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15/05/2014
Marianne JUILLARD
Sylvie LE MINEZ
INSEE - FRANCE
How is the uniform distribution of
reference weeks provided in the
French LFS?
9thWorkshop on LFS methodology,
Rome, 15-16 May 2014
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20142
COUNCIL REGULATION (EC) No 577/98 of 9 March 1998
(article 1)
the reference weeks are spread uniformly throughout the whole year;
the interview normally takes place during the week immediately
following the reference week. The reference week and the date of the
interview may not be more than five weeks apart, except in the third
quarter…..
Why is It so important to respect these constraints?
Uniform distribution of reference weeks is essential to estimate
quarterly average unemployment rate, activity, employment ..
It also ensures a correct estimation of annual means: this is for
example the case of the number of actual hours performed in the
year Adaptation aux évolutions du marché du travail
Short gathering period: memory effect
An European obligation
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20143
For each interviewer: the need to give several dwellings to
survey in the same place and on the same gathering period
(ie with the same reference week)
Selection of nearby dwellings, called "clusters"
A cluster of 21 main residences (same place, same reference
week)
A rotation pattern 6- : dwellings are interviewed six
consecutive quarters; the sample is rotated 1 / 6th quarterly
Cluster lifespan: 6 quarters
Replace a cluster by a nearby cluster (same place, same
caracteristics of the households) -> selection of nearby
clusters, called « sectors »
Short gathering periods of collection,
including face to face + rotation pattern
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20144
A sector including of 6 clusters
Its life span: 6 clusters x 6 quarters query = 9 years
Why 6 clusters ?
Sample life span : 9 years
One-shot random selection of sectors for 9 years in the housing tax
register, updated each year (new dwellings, new households in the
dwellings…)
A sample of sectors
Grappe 1
Grappe 5
Grappe 4
Grappe 3
Grappe 6
Grappe 2
cluster of about 21 main
residences surveyed
6 consecutive quarters
when the dwellings of cluster 1
leave the sample,
they are replaced by dwellings of
cluster 2 and so on…
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20145
1. the number of main homes to investigate each quarter is determined
67,350 per quarter under the new sample drawn from the tax register and
mature from Q3 -2011
2. the number of sectors is deduced, knowing that a cluster of 21 main homes is
interviewed each quarter
sectors approximately are 3210 = 67 350/21
3. sectors are drawn and then assigned an order of entry into the sample
1 to 6; rotation pattern 6-
4. each of the 6 clusters constituting each sector is assigned a cluster number
5. each sector is assigned a reference week in the quarter :
cluster 1 will be surveyed for the first time in quarter determined in step 3;
subsequent interrogations are spaced 13 weeks, and so are the
interrogations of the remaining clusters in the sector.
The sampling design
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20146
With geolocation data contained in housing tax register, this partition could
be done in record time and by computer
Partition of metropolitan France
in clusters and areas
Dwellings: 32,3 millions
Main residences: 25,5 millions
Clusters: 1,2 millions of clusters
Sectors: 200 000
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20147
Selection of the 3 210 sectors
1. The sectors sample is stratified by region, according to a
proportional allocation.
The issue of allocation is very important : it determines
regional and national precision, regional workload.
2. The selection of sectors within each region is
proportional to the number of main homes according to a
balanced sampling (socio -demographic criteria).
See J-C.Deville and Y.Tillé (2004); practical implementation with
SAS macro FastCube.
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20148
Determining the rank of introduction of sectors in the sample
Within each region , sectors of sub-sample 1 were drawn with
a probability of 1/6th according to a balanced survey ( same
variables as above or less in small regions).
Then, the sub-sample 2 was selected from the remaining 5/6th
of sectors with a probability equal to 1/5th according to a
balanced survey and so on until the sixth and final subsample.
Using the same methodology, a cluster number from 1 to 6
was assigned to each of six clusters comprising each
sector.
Sectors rank ; cluster number
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20149
A uniform distribution of the RW by regions
A uniform distribution of the RW for each of the 6 sub-samples
The size of the sample by region and sub-sample is fixed
+
In urban areas having at least 5 sampled , the difference between
the reference weeks is higher than or equal to 2
The resolution of this problem is similar to a game SUDOKU !
The uniform distribution of reference weeks
(RW) had to meet the following requirements
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201410
Organization of field collection that ensures the
uniform distribution of reference weeks (RW)
Reference
Week
Second week
of collection
2 days to
catch up
1st week
of collection
Spotting
priority on
incoming clusters
Sending
letters review
Start collecting
60 %
of the cluster must be
collected
80 %
of the cluster
must be collected
End collection
All questionnaires
must be submitted
Non-respondents
Survey: start
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201411
Monitoring enables regional offices to know each of
their investigators and steer closer collection:
• The rate of progress of the collection on main residences
situation after 1 week, 2 weeks and 2 weeks and 2 days: number of
main residences surveyed at a time given the total number of main
residences to investigate
• The failure rate
share of refusal, absent long-term, impossible to reach and impossible
to achieve among all units to investigate
• The surveys accepted rate
ratio between the number of accepted survey and the total number of
units of the field/ by cluster rank
• The rate of investigations conducted by proxy:
it gives the share of individual questionnaires conducted by proxy.
The LFS application, which was renovated in 2013, now allows multiple
players to have all these indicators permanently from their computer
workstation.
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201412
Number of main residences to survey per
week
Nombre de résidences principales à enquêter par semaine de référence (2012)
4300
4350
4400
4450
4500
4550
4600
4650
4700
1 2 3 4 5 6 7 8 9 10 11 12 13
T1 2012 T2 2012 T3 2012 T4 2012
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201413
The rate of progress of the collection on main
residences:situation after 1 week
En %
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201414
Response rate per week
Taux de réponse par semaine de référence (2012)
0,78
0,8
0,82
0,84
0,86
0,88
0,9
1 2 3 4 5 6 7 8 9 10 11 12 13
T1 2012 T2 2012 T3 2012 T4 2012
Social movment of investigators
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201415
The sampling and monitoring of the timeliness of field
collection ensures a fairly good distribution of
reference weeks per quarter.
INSEE is organized to implement an Internet
collection in the LFS.
Experiments will take place from 2015. Uniform
distribution of RF will obviously be respected.
The challenge will be to respect current collection
time limits with several collection modes: in case of
no answer on Internet, the collection will be made by
an investigator.
Conclusion
15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201416
Thank ou for your attention !
Sylvie Le Minez
Tél : 0o 33 1.41.17.57.57
Courriel : sylvie.le-minez@insee.fr
Insee
18 bd Adolphe-Pinard
75675 Paris Cedex 14
www.insee.fr
Informations statistiques :
www.insee.fr / Contacter l’Insee
09 72 72 4000
(coût d’un appel local)
du lundi au vendredi de 9h00 à 17h00

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M. Juillard S. Le Minezh - ow is the uniform distribution of reference weeks provided in the French LFS?

  • 1. 15/05/2014 Marianne JUILLARD Sylvie LE MINEZ INSEE - FRANCE How is the uniform distribution of reference weeks provided in the French LFS? 9thWorkshop on LFS methodology, Rome, 15-16 May 2014
  • 2. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20142 COUNCIL REGULATION (EC) No 577/98 of 9 March 1998 (article 1) the reference weeks are spread uniformly throughout the whole year; the interview normally takes place during the week immediately following the reference week. The reference week and the date of the interview may not be more than five weeks apart, except in the third quarter….. Why is It so important to respect these constraints? Uniform distribution of reference weeks is essential to estimate quarterly average unemployment rate, activity, employment .. It also ensures a correct estimation of annual means: this is for example the case of the number of actual hours performed in the year Adaptation aux évolutions du marché du travail Short gathering period: memory effect An European obligation
  • 3. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20143 For each interviewer: the need to give several dwellings to survey in the same place and on the same gathering period (ie with the same reference week) Selection of nearby dwellings, called "clusters" A cluster of 21 main residences (same place, same reference week) A rotation pattern 6- : dwellings are interviewed six consecutive quarters; the sample is rotated 1 / 6th quarterly Cluster lifespan: 6 quarters Replace a cluster by a nearby cluster (same place, same caracteristics of the households) -> selection of nearby clusters, called « sectors » Short gathering periods of collection, including face to face + rotation pattern
  • 4. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20144 A sector including of 6 clusters Its life span: 6 clusters x 6 quarters query = 9 years Why 6 clusters ? Sample life span : 9 years One-shot random selection of sectors for 9 years in the housing tax register, updated each year (new dwellings, new households in the dwellings…) A sample of sectors Grappe 1 Grappe 5 Grappe 4 Grappe 3 Grappe 6 Grappe 2 cluster of about 21 main residences surveyed 6 consecutive quarters when the dwellings of cluster 1 leave the sample, they are replaced by dwellings of cluster 2 and so on…
  • 5. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20145 1. the number of main homes to investigate each quarter is determined 67,350 per quarter under the new sample drawn from the tax register and mature from Q3 -2011 2. the number of sectors is deduced, knowing that a cluster of 21 main homes is interviewed each quarter sectors approximately are 3210 = 67 350/21 3. sectors are drawn and then assigned an order of entry into the sample 1 to 6; rotation pattern 6- 4. each of the 6 clusters constituting each sector is assigned a cluster number 5. each sector is assigned a reference week in the quarter : cluster 1 will be surveyed for the first time in quarter determined in step 3; subsequent interrogations are spaced 13 weeks, and so are the interrogations of the remaining clusters in the sector. The sampling design
  • 6. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20146 With geolocation data contained in housing tax register, this partition could be done in record time and by computer Partition of metropolitan France in clusters and areas Dwellings: 32,3 millions Main residences: 25,5 millions Clusters: 1,2 millions of clusters Sectors: 200 000
  • 7. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20147 Selection of the 3 210 sectors 1. The sectors sample is stratified by region, according to a proportional allocation. The issue of allocation is very important : it determines regional and national precision, regional workload. 2. The selection of sectors within each region is proportional to the number of main homes according to a balanced sampling (socio -demographic criteria). See J-C.Deville and Y.Tillé (2004); practical implementation with SAS macro FastCube.
  • 8. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20148 Determining the rank of introduction of sectors in the sample Within each region , sectors of sub-sample 1 were drawn with a probability of 1/6th according to a balanced survey ( same variables as above or less in small regions). Then, the sub-sample 2 was selected from the remaining 5/6th of sectors with a probability equal to 1/5th according to a balanced survey and so on until the sixth and final subsample. Using the same methodology, a cluster number from 1 to 6 was assigned to each of six clusters comprising each sector. Sectors rank ; cluster number
  • 9. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 20149 A uniform distribution of the RW by regions A uniform distribution of the RW for each of the 6 sub-samples The size of the sample by region and sub-sample is fixed + In urban areas having at least 5 sampled , the difference between the reference weeks is higher than or equal to 2 The resolution of this problem is similar to a game SUDOKU ! The uniform distribution of reference weeks (RW) had to meet the following requirements
  • 10. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201410 Organization of field collection that ensures the uniform distribution of reference weeks (RW) Reference Week Second week of collection 2 days to catch up 1st week of collection Spotting priority on incoming clusters Sending letters review Start collecting 60 % of the cluster must be collected 80 % of the cluster must be collected End collection All questionnaires must be submitted Non-respondents Survey: start
  • 11. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201411 Monitoring enables regional offices to know each of their investigators and steer closer collection: • The rate of progress of the collection on main residences situation after 1 week, 2 weeks and 2 weeks and 2 days: number of main residences surveyed at a time given the total number of main residences to investigate • The failure rate share of refusal, absent long-term, impossible to reach and impossible to achieve among all units to investigate • The surveys accepted rate ratio between the number of accepted survey and the total number of units of the field/ by cluster rank • The rate of investigations conducted by proxy: it gives the share of individual questionnaires conducted by proxy. The LFS application, which was renovated in 2013, now allows multiple players to have all these indicators permanently from their computer workstation.
  • 12. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201412 Number of main residences to survey per week Nombre de résidences principales à enquêter par semaine de référence (2012) 4300 4350 4400 4450 4500 4550 4600 4650 4700 1 2 3 4 5 6 7 8 9 10 11 12 13 T1 2012 T2 2012 T3 2012 T4 2012
  • 13. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201413 The rate of progress of the collection on main residences:situation after 1 week En %
  • 14. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201414 Response rate per week Taux de réponse par semaine de référence (2012) 0,78 0,8 0,82 0,84 0,86 0,88 0,9 1 2 3 4 5 6 7 8 9 10 11 12 13 T1 2012 T2 2012 T3 2012 T4 2012 Social movment of investigators
  • 15. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201415 The sampling and monitoring of the timeliness of field collection ensures a fairly good distribution of reference weeks per quarter. INSEE is organized to implement an Internet collection in the LFS. Experiments will take place from 2015. Uniform distribution of RF will obviously be respected. The challenge will be to respect current collection time limits with several collection modes: in case of no answer on Internet, the collection will be made by an investigator. Conclusion
  • 16. 15/05/20149thWorkshop on LFS methodology, Rome, 15-16 May 201416 Thank ou for your attention ! Sylvie Le Minez Tél : 0o 33 1.41.17.57.57 Courriel : sylvie.le-minez@insee.fr Insee 18 bd Adolphe-Pinard 75675 Paris Cedex 14 www.insee.fr Informations statistiques : www.insee.fr / Contacter l’Insee 09 72 72 4000 (coût d’un appel local) du lundi au vendredi de 9h00 à 17h00