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Quality, Quantity and Cash
Turning Your Research Ideas Into
Reality
James Gibbs & Karen Furness, UHI Research Office
Research – what’s it all for?
The discovery of new knowledge
to inform teaching
for the advancement of society
Research activity – who is involved?
In this room:
Career Researchers
Lecturers engaging in research
Lecturers who wish to engage in researchLecturers who wish to engage in research
Postgraduate students
Administrative Staff and Management
Why are you here?
PhD students may be here because they are considering
research as their future career
Career researchers may be here to assist them in finding
funding and support for their research ideas
Lecturers may be keen to find out how administrative staff can
assist them in fitting research into their already busyassist them in fitting research into their already busy
schedules
Administrative staff may be here to discover more about the
researchers’ point of view
Management may be here to inform their overall view of
operational issues
What’s this workshop about?
'The most exciting phrase to hear in science, the one that
heralds new discoveries, is not "Eureka!" ("I found it!")
but rather "hmm....that's funny..."'
- Isaac Asimov
‘Contrary to what Asimov says, the most exciting phrase in
science, the one that heralds new discoveries, is not
“Eureka!” or “That's funny...,” it's “Your research grant
has been approved.'”
- John Alejandro King
Quality, Quantity, Cash!
Quality
Issues involved in producing research applications of the
highest quality so as to have a better chance of winning
funds
QuantityQuantity
The reasons why, even if your funding bid is of the highest
quality, you may need to make multiple applications in
order to score a hit
Cash
Potential funding sources; who to ask for what; why all this
admin?
Rules of the proceedings
This is an interactive session - please feel free to
interrupt at any point
Research Unit Business Plan
Research Unit Business Plan
KT
revenues
Teaching IP
Research
Grants
Quality
Know your funder – what are they looking for,
what’s their research strategy?
Application process – what are the rules and
regs? What can you ask for? When’s theregs? What can you ask for? When’s the
deadline?
Information you need but don’t have – who
supplies it?
Know Your Funder
Types of funder
Research Councils
Charities and Non-governmental organisations
(NGOs)(NGOs)
Super-national bodies e.g. EU & UN
Government Departments and Non-departmental
bodies
Industry & Private Companies
Internal Schemes
Application Process
Each funding stream - and each funder may have
several - will have its own application rules and
regulations
Some funders won’t even read your proposal if
these aren’t followed
Information you need but don’t have
Project costs
Yours
Project Partners
Agreement to submit the bid fromAgreement to submit the bid from
Your organisation
Project Partners
The institutional processes you must follow
which leads to…
… a Conundrum
“If you know what you're doing, how long it
will take, or what it will cost, it isn't
research.”
- Anon
“A possible research project? Lovely! Okay,
we need to know what you're going to be
doing, how long it will take, and what it
will cost.”
- University Administration
Quantity
“Research Councils receive more high quality
applications than they are able to support and
institutions submit more applications than are
likely to be funded.”likely to be funded.”
- RCUK
RCUK Research Grant Application Success Rates
Research Council Funds
Research Councils do consider the research
record of applicants. This can appear to favour
those organisations with greater research
experience.
Consider a collaboration strategy for your area
of research to get around this; who do you
want as partners?
In your business plans factor in the time it
takes to build networks and make applications
Partnership Strategy
Super-nationally
EU: Cross-border; Northern Periphery
Nationally
RegionallyRegionally
Intra and inter
discipline
Put effort in to forming networks and partnerships so
you are ready for the funding calls
Cash
Where’s my cash?
How much can I ask for?
Where can I find the rest?
Where’s my Cash?
First, find a funder (or funders)
“ResearchResearch” is now “Research
Professional”
http://www.researchresearch.com/http://www.researchresearch.com/
Access to funding opportunities via the Login
button
Any problems, contact Shirley Leckie
Where’s my Cash?
There may also be funding opportunities
accessible via
your local community
local authoritylocal authority
local businesses
local benefactors
your organisation e.g. seed corn
your wider professional networks
Where’s my Cash?
You have a better chance of finding it by
approaching funders most appropriate to your research
needs
knowing what they want (strategy)
knowing what they will fundknowing what they will fund
producing a high quality application
following the funder rules and regs
enlisting the help of colleagues (a ‘fresh eye’)
ensuring that your proposal demonstrates good value to the
funder
Outputs/Cash = Value
How much can I ask for?
As much as they are prepared to give you!
be guided by hints in the callbe guided by hints in the call
An Example
ERC Starting Grants – current call document states
total pot for 2011 = €661.4 m
BUT…
Each research domain has an indicative budget – a
Whoopee!
Each research domain has an indicative budget – a
percentage of the total pot
Physical Sciences & Engineering: 40%
Life Sciences: 35%
Social Sciences and Humanities: 15%
Cross-Domain: 10%
An Example
So for a Social Scientist, the pot is really €99.21m,
but it still looks good for your BIG idea
What the call paper doesn’t tell you but the ERC
Work Programme does
Maximum grant normally €1.5m for a five year project
Pro-rata for shorter projects
Therefore, for a 3 year project, the max to aim for would
be €900,000
How much can I ask for?
Depends upon the nature of the funding body,
but it is unlikely to cover 100% of the project’s
actual costs
So….
Where can I find the rest?
Match Funding
‘In kind’
What is ‘in kind’ …. It depends on who you are
dealing with – check the regs againdealing with – check the regs again
Private sector
Charities and NGOs
Businesses
Other government funds
Match funding
Other government funds
Regional Development Agencies (HIE and Scottish
Enterprise) – needs to be a strong economic
development dimension to the project, contribute
to:to:
New product or process
New policy
Rural Payments Directorate
Principally a rural development and SME focus
Some food and drink related areas e.g. FPMS
Significant funds to SAC, Rowett Institute and MacAulay
Institute
Match funding
Other government funds
Local Authorities
Economic development or policy development bias
NHS and CSO
Generally a medical/life science focus, but NHS alsoGenerally a medical/life science focus, but NHS also
interested in management knowledge
Maximising the project’s value
Are there KT/KE possibilities from the work?
Consultancy
More contract research
Is there potential for IP?Is there potential for IP?
Where are you hoping to publish (REF)?
How will the project enhance your academic
reputation and thus research career?
In the end
Successful applications require planning and
being prepared
Preparation requires research units to have
defined their business strategies
AND
WE ARE HERE TO HELP YOU TOO
karen.furness@uhi.ac.uk james.gibbs@uhi.ac.uk

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Quality, Quantity and Cash - Turning Your Research Ideas Into Reality [James Gibbs & Karen Furness]

  • 1. Quality, Quantity and Cash Turning Your Research Ideas Into Reality James Gibbs & Karen Furness, UHI Research Office
  • 2. Research – what’s it all for? The discovery of new knowledge to inform teaching for the advancement of society
  • 3. Research activity – who is involved? In this room: Career Researchers Lecturers engaging in research Lecturers who wish to engage in researchLecturers who wish to engage in research Postgraduate students Administrative Staff and Management
  • 4. Why are you here? PhD students may be here because they are considering research as their future career Career researchers may be here to assist them in finding funding and support for their research ideas Lecturers may be keen to find out how administrative staff can assist them in fitting research into their already busyassist them in fitting research into their already busy schedules Administrative staff may be here to discover more about the researchers’ point of view Management may be here to inform their overall view of operational issues
  • 5. What’s this workshop about? 'The most exciting phrase to hear in science, the one that heralds new discoveries, is not "Eureka!" ("I found it!") but rather "hmm....that's funny..."' - Isaac Asimov ‘Contrary to what Asimov says, the most exciting phrase in science, the one that heralds new discoveries, is not “Eureka!” or “That's funny...,” it's “Your research grant has been approved.'” - John Alejandro King
  • 6. Quality, Quantity, Cash! Quality Issues involved in producing research applications of the highest quality so as to have a better chance of winning funds QuantityQuantity The reasons why, even if your funding bid is of the highest quality, you may need to make multiple applications in order to score a hit Cash Potential funding sources; who to ask for what; why all this admin?
  • 7. Rules of the proceedings This is an interactive session - please feel free to interrupt at any point
  • 8. Research Unit Business Plan Research Unit Business Plan KT revenues Teaching IP Research Grants
  • 9. Quality Know your funder – what are they looking for, what’s their research strategy? Application process – what are the rules and regs? What can you ask for? When’s theregs? What can you ask for? When’s the deadline? Information you need but don’t have – who supplies it?
  • 10. Know Your Funder Types of funder Research Councils Charities and Non-governmental organisations (NGOs)(NGOs) Super-national bodies e.g. EU & UN Government Departments and Non-departmental bodies Industry & Private Companies Internal Schemes
  • 11. Application Process Each funding stream - and each funder may have several - will have its own application rules and regulations Some funders won’t even read your proposal if these aren’t followed
  • 12. Information you need but don’t have Project costs Yours Project Partners Agreement to submit the bid fromAgreement to submit the bid from Your organisation Project Partners The institutional processes you must follow which leads to…
  • 13. … a Conundrum “If you know what you're doing, how long it will take, or what it will cost, it isn't research.” - Anon “A possible research project? Lovely! Okay, we need to know what you're going to be doing, how long it will take, and what it will cost.” - University Administration
  • 14. Quantity “Research Councils receive more high quality applications than they are able to support and institutions submit more applications than are likely to be funded.”likely to be funded.” - RCUK
  • 15. RCUK Research Grant Application Success Rates
  • 16. Research Council Funds Research Councils do consider the research record of applicants. This can appear to favour those organisations with greater research experience. Consider a collaboration strategy for your area of research to get around this; who do you want as partners? In your business plans factor in the time it takes to build networks and make applications
  • 17. Partnership Strategy Super-nationally EU: Cross-border; Northern Periphery Nationally RegionallyRegionally Intra and inter discipline Put effort in to forming networks and partnerships so you are ready for the funding calls
  • 18. Cash Where’s my cash? How much can I ask for? Where can I find the rest?
  • 19. Where’s my Cash? First, find a funder (or funders) “ResearchResearch” is now “Research Professional” http://www.researchresearch.com/http://www.researchresearch.com/ Access to funding opportunities via the Login button Any problems, contact Shirley Leckie
  • 20. Where’s my Cash? There may also be funding opportunities accessible via your local community local authoritylocal authority local businesses local benefactors your organisation e.g. seed corn your wider professional networks
  • 21. Where’s my Cash? You have a better chance of finding it by approaching funders most appropriate to your research needs knowing what they want (strategy) knowing what they will fundknowing what they will fund producing a high quality application following the funder rules and regs enlisting the help of colleagues (a ‘fresh eye’) ensuring that your proposal demonstrates good value to the funder Outputs/Cash = Value
  • 22. How much can I ask for? As much as they are prepared to give you! be guided by hints in the callbe guided by hints in the call
  • 23. An Example ERC Starting Grants – current call document states total pot for 2011 = €661.4 m BUT… Each research domain has an indicative budget – a Whoopee! Each research domain has an indicative budget – a percentage of the total pot Physical Sciences & Engineering: 40% Life Sciences: 35% Social Sciences and Humanities: 15% Cross-Domain: 10%
  • 24. An Example So for a Social Scientist, the pot is really €99.21m, but it still looks good for your BIG idea What the call paper doesn’t tell you but the ERC Work Programme does Maximum grant normally €1.5m for a five year project Pro-rata for shorter projects Therefore, for a 3 year project, the max to aim for would be €900,000
  • 25. How much can I ask for? Depends upon the nature of the funding body, but it is unlikely to cover 100% of the project’s actual costs So….
  • 26. Where can I find the rest? Match Funding ‘In kind’ What is ‘in kind’ …. It depends on who you are dealing with – check the regs againdealing with – check the regs again Private sector Charities and NGOs Businesses Other government funds
  • 27. Match funding Other government funds Regional Development Agencies (HIE and Scottish Enterprise) – needs to be a strong economic development dimension to the project, contribute to:to: New product or process New policy Rural Payments Directorate Principally a rural development and SME focus Some food and drink related areas e.g. FPMS Significant funds to SAC, Rowett Institute and MacAulay Institute
  • 28. Match funding Other government funds Local Authorities Economic development or policy development bias NHS and CSO Generally a medical/life science focus, but NHS alsoGenerally a medical/life science focus, but NHS also interested in management knowledge
  • 29. Maximising the project’s value Are there KT/KE possibilities from the work? Consultancy More contract research Is there potential for IP?Is there potential for IP? Where are you hoping to publish (REF)? How will the project enhance your academic reputation and thus research career?
  • 30. In the end Successful applications require planning and being prepared Preparation requires research units to have defined their business strategies AND WE ARE HERE TO HELP YOU TOO karen.furness@uhi.ac.uk james.gibbs@uhi.ac.uk