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The Anatomy of a Patent &
Online Patent Search Tools
Implementing a Patent Search Strategy
The Anatomy of a Patent &
Online Patent Search Tools
Implementing a Patent Search Strategy
Searching U.S. Patents
on the Internet
 You can “search patents” on the Internet, but you can’t
“do a patent search!”
 To “do a patent search” is to legally determine the
“patentability” of a given invention
 Internet searchers can’t search back far enough or
examine all public-domain ‘prior art’
 Can’t search the full-text of all US or foreign patents
 Internet sites are less authoritative, less reliable; many
have disappeared in time
How Can We Determine the
Right Classification Number?
 Use the Manual of Classification and other USPTO
classification tools
 Search by keyword, company, or inventor in USPTO Web
Patent Database for related inventions, and look at the
classifications for those patents you think are similar to your
idea (the “fishing” technique)
 Find similar, patented products in the marketplace, and look
up their classification numbers
 Submit a Field of Search request form to USPTO and wait
for results to be mailed back (7 - 10 days)
 Consult a patent attorney or agent
The Seven Step Strategy
Step 1: Index to the U.S. Patent
Classification System (USPC)
Begin with this alphabetical subject index to
the Manual of Classification. Look up
common terms describing the invention and
its function, effect, end-product, structure,
and use. Note suggested class and subclass
numbers.
Step 1: Index to the USPC
Start by looking up appropriate keywords in the Web or print
version of the Index to the U.S. Patent Classification System.
Nothing shows up under the phrase “motorcycle helmet,” but
under the term “helmets” we find:
Helmets Class 2 Subclass 410+
Aviators 2 6.1+
Design D29 102+
Diving with air or oxygen 128 201.27+
Firemans 2 5
Hood type 2 205
Illumination combined 362 105
Miners hat 362 164
Military 2 6.6+
Space Suit 2 2.11+
Sports headgear 2 425+
Step 2: Manual of Classification
 Outline of all patentable technologies
 Complete and current:
 all U.S. patents from 1790 to present
 all patents kept in current classifications with the latest
patents for a similar technology
 classifications are continuously revised as our
understanding of the technologies changes
 450 Utility and Design Classes
 145,000+ Subclasses
Step 2: Manual of Classification
Main or First Line SubclassesClass 2: APPAREL
Subclass Title
------ -------------------------------------------------------------------
1 MISCELLANEOUS
455 GUARD OR PROTECTOR
* BODY BRACES AND SUPPORTS
46 GARMENT PROTECTORS
64 BURIAL GARMENTS
65 FUR GARMENTS
67 BATHING GARMENTS
69 BODY GARMENTS
* HAND OR ARM COVERINGS
* HEAD COVERINGS
* NETHER GARMENTS
* GARMENT SUPPORTERS AND RETAINERS
243.1 GENERAL STRUCTURE
279 ADORNMENT HANDKERCHIEFS, GARMENT WORN
… ...
Step 2: Manual of Classification
Second Line Indents
Class 2: APPAREL
Subclass Title
------ -------------------------------------------------------------------
1 MISCELLANEOUS
455 GUARD OR PROTECTOR
456 .Body cover
459 .Shoulder protector
463 .Chest protector
464 .Abdomen protector
465 .Side impact torso protector
466 .Groin protector
467 .Back protector
2.5 .Penetration resistant
410 .For wearer's head
468 .Neck protector
16 .Hand or arm
22 .Leg
* BODY BRACES AND SUPPORTS
… ...
Step 2: Manual of Classification
Third Line Indents
Class 2: APPAREL
Subclass Title
------ -------------------------------------------------------------------
1 MISCELLANEOUS
455 GUARD OR PROTECTOR
… ...
410 .For wearer's head
4 ..Insect repelling
5 ..Firemen's helmets
6.1 ..Aviator's helmet
6.6 ..Soldier's (i.e., ground based trooper) helmet
411 ..Including energy-absorbing means
417 ..Including adjustment for wearer's head size
421 ..Including helmet-retention means
422 ..With article-attaching means
423 ..And ears
424 ..And face
… …
Step 2: Final Hierarchy of
Classification for Class 2, Subclass 424
Class 2: APPAREL
Subclass Title
------- -----------------------------------------------------------------
455 GUARD OR PROTECTOR
410 .For wearer's head
424 ..And face
Step 3: Classification Definitions
 Detailed definitions of the subject matter in each
class and subclass of the US Patent Classification
system
 Includes valuable search notes and suggestions for
other classifications to consider not found anywhere
else
 Note:If you’re doing a “real” patent search, you must
consult the Classification Definitions!
Step 3: Classification Definitions
for Class 2, Subclass 424
Classification:2/424
Device under subclass 410 provided with means to protect
the front part of the head, extending from the forehead to
the chin, as well as the remainder of the head of the wearer.
(1) Note. This subclass provides for a combination of head
protector and face protector. See subclass 9, below this
subclass in the schedule, for a face protector.
SEARCH THIS CLASS, SUBCLASS:
9, for a face protector, and see (1) Note above.
427, for a face protector that includes goggles.
Step 4: Check Patent Titles
Find out if you’re on the right path -- retrieve and
browse through titles of patents issued in a given
class and subclass using the USPTO Web Patent
Database or Cassis Patents BIB DVD-ROM
If not, redirect the search -- retrieve lists of patents
containing applicable keywords; note their class
and subclass numbers and go back to Step 2.
Step 4: Check Patent Titles
Check patent abstracts back three or four years on the Patents BIB CD-
ROM, or back to 1971 on APS Text and the USPTO Home Page
Number | Title
-----------+--------------------------------------------------------------------
5680656 Safety helmet
5675875 Adjustable breakaway
5671483 Removable subsidiary helmet face shield lens
5666671 Facial mask
5661849 Protective face guard for softball players
5652964 Photochromatic visor for use with a crash helmet
5647066 Safety helmet visor
5647060 Protective replaceable face shield assembly
5632048 Protector hearing helmet
5628071 Collapsible helmet
5619755 Integral crash-helmet for motorcyclists and the like ...
...
Step 5: Subclass Listing
Once relevant classes and subclasses
are identified, obtain a list of all patent
numbers granted from 1790 to the
present for every class and subclass to
be searched.
Step 5: Subclass Listing
Classification: 2/424 ORs: 174 XRs: 198 Total: 372
5592698 O 5575018 O 5575009 X 5571220 O 5570881 X 5566668 X
5555570 O
5555569 O 5555567 O 5553330 X 5553329 O 5551087 X 5546610 X
5546609 X
5546604 X 5539936 O 5537687 X 5520623 X 5517698 O 5502843 O
5500953 X
5483699 X 5479658 X 5477566 O 5477565 X 5469584 X 5467480 X
5461731 O
5448780 O 5444875 O 5421035 X 5412814 O 5412810 O 5394566 O
5394564 X
5392468 O 5388278 X 5388277 X 5384914 X 5365615 X 5357635 X
5351339 X
5345614 X 5341516 X 5337419 X 5333329 O 5329642 O 5329641 X
5322061 X...
Step 6: Official Gazette
(now optional)
Go to the Official Gazette
(Patent Section) and look up
summaries and a
representative drawing for
every patent on your subclass
list to eliminate those patents
clearly unrelated to your
invention.
Step 7: Complete
Patent Documents
Examine full-text U.S. patent
copies on Web or on USAPat
DVD-ROMs from 1790 to
present, of all patents that
may be similar to your idea.
Front page of a representative patent
from Class 2, Subclass 424
The Anatomy of a Patent &
Online Patent Search Tools
Implementing a Patent Search Strategy
www.HULSEYIPLaw.com

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Bill Hulsey Patent Lawyer - Intellectual Property - Implementing a Patent Search Strategy

  • 1. The Anatomy of a Patent & Online Patent Search Tools Implementing a Patent Search Strategy
  • 2.
  • 3.
  • 4. The Anatomy of a Patent & Online Patent Search Tools Implementing a Patent Search Strategy
  • 5. Searching U.S. Patents on the Internet  You can “search patents” on the Internet, but you can’t “do a patent search!”  To “do a patent search” is to legally determine the “patentability” of a given invention  Internet searchers can’t search back far enough or examine all public-domain ‘prior art’  Can’t search the full-text of all US or foreign patents  Internet sites are less authoritative, less reliable; many have disappeared in time
  • 6. How Can We Determine the Right Classification Number?  Use the Manual of Classification and other USPTO classification tools  Search by keyword, company, or inventor in USPTO Web Patent Database for related inventions, and look at the classifications for those patents you think are similar to your idea (the “fishing” technique)  Find similar, patented products in the marketplace, and look up their classification numbers  Submit a Field of Search request form to USPTO and wait for results to be mailed back (7 - 10 days)  Consult a patent attorney or agent
  • 7. The Seven Step Strategy Step 1: Index to the U.S. Patent Classification System (USPC) Begin with this alphabetical subject index to the Manual of Classification. Look up common terms describing the invention and its function, effect, end-product, structure, and use. Note suggested class and subclass numbers.
  • 8. Step 1: Index to the USPC Start by looking up appropriate keywords in the Web or print version of the Index to the U.S. Patent Classification System. Nothing shows up under the phrase “motorcycle helmet,” but under the term “helmets” we find: Helmets Class 2 Subclass 410+ Aviators 2 6.1+ Design D29 102+ Diving with air or oxygen 128 201.27+ Firemans 2 5 Hood type 2 205 Illumination combined 362 105 Miners hat 362 164 Military 2 6.6+ Space Suit 2 2.11+ Sports headgear 2 425+
  • 9. Step 2: Manual of Classification  Outline of all patentable technologies  Complete and current:  all U.S. patents from 1790 to present  all patents kept in current classifications with the latest patents for a similar technology  classifications are continuously revised as our understanding of the technologies changes  450 Utility and Design Classes  145,000+ Subclasses
  • 10. Step 2: Manual of Classification Main or First Line SubclassesClass 2: APPAREL Subclass Title ------ ------------------------------------------------------------------- 1 MISCELLANEOUS 455 GUARD OR PROTECTOR * BODY BRACES AND SUPPORTS 46 GARMENT PROTECTORS 64 BURIAL GARMENTS 65 FUR GARMENTS 67 BATHING GARMENTS 69 BODY GARMENTS * HAND OR ARM COVERINGS * HEAD COVERINGS * NETHER GARMENTS * GARMENT SUPPORTERS AND RETAINERS 243.1 GENERAL STRUCTURE 279 ADORNMENT HANDKERCHIEFS, GARMENT WORN … ...
  • 11. Step 2: Manual of Classification Second Line Indents Class 2: APPAREL Subclass Title ------ ------------------------------------------------------------------- 1 MISCELLANEOUS 455 GUARD OR PROTECTOR 456 .Body cover 459 .Shoulder protector 463 .Chest protector 464 .Abdomen protector 465 .Side impact torso protector 466 .Groin protector 467 .Back protector 2.5 .Penetration resistant 410 .For wearer's head 468 .Neck protector 16 .Hand or arm 22 .Leg * BODY BRACES AND SUPPORTS … ...
  • 12. Step 2: Manual of Classification Third Line Indents Class 2: APPAREL Subclass Title ------ ------------------------------------------------------------------- 1 MISCELLANEOUS 455 GUARD OR PROTECTOR … ... 410 .For wearer's head 4 ..Insect repelling 5 ..Firemen's helmets 6.1 ..Aviator's helmet 6.6 ..Soldier's (i.e., ground based trooper) helmet 411 ..Including energy-absorbing means 417 ..Including adjustment for wearer's head size 421 ..Including helmet-retention means 422 ..With article-attaching means 423 ..And ears 424 ..And face … …
  • 13. Step 2: Final Hierarchy of Classification for Class 2, Subclass 424 Class 2: APPAREL Subclass Title ------- ----------------------------------------------------------------- 455 GUARD OR PROTECTOR 410 .For wearer's head 424 ..And face
  • 14. Step 3: Classification Definitions  Detailed definitions of the subject matter in each class and subclass of the US Patent Classification system  Includes valuable search notes and suggestions for other classifications to consider not found anywhere else  Note:If you’re doing a “real” patent search, you must consult the Classification Definitions!
  • 15. Step 3: Classification Definitions for Class 2, Subclass 424 Classification:2/424 Device under subclass 410 provided with means to protect the front part of the head, extending from the forehead to the chin, as well as the remainder of the head of the wearer. (1) Note. This subclass provides for a combination of head protector and face protector. See subclass 9, below this subclass in the schedule, for a face protector. SEARCH THIS CLASS, SUBCLASS: 9, for a face protector, and see (1) Note above. 427, for a face protector that includes goggles.
  • 16. Step 4: Check Patent Titles Find out if you’re on the right path -- retrieve and browse through titles of patents issued in a given class and subclass using the USPTO Web Patent Database or Cassis Patents BIB DVD-ROM If not, redirect the search -- retrieve lists of patents containing applicable keywords; note their class and subclass numbers and go back to Step 2.
  • 17. Step 4: Check Patent Titles Check patent abstracts back three or four years on the Patents BIB CD- ROM, or back to 1971 on APS Text and the USPTO Home Page Number | Title -----------+-------------------------------------------------------------------- 5680656 Safety helmet 5675875 Adjustable breakaway 5671483 Removable subsidiary helmet face shield lens 5666671 Facial mask 5661849 Protective face guard for softball players 5652964 Photochromatic visor for use with a crash helmet 5647066 Safety helmet visor 5647060 Protective replaceable face shield assembly 5632048 Protector hearing helmet 5628071 Collapsible helmet 5619755 Integral crash-helmet for motorcyclists and the like ... ...
  • 18. Step 5: Subclass Listing Once relevant classes and subclasses are identified, obtain a list of all patent numbers granted from 1790 to the present for every class and subclass to be searched.
  • 19. Step 5: Subclass Listing Classification: 2/424 ORs: 174 XRs: 198 Total: 372 5592698 O 5575018 O 5575009 X 5571220 O 5570881 X 5566668 X 5555570 O 5555569 O 5555567 O 5553330 X 5553329 O 5551087 X 5546610 X 5546609 X 5546604 X 5539936 O 5537687 X 5520623 X 5517698 O 5502843 O 5500953 X 5483699 X 5479658 X 5477566 O 5477565 X 5469584 X 5467480 X 5461731 O 5448780 O 5444875 O 5421035 X 5412814 O 5412810 O 5394566 O 5394564 X 5392468 O 5388278 X 5388277 X 5384914 X 5365615 X 5357635 X 5351339 X 5345614 X 5341516 X 5337419 X 5333329 O 5329642 O 5329641 X 5322061 X...
  • 20. Step 6: Official Gazette (now optional) Go to the Official Gazette (Patent Section) and look up summaries and a representative drawing for every patent on your subclass list to eliminate those patents clearly unrelated to your invention.
  • 21. Step 7: Complete Patent Documents Examine full-text U.S. patent copies on Web or on USAPat DVD-ROMs from 1790 to present, of all patents that may be similar to your idea. Front page of a representative patent from Class 2, Subclass 424
  • 22. The Anatomy of a Patent & Online Patent Search Tools Implementing a Patent Search Strategy

Notes de l'éditeur

  1. Since “helmets” might be what we’re looking for, we’re going to begin by examining the Manual of Classification in Class 2, Apparel, starting with subclass 410 and the following subclasses (indicated by the plus signs to the right).
  2. Scan main line subclasses in Class 2 - capitalized letters, looking for most appropriate subclass: Guards and Protectors.
  3. Examine the one-dot indents available under 455, “GUARDS AND PROTECTORS.”
  4. Now let’s collapse all of the one-dot indents from 456 through 2.5, and show just the two-dot indented subclasses available under 410, “for wearers’ head..” We pick subclass 424 - “and face” - as being appropriate for the technology we’re looking for.
  5. If we remove all the indents that are not related to our invention, we see the hierarchy of classification for our invention, a type of motorcycle helmet.
  6. Paragraph 2 = “fishing technique”
  7. Once we have a possible classification number for our technology, we search by that number in the Patents BIB CD-ROM. This gives us patent abstracts for the most recent three to four years, and patent titles back to 1969. We may also search the USPTO Home Page on the Internet for a patent database with patent abstracts back to 1971. Examining these abstracts and titles will help us decide if we’re in the right classification.
  8. Weekly - published every Tuesday Brief bibliographic information and single picture (if available) for every patent issued that week Arranged by classification numbers ideal for current awareness of new inventions and technologies! Includes official notices from the USPTO
  9. USAPat is document delivery ONLY! Not meant for searching