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Mental Health Safety of
      Ayahuasca Religious Use:
Results from an Epidemiological Surveillance
  System by the União do Vegetal in Brazil
          Luís Fernando Tófoli, MD, PhD
Agenda
   • Introduction
       –     União do Vegetal (UDV)
       –     UDV & Biomedical Research
       –     Demec
       –     Religion, Mental Health and Ayahuasca
       –     Mental Health Commission
   •   Aims
   •   Methods
   •   Results
   •   Discussion

www.udv.org.br                                       2
Centro Espírita Beneficente
                  União do Vegetal (UDV)

   • Christian, syncretic, reincarnationist religion
   • Founded in the 1960s by José Gabriel da Costa
     (Mestre Gabriel) in Rondônia, Brazil
   • Confluence of:
        – Religiosity of migrant rubber-tappers from
          Northeastern Brazil
        – Ayahuasca traditions of mestizo vegetalistas from
          the Western Amazon

www.udv.org.br                                                3
Centro Espírita Beneficente
                    União do Vegetal (UDV)

   • Headquarters in Brasília, DF
   • ≈ 15,000 members
        –   Brazil, USA, Spain, UK and Portugal
        –   Annual growth ≈ 9% (1990-2007)
        –   Urban development
        –   Diversity of socioeconomic and educational level
                                                 CEBUDV 1999; 2008
        – Respect for caboclo (mestizo) roots


www.udv.org.br                                                   4
Ayahuasca use in the UDV

   • Named as Hoasca or Vegetal

   • Prepared with B. caapi and Psychotria sp. only

   • Firm control of the plants and their usage

   • Commercialization not allowed by any means

   • During this presentation: hoasca =
     “ayahuasca within UDV”

www.udv.org.br                                        5
UDV and
                  Biomedical Research
   • 1985
        – Brazilian government adds Banisteriopsis
          caapi to list of controlled substances
        – UDV halts hoasca distribution, pleads for
          reconsideration

   • 1986
        – Government allows ayahuasca use by religions
          as provisional decision (final decision in 2010)
        – UDV creates Medical-Scientific Department

www.udv.org.br                                               6
UDV and
                        Biomedical Research
   • The Hoasca Project (1993)
        – Pharmacokinetics
        – Tolerability
        – Effects on physical and mental health
         Callaway et al. 1994; Grob et al. 1996; Callaway et al. 1999; Callaway, 2005

   • UDV Adolescents Project (2002)
        – Neuropsychological assessment
        – Attitudes
        – Substance use patterns
           Doering-Silveira et al. 2005a, 2005b; Silveiraet al. 2005; Dobkinde Rios et al. 2005

www.udv.org.br                                                                               7
Demec:
                  Medical-Scientific Department
                                                       TM        TM   TM
   • Structure:                                                                  TM




     – National coordination
                                                       TM
                                                                 Regional                  TM   TM
                                       TM
                                                 TM              Monitor
     – 15 Regional monitorships                                                       Regional
                                            Regional                                  Monitor
     – Temple monitorships                  Monitor
                                  TM                                                                TM

                                            TM
                                                             National
                                                            Coordinator
                                                                                                TM
                                            TM



                                   TM            Regional                             Regional
                                                 Monitor                              Monitor
                                                                            TM

                                       TM
                                                            TM
                                                  TM                                  TM        TM




www.udv.org.br                                                                                  8
Demec:
                  Medical-Scientific Department
   • Hierarchical Structure:
     – National coordination                National
                                           Coordinator
     – 15 Regional monitorships
     – Temple monitorships
     – Collaborators
                                  Mental
     – Two Commissions:           Health
                                                         Clinical

     • Mental Health Commission
     • Clinical Commission



www.udv.org.br                                                      9
Demec:
                  Medical-Scientific Department

   • Aims
        – Converse with civil and health authorities
        – Provide scientific information about hoasca to the
          Academic Community
        – Understand potential interaction between hoasca
          use and health conditions

   • Prevention of medicalizing the ayahuasca
     experience

www.udv.org.br                                                 10
Mental Disorder and Religion


   • Religion: source of support for individuals in
     vulnerable situations, including those at risk of
     psychotic outbreak.
   • People search religions for help and comfort when
     in mental distress
                                              Koenig et al. 2001


   • This might have an effect on ayahuasca religions

www.udv.org.br                                                11
Hoasca and Mental Health:
                 Positive Effects
    • Ayahuasca:
        – Potential antidepressant effect in animal models
                                             Lima et al. 2006; 2007

        – Relief of anxiety symptoms
                                                Santos et al., 2007

        – Neophytes: Positive subjective evaluation,
        reduction of minor psychiatric symptoms, increased
        feelings of assertiveness, serenity and vivacity
                                               Barbosa et al. 2005


www.udv.org.br                                                   12
Hoasca and Mental Health:
                    Positive Effects
    • Ayahuasca:
        – Lower levels of deleterious use of substances
                 Doering-Silveira et al. 2005a; Grob et al. 1996; Santos et al. 2006

        – UDV: Positive association with adult mental health
                                                    Grobet al. 1996; de Rios et al. 2005

        – UDV: Optimistic and altruist teenage attitudes
                                                                     de Rios et al. 2005

        – Other

www.udv.org.br                                                                       13
Hoasca and Therapeutics

   • Hoasca/UDV:
        – for religious use only
        – not for therapeutic purposes per se

   • Spiritual curative powers within UDV rituals:
     acknowledged and evoked

   • Positive health effects may occur during sessions in
     UDV’s view

www.udv.org.br                                         14
Psychedelics and Psychoses

   • Strong evidence of a causal link between cannabis
     and psychoses
                           Arseneault et al. 2004; McLaren et al. 2010

   • Psychosis recurrence or onset in association with
     of 5-HT2A agonists — a non-clear relationship
                              Hermle et al. 2008; Johnson et al. 2008

   • Set and setting very important for mental health
     risks and symptom evolution
                                                  Johnson et al. 2008


www.udv.org.br                                                      15
Hoasca and Mental Health:
                   Recommendations

    • UDV — four-decade awareness of the interaction
    between hoasca and mental distress:
        – Persons with “weak” or “unbalanced memory” to
          be:
             •tended with attention
             •given smaller doses when necessary



www.udv.org.br                                            16
Hoasca and Mental Health:
                  Recommendations

    • UDV — four-decade awareness of the interaction
    between hoasca and mental distress:
        – Excessive solicitation for increase of hoasca
          ingestion to be followed with care and denied
          whenever mental distress is noticeable.
        – One must not offer hoasca to individuals with
          severe mental disorder.


www.udv.org.br                                            17
Mental Health Commission


   • Demec’s Mental Health Commission answers to:
        – Concerns about the mental health status of
          UDV members or neophytes
        – Questions regarding psychopharmacological agents

   • 1994 – Psychiatric Monitoring System of Hoasca Users:
     an internal epidemiological surveillance system for
     mental health incidents


www.udv.org.br                                               18
Study Aims

   • Assess the number and diagnoses of new cases
     with psychotic features elicited by the UDV
     surveillance system.

   • Appraise the incidence of psychosis in the UDV
     during the monitored period.

   • Estimate the approximate number of hoasca doses
     needed to trigger a psychotic episode.


www.udv.org.br                                        19
Pilot Study

   • All reports of severe mental health crises that
     could be traced by UDV psychiatrists between 1991
     and 1995 (South/Southeastern Brazil)

   • Twenty cases were identified and analyzed.

   • Seven presented features that allowed a diagnosis
     of a psychotic disorder


www.udv.org.br                                       20
Case Classification

   • Categories based on the described cases
       1.    Onset
       2.    Predisposing factor
       3.    Relapse/Recurrence
       4.    No relationship
       5.    Indeterminate

   • Diagnoses based on the 10th edition of the
     International Classification of Diseases (ICD-10)


www.udv.org.br                                           21
Case Notification

   • Mental Health Guidelines: orientation for
     Demec monitors and temple directorates

   • Object: severe mental health occurrences and/or
     pharmacological treatment for psychosis

   • Use of a standardized form

   • Call for help from Demec monitors, collaborators
     and those in charge of temples

www.udv.org.br                                          22
Case Notification

   • Universe: every non-retrospective case reported by
       the Surveillance System

   • Study period: 1994-2007

   • Analysis: cases with psychotic features
       (operational definition of psychosis)


www.udv.org.br                                       23
Incidence calculation
                                “new” (onset/predisposing) cases
                              reported by the surveillance system



                                   disease onsets
        incidence rate
                                time spent in population
                         persons




 Sum of the annual UDV
 population/estimation
 from each year (1994-2007)
www.udv.org.br                                                 24
Psychosis/Dosis Ratio
                                     affiliates during study
  12 doses/member/year           period (underestimation)
    (underestimation)


   averagehoasca servings
                               number of member–years
       member–years
                    cases of psychosis

                                              Bergman 1971
 all cases with psychotic
 features (overestimation)

www.udv.org.br                                               25
General Results


   • 51 notifications from Brazil and Spain

   • 29 cases (57% among the 51) with features of
     operational psychosis

   • Remaining 43% — miscellanea of mental health
     disorders and symptoms


www.udv.org.br                                      26
Results:
                     Psychosis & UDV membership
                              18 (62%) quit/never joined the UDV
                 UDV members: 11




                                                  n=29, 1994-2007

www.udv.org.br                                                     27
Results:
                    ICD-10 Diagnoses of Psychosis
    Schizophrenia (F20): 9 cases
                 Acute and transient psychotic disorders (F23): 4
                              Unspecified nonorganic psychosis (F29): 2




                                                         n=29, 1994-2007

www.udv.org.br                                                            28
Results:
                     ICD-10 Diagnoses of Psychosis
                             Substance-related psychotic disorder (F10.5-F19.5): 6
                     Bipolar affective disorder, mania, psychotic(F31.2) : 4
           Depressive episode with psychotic symptoms (F32.3): 4




                                                           n=29, 1994-2007

www.udv.org.br                                                                 29
Results:
                   Psychosis & Causality
                                    no causal relationship: 10

            Relapse/recurrence: 5




                                          n=29, 1994-2007

www.udv.org.br                                            30
Results:
                    Psychosis & Causality
                  predisposing factor: 10 cases

                 onset: 4                 no indeterminate case




             14 “new” cases
                                                  n=29, 1994-2007

www.udv.org.br                                                    31
Results:
                   Incidence of Psychosis

     • Incidence rate estimation of psychoses in Brazil:
        15.8 (95% CI 14.3-17.6) / 100.000 persons-years
                                                Menezes et al. 2007


     • Extrapolation for UDV population:
                 18 to 23 new cases were expected
                        14 were notified
                         (onset/predisposing)



www.udv.org.br                                                   32
Results:
                 Doses and Psychoses

   • Ayahuasca servings during the studied period:
      ≈ 130,000 person-years × 12 doses/person-year
                      ≈ 1.56 million doses

   • Number of ayahuasca servings needed to trigger a
     psychotic event (considering all 29 cases):
                         ≈ 53.793 doses
                 (Native American Church: ≈ 1/70.000)
                                                        Bergman 1971


www.udv.org.br                                                    33
Discussion:
                 Limitations

   • Conflict of interest

   • Undernotification of cases

   • Tendencies, not absolute numbers

   • Careful clinical analysis is needed

   • Surveillance system must be improved

www.udv.org.br                              34
Discussion:
                  Implications

   • Ayahuasca religious experience is fairly safe with:
        – minimal set of principles
        – surveillance initiative
        – institutional commitment
   • Indirectly, clinical knowledge is being accumulated
   • Ongoing awareness of temple leaders / local
     directorates is important


www.udv.org.br                                             35
Discussion:
                  How the UDV deals with that?

   • Mestre Gabriel: not all persons are able to
     undergone the ayahuasca experience
   • Hoasca:
        – Sacrament, not panacea
        – Unveiler of truth
   • A culture of care:
        – interest for the health of its members
        – token of institutional accountability

www.udv.org.br                                     36
Discussion:
                 Future Challenges

   • Improve awareness and coverage of the
     surveillance system

   • The need for academic partners outside the UDV

   • Further analysis of clinical data

   • Ayahuasca for clinical psychiatrists: a review

   • SSRIs and hoasca

www.udv.org.br                                        37
Thank you for your attention
       tofoli@ufc.br

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Mental Health Safety of Ayahuasca Religious Use

  • 1. Mental Health Safety of Ayahuasca Religious Use: Results from an Epidemiological Surveillance System by the União do Vegetal in Brazil Luís Fernando Tófoli, MD, PhD
  • 2. Agenda • Introduction – União do Vegetal (UDV) – UDV & Biomedical Research – Demec – Religion, Mental Health and Ayahuasca – Mental Health Commission • Aims • Methods • Results • Discussion www.udv.org.br 2
  • 3. Centro Espírita Beneficente União do Vegetal (UDV) • Christian, syncretic, reincarnationist religion • Founded in the 1960s by José Gabriel da Costa (Mestre Gabriel) in Rondônia, Brazil • Confluence of: – Religiosity of migrant rubber-tappers from Northeastern Brazil – Ayahuasca traditions of mestizo vegetalistas from the Western Amazon www.udv.org.br 3
  • 4. Centro Espírita Beneficente União do Vegetal (UDV) • Headquarters in Brasília, DF • ≈ 15,000 members – Brazil, USA, Spain, UK and Portugal – Annual growth ≈ 9% (1990-2007) – Urban development – Diversity of socioeconomic and educational level CEBUDV 1999; 2008 – Respect for caboclo (mestizo) roots www.udv.org.br 4
  • 5. Ayahuasca use in the UDV • Named as Hoasca or Vegetal • Prepared with B. caapi and Psychotria sp. only • Firm control of the plants and their usage • Commercialization not allowed by any means • During this presentation: hoasca = “ayahuasca within UDV” www.udv.org.br 5
  • 6. UDV and Biomedical Research • 1985 – Brazilian government adds Banisteriopsis caapi to list of controlled substances – UDV halts hoasca distribution, pleads for reconsideration • 1986 – Government allows ayahuasca use by religions as provisional decision (final decision in 2010) – UDV creates Medical-Scientific Department www.udv.org.br 6
  • 7. UDV and Biomedical Research • The Hoasca Project (1993) – Pharmacokinetics – Tolerability – Effects on physical and mental health Callaway et al. 1994; Grob et al. 1996; Callaway et al. 1999; Callaway, 2005 • UDV Adolescents Project (2002) – Neuropsychological assessment – Attitudes – Substance use patterns Doering-Silveira et al. 2005a, 2005b; Silveiraet al. 2005; Dobkinde Rios et al. 2005 www.udv.org.br 7
  • 8. Demec: Medical-Scientific Department TM TM TM • Structure: TM – National coordination TM Regional TM TM TM TM Monitor – 15 Regional monitorships Regional Regional Monitor – Temple monitorships Monitor TM TM TM National Coordinator TM TM TM Regional Regional Monitor Monitor TM TM TM TM TM TM www.udv.org.br 8
  • 9. Demec: Medical-Scientific Department • Hierarchical Structure: – National coordination National Coordinator – 15 Regional monitorships – Temple monitorships – Collaborators Mental – Two Commissions: Health Clinical • Mental Health Commission • Clinical Commission www.udv.org.br 9
  • 10. Demec: Medical-Scientific Department • Aims – Converse with civil and health authorities – Provide scientific information about hoasca to the Academic Community – Understand potential interaction between hoasca use and health conditions • Prevention of medicalizing the ayahuasca experience www.udv.org.br 10
  • 11. Mental Disorder and Religion • Religion: source of support for individuals in vulnerable situations, including those at risk of psychotic outbreak. • People search religions for help and comfort when in mental distress Koenig et al. 2001 • This might have an effect on ayahuasca religions www.udv.org.br 11
  • 12. Hoasca and Mental Health: Positive Effects • Ayahuasca: – Potential antidepressant effect in animal models Lima et al. 2006; 2007 – Relief of anxiety symptoms Santos et al., 2007 – Neophytes: Positive subjective evaluation, reduction of minor psychiatric symptoms, increased feelings of assertiveness, serenity and vivacity Barbosa et al. 2005 www.udv.org.br 12
  • 13. Hoasca and Mental Health: Positive Effects • Ayahuasca: – Lower levels of deleterious use of substances Doering-Silveira et al. 2005a; Grob et al. 1996; Santos et al. 2006 – UDV: Positive association with adult mental health Grobet al. 1996; de Rios et al. 2005 – UDV: Optimistic and altruist teenage attitudes de Rios et al. 2005 – Other www.udv.org.br 13
  • 14. Hoasca and Therapeutics • Hoasca/UDV: – for religious use only – not for therapeutic purposes per se • Spiritual curative powers within UDV rituals: acknowledged and evoked • Positive health effects may occur during sessions in UDV’s view www.udv.org.br 14
  • 15. Psychedelics and Psychoses • Strong evidence of a causal link between cannabis and psychoses Arseneault et al. 2004; McLaren et al. 2010 • Psychosis recurrence or onset in association with of 5-HT2A agonists — a non-clear relationship Hermle et al. 2008; Johnson et al. 2008 • Set and setting very important for mental health risks and symptom evolution Johnson et al. 2008 www.udv.org.br 15
  • 16. Hoasca and Mental Health: Recommendations • UDV — four-decade awareness of the interaction between hoasca and mental distress: – Persons with “weak” or “unbalanced memory” to be: •tended with attention •given smaller doses when necessary www.udv.org.br 16
  • 17. Hoasca and Mental Health: Recommendations • UDV — four-decade awareness of the interaction between hoasca and mental distress: – Excessive solicitation for increase of hoasca ingestion to be followed with care and denied whenever mental distress is noticeable. – One must not offer hoasca to individuals with severe mental disorder. www.udv.org.br 17
  • 18. Mental Health Commission • Demec’s Mental Health Commission answers to: – Concerns about the mental health status of UDV members or neophytes – Questions regarding psychopharmacological agents • 1994 – Psychiatric Monitoring System of Hoasca Users: an internal epidemiological surveillance system for mental health incidents www.udv.org.br 18
  • 19. Study Aims • Assess the number and diagnoses of new cases with psychotic features elicited by the UDV surveillance system. • Appraise the incidence of psychosis in the UDV during the monitored period. • Estimate the approximate number of hoasca doses needed to trigger a psychotic episode. www.udv.org.br 19
  • 20. Pilot Study • All reports of severe mental health crises that could be traced by UDV psychiatrists between 1991 and 1995 (South/Southeastern Brazil) • Twenty cases were identified and analyzed. • Seven presented features that allowed a diagnosis of a psychotic disorder www.udv.org.br 20
  • 21. Case Classification • Categories based on the described cases 1. Onset 2. Predisposing factor 3. Relapse/Recurrence 4. No relationship 5. Indeterminate • Diagnoses based on the 10th edition of the International Classification of Diseases (ICD-10) www.udv.org.br 21
  • 22. Case Notification • Mental Health Guidelines: orientation for Demec monitors and temple directorates • Object: severe mental health occurrences and/or pharmacological treatment for psychosis • Use of a standardized form • Call for help from Demec monitors, collaborators and those in charge of temples www.udv.org.br 22
  • 23. Case Notification • Universe: every non-retrospective case reported by the Surveillance System • Study period: 1994-2007 • Analysis: cases with psychotic features (operational definition of psychosis) www.udv.org.br 23
  • 24. Incidence calculation “new” (onset/predisposing) cases reported by the surveillance system disease onsets incidence rate time spent in population persons Sum of the annual UDV population/estimation from each year (1994-2007) www.udv.org.br 24
  • 25. Psychosis/Dosis Ratio affiliates during study 12 doses/member/year period (underestimation) (underestimation) averagehoasca servings number of member–years member–years cases of psychosis Bergman 1971 all cases with psychotic features (overestimation) www.udv.org.br 25
  • 26. General Results • 51 notifications from Brazil and Spain • 29 cases (57% among the 51) with features of operational psychosis • Remaining 43% — miscellanea of mental health disorders and symptoms www.udv.org.br 26
  • 27. Results: Psychosis & UDV membership 18 (62%) quit/never joined the UDV UDV members: 11 n=29, 1994-2007 www.udv.org.br 27
  • 28. Results: ICD-10 Diagnoses of Psychosis Schizophrenia (F20): 9 cases Acute and transient psychotic disorders (F23): 4 Unspecified nonorganic psychosis (F29): 2 n=29, 1994-2007 www.udv.org.br 28
  • 29. Results: ICD-10 Diagnoses of Psychosis Substance-related psychotic disorder (F10.5-F19.5): 6 Bipolar affective disorder, mania, psychotic(F31.2) : 4 Depressive episode with psychotic symptoms (F32.3): 4 n=29, 1994-2007 www.udv.org.br 29
  • 30. Results: Psychosis & Causality no causal relationship: 10 Relapse/recurrence: 5 n=29, 1994-2007 www.udv.org.br 30
  • 31. Results: Psychosis & Causality predisposing factor: 10 cases onset: 4 no indeterminate case 14 “new” cases n=29, 1994-2007 www.udv.org.br 31
  • 32. Results: Incidence of Psychosis • Incidence rate estimation of psychoses in Brazil: 15.8 (95% CI 14.3-17.6) / 100.000 persons-years Menezes et al. 2007 • Extrapolation for UDV population: 18 to 23 new cases were expected 14 were notified (onset/predisposing) www.udv.org.br 32
  • 33. Results: Doses and Psychoses • Ayahuasca servings during the studied period: ≈ 130,000 person-years × 12 doses/person-year ≈ 1.56 million doses • Number of ayahuasca servings needed to trigger a psychotic event (considering all 29 cases): ≈ 53.793 doses (Native American Church: ≈ 1/70.000) Bergman 1971 www.udv.org.br 33
  • 34. Discussion: Limitations • Conflict of interest • Undernotification of cases • Tendencies, not absolute numbers • Careful clinical analysis is needed • Surveillance system must be improved www.udv.org.br 34
  • 35. Discussion: Implications • Ayahuasca religious experience is fairly safe with: – minimal set of principles – surveillance initiative – institutional commitment • Indirectly, clinical knowledge is being accumulated • Ongoing awareness of temple leaders / local directorates is important www.udv.org.br 35
  • 36. Discussion: How the UDV deals with that? • Mestre Gabriel: not all persons are able to undergone the ayahuasca experience • Hoasca: – Sacrament, not panacea – Unveiler of truth • A culture of care: – interest for the health of its members – token of institutional accountability www.udv.org.br 36
  • 37. Discussion: Future Challenges • Improve awareness and coverage of the surveillance system • The need for academic partners outside the UDV • Further analysis of clinical data • Ayahuasca for clinical psychiatrists: a review • SSRIs and hoasca www.udv.org.br 37
  • 38. Thank you for your attention tofoli@ufc.br