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EXPANSION IN
ORTHODONTICS
INTRODUCTION
Arch expansion is a method of gaining space.
An apparently complex yet relatively simple
procedure in orthodontics is palatal expansion.
The correction of transverse maxillary deficiency
can be an important component of an orthodontic
treatment plan.
Expansion of palate was first achieved by Emerson
C.Angell in 1860.Ever since numerous expansion
appliance have been described with varying force
levels & duration of treatment.
CLASSFICATION
Expansion of the dental arches can be classified
as:
1. Dento-alveolar expansion
2. Skeletal expansion
They can also be classified broadly as:
1. Slow expansion
2. Rapid expansion
Armamentarium
1. Screws
2. Loops
3. Springs
4. Flexible wire,e,g NiTi
Slow Expansion
Slow expansion has traditionally been termed as
dento-alveolar expansion ,although some skeletal
changes can be observed.
 The slower expansion have also been associated
with a more physiologic adjustment to the
maxillary expansion,producing greater stability &
less relapse potential than in rapid expansion
procedures
 The force generated by such procedures are 2-4
pounds.
 Expanded slowly at a rate of 0.5-1mm per week.
 Pure dento-alveolar expansion should always be
slow
 Normal width of PDL is approx 0.25 mm.For
orthodontic tooth movement to take place an
expansion device should not be activated
>0.25mm at a time.
 Pitch of a jackscrew is 1mm,i.e. a 360⁰ rotation
separates two halves of expansion appliance by
1mm.
Rule for slow expansion :
Two ¼th turn per week,that means 8 turns a month
Indication & contraindication of slow
expansion
INDICATIONS :
1. PMBAW (premolar basal arch width)>PMD
(premolar diameter)- Ashley Howe’s Analysis
2. Any age
3. PMBAW × 100 ≥ 44% = PMBAW% -Ashley
Howe’s Analysis
TTM
CONTRAINDICATIONS :
1. Buccal or labial inclination of teeth
2. Bone loss on buccal aspect of teeth
3. Mandibular inter-canine width
Appliance used for slow
expansion
Fixed
 W arch
 Quad helix
 Ni-Ti arch wires
Removable
 Coffin spring
 Expansion screws
 Functional appliances
 Active
 Passive
W arch
 0.9mm stainless steel wire soldered to molar
bands
 Patient cooperation not required
 Preferred in deciduous and mixed dentition where
mild to moderate expansion is required
 Activation : outside mouth,3mm wider than
passive width
Quad helix
 Four helices:more flexibility
 Helices in the anterior component impart
bulkiness which can be useful in preventing digit
sucking
 Activaton :either inside or outside mouth,4mm
wider than passive width
Retained for 3-4 months,after overcome is
achieved
Ni-Ti expanders
 It has capacity to rotate,upright,distalize & expand
the anterior & posterior arch with gentle
biocompatible force.
 It is capable of a uniform,slow,continuous force
 Depends on shape memory and super elasticity of
NiTi
 Transition temperature is 84°F
 Continuous force levels between 230gms to 300 gms.
 Available in 8 intermolar widths; ranging from 26-47
mm
 Freeze gel packs can be used to make appliance
flexible for insertion
Coffin spring
It is a removable appliance capable of slow
dento-alveolar expansion
The appliance consists of an omega shaped
wire of 1.25 mm thickness,placed in mid-
palatal region
 Activation : the spring is activated by pulling
the two sides apart manually.It can also be
activated by using three prong pliers
Expansion screws
The expansion screw is a very small metallic
appliance which may be designed to move a
single tooth or a group of teeth or the skeletal
bases as required. This screw as a source of
force together with the acrylic segment of the
plate effect the teeth and the alveolar process.
Different type of screws may be used
advantageously for certain procedure during
treatment with removable appliance .
Functional appliances
This expansion is not produced through the
application of extrinsic bio-mechanical but
rather than by intrinsic forces in the dental
arch such as those produced by the
tongue.(passive expansion)
When the forces of the buccal and labial
musculature are
shielded from the occlusion, a widening of
the dental arches often occurs.
Rapid expansion
Rapid maxillary expansion is also known by the
terms rapid palatal expansion or split palate.It is
skeletal type of expansion that involves the
separation of mid-palatal suture & movement of
the maxillary shelves away from each other.
Indications of rapid maxillary
expansion
1. Posterior crossbite
2. Class II malocclusion
3. Cleft palate patients
4. Face mask therapy
5. Medical indications : nasal stenosis,septal
deformities,recurrent ear & nasal
infection,allergic rhinitis
Contraindications of R.M.E
1. Single tooth crossbites
2. Un-cooperative patients
3. After ossification of mid-palatal suture unless it
is accompanied by adjunctive surgical
procedures
4. Skeletal asymmetry of maxilla & mandible &
adult cases with severe antero-posterior
skeletal discrepancies
Diagnostic aids
The routine diagnostic aids such as :
 Case history
 Clinical examination & study models
 Maxillary occlusal view radiograph – to see mid-
palatal suture
 P.A cephalogram – to estimate the amount of
expansion that has taken place
Occliusal radiograph
Rapid maxillary expansion appliances
Numerous appliances have been used for rapid
maxillary expansion.Broadly they can be
classified as :
a. Tooth borne
b. Tooth & tissue borne
These are fixed appliance & appliance that
are fixed onto the teeth are more reliable &
found to produce consistent skeletal effects.
Examples of tooth borne appliances include:
i. Isaacson type
ii. Hyrax type
Two of commonly used tooth & tissue borne
appliances are :
i. Derichsweiler type
Isaacson type
 This appliance has a special spring loaded screw
called a MINNE expander,consists of a coil spring
having a nut that can compress the spring
 It is soldered directly to the bands
 No acrylic is used
 Easy to fabricate
 Expander is activated by closing the nut so that the
spring gets compressed.
Hyrax type
This type of appliance makes use of a special
type of screw called HYRAX (Hygiene Rapid
Expander)
The screws have heavy gauge wire
extensions that are adapted to follow the
palatal contour & are soldered to bands on
premolars & molars.
Derichsweiler type
 The first premolars & first molars are banded
 Wire tags are soldered onto the palatal aspect of
the bands
 These wire tags get inserted into a split palatal
acrylic plate incorporating a screw at its centre.
Hass type
The first premolar & molar of either side are
banded
 A thick stainless steel wire of 1.2mm diameter is
soldered on the buccal & lingual aspects
connecting the premolar & molar bands
 Lingual wire is kept longer so as to extend past
the bands both anteriorly & posteriorly
 Free ends turned back and embedded in acrylic.
 A screw is incorporated.
BONDED R.M.E
Most of the RME appliances described earlier are
banded appliances .They incorporate bands on
the first premolars & molars.
 An alternative design of the appliance would be to
have a splint covering variable number of teeth
on either side to which the jackscrew is attached.
 Raymond Howe in 1982 developed this appliance
 Clears the palate from acrylic
 No banding needed- can be used on malposed teeth
where parallel path of insertion is not possible
 Less error prone as bands don’t have to be placed in
impression
 Easy to make on deciduous teeth.
Wire framework Completed appliance
On model
Acrylic-lined bondable
RME appliance
Instruction on how to expand
(activation schedule)
Schedule by Timms :
 Upto age of 15 years : the turn 180⁰ is given as 90⁰ in
the morning & 90⁰ in the evening.
Zimring & Isaacson in 1965 :
 Young growing patients : two turns each day for the
first 4-5 days & later one turn each day for remainder
of RME treatment.
 Non growing adult patients : two turns each day for
the first two days & one turn each day for the next 5-7
days & one turn every alternate day till desired
expansion is achieved.
Effects of RME
Effect on maxilla
 Opening of the mid-palatal suture
 Downwards & forward maxillary movement
Effect on maxillary teeth
 Midline spacing between the two maxillary central incisors
 Maxillary posterior teeth show buccal tipping & extrusion
Effect on mandible
 Downward & backward rotation of the mandible
 Increase in face height
 Reduction in overbite
Effect on nasal cavity
 Reduced resistance to nasal air flow
 Increase in intra-nasal space
Hazards of RME
Oral hygiene
Length of fixation
Dislodgement & breakage
Tissue damage
Infection
Pain or discomfort,dizziness,pressure at the
bridge of nose etc
Comparison between slow & rapid
expansion
Slow expansion Rapid expansion
1. Type of expansion –
both skeletal & dental
changes seen from
beginning
2. Rate of expansion - slow
3. Type of tissue retraction
- more physiologic
4. Force used –milder force
(2-4 lbs)
5. Frequency of activation-
less frequent (0.5-
1mm/week)
6. Duration of treatment-
long
7. Type of appliance-either
fixed or removable
8. Age-any age
9. Retention-lesser chance
of relapse
1. Predominantly skeletal
changes initially,later
dental changes take
place with skeletal
relapse
2. Rapid
3. More traumatic
4. Greater force (10-20 lbs )
5. More frequent (0.5-
1mm/day)
6. Short
7. Mostly fixed appliance
8. Before fusion of mid-
palatal suture
9. More chance of relapse
EXPANSION OF CLEFT PALATE
CASES
 Excessive anterior collapse coupled to little or no
posterior collapse
 More fan wise expansion needed to restrict
posterior expansion.Screws of longer thread of
upto 18mm expansion
 More difficult to retain due to clinical crowns not
developed properly
 Unilateral expansion both cap splints & bands
can be used
 Formation of fistula could be a complication
Expansion of mandibular arch
 Stable expansion is difficult to attain in the lower
arch
 Present studies state that expanding the upper
arch allows for spontaneous expansion of the
lower arch to some extent.
Other methods of expansion
 Surgically assisted RME
 Transpalatal arch
 Magnets
 Ultra rapid expansion
Though these methods are not used
frequently.
conclusion
Expansionofthearcheshasseenitsups&downsinthepast.More&
moredocumentationoftheeffects&stabilityofthisprocedurehas
throwna newlightonitsclinicalapplication.
Whetheritisslowor rapidexpansion,properdiagnosis& case
assessmentisveryessentialtoensureconsistentresults.Asmore& more
casesare beingtreatedwithoutextractionsduetoprofile
considerations,Expansionofthearchesformsa valuableadjuncttotreat
a widevarietyofclinicalpresentations.
Reference
1. Contemporary Orthodontics,5th edition by
William R.Proffit,Henry W.Fields,David M.Sarver
2. Graber Orthodontics text book,5th edition
3. Kharbanda Orthodontics text book,5th edition
4. Orthodontics text book by S.I. Bhalaji,6th edition
Thank you

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Expansion in orthodontics

  • 2. INTRODUCTION Arch expansion is a method of gaining space. An apparently complex yet relatively simple procedure in orthodontics is palatal expansion. The correction of transverse maxillary deficiency can be an important component of an orthodontic treatment plan. Expansion of palate was first achieved by Emerson C.Angell in 1860.Ever since numerous expansion appliance have been described with varying force levels & duration of treatment.
  • 3. CLASSFICATION Expansion of the dental arches can be classified as: 1. Dento-alveolar expansion 2. Skeletal expansion They can also be classified broadly as: 1. Slow expansion 2. Rapid expansion
  • 4. Armamentarium 1. Screws 2. Loops 3. Springs 4. Flexible wire,e,g NiTi
  • 5. Slow Expansion Slow expansion has traditionally been termed as dento-alveolar expansion ,although some skeletal changes can be observed.  The slower expansion have also been associated with a more physiologic adjustment to the maxillary expansion,producing greater stability & less relapse potential than in rapid expansion procedures  The force generated by such procedures are 2-4 pounds.  Expanded slowly at a rate of 0.5-1mm per week.
  • 6.  Pure dento-alveolar expansion should always be slow  Normal width of PDL is approx 0.25 mm.For orthodontic tooth movement to take place an expansion device should not be activated >0.25mm at a time.  Pitch of a jackscrew is 1mm,i.e. a 360⁰ rotation separates two halves of expansion appliance by 1mm. Rule for slow expansion : Two ¼th turn per week,that means 8 turns a month
  • 7. Indication & contraindication of slow expansion INDICATIONS : 1. PMBAW (premolar basal arch width)>PMD (premolar diameter)- Ashley Howe’s Analysis 2. Any age 3. PMBAW × 100 ≥ 44% = PMBAW% -Ashley Howe’s Analysis TTM CONTRAINDICATIONS : 1. Buccal or labial inclination of teeth 2. Bone loss on buccal aspect of teeth 3. Mandibular inter-canine width
  • 8. Appliance used for slow expansion Fixed  W arch  Quad helix  Ni-Ti arch wires Removable  Coffin spring  Expansion screws  Functional appliances  Active  Passive
  • 9. W arch  0.9mm stainless steel wire soldered to molar bands  Patient cooperation not required  Preferred in deciduous and mixed dentition where mild to moderate expansion is required  Activation : outside mouth,3mm wider than passive width
  • 10. Quad helix  Four helices:more flexibility  Helices in the anterior component impart bulkiness which can be useful in preventing digit sucking  Activaton :either inside or outside mouth,4mm wider than passive width Retained for 3-4 months,after overcome is achieved
  • 11. Ni-Ti expanders  It has capacity to rotate,upright,distalize & expand the anterior & posterior arch with gentle biocompatible force.  It is capable of a uniform,slow,continuous force  Depends on shape memory and super elasticity of NiTi  Transition temperature is 84°F  Continuous force levels between 230gms to 300 gms.  Available in 8 intermolar widths; ranging from 26-47 mm  Freeze gel packs can be used to make appliance flexible for insertion
  • 12. Coffin spring It is a removable appliance capable of slow dento-alveolar expansion The appliance consists of an omega shaped wire of 1.25 mm thickness,placed in mid- palatal region  Activation : the spring is activated by pulling the two sides apart manually.It can also be activated by using three prong pliers
  • 13. Expansion screws The expansion screw is a very small metallic appliance which may be designed to move a single tooth or a group of teeth or the skeletal bases as required. This screw as a source of force together with the acrylic segment of the plate effect the teeth and the alveolar process. Different type of screws may be used advantageously for certain procedure during treatment with removable appliance .
  • 14. Functional appliances This expansion is not produced through the application of extrinsic bio-mechanical but rather than by intrinsic forces in the dental arch such as those produced by the tongue.(passive expansion) When the forces of the buccal and labial musculature are shielded from the occlusion, a widening of the dental arches often occurs.
  • 15. Rapid expansion Rapid maxillary expansion is also known by the terms rapid palatal expansion or split palate.It is skeletal type of expansion that involves the separation of mid-palatal suture & movement of the maxillary shelves away from each other.
  • 16. Indications of rapid maxillary expansion 1. Posterior crossbite 2. Class II malocclusion 3. Cleft palate patients 4. Face mask therapy 5. Medical indications : nasal stenosis,septal deformities,recurrent ear & nasal infection,allergic rhinitis
  • 17. Contraindications of R.M.E 1. Single tooth crossbites 2. Un-cooperative patients 3. After ossification of mid-palatal suture unless it is accompanied by adjunctive surgical procedures 4. Skeletal asymmetry of maxilla & mandible & adult cases with severe antero-posterior skeletal discrepancies
  • 18. Diagnostic aids The routine diagnostic aids such as :  Case history  Clinical examination & study models  Maxillary occlusal view radiograph – to see mid- palatal suture  P.A cephalogram – to estimate the amount of expansion that has taken place Occliusal radiograph
  • 19. Rapid maxillary expansion appliances Numerous appliances have been used for rapid maxillary expansion.Broadly they can be classified as : a. Tooth borne b. Tooth & tissue borne These are fixed appliance & appliance that are fixed onto the teeth are more reliable & found to produce consistent skeletal effects. Examples of tooth borne appliances include: i. Isaacson type ii. Hyrax type Two of commonly used tooth & tissue borne appliances are : i. Derichsweiler type
  • 20. Isaacson type  This appliance has a special spring loaded screw called a MINNE expander,consists of a coil spring having a nut that can compress the spring  It is soldered directly to the bands  No acrylic is used  Easy to fabricate  Expander is activated by closing the nut so that the spring gets compressed.
  • 21. Hyrax type This type of appliance makes use of a special type of screw called HYRAX (Hygiene Rapid Expander) The screws have heavy gauge wire extensions that are adapted to follow the palatal contour & are soldered to bands on premolars & molars.
  • 22. Derichsweiler type  The first premolars & first molars are banded  Wire tags are soldered onto the palatal aspect of the bands  These wire tags get inserted into a split palatal acrylic plate incorporating a screw at its centre.
  • 23. Hass type The first premolar & molar of either side are banded  A thick stainless steel wire of 1.2mm diameter is soldered on the buccal & lingual aspects connecting the premolar & molar bands  Lingual wire is kept longer so as to extend past the bands both anteriorly & posteriorly  Free ends turned back and embedded in acrylic.  A screw is incorporated.
  • 24. BONDED R.M.E Most of the RME appliances described earlier are banded appliances .They incorporate bands on the first premolars & molars.  An alternative design of the appliance would be to have a splint covering variable number of teeth on either side to which the jackscrew is attached.  Raymond Howe in 1982 developed this appliance  Clears the palate from acrylic  No banding needed- can be used on malposed teeth where parallel path of insertion is not possible  Less error prone as bands don’t have to be placed in impression  Easy to make on deciduous teeth.
  • 25. Wire framework Completed appliance On model Acrylic-lined bondable RME appliance
  • 26. Instruction on how to expand (activation schedule) Schedule by Timms :  Upto age of 15 years : the turn 180⁰ is given as 90⁰ in the morning & 90⁰ in the evening. Zimring & Isaacson in 1965 :  Young growing patients : two turns each day for the first 4-5 days & later one turn each day for remainder of RME treatment.  Non growing adult patients : two turns each day for the first two days & one turn each day for the next 5-7 days & one turn every alternate day till desired expansion is achieved.
  • 27. Effects of RME Effect on maxilla  Opening of the mid-palatal suture  Downwards & forward maxillary movement Effect on maxillary teeth  Midline spacing between the two maxillary central incisors  Maxillary posterior teeth show buccal tipping & extrusion Effect on mandible  Downward & backward rotation of the mandible  Increase in face height  Reduction in overbite Effect on nasal cavity  Reduced resistance to nasal air flow  Increase in intra-nasal space
  • 28. Hazards of RME Oral hygiene Length of fixation Dislodgement & breakage Tissue damage Infection Pain or discomfort,dizziness,pressure at the bridge of nose etc
  • 29. Comparison between slow & rapid expansion Slow expansion Rapid expansion 1. Type of expansion – both skeletal & dental changes seen from beginning 2. Rate of expansion - slow 3. Type of tissue retraction - more physiologic 4. Force used –milder force (2-4 lbs) 5. Frequency of activation- less frequent (0.5- 1mm/week) 6. Duration of treatment- long 7. Type of appliance-either fixed or removable 8. Age-any age 9. Retention-lesser chance of relapse 1. Predominantly skeletal changes initially,later dental changes take place with skeletal relapse 2. Rapid 3. More traumatic 4. Greater force (10-20 lbs ) 5. More frequent (0.5- 1mm/day) 6. Short 7. Mostly fixed appliance 8. Before fusion of mid- palatal suture 9. More chance of relapse
  • 30. EXPANSION OF CLEFT PALATE CASES  Excessive anterior collapse coupled to little or no posterior collapse  More fan wise expansion needed to restrict posterior expansion.Screws of longer thread of upto 18mm expansion  More difficult to retain due to clinical crowns not developed properly  Unilateral expansion both cap splints & bands can be used  Formation of fistula could be a complication
  • 31. Expansion of mandibular arch  Stable expansion is difficult to attain in the lower arch  Present studies state that expanding the upper arch allows for spontaneous expansion of the lower arch to some extent.
  • 32. Other methods of expansion  Surgically assisted RME  Transpalatal arch  Magnets  Ultra rapid expansion Though these methods are not used frequently.
  • 33. conclusion Expansionofthearcheshasseenitsups&downsinthepast.More& moredocumentationoftheeffects&stabilityofthisprocedurehas throwna newlightonitsclinicalapplication. Whetheritisslowor rapidexpansion,properdiagnosis& case assessmentisveryessentialtoensureconsistentresults.Asmore& more casesare beingtreatedwithoutextractionsduetoprofile considerations,Expansionofthearchesformsa valuableadjuncttotreat a widevarietyofclinicalpresentations.
  • 34. Reference 1. Contemporary Orthodontics,5th edition by William R.Proffit,Henry W.Fields,David M.Sarver 2. Graber Orthodontics text book,5th edition 3. Kharbanda Orthodontics text book,5th edition 4. Orthodontics text book by S.I. Bhalaji,6th edition