gray symbols
are conserved in more than 98% of the sequences, whereas
Ribosomal RNA comparative structure models Gutell, Lee and Cannone 303
Figure 2
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(a) (b) (c)
Current Opinion in Structural Biology
The current Noller-Woese-Gutell comparative structure models for the
16S and 23S rRNAs. (a) 16S rRNA. (b) 23S rRNA, 5′ half. (c) 23S
rRNA, 3′ half. E. coli (GenBank accession number J01695) is used as
the reference sequence. Nucleotides are replaced with colored dots
that represent confidence in the base pair: red, high covariation scores;
green, lower but significant covariation scores occurring within a
standard helix containing a red base pair; black, even lower covariation
scores occurring within a standard helix containing a red base pair;
gray, conserved in more than 98% of the sequences occurring within
a standard helix containing a red base pair; blue, do not have a significant
amount of pure covariation and do not occur within a standard helix (see
[23] for additional details). Base pair symbols indicate the type of base
pair: line, canonical base pair; small closed circle, G•U base pair; large
open circle, G•A base pair; large closed circle, other noncanonical
base pairs. Nucleotides involved in tertiary interactions (including
pseudoknots) are boxed and connected with lines. Diagrams adapted
from [23]. Full-page versions of each panel are available online at the
CRW site (http://www.rna.icmb.utexas.edu/ANALYSIS/COSB2002/).
4. blue base pairs do not have a significant amount of pure
covariation and do not occur within a standard helix
(see [23] for more details). As the majority of the base pairs
have red symbols, we believe that nearly all of the base
pairs in the current 16S and 23S rRNA covariation-based
structure models are correct (see below).
The evolution of the 16S and 23S rRNA covariation-based
structure models is shown graphically in Figure 1 and
quantitatively in Table 1. To allow easy comparison with the
current models, the original 1980–81 16S and 23S rRNA
structure models were redrawn using the current models as
a template (Figure 1). Base pairs that are present in both the
original and current models are shown in black, and those
that are different in the original structure models and the
most recent covariation-based structure models are illustrated
in blue, red and green. Blue base pair symbols indicate base
pairs in the original models that are absent from the current
models, red nucleotides are unpaired in the original models
and paired in the current models, and green nucleotides are
part of different base pairs in the two structure models.
In 1980–81, the 16S and 23S rRNA structure models were
based on just two complete rRNA sequences per structure;
at the end of 1999, this work culminated with the analysis of
approximately 7000 16S and 1050 23S rRNA sequences.
These structure models evolved over nearly 20 years as the
collection of sequences grew and our methods to identify
and score covariations were developed and refined. To assess
the changes, the original 1980–81 structure models were
compared with the current 1999 structure models (Table 1,
adapted from Section 1b on the ‘Comparative RNA Web’
[CRW] site and database; http://www.rna.icmb.utexas.edu).
We draw four significant conclusions from this analysis.
Firstly, nearly 60% of the base pairs in the current 16S
rRNA structure model were predicted from the analysis
of two sequences for the original structure model; nearly
78% of the current 23S rRNA base pairings were predicted
from the original structure model. Secondly, in contrast,
approximately 80% of the original 16S and 87% of the
original 23S rRNA base pairs proposed in 1980–81 are
present in the current models. Thirdly, approximately 70
16S and 100 23S initial base pairs have been removed from
the original rRNA structure models. Finally, the number of
unusual, tertiary and tertiary-like base pairings that are pre-
dicted with confidence increases in parallel with increases
in the number and diversity of rRNA sequences studied
and with improvements in the covariation algorithms. In
conclusion, the major components of the 16S and 23S
rRNA structure models were predicted correctly from the
analysis of just a few 16S and 23S rRNA sequences that are
approximately 75% similar to one another. Thousands of
additional rRNA sequences with significant degrees of
similarity and diversity with one another were subsequently
analyzed with covariation analysis to refine the secondary
structure models, to begin to identify tertiary base pairs and
to establish a system to measure the extent of covariation at
all of the proposed base pairs. Beyond the prediction of
base pairs with covariation analysis, the comparative
sequence and structure data are encrypted with fundamental
principles of RNA structure and archaeological markers
that indicate the ancestry of that RNA sequence [24].
Our next task is to decipher these ‘treasures’ from the
comparative RNA sequence and structure data sets. To
this end, we have established the CRW site and database
([23]; http://www.rna.icmb.utexas.edu/) to organize, analyze
and disseminate comparative data for the 5S, 16S (and
16S-like) and 23S (and 23S-like) rRNAs, group I and II
introns, and tRNAs. The main types of information and
data available online for each of these RNAs are: the current
comparative RNA structure model; nucleotide and base
pair frequency tables for all positions in the reference
structures; secondary structure conservation diagrams that
reveal the extent of conservation of the RNA sequence
and structure; more than 400 representative secondary
structure diagrams for organisms from groups that span the
phylogenetic tree and reveal the major forms of structural
variation; nearly 12,000 publicly available sequences that
are 90% or more complete; and sequence alignments.
304 Nucleic acids
Table 1
Summary of the evolution of the Noller-Woese-Gutell 16S and 23S rRNA structure models from the first to the most recent
covariation-based structure models (adapted from Table 3a,b in [23]).
Model 16S rRNA 23S rRNA
Date 1980 1999 1981 1999
1. Approximate number of complete sequences 2 7000 2 1050
2. Percentage of 1999 sequences* 0.03 100 0.2 100
3. Number of bp proposed correctly* 284 478 676 870
4. Number of bp proposed incorrectly* 69 0 102 0
5. Total bp in model (3 + 4) 353 478 778 870
6. Percentage of bp in model present in the current model (3 / X)*†
59.4 100 77.7 100
7. Accuracy of proposed bp (3 / 5) 80.5 100 86.9 100
8. Number of bp in current model missing from this model (X – 3)*†
194 0 194 0
9. Number of tertiary bp proposed correctly* 4 40 4 65
10. Percentage of tertiary bp proposed correctly* 10.0 100 6.2 100
11. Number of base triples proposed correctly* 0 6 0 7
12. Percentage of base triples proposed correctly* 0 100 0 100
*Comparisons are made against the current (1999) models. †
X = 478 for 16S rRNA; X= 870 for 23S rRNA. bp, base pairs.
5. This type of comparative data is the foundation for the
subsequent identification and analysis of RNA structural
motifs. Although the patterns of variation at both positions
in many of the base pairs in the RNA structure are similar
and thus should be identified with covariation analysis,
other sets of base pairs do not have similar patterns of
variation at the two interacting positions. Thus, one of the
larger goals of comparative analysis is to predict those base
pairs lacking similar patterns of variation that occur in
several different types of structural elements, as well as
those base pairs with positional covariation that are conserved
among the sequences in that data set. The process of
comparative analysis, then, is to first predict base pairings
with covariation analysis, followed by the identification of
motifs that are composed of unique arrangements of
sequences within specific structural elements. Several
RNA structural motifs have been identified and/or are still
being defined from sequence and structure perspectives.
These motifs include:
1. Unpaired adenosines in the covariation-based structure
model [18,25•].
2. Tetraloops — hairpin loops with four nucleotides that are
composed of specific sequences [26].
3. Tetraloop receptors and other tertiary interactions involving
tetraloops [27–30].
4. Dominant G•U base pairs [31,32].
5. Tandem G•A oppositions [33,34].
6. Base triples [20].
7. Adenosine platforms [25•,35].
8. U-turns [36].
9. E loops (or S turns) [25•,37,38].
10. E-like loops [25•].
11. Cross-strand purine stacks [39].
12. A•A and A•G oppositions/base pairs at the ends of
helices [10,40,41•].
13. Lone pair triloops ([21]; RR Gutell et al., unpublished
data).
14. A-minor motif [42•,43•].
15. Kink-turn [44•].
Crystal structures of the 16S and 23S rRNAs:
the accuracy of the rRNA comparative
structure models
To assess the accuracy of the covariation-based structure
models, the comparative models for tRNA [19,20,45–50],
fragments of 5S rRNA [51], the L11-binding region of
23S rRNA [9,21,23] and the group I intron [52,53] were
compared with the corresponding high-resolution crystal
structures [39,54–58]. Nearly all of the secondary structure
base pairings and a few of the tertiary base pairs observed
in the crystal structure were predicted in the comparative
structure models for all of these RNAs. More recently, the
high-resolution crystal structures of the 30S [59••,60] and
50S [61••] ribosomal subunits were solved, giving us the
opportunity to evaluate the accuracy of our most recent
16S and 23S rRNA structure models. The results were
again affirmative: approximately 97–98% of the base
pairings predicted with covariation analysis (in the final
covariation-based structure models) are indeed present
in the 16S and 23S rRNA crystal structures (Table 2;
RR Gutell et al., unpublished data). The accuracy of the 16S
and 23S rRNA covariation-based structure prediction not
only augments the credibility of the comparative approach,
but it also validates the sequence alignments that have
been initiated, refined and expanded over the past 20 years,
the initial covariation analysis and our subsequent
Ribosomal RNA comparative structure models Gutell, Lee and Cannone 305
Table 2
Comparison of the current comparative structure models and the crystal structures of the 16S and 23S rRNAs*.
16S rRNA†
23S rRNA‡
Total
Predicted base pairs§
Model CB #
461 / 476 / 97% 779 / 797 / 98% 1240 / 1273 / 97%
Tentative CB#
8 / 23 / 35% 18 / 36 / 50% 26 / 59 / 44%
Motif-based¶
45 / 65 / 70% 86 / 122 / 70% 131 / 187 / 70%
Crystal structure interactions¥
+/+ base–base 514 883 1397
–/+ base–base 56 425 481
Total base–base 683 1297 1862
Base–backbone 49 237 286
*A more complete analysis will be presented later (RR Gutell et al., unpublished data). †
T. thermophilus, GenBank accession number M26923,
PDB code 1FJF [59
]. ‡
H. marismortui, GenBank accession number AF034620, PDB code 1JJ2 [61
]. §
Data are shown as approximate
number of base pairs present in the crystal structure / approximate number of predicted base pairs / percentage of predicted base pairs
present in the crystal structure. #
CB, covariation-based. ¶
The motifs analyzed here are AA.AG@helix.ends [41
], tandem GA [33,34], E and
E-like loops [25
], lone pair triloops (RR Gutell et al., unpublished data) and base triples [20]. ¥
Approximate numbers of interactions in the two
ribosomal crystal structures.
6. covariation algorithms and their refinements. In addition
to the final covariation-based structure model, nearly 45%
of the tentative covariation-based base pairs and 70% of
the motif-based base pairs that were predicted are in the
crystal structure (Table 2). In total, about 90% of the base
pairs predicted by comparative analysis are from the
covariation-based analysis and 10% are from the alternative
motif-based analysis ([20,25•,33,34,41•]; RR Gutell et al.,
unpublished data).
The secondary structure diagrams for Thermus thermophilus
16S rRNA and Haloarcula marismortui 23S rRNA are shown
in Figure 3. All of the base–base and base–backbone
interactions in the 30S [59••] and 50S [61••] ribosomal
subunit crystal structures are colored to reflect the initial
identification of each pairing. The three primary categories
are: present in both the comparative model (covariation
and motif analysis) and the crystal structure (+/+), present
in the comparative model but not in the crystal structure
(+/–), and not present in the comparative model but
present in the crystal structure (–/+). The nucleotides and
base pair symbols are colored red for +/+, green for +/–,
blue for –/+ base–base interactions and brown for –/+
base–backbone interactions.
The affirmative base pairs that were predicted using
covariation analysis (see red nucleotides and base pair
symbols in Figure 3) include: essentially all base pairs that are
strictly homologous between the E. coli reference structure
models and the T. thermophilus 16S and H. marismortui 23S
rRNA crystal structures that have a significant amount of
positional covariation; base pairs that are standard
Watson–Crick (G•C and A•U) and G•U base pair
exchanges; base pairs that occur within standard secondary
structure helices (2 base pairs in length) that are nested
(i.e. not a pseudoknot); individual base pairs and helices
306 Nucleic acids
Figure 3
Comparison of the current Noller-Woese-Gutell
comparative structure models for the 16S and
23S rRNAs with the corresponding ribosomal
subunit crystal structures. (a) 16S rRNA
versus the T. thermophilus structure
(GenBank accession number M26923;
PDB code 1FJF; [59••]). (b) 23S rRNA,
5′ half versus the H. marismortui structure
(GenBank accession number AF034620;
PDB code 1JJ2; [61••]). (c) 23S rRNA, 3′ half
versus the H. marismortui structure (GenBank
accession number AF034620; PDB code 1JJ2;
[61••]). Nucleotides are replaced with colored
dots that show the sources of the
interactions: red, present in both the
covariation-based structure model and the
crystal structure; green, present in the
comparative structure and not present in
the crystal structure; blue, not present in
the comparative structure and present in the
crystal structure; magenta, present in the
covariation-based tentatives or motif-based
analysis, and present in the crystal structure;
brown, base–backbone or
backbone–backbone interactions; purple,
positions that are unresolved in the crystal
structure. Colored open circles around
positions show the third nucleotide of base
triples and colored open rectangles show the
base pairs of base triples. Colored open squares
are used for clarity. Full-page versions of each
panel are available online at the CRW site
(http://www.rna.icmb.utexas.edu/ANALYSIS/
COSB2002/).
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CurrentOpinioninStructuralBiology
8. that form pseudoknots, including tertiary interactions;
lone pairs, including those in the lone pair triloop motif
(RR Gutell et al., unpublished data); and noncanonical
base pairs and their exchanges — A•A ↔ G•G, U•U ↔ C•C,
A•G ↔ G•A, A•C ↔ G•U, U•A ↔ G•G, A•C ↔ U•A and
A•G ↔ R•U [21].
Although more than 1250 base pairs predicted with covari-
ation analysis are in the crystal structure, approximately 35
of them are not (see green nucleotides in Figure 3; note
that the green interactions include those predicted with
both covariation analysis and motif-based analysis). The
majority of these +/– proposed covariation-based base pairs
that are absolutely homologous between the E. coli reference
models and the T. thermophilus 16S and H. marismortui 23S
rRNA structures were not predicted with our highest (red)
confidence rating. Instead, there was either no positional
covariation or an insignificant amount of these putative
base pairs; these interactions were included in the structure
model because they form a G•C, A•U or G•U pair in more
than 80% of the sequences and were adjacent to a base pair
with covariation. The majority of these +/– base pairs are
colored black, our lowest covariation confidence rating.
The aberrant base pairs that are truly homologous between
the crystal structure and the E. coli reference structure
have two other important characteristics. First, all of these
putative base pairs occur at the ends of helices and, second,
there is a bias in the types of base pairs that are not predicted
correctly at the ends of helices. The two most frequent
pairing types (in this latter category) are U•G and U•A
(where the U is at the 5′ half of the helix). These putative
base pairs might not occur in the rRNA structure or,
alternatively, they might be dynamic and are paired at
certain stages of protein synthesis and not in the states of
the crystal structures analyzed here. There is a precedent
for conformational changes of the base pairings at the ends
of helices. Positions 1408 and 1493 form an A•A base pair
in the uncomplexed 30S ribosomal subunit (PDB code
1FJF; [59••]), but are not paired when tRNA and mRNA
are complexed to the 30S subunit [62]. We speculate that
other A•A and A•G oppositions/base pairs at the ends of
helices in the 16S and 23S rRNAs might be involved in
conformational changes [41•]. There is also an interesting
anecdote about the putative U•A pairings that are not in
the crystal structure. The orientation of these U•A pairs
would place the conserved, ’unpaired’ adenosine at the
3′ end of the loop, a very common arrangement in the 16S
and 23S rRNAs [25•].
We will not know all of the structural possibilities for these
putative base pairings until we obtain more crystallographic,
NMR or other experimental data for these regions of the
rRNA. Although comparative analysis has predicted
approximately 510 16S and 880 23S rRNA base pairs, an
additional ~170 16S and ~415 23S rRNA base pairs
(base–base) are in the crystal structure that were not
predicted with comparative methods. Essentially, none of
these ‘–/+’ base pairs has a significant amount of positional
covariation and thus could not be predicted with covariation
analysis. In general, these ‘–/+’ base pairs comprise
noncanonical base pairs that are not associated with
standard helices that were predicted with covariation
analysis. A more detailed comparison between the compar-
ative and crystal structures will be presented elsewhere
(RR Gutell et al., unpublished data).
Conclusions
Covariation analysis has accurately predicted all of the
standard secondary structure base pairings and helices in
the 16S and 23S rRNA crystal structures. These methods
have also identified some of the 16S and 23S rRNA tertiary
base–base interactions. Motif-based analysis has begun to
identify some of the base pairs that do not have similar
patterns of variation. Our future goal is to gain a better
understanding of tertiary base–base interactions from a
comparative perspective and, more specifically, to determine
their base pair types and exchanges, and the types of
structural elements or motifs with which they are associated.
A more complete set of RNA structure constraints is
necessary to accurately and reliably predict an RNA structure
from its underlying sequence, and to understand the
dynamics between structure and function.
Acknowledgements
This work was supported by the National Institutes of Health (GM48207),
by the Welch Foundation (F-1427) and by start-up funds from the Institute
for Cellular and Molecular Biology at the University of Texas at Austin.
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