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Sonia Nagvenkar,
Scientist III,
Formulation Development
Regulatory Aspects of
BIOWAIVERS
SONIA
NAGVENKAR
Scope
• Introduction to important terms
• Biowaiver concept
• Different Biowaiver approaches
• Steps involved in Biowaiver procedure
• How to Apply of the biowaiver procedure as
a surrogate for bioequivalence testing
SONIA NAGVENKAR
SONIA
NAGVENKAR
Therapeutic Equivalence = Bioequivalence + Pharmaceutical
Equivalence
Bioequivalents: "The rate and extent of absorption of the test drug product
do not show a significant difference from the rate and extent of absorption of
the reference drug product when administered at the same molar dose of the
therapeutic ingredient under similar experimental conditions in either a single
dose or multiple doses;"
Pharmaceutical Equivalents : FDA considers drug products to be
pharmaceutical equivalents if they meet these three criteria:
1. they contain the same active ingredient(s)
2. they are of the same dosage form and route of administration
3. they are identical in strength or concentrationSONIA
NAGVENKAR
Innovator pharmaceutical product is that which was first
authorized for marketing, on the basis of documentation of
quality, safety and efficacy.
Generic pharmaceutical products are intended to be
pharmaceutically equivalent and bioequivalent to the
Innovator .
SONIA
NAGVENKAR
Pharmacokinetics :- It is defined as the
kinetics of drug absorption, distribution
,metabolism and excretion and their relation ship
with the pharmacological ,therapeutic or
toxicological response in man and animals.
Linear pharmacokinetics :- Pharmacokinetic
parameters for a drug would not change when
different doses or multiple doses of a drug were
given.
Non-linear pharmacokinetics :-
Pharmacokinetic parameters change with the size
of administered dose.
SONIA
NAGVENKAR
In vivo comes from the Latin term "in life." The
term refers to studies of biological properties
that are performed inside a living organism.
In vitro ("in glass") studies, which are done
inside a test tube, petriplates.
SONIA
NAGVENKAR
Narrow therapeutic index drugs are drugs where small
differences in dose or blood concentration may lead to serious
therapeutic failures and/or adverse drug reactions that are
life-threatening or result in persistent or significant disability
or incapacity.
SONIA
NAGVENKAR
The Biopharmaceutics Classification System (BCS)
system to differentiate the drugs on the basis of their
solubility and permeability.
SONIA
NAGVENKAR
Bioequivalence Study
SONIA
NAGVENKAR
Bioequivalence Study
Situations where regulatory authorities have to decide whether
bioequivalence study is mandatory or not
 Approval of generics against a Reference Listed Drug
 Scale up processes or variations after marketing
authorization
(SUPAC–USFDA & Variations- EMA)
 Approval of higher dose products
 Approval of lower doses - new indications
SONIA
NAGVENKAR
Bioequivalence testing
Different Approaches for Demonstrating
Bioequivalence study
Pharmacokinetic
study
Pharmacodynemic
study
Clinical
End point
BIOWAIVER
in-vivo studies
SONIA
NAGVENKAR
What is a Biowaiver?
“Biowaiver” means avoiding time consuming and costly
pharmacokinetic studies and using in vitro dissolution test as a
surrogate test to evaluate the bioequivalence of a test and reference
product
Waive = refrain from insisting on or using
Advantages
•Circumvent expensive & unethically questionable human testing
•Reducing time in bringing product to the market
•Reduce product cost
SONIA
NAGVENKAR
Biowaivers approaches
BCS Based Biowaivers
Dose Proportionality Biowaivers
SONIA
NAGVENKAR
BCS Based Biowaivers
If the in vivo dissolution of a highly soluble compound is rapid and
excipients used in the product do not affect absorption of the API then
bioequivalence between the two pharmaceutically equivalent IR products
need not be demonstrated using in vivo studies.
SONIA
NAGVENKAR
Evolution of Biowaiver Guidances
1995
2000
2001
2003
2006
2010
2011
SUPAC Guidances
BCS Based Biowaiver guidance for
Immediate release dosage form
Note for Guidance on investigation
of BA & BE (Variations)
BA & BE Studies for orally administered
drug products
Biowaiver Guidance Annex 8 TRS 937
Guideline on investigation of Bioequivalence
General notes on BCS based
Biowaiver applications
2015
Waiver of In Vivo BA and BE Studies for
IR Solid Oral Dosage Forms Based on a BCS
SONIA
NAGVENKAR
Applicable dosage forms
BCS based biowaivers are
applicable to
immediate release, solid pharmaceutical products
for oral administration and
systemic action having the same pharmaceutical
form
Not applicable to
sublingual, buccal and modified release
formulations
SONIA
NAGVENKAR
BCS Biowaiver Procedure
SONIA
NAGVENKAR
BCS Based Solubility
Highly soluble
Dose/Solubility ratio ≤ 250mL in
aqueous buffers pHs 1 – 6.8 at 37 ± 1°C
Dose is defined differently in
different guidances
 WHO- highest dose strength
mentioned in the EML
 US FDA – maximum dose strength that
is marketed
 EMA- highest single dose that is
administered
SONIA
NAGVENKAR
Permeability study
APIs with a permeability of ≥ 85% of the administered dose are
defined as highly permeable
Primary data (in humans)
• Absolute bioavailability
• Mass balance studies (C-14 Studies)
Secondary data
• Perfusion studies in animals
•In vitro permeability studies using CaCo-2 or MDCK cell lines
SONIA
NAGVENKAR
Comparison Between Guidances
Class
eligible for
Biowaiver
Biowaiver Guidances
FDA EMA WHO
Class I
Class II Weak Acids
Class III*
Class IV
* Qualitative composition should be same and quantitative
composition should be very similar
SONIA
NAGVENKAR
be Vigilant.......
• Different derivatives of the API in test
and comparator (salts that exhibit
different solubility characteristics)
• Different polymorphs in test and
comparator
• Poorly soluble drugs (most Class II and
Class IV API)
• Reports of bioinequivalence not related
to dissolution
• APIs with Narrow therapeutic
index (NTIs) are not considered
for biowaiver approachSONIA
NAGVENKAR
Risk Assessment
For the purpose of biowaiver “risk” can be defined as a “false
positive” decision and the ramifications of such a product on
patient safety
SONIA
NAGVENKAR
Effect of formulation and manufacturing
variable
SONIA
NAGVENKAR
Effect of excipients
Excipients that might affect bioavailability through non-dissolution
mechanisms should be identified
e.g. sorbitol, mannitol, SLS and other surfactants.
Their impact on
 GI motility,
 susceptibility to interactions with the drug substance,
 drug permeability and
 interactions with membrane transporters should be discussed.
These excipients should preferably be qualitatively and
quantitatively the same as in the reference product.
SONIA
NAGVENKAR
Risk benefit analysis
The risk associated with a „false positive“ biowaiver decision should
be considered.
Bioavailability related issues like
• Previous cases of bioinequivalence reported that are not related to
the dissolution
• Effect of supra or sub therapeutic drug levels in patients
The risk of a false biowaiver decision should not
outweigh the benefits of a biowaiver procedure
SONIA
NAGVENKAR
Dissolution Test Conditions
Apparatus: Paddle or Basket
Number of units: 12
Volume of the medium: 900mL or less
Temperature of the medium: 37±1°C
Agitation speed: 75rpm (paddle) → WHO
50rpm (paddle) → FDA/EMA or
100rpm (basket)
Sampling times: eg. 10, 15, 20, 30,45 60 min
Media: SGFsp, pH 1.2
Acetate buffer, pH 4.5
SIFsp, pH 6.8
SONIA
NAGVENKAR
Dissolution Criteria
 No surfactants are allowed
 The use of enzymes in gelatin based products - EMA
& FDA
 Subjecting the pure drug substance to the series of
dissolution studies as for the comparator product is a
good approach to understand the drug behavior with
respect to dissolution.
It should be noted that the standard quality control
dissolution test are usually not relevant for the biowaiver
procedure.SONIA
NAGVENKAR
Dissolution Criteria for Biowaiver
BCS Class II: (WHO only) should be “rapidly dissolving“ product i.e. >
85% drug dissolution in 30 min from both comparator and test product in
aqueous buffer at pH 6.8 at 37°CSONIA
NAGVENKAR
Issues
If the comparator cannot meet the dissolution test
criteria , biowaiver based approval is not possible
Resolve
locate an acceptable alternative
demonstrate BE by in vivo studies
SONIA
NAGVENKAR
DOSE-PROPORTIONALITY OF
BIOWAIVERS
For Multiple DP Strengths (IR and MR)
demonstrate BE with one or two strengths & BE waiver for additional
strengths can be waived depending on certain product characteristics
Advantages:
• Avoid unnecessary exposure of subjects to drug
• Modified release dosage forms
• Reduces time
• Avoids costly In-vivo studiesSONIA
NAGVENKAR
Criteria for D-P Biowaivers
the drug product is present in the same dosage form but in different
strengths
same manufacturing process between different strengths
the additional strengths are proportionally similar in formulation to
that of the BE approved strength
dissolution profiles of the other strengths are shown to be similar to
that of the BE approved strength
SONIA
NAGVENKAR
Dose Proportionality Concept
Case 1: Quantitatively proportional
All active and inactive ingredients are in exactly the same proportion
between the different strengths
Strength 100mg 50mg 25mg Ratio
Active 100mg 50mg 25mg -
InAct 1 40mg 20mg 10mg 1:2.5
InAct 2 60mg 30mg 15mg 1:1.66
Total 200mg 100mg 50mg -
SONIA
NAGVENKAR
Dose Proportionality Concept
Case 2: For highly potent drugs
EMA - Active is <5% of the tablet core weight/total capsule content
WHO- Active should be upto 10mg/dosage unit
FDA- the amount of active ingredient in dosage form is relatively low
The change in any strength is obtained by altering the
amount of active ingredient and one or more inactive
ingredients.
Case IIa
Strength 4mg 2mg
Active 4mg 2mg
InAct 1 38mg 38mg
InAct 2 58mg 58mg
Total 100mg 98mg
Case IIb
Strength 4mg 2mg
Active 4mg 2mg
InAct 1 40mg 40mg
InAct 2 56mg 58mg
Total 100mg 100mgSONIA
NAGVENKAR
Special mention
The bioeuivalence study should in general be conducted at a higher
strength
 Lower strength acceptability
Linear pharmacokinetics and the Drug substance is highly soluble
Safety and tolerability issue of higher strength in healty volunteers
 Higher dose acceptability - EMA
Due to problems of sensitivity of analytical methods.
 Bracketing Approach -EMA
Bioequivalence assesement at more then two strengths e.g. because
of deviation from proportional composition.
SONIA
NAGVENKAR
Special mention....... Contd
 In-vitro dissolution study
QC method is acceptable
Otherwise, perform dissolution tests in atleast three medias (pH 1.2,
4.5 & 6.8, 7.5)
The F2 test is used to compare the dissolution profiles of diffrent
strengths.
An F2 value of > 50 indicates a sufficiently similar dissolution profile
to support a biowaiver
Acceptable benefit–risk balance in terms of public health and
risk to the individual patientSONIA
NAGVENKAR
Summary
Biowaiver procedure is a surrogate method of evaluating
bioequivalence of generic products
BCS Based Biowaivers
Just by belonging to Class I/III and/or fulfilling dissolution criteria does
not entitle a product eligibility for a biowaiver approval
Biowaiver decision can be arrived upon after evaluating the
biopharmaceutical and clinical properties of the drug and the product.
NTIs are NOT biowaiverable
If critical excipients are used , then explanation regarding their choice
and amounts need to be given to the regulatory authorities
Dose -Proportionality Biowaivers
Dose - proportionality across the strengths should be maintained.
In-vitro dissolution profile should be similar across the strengths.
The risk of a false biowaiver decision should not
outweigh the benefits of a biowaiver procedure
SONIA
NAGVENKAR
• http://www.who.int/medicines/services/expertcommitte
es/pharmprep/QAS04_093Rev4_final.pdf
• https://www.fda.gov/downloads/Drugs/Guidances/ucm0
70246.pdf
• http://www.ema.europa.eu/docs/en_GB/document_librar
y/Scientific_guideline/2010/01/WC500070039.pdf
• http://www.fip.org/bcs_monographs
• http://www.ema.europa.eu/docs/en_GB/document_librar
y/Scientific_guideline/2009/09/WC500003010.pdf
References..............
SONIA
NAGVENKAR
Regulatory aspects of biowaiver

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Regulatory aspects of biowaiver

  • 1. Sonia Nagvenkar, Scientist III, Formulation Development Regulatory Aspects of BIOWAIVERS SONIA NAGVENKAR
  • 2. Scope • Introduction to important terms • Biowaiver concept • Different Biowaiver approaches • Steps involved in Biowaiver procedure • How to Apply of the biowaiver procedure as a surrogate for bioequivalence testing SONIA NAGVENKAR SONIA NAGVENKAR
  • 3. Therapeutic Equivalence = Bioequivalence + Pharmaceutical Equivalence Bioequivalents: "The rate and extent of absorption of the test drug product do not show a significant difference from the rate and extent of absorption of the reference drug product when administered at the same molar dose of the therapeutic ingredient under similar experimental conditions in either a single dose or multiple doses;" Pharmaceutical Equivalents : FDA considers drug products to be pharmaceutical equivalents if they meet these three criteria: 1. they contain the same active ingredient(s) 2. they are of the same dosage form and route of administration 3. they are identical in strength or concentrationSONIA NAGVENKAR
  • 4. Innovator pharmaceutical product is that which was first authorized for marketing, on the basis of documentation of quality, safety and efficacy. Generic pharmaceutical products are intended to be pharmaceutically equivalent and bioequivalent to the Innovator . SONIA NAGVENKAR
  • 5. Pharmacokinetics :- It is defined as the kinetics of drug absorption, distribution ,metabolism and excretion and their relation ship with the pharmacological ,therapeutic or toxicological response in man and animals. Linear pharmacokinetics :- Pharmacokinetic parameters for a drug would not change when different doses or multiple doses of a drug were given. Non-linear pharmacokinetics :- Pharmacokinetic parameters change with the size of administered dose. SONIA NAGVENKAR
  • 6. In vivo comes from the Latin term "in life." The term refers to studies of biological properties that are performed inside a living organism. In vitro ("in glass") studies, which are done inside a test tube, petriplates. SONIA NAGVENKAR
  • 7. Narrow therapeutic index drugs are drugs where small differences in dose or blood concentration may lead to serious therapeutic failures and/or adverse drug reactions that are life-threatening or result in persistent or significant disability or incapacity. SONIA NAGVENKAR
  • 8. The Biopharmaceutics Classification System (BCS) system to differentiate the drugs on the basis of their solubility and permeability. SONIA NAGVENKAR
  • 10. Bioequivalence Study Situations where regulatory authorities have to decide whether bioequivalence study is mandatory or not  Approval of generics against a Reference Listed Drug  Scale up processes or variations after marketing authorization (SUPAC–USFDA & Variations- EMA)  Approval of higher dose products  Approval of lower doses - new indications SONIA NAGVENKAR
  • 11. Bioequivalence testing Different Approaches for Demonstrating Bioequivalence study Pharmacokinetic study Pharmacodynemic study Clinical End point BIOWAIVER in-vivo studies SONIA NAGVENKAR
  • 12. What is a Biowaiver? “Biowaiver” means avoiding time consuming and costly pharmacokinetic studies and using in vitro dissolution test as a surrogate test to evaluate the bioequivalence of a test and reference product Waive = refrain from insisting on or using Advantages •Circumvent expensive & unethically questionable human testing •Reducing time in bringing product to the market •Reduce product cost SONIA NAGVENKAR
  • 13. Biowaivers approaches BCS Based Biowaivers Dose Proportionality Biowaivers SONIA NAGVENKAR
  • 14. BCS Based Biowaivers If the in vivo dissolution of a highly soluble compound is rapid and excipients used in the product do not affect absorption of the API then bioequivalence between the two pharmaceutically equivalent IR products need not be demonstrated using in vivo studies. SONIA NAGVENKAR
  • 15. Evolution of Biowaiver Guidances 1995 2000 2001 2003 2006 2010 2011 SUPAC Guidances BCS Based Biowaiver guidance for Immediate release dosage form Note for Guidance on investigation of BA & BE (Variations) BA & BE Studies for orally administered drug products Biowaiver Guidance Annex 8 TRS 937 Guideline on investigation of Bioequivalence General notes on BCS based Biowaiver applications 2015 Waiver of In Vivo BA and BE Studies for IR Solid Oral Dosage Forms Based on a BCS SONIA NAGVENKAR
  • 16. Applicable dosage forms BCS based biowaivers are applicable to immediate release, solid pharmaceutical products for oral administration and systemic action having the same pharmaceutical form Not applicable to sublingual, buccal and modified release formulations SONIA NAGVENKAR
  • 18. BCS Based Solubility Highly soluble Dose/Solubility ratio ≤ 250mL in aqueous buffers pHs 1 – 6.8 at 37 ± 1°C Dose is defined differently in different guidances  WHO- highest dose strength mentioned in the EML  US FDA – maximum dose strength that is marketed  EMA- highest single dose that is administered SONIA NAGVENKAR
  • 19. Permeability study APIs with a permeability of ≥ 85% of the administered dose are defined as highly permeable Primary data (in humans) • Absolute bioavailability • Mass balance studies (C-14 Studies) Secondary data • Perfusion studies in animals •In vitro permeability studies using CaCo-2 or MDCK cell lines SONIA NAGVENKAR
  • 20. Comparison Between Guidances Class eligible for Biowaiver Biowaiver Guidances FDA EMA WHO Class I Class II Weak Acids Class III* Class IV * Qualitative composition should be same and quantitative composition should be very similar SONIA NAGVENKAR
  • 21. be Vigilant....... • Different derivatives of the API in test and comparator (salts that exhibit different solubility characteristics) • Different polymorphs in test and comparator • Poorly soluble drugs (most Class II and Class IV API) • Reports of bioinequivalence not related to dissolution • APIs with Narrow therapeutic index (NTIs) are not considered for biowaiver approachSONIA NAGVENKAR
  • 22. Risk Assessment For the purpose of biowaiver “risk” can be defined as a “false positive” decision and the ramifications of such a product on patient safety SONIA NAGVENKAR
  • 23. Effect of formulation and manufacturing variable SONIA NAGVENKAR
  • 24. Effect of excipients Excipients that might affect bioavailability through non-dissolution mechanisms should be identified e.g. sorbitol, mannitol, SLS and other surfactants. Their impact on  GI motility,  susceptibility to interactions with the drug substance,  drug permeability and  interactions with membrane transporters should be discussed. These excipients should preferably be qualitatively and quantitatively the same as in the reference product. SONIA NAGVENKAR
  • 25. Risk benefit analysis The risk associated with a „false positive“ biowaiver decision should be considered. Bioavailability related issues like • Previous cases of bioinequivalence reported that are not related to the dissolution • Effect of supra or sub therapeutic drug levels in patients The risk of a false biowaiver decision should not outweigh the benefits of a biowaiver procedure SONIA NAGVENKAR
  • 26. Dissolution Test Conditions Apparatus: Paddle or Basket Number of units: 12 Volume of the medium: 900mL or less Temperature of the medium: 37±1°C Agitation speed: 75rpm (paddle) → WHO 50rpm (paddle) → FDA/EMA or 100rpm (basket) Sampling times: eg. 10, 15, 20, 30,45 60 min Media: SGFsp, pH 1.2 Acetate buffer, pH 4.5 SIFsp, pH 6.8 SONIA NAGVENKAR
  • 27. Dissolution Criteria  No surfactants are allowed  The use of enzymes in gelatin based products - EMA & FDA  Subjecting the pure drug substance to the series of dissolution studies as for the comparator product is a good approach to understand the drug behavior with respect to dissolution. It should be noted that the standard quality control dissolution test are usually not relevant for the biowaiver procedure.SONIA NAGVENKAR
  • 28. Dissolution Criteria for Biowaiver BCS Class II: (WHO only) should be “rapidly dissolving“ product i.e. > 85% drug dissolution in 30 min from both comparator and test product in aqueous buffer at pH 6.8 at 37°CSONIA NAGVENKAR
  • 29. Issues If the comparator cannot meet the dissolution test criteria , biowaiver based approval is not possible Resolve locate an acceptable alternative demonstrate BE by in vivo studies SONIA NAGVENKAR
  • 30. DOSE-PROPORTIONALITY OF BIOWAIVERS For Multiple DP Strengths (IR and MR) demonstrate BE with one or two strengths & BE waiver for additional strengths can be waived depending on certain product characteristics Advantages: • Avoid unnecessary exposure of subjects to drug • Modified release dosage forms • Reduces time • Avoids costly In-vivo studiesSONIA NAGVENKAR
  • 31. Criteria for D-P Biowaivers the drug product is present in the same dosage form but in different strengths same manufacturing process between different strengths the additional strengths are proportionally similar in formulation to that of the BE approved strength dissolution profiles of the other strengths are shown to be similar to that of the BE approved strength SONIA NAGVENKAR
  • 32. Dose Proportionality Concept Case 1: Quantitatively proportional All active and inactive ingredients are in exactly the same proportion between the different strengths Strength 100mg 50mg 25mg Ratio Active 100mg 50mg 25mg - InAct 1 40mg 20mg 10mg 1:2.5 InAct 2 60mg 30mg 15mg 1:1.66 Total 200mg 100mg 50mg - SONIA NAGVENKAR
  • 33. Dose Proportionality Concept Case 2: For highly potent drugs EMA - Active is <5% of the tablet core weight/total capsule content WHO- Active should be upto 10mg/dosage unit FDA- the amount of active ingredient in dosage form is relatively low The change in any strength is obtained by altering the amount of active ingredient and one or more inactive ingredients. Case IIa Strength 4mg 2mg Active 4mg 2mg InAct 1 38mg 38mg InAct 2 58mg 58mg Total 100mg 98mg Case IIb Strength 4mg 2mg Active 4mg 2mg InAct 1 40mg 40mg InAct 2 56mg 58mg Total 100mg 100mgSONIA NAGVENKAR
  • 34. Special mention The bioeuivalence study should in general be conducted at a higher strength  Lower strength acceptability Linear pharmacokinetics and the Drug substance is highly soluble Safety and tolerability issue of higher strength in healty volunteers  Higher dose acceptability - EMA Due to problems of sensitivity of analytical methods.  Bracketing Approach -EMA Bioequivalence assesement at more then two strengths e.g. because of deviation from proportional composition. SONIA NAGVENKAR
  • 35. Special mention....... Contd  In-vitro dissolution study QC method is acceptable Otherwise, perform dissolution tests in atleast three medias (pH 1.2, 4.5 & 6.8, 7.5) The F2 test is used to compare the dissolution profiles of diffrent strengths. An F2 value of > 50 indicates a sufficiently similar dissolution profile to support a biowaiver Acceptable benefit–risk balance in terms of public health and risk to the individual patientSONIA NAGVENKAR
  • 36. Summary Biowaiver procedure is a surrogate method of evaluating bioequivalence of generic products BCS Based Biowaivers Just by belonging to Class I/III and/or fulfilling dissolution criteria does not entitle a product eligibility for a biowaiver approval Biowaiver decision can be arrived upon after evaluating the biopharmaceutical and clinical properties of the drug and the product. NTIs are NOT biowaiverable If critical excipients are used , then explanation regarding their choice and amounts need to be given to the regulatory authorities Dose -Proportionality Biowaivers Dose - proportionality across the strengths should be maintained. In-vitro dissolution profile should be similar across the strengths. The risk of a false biowaiver decision should not outweigh the benefits of a biowaiver procedure SONIA NAGVENKAR
  • 37. • http://www.who.int/medicines/services/expertcommitte es/pharmprep/QAS04_093Rev4_final.pdf • https://www.fda.gov/downloads/Drugs/Guidances/ucm0 70246.pdf • http://www.ema.europa.eu/docs/en_GB/document_librar y/Scientific_guideline/2010/01/WC500070039.pdf • http://www.fip.org/bcs_monographs • http://www.ema.europa.eu/docs/en_GB/document_librar y/Scientific_guideline/2009/09/WC500003010.pdf References.............. SONIA NAGVENKAR