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N 1 A
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                                                                                                                                                                        EW 1 M
                                                                                                                                                                         20 GR
                                                                                                                                                                          O
                 Clearing, Settlement
                5th

                & Custody Asia Forum
                  Advancing Clearing, Settlement & Custody Businesses to
                Meet Operational Excellence & Create Business Opportunities

                                 2 – 4 March 2011 | Sheraton Towers Singapore
Direct from Industry Leaders:                                                                                                 2011 BUYSIDE KEYNOTE
                Rafael Lopez                                              Rob Scott                                                           Ka Shi Lau
                Senior Vice President & Head of                           Head of GTO, Singapore & Head of                                    Managing Director & CEO, BANK
                Operations – Asia Pacific,                                Operations, Asia Pacific Ex-Japan,                                  CONSORTIUM TRUST COMPANY LIMITED
                PIMCO                                                     DEUTSCHE ASSET MANAGEMENT                                           (BCT) & Chairman, HONG KONG
                                                                          (Asia)                                                              RETIREMENT SCHEMES ASSOCIATION

                Cormac Kelly                                              Giles Elliot
                Managing Director – Regional                              Global Product Head – Securities                     “Improving Fund Governance in a Tightening
                Head Cash Securities,                                     Services,                                            Regulatory Environment: Collaboration of the Buy
                CREDIT SUISSE                                             STANDARD CHARTERED                                   and Sell Sides to Meet Industry and Investor Needs”

                Andrew Quah
                Chief Operating Officer,
                                                                          Amod Dixit
                                                                          Director & Head of Product – Securities
                                                                                                                             NEW 2011 Program
                JL CAPITAL                                                Services SEA, STANDARD CHARTERED
                                                                                                                             ✔ Exclusive insights with special keynote and exciting
                                                                          and Vice Convenor, ISO 20022, Securities             new panels
                                                                          Standards Evaluation Group                         ✔ Dual-track program – New Products, Business
                                                                                                                               Strategy & Services, and Clearing & Settlement
                Göran Fors                                                Sophie Bertin                                        Operations
                Global Head of GTS Banks,                                 Global Head of Asset Servicing,
                SEB (Sweden)                                              SWIFT                                              ✔ More networking opportunities with structured
                                                                                                                               sessions, roundtable clinics and hosted lunches
                                                                                                                             ✔ The Road to Revival> Transparency through
                                                                                                                               Standards or Leveling the Playing Field?
                Taketoshi Mori                                            Paul Hedges
                Head of Securities Market Infrastructure                  Head of Asia Pacific Network Management,           ✔ View From Above> What Are the Opportunities for
                – Global Network Management,                              HSBC SINGAPORE & Regional President                  Growth, Risks & Rewards of Opening up the Asian
                Transaction Services, THE BANK OF                         ASEAN, CISI                                          Market, and the Operational Challenges To Be Faced?
                TOKYO MITSUBISHI UFJ                                                                                         ✔ Buy Side Panel > Strategic Portfolio Allocation and
                                                                                                                               Investment Flow into the Region: What is the impact
                Olivier Grimonpont                                        PK Nagpal                                            and direction for clearance and custody businesses?
                General Manager & Regional                                Executive Director – Market Intermediaries
                Head of Asia-Pacific,                                     Regulation & Supervision,                          ✔ Cross Border Standardisation: Are we there yet?
                EUROCLEAR BANK                                            SECURITIES & EXCHANGE BOARD OF
                                                                          INDIA
                                                                                                                              PLUS Definitive Masterclasses:
                Shu-Pui Li                                                Peter Ware                                          [A] Protecting Yourself from Unforeseen Casualties
                Head – Financial Infrastructure                           Global Head of Islamic Finance,                     through Collateralised Transactions &
                Development, Hong Kong                                    SWIFT
                                                                                                                              [B] How to take Risk and Cost Out of Corporate
                Monetary Authority (HKMA)
                                                                                                                              Actions in APAC: Is XBRL the solution?

  In-Depth Buy & Sell Side Perspectives from:
  ■ Bank Consortium Trust Company ■ Blackrock n BNP Paribas ■ CITI ■ Credit Suisse ■ Deutsche Asset Management ■ Euroclear
  Bank ■ HSBC Singapore ■ iShares ■ JL Capital ■ JP Morgan ■ PIMCO ■ Securities & Exchange Board of India ■ SGX ■ Standard
  Chartered ■ SWIFT ■ The Bank of Tokyo Mitsubishi UFJ ■ Japan Securities Depository Center ■ SEB ■ HKMA ■ and more...

                                                                  email : samuel.bianzon@ibcasia.com.sg
Organised by:            Sponsored by:                Industry Partner:   Association Partner:    Official Media Partners:




                                                                                                                        REGISTER NOW! Customer Service Hotline: +65 6508 2479
CONFERENCE DAY 1 | Wednesday 2nd March 2011
8.00       Registration & Coffee                                                                                    as the liaison with local business heads, Shared Services function, regulators, and
                                                                                                                    internal and external auditors on behalf of the Cash Securities Team. He has over 20
                                                                                                                    years of experience in Operations, Technology and Programme Management at Swiss
                           THE ROAD AHEAD FOR 2011                                                                  Bank Corporation, Deutsche Bank and Capco.

9.00       Welcome Remarks from the Chair                                                                           Olivier Grimonpont, General Manager & Regional Head of Asia-
                                                                                                                    Pacific, Euroclear Bank
                                                                                                                    Mr. Grimonpont oversees Euroclear’s offices in Beijing, Hong Kong, Singapore and
9.15       STAKEHOLDER PANEL > The Road to Revival: Transparency                                                    Tokyo. He is General Manager of the Euroclear Bank branch office in Hong Kong with
           Through Standards or Leveling the Playing Field?                                                         responsibility for all business activities and clients in the Asia-Pacific region. Based
           • What are the buyside requirements, regulatory changes and industry                                     in Hong Kong, he manages teams of people spread over the four locations. Previously,
             initiatives, and how will they impact the industry in the next 1-3 years?                              he headed up Euroclear's Collateral Services, Fixed-Income, Loan Servicing and
           • What has and should the securities industry need to do to respond to                                   Securities Lending & Borrowing Product Management teams in Brussels.
             domestic and global proposals?                                                                         Göran Fors, Global Head of GTS Banks, SEB (Sweden)
           • What solutions are available and how can organisations leverage                                        Mr. Fors has been a SWIFT Director since 2009 and currently serves as a Chairman of
             technology to meet new and increasing requirements?                                                    Euroclear Sweden Market Advisory Committee,T2S National User Group Sweden and
                                                                                                                    the Swedish SWIFT National member group. Mr. Fors is also a member of T2S AG
           Moderated by: Adam Wilson, Director of Securities – APAC, SWIFT
           Panelists:                                                                                     10.45     Morning Networking Break
           Rafael Lopez, Senior Vice President & Head of Operations – Asia
           Pacific, PIMCO                                                                                  ACHIEVING COMPETITIVE INFRASTRUCTURE & PRODUCT OFFERINGS
           Mr. Lopez is a Senior Vice President in the Hong Kong office and Head of Operations
           for the Asia Pacific region. He previously worked in PIMCO’s Singapore and Tokyo
           offices. His regional responsibilities include day-to-day leadership of operations and         11.15     How will an Inter-Asian and Cross-border Processing
           investment management support as well as regional operations risk management.                            Infrastructure Benefit Asian Capital Markets?
           He initially joined PIMCO in 1999, re-joining in 2005 after four years at State Street                   •   Cross-border fixed-income trade infrastructure
           IMS and has 21 years of financial services industry experience.                                          •   Will this make the market more attractive to local and regional investors?
           Rob Scott, Director, Head of GTO Singapore & Head of Operations                                          •   Has the time come for this to happen?
           Asia Pacific Ex-Japan, Deutsche Asset Management                                                         •   How would such an infrastructure work?
           Mr. Scott joined Deutsche Bank in January 2009, as Regional Head of Operations                           Shu-Pui Li, Head – Financial Infrastructure Development, Hong
           Engineering Asia Pacific and Middle East for Deutsche Asset Management. In August                        Kong Monetary Authority (HKMA)
           2009, Rob transferred into the Head of Operations, Asia Pacific Ex-Japan role, including                 Mr. Li has over 20 years of experience in auditing and management consultancy
           Operations Coordination for Asia Pacific. In June 2010, Rob also took on the Head of                     services, technology risk management, banking supervision and financial infrastructure
           GTO Singapore role. Over 20 years, Rob has performed a range of roles throughout                         development. Currently, Shu-Pui is the Head of Financial Infrastructure Development
           the global finance industry value chain; buy and sell-side; retail and institutional;                    Division of the Hong Kong Monetary Authority responsible for the development and
           and front, middle and back office operations.                                                            promotion of the financial infrastructure in Hong Kong; and coordination with overseas
           Speaker to be Announced, iShares                                                                         central banks and service providers to facilitate cross-border cooperation in financial
                                                                                                                    infrastructure development.
10.00      VIEW FROM ABOVE > What Are The Opportunities for Growth,
           Risks & Rewards of Opening up the Asian Market, and the                                        12.00     Gaining a Competitive Edge Through Innovation in Value-
           Operational Challenges To Be Faced?                                                                      Added Product and Service Offering for 2011
           • A review of the past 12 months and the years ahead                                                     • Portfolio and risk reporting
           • What are the issues that make foreign investment operationally difficult                               • Oversight and controls
             in Asia?                                                                                               • Services in addition to performance measurement
           • Which markets have developed the easiest post-trade processing                                         Moderated by: Göran Fors, Global Head of GTS Banks, SEB
             environments to attract cross-border investment and why?                                               (Sweden)
           • How can issuers take greater advantage of a more open Asia?                                            Panelists:
           • The differences between agent bank and international central securities
             depository                                                                                             Giles Elliot, Global Product Head – Securities Services, Standard
                                                                                                                    Chartered
           Moderated by: Rafael Lopez, Senior Vice President & Head of
           Operations – Asia Pacific, PIMCO                                                                         Barnaby Nelson, Head – Business Development Asia, BNP Paribas
           Panelists:                                                                                      12.45    Lunch & Conversations with...
           Giles Elliot, Global Product Head – Securities Services, Standard                                        Sit back and enjoy your lunch whilst making the most out of your hour by
           Chartered                                                                                                sharing a table with our key speakers for more industry discussions and casual
           Mr. Elliott is the Global Product Head for Investors & Intermediaries, Transaction                       conversations
           Banking with Standard Chartered Bank. Giles joined the Bank in 2007 and leads the
           product team for the entire suite of Securities Services offerings, covering Custody                     Table 1 > Manmohan Singh, Global Head of Product Leadership
           and Funds Services, Broker and Derivatives Clearing, and Agency Services. Prior to                       & India Operations, Information Mosaic
           this, Giles was Senior Vice President, Product Development & Business Support, for
           HSBC’s Securities Services business in Asia, and Vice President for Securities Processing                Table 2 > Rafael Lopez, Senior Vice President & Head of Operations
           and Network Management with JPMorgan Chase in Sydney, Hong Kong and London.                              Asia Pacific, PIMCO
           Cormac Kelly, Managing Director – Regional Head Cash Securities,                                         Table 3 > Host to be announced, iShares
           Credit Suisse                                                                                  *Book Early - Lunch seats are limited per table and reservations are only
           Mr. Kelly is a Managing Director of Credit Suisse in the Investment Banking Division,
           responsible for the Asia Pacific Cash Securities Operations based in Singapore. As a           available on-the-day at the Registration Desk
           member of the Asia Pacific Operations regional management team, Cormac serves

       STREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES                                                         STREAM B: CLEARING & SETTLEMENT OPERATIONS
 1.45       Exploring Emerging and New Applications for Processing                                        1.45     PANEL > Meeting the Challenges and Finding Opportunities
            Automation                                                                                             in the OTC Derivatives and Central Clearing Debate
            • The potential of automation and standardization in investment fund                                   •STREAM B: CLEARING– What are they to Asia?
                                                                                                                       The Dodd-Frank effect & SETTLEMENT OPERATIONS
              transactions                                                                                         • Review of OTC pricing and valuation
            • Examining opportunities in syndicated loans and carbon emission                                      • The challenges of document processing
              rights                                                                                               • What is the current consensus on the technicalities surrounding the
            • How does it add value to investment communities and issuers?                                           reform?
                                                                                                                   • How and can we achieve CCP to CCP interconnection?
                                                                                                                   • How do we overcome cross-border trade regulatory arbitrage?
                                                                                                                   Panelists:
                                                                                                                   Taketoshi Mori, Head of Securities Market Infrastructure – Global
                                                                                                                   Network Management, Transaction Services Division, The Bank of
 Interested to speak? Contact Catherine Wong for more information at                                               Tokyo Mitsubishi UFJ
 catherine.wong@ibcasia.com.sg or call +65 6508 2469
                                                                                                                   Speaker to be Announced, SGX

         REGISTER TODAY!                                 +65 6508 2479                                 +65 6508 2406                   email: samuel.bianzon@ibcasia.com.sg
STREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES                                                 STREAM B: CLEARING & SETTLEMENT OPERATIONS
 2.15       Meeting the Demand for the Rise and Rise of ETFs                                        2.15    Exploring the Developments in Collateral Management
            • Investor trends and requirements                                                              •   Counterparty considerations
            • Shoring up operational platforms                                                              •   What next in the risk management evolution cycle?
            • Minimising settlement failures                                                                •   Current initiatives and what to expect
            Speaker: Speaker to be Announced, iShares                                                       •   How to manage increasing collateral fragmentation and demand
                                                                                                            Helen Baker, Collateral Management Product Specialist, Euroclear
                                                                                                            Bank
                                                                                      3.00 Afternoon Tea
 3.30       SBL Market: Where are we headed?                                                        3.30    Advancing Transparency & Harmonisation in Corporate
            • Where is the Asian domestic SBL market headed?                                                Actions Processing – Where are we now and where are we
            • Understanding the barriers to entry                                                           headed?
            • What are the investor market opportunities in Asia?                                           • Is there merit in harmonising corporate action processing?
                                                                                                            • How have other markets done this?
 4.15       Islamic Finance – Identifying the challenges to normal                                          • What is the role of standards in harmonizing corporate actions?
            clearing and what is required to meet those demands?                                            • How far is enough? Should we extend process harmonization to issuers
            Peter Ware, Global Head of Islamic Finance, SWIFT                                                 as well?
                                                                                                            • Where are the inefficiencies?
                                                                                                            Andrew Quah, Chief Operations Officer, JL Capital
                                                                                                            Sophie Bertin, Global Head of Asset Servicing, SWIFT

                                                                                                    4.15    Third Party Clearing – Optimising Cost Efficiencies in the
 “Ability to learn the latest in the industry”                                                              Clearing Process
                            Templeton Asset Management                                                      • Rationalising the cost-profit equation in operational set-ups
                                                                                                            • Can the use of offshoring provide us more time to focus on better
                                                                                                              client servicing?

                                                                                  5.00 Welcome Reception




  CONFERENCE DAY 2 | Thursday 3rd March 2011
8.30       Registration & Coffee                                                                            Shu-Pui Li, Head - Financial Infrastructure Development, Hong Kong
                                                                                                            Monetary Authority (HKMA)
             CROSS-BORDER & COLLABORATIVE STRATEGIES
                                                                                                    9.40    CSD Linkages & the ASEAN Update
9.00       Opening Remarks from the Chair                                                                   • Cross border CSD linkages
                                                                                                            • ASEAN Linkage updates
           EXTENDED SESSION: STANDARDISATION & CSD LINKAGE                                                  • A Pan-Asian clearing house – Is it viable? Can it be realistically
                                                                                                              implemented?
9.10       Cross Border Standardisation – Are we there yet?                                                 Moderated by: Amod Dixit, Director & Head of Product for Securities
           • How are regulators driving the development and efficiency of Asian                             Services – SEA, Standard Chartered and Vice Convenor of ISO 20022
             markets for sustainable growth?                                                                Securities Standards Evaluation Group (SEG)
           • What is being done to plug and enhance efficiency gaps?
           • What are global players looking for?
                                                                                                            Panelists:
           • How is the EU and US reform shaping global regulatory directions?                              Taketoshi Mori, Head of Securities Market Infrastructure - Global
                                                                                                            Network Management, Transaction Services Division, The Bank of
           Moderated by: Richard Young, Head of Regulatory and Industry                                     Tokyo Mitsubishi UFJ
           Affairs, SWIFT                                                                                   Taketoshi is an experienced loan officer and supervisor of overseas units, custody
           Panelists:                                                                                       business and risk management with over 10 years experience. He is the committee
                                                                                                            member of JASDEC, Japan Bankers Association and the Japan Securities Dealers
           PK Nagpal, Executive Director – Market Intermediaries Regulation &                               Association, as well as the convener of Japanese Market Practice Group of SWIFT and
           Supervision, Securities & Exchange Board of India                                                steering committee member of Securities Market Practice Group (SMPG) as a
           P K Nagpal is Executive Director of Securities and Exchange Board of India (SEBI), the           representative of Asia and Pacific region. For ISO 20022, he is a SEG member and
           apex regulatory body in securities markets in India. He has been actively involved in            Business Validation Group in the SWIFT reverse engineering project.
           the formulation and implementation of the regulatory framework in India in various
           segments of securities markets – Corporate Finance, Market Regulation, Mutual                    Lum Yong Teng, Head – Depository, SGX
           Funds, Venture Capital Funds, Investigation and Enforcement, and currently in charge             Speaker to be Announced, Japan Securities Depository Center
           of Market Intermediaries Regulation and Supervision Department and also responsible
           for General Administration and Finance Department.                                               (JASDEC)
           Amod Dixit, Director & Head of Product for Securities Services – SEA,
           Standard Chartered and Vice Convenor of ISO 20022 Securities
           Standards Evaluation Group (SEG)
           Amod joined Standard Chartered Bank in Nov. 2005 in Securities Services central
           product team and in 2008 he became Securities Product head for South East Asia            “Experienced speakers share first hand market information”
           region. He has wide experience in securities services and has worked with
           PricewaterhouseCoopers (PwC), Citibank (Singapore & India) & Capco. Amod is a                                       Hong Kong Monetary Authority
           prolific writer and has published many articles as a thought leader.




         REGISTER TODAY!                               +65 6508 2479                            +65 6508 2406                 email: samuel.bianzon@ibcasia.com.sg
CONFERENCE DAY 2 | Thursday 3rd March 2011
10.10    KEYNOTE > Improving Fund Governance in a Tightening                                                   COUNTERPARTY, RISK MANAGEMENT & STP
         Regulatory Environment: Collaboration of the Buy and Sell
         Sides to Meet Industry and Investor Needs                                                1.30    ‘The White Knights of Risk’: Opportunities for Custodians to
         • Tracking the post-GFC landscape - Tighter regulatory controls and also                         Restore Trust Through Network Counterparty Transparency
           greater demand for disclosure from investors                                                   • The importance of monitoring network counterparty risk for custodians
         • The importance of fund governance for fund managers in meeting                                   and their institutional clients
           investor needs and fulfilling regulatory requirements                                          • Custody: a business model under pressure
         • How best practices, risk control and compliance in fund administration
                                                                                                          • The need for better reporting and transparency
           help strengthen fund governance, mitigate risks and drive performance
         • What risks are fund managers taking on when contracting a fund                                 • Opportunities for custodians to gain competitive advantage
           administrator or custodian and what risks and responsibilities can they                        Manmohan Singh, Global Head of Product Leadership & India
           discharge to the providers?                                                                    Operations, Information Mosaic
         • How the sell side and third party service providers help meet the needs
           of fund managers and help them focus on their core competence?                         2.00    The Evolution of Risk Management in the Context of the
         Ka Shi Lau, Managing Director & CEO, Bank Consortium Trust                                       Post-Trade Environment and How is it Changing the Level of
         Company and Chairman, Hong Kong Retirement Schemes                                               Confidence in Inter-bank Markets?
         Association                                                                                      • Operational responsibility
         Ka Shi Lau joined Bank Consortium Trust Company Limited (”BCT”) in November                      • Managing counterparty and other risks
         1999 and is the Managing Director and Chief Executive Officer of the company.                    • Is there a bigger role for central counterparties in Asia to manage risks?
         Previously, Ms Lau was Vice President (Marketing & Research) of the Hong Kong                    • Is securely collateralised transactions the answer to reduce exposure to
         Mortgage Corporation since July 1997. Graduated from Cornell University, Ms Lau                    risk?
         possesses extensive banking and finance experience which includes working as
         Assistant General Manager & Head of Private Banking at ABN AMRO Bank, Chief of                   • Where do we see regulation forcing change?
         Staff to the first Chairman of Securities & Futures Commission, and serving as                   Moderated by: Olivier Grimonpont, General Manager & Regional
         executives of Citibank and several major international banks in both Hong Kong and
         New York City. Apart from her current role as Chairman of the Hong Kong Retirement               Head of Asia-Pacific, Euroclear Bank
         Schemes Association, and the Retirement Schemes Sub-committee and the former                     Panelists:
         Chairman of the Hong Kong Trustees’ Association, she also serves on various                      Cormac Kelly, Managing Director – Regional Head Cash Securities,
         committees at the Mandatory Provident Fund Schemes Authority, Securities and
         Futures Commission, Hospital Authority, the Women’s Commission, as well as                       Credit Suisse
         Community Investment and Inclusion Fund for the generation of social capital.                    Manmohan Singh, Global Head of Product Leadership & India
                                                                                                          Operations, Information Mosaic
10.50    Morning Networking Break
11.15    BUY-SIDE PANEL > Strategic Portfolio Allocation and                                      2.30    BEST PRACTICE: Settlement Cycle Shortening & STP – Towards
         Investment Flow into the Region: What is its impact and                                          T+1 and Real-Time Trade Settlement?
         Direction for Clearance and Custody Businesses?                                                  •   Managing volumes and creating economies of scale
                                                                                                          •   What are the process flow issues and how do we overcome them?
         Panelists:                                                                                       •   Achieving better principal, liquidity and operational risk management
         Andrew Quah, Chief Operations Officer, JL Capital                                                •   Identifying STP characteristics to achieve settlement cycle shortening
         Mr. Quah is the Chief Operating Officer of JL Capital and is a qualified England and
         Wales, and Singapore lawyer. He joined JL Capital as Head of Legal in 2008 and                       and meet client needs
         subsequently took on the Compliance and Operations portfolios, and was made the                  Speaker: Taketoshi Mori, Head of Securities Market Infrastructure
         Chief Operating Officer. Andrew has 10 years of legal and regulatory experience and              - Global Network Management, Transaction Services Division, The
         has worked in London, Hong Kong and Singapore.
                                                                                                          Bank of Tokyo Mitsubishi UFJ
         Rob Scott, Director, Head of GTO Singapore & Head of Operations Asia
         Pacific Ex-Japan, Deutsche Asset Management                                              3.00    Afternoon Tea
         Rafael Lopez, Senior Vice President & Head of Operations – Asia
         Pacific, PIMCO                                                                                  INDUSTRY SHARED INSIGHTS – Your Top 3 Takeaways
         Speaker to be Announced, Blackrock
                                                                                                  3.30    INDUSTRY INTERACTIVE ROUNDTABLES & CLINICS
11.50pm REGIONAL BUSINESS PANEL > How Attractive Are Asian                                                Gather round for in-depth discussions with lead experts and your peers...
        Markets to the Investor, What Opportunities Abound and                                            • INTEGRITY & ETHICS – How do we put this back into the financial
        How to Comply in a Volatile & Fluid Regulatory Environment?                                          services industry?
         • An Asia-focused discussion by lead players in the region addressing                               Paul Hedges, Head of Asia Pacific Network Management, HSBC
           market, regulatory and operational challenges and prospects                                       Singapore & Regional President ASEAN, Chartered Institute for
         Moderated by: Rob Scott, Director, Head of GTO Singapore & Head                                     Securities & Investment (CISI)
         of Operations Asia Pacific Ex-Japan, Deutsche Asset Management                                   • STP – What characteristics need to be identified to realistically apply
                                                                                                             STP processes successfully?
         Panelists:                                                                                          Taketoshi Mori, Head of Securities Market Infrastructure – Global Network
         Paul Hedges, Head of Asia Pacific Network Management, HSBC                                          Management, Transaction Services Division, The Bank of Tokyo
         Singapore & Regional President ASEAN, Chartered Institute for                                       Mitsubishi UFJ
         Securities & Investment (CISI)                                                                   • BUYSIDE – Speaker to be Announced, Blackrock
         Based in Singapore since 2005, Paul is currently responsible for HSBC’s APAC Network
         Management & Market Intelligence function. Previously, he was the Asia Regional                  • OTC DERIVATIVES – Speaker to be Announced
         President of the Chartered Institute for Securities & Investment (CISI). Paul also has           • CORPORATE ACTION PROCESSING
         experience as COO of a boutique alternative investment firm after having been
         Regional Sub-Custody Product Head for JPMorgan Chase Bank N.A. Paul moved to                        Sophie Bertin, Global Head of Asset Servicing, SWIFT
         Asia in 2003 as the Global Head, Securities Services with Standard Chartered Bank.
         Adam Wilson, Director of Securities – APAC, SWIFT                                        4.15    THE ROUND UP PANEL – Your Top 3 Actionable Items
                                                                                                          Leaders of roundtables gather on stage to feedback on participants’
12.30    Lunch & Meet-the-Keynote Table                                                                   discussions and Top 3 Key Takeaways for you to share with your teams and
         Your exclusive lunch experience with our 2011 Keynote. One table will be                         put to action when you return to your office.
         reserved for registered delegates to join our keynote during lunch to enjoy
         more Q&A time, interactive discussions and informal chat.                                        Moderated by: Paul Hedges, Head of Asia Pacific Network
                                                                                                          Management, HSBC Singapore s& Regional President ASEAN,
          Hosted by: Ka Shi Lau, Managing Director & CEO, Bank Consortium                                 Chartered Institute for Securities & Investment (CISI)
          Trust Company and Chairman, Hong Kong Retirement Schemes
          Association                                                                             5.00    Conference Concludes
*Book Early - Lunch seats are limited per table and reservations are only
available on-the-day at the Registration Desk.


        REGISTER TODAY!                              +65 6508 2479                            +65 6508 2406                email: samuel.bianzon@ibcasia.com.sg
INDUSTRY BENEFITS & WHY YOU MUST ATTEND...
✔ NEW 2011 Agenda with exciting keynote and panels, as well as a dual stream program
✔ Over 28 hours worth of educational sessions with industry leaders and exclusive insights
✔ Gain buyside perspective from our 2011 Keynote – Ka Shi Lau, Managing Director & CEO, Bank Consortium Trust Company
✔ Network with asset allocators, investment and asset managers, custodians, investment banks, broker-dealers, regulators
  and more
✔ Meet with your peers, clients and prospects at the event and during networking breaks
✔ More opportunities to meet with structured networking sessions including Industry
  Roundtables & Clinics and Hosted Lunch with Speakers




MASTERCLASS DAY 3 | Friday 4th March 2011                                                   WHO WILL YOU MEET?
                                                                                            REGULATORS, AUTHORITIES & ASSOCIATIONS 15%
POST-CONFERENCE MASTERCLASS
                                                                                            INVESTORS, ASSET ALLOCATORS & MANAGERS 15%
Refreshment and breaks will be provided; lunch will be served for participants attending
both masterclasses

[A] Protecting Yourself from Unforeseen                                                     SOLUTION PROVIDERS 15%
Casualties through Collateralised Transactions
[9.00am – 12.30pm]
• How to use collateral to reduce counterparty risk and other exposures?
                                                                                            EXCHANGES & DEPOSITORIES 10%
• Overcoming the challenges of managing securities collateral efficiently
• When to consider outsourcing the management of collateral?
• The role of a triparty collateral management agent                                        SECURITIES SERVICES 20%
• Making the most of your collateral portfolio and maximising your liquidity                INVESTMENT BANKS & CUSTODIANS 25%
    options
LED BY: Helen Baker, Collateral Management Product Specialist,
Euroclear Bank                                                                              SAMPLE PAST PARTICIPANTS INCLUDE:
                                                                                            Templeton Asset Management • Deutsche Asset Management • Securities & Exchange
[B] How to take Risk and Cost Out of Corporate                                              Board of India • PIMCO Asia • Brunei Investment Agency • Hong Kong Monetary Authority
                                                                                            • Bank of Indonesia • Central Bank of Malaysia • Kustodian Sentral Efek Indonesia • Malaysian
Actions in APAC?: Is XBRL the solution?                                                     Electronic Clearing Corporation • Singapore Exchange Limited • SGX Asiaclear • Malaysian
[1.30pm – 5.00pm]                                                                           Securities Commission • Korea Securities Depository • Government Pension Fund of Thailand
The latest financial turmoil has led to a greater focus in reducing costs and               • Abu Dhabi Investment Authority • Deutsche Bank • HSBC • Standard Chartered • Bank of
risks, and increasing the transparency in financial markets. Corporate Actions              America • FIL Investment Management - DBS Bank • JP Morgan • Vietcombank Fund
is one of the riskiest areas for Custodians and large Asset Managers &                      Management • BNP Paribas Securities • The Bank of New York Mellon (BNY Mellon) •
                                                                                            Clearstream • Euroclear • Fortis Investments • The Bank of Tokyo Mitsubishi UFJ • China
Investment Managers, with a high degree of manual processing. Even though
                                                                                            Securities Depository • Securities Clearing Corporation of Thailand - Northern Trust • SWIFT
most market players agree on the need to change Corporate Actions                           • SEB • Bangkok Bank • Credit Agricole Asset Management • Brown Brothers Harriman •
processing, what has been done so far and are we doing it fast enough?                      UBS Global Asset Management • DBS Asset Management • Indonesia Clearing & Guarantee
• How can we leverage in APAC the latest developments in Europe and                         Corporation • Kasikorn • ING Investment Management • State Street Bank & Trust • Newedge
     the US?                                                                                Group • Intercontinental Exchange • The Depository Trust & Clearing Corporation • Australian
• How can we leverage the use of XBRL for tagging CA announcements                          Securities Exchange • European Central Securities Depository • and many more...
     right from the issuers and thus reduce the inherent interpretation risk?
• How is that applicable in the APAC context and where to start?
LED BY: Sophie Bertin, Global Head of Asset Servicing, SWIFT
                                                                                            WHAT PAST PARTICIPANTS HAD TO SAY...
                                                                                                     “Provided a regional dimension”
                                                                                                                               BNP Paribas
SINGAPORE FINANCIAL TRAINING SCHEME                                                                                   “Chance to meet industry participants!”
Check if your company is eligible... to participate in the Singapore                                                                         Nomura Asset Management
  Financial Training Scheme sponsorship with up to 70% of your
                  attendance fees underwritten.                                               SPONSORSHIP & EXHIBITION
What Is The FTS ?                                                                             Looking for opportunities to showcase your thought leadership or align
                                                                                              your brand expertise?
The Financial Training Scheme (FTS) is a training incentive scheme of the Financial
Sector Development Fund designed to encourage the development of financial sector             • Build strong brand visibility as a key provider in this industry
expertise by providing financial support for programmes which aim to enhance the              • Announce your technology capabilities to key decision makers through a Technology
skills and capabilities of the Singapore financial sector workforce.                            Showcase
                                                                                              • Generate business leads and showcase your company portfolio to key decision
Applications are made directly by the attending company to the Financial Sector
                                                                                                makers
Development Fund Secretariat, Financial Centre Development Department of the
Monetary Authority of Singapore                                                               CONTACT: Catherine Wong, Regional Sponsorship Director,
VISIT: www.mas.gov.sg/fin_development/Link_to_FTS.html                                        at Email: catherine.wong@ibcasia.com.sg or Tel: +65 6508 2469

           REGISTER TODAY!                            +65 6508 2479                        +65 6508 2406                      email: samuel.bianzon@ibcasia.com.sg
If undelivered, please return to:
                                                                                                                                                                                                                       SAVE with the
                                                                1 Grange Road,
                                                                #08-02 Orchard Building, Singapore 239693
                                                                                                                                                                                                                         Early Bird &
                                                                Tel: +65 6508 2479 Fax: +65 6508 2406                                                                                                                  Special Rates!

                              5TH CLEARING, SETTLEMENT & CUSTODY ASIA FORUM

                                                                                                                                                                  ENJOY SUBSTANTIAL SAVINGS WITH
                                                                                                                                                                  OUR MULTIPLE BOOKING DISCOUNT!
                                                                                                                                                                               When 3 or more book into this course.
                                                                                                                                                                                 See pricing table for full details




                                                                                                                                   5 EASY WAYS TO REGISTER
                                                                                                                                               MAIL the attached registration form with your cheque to
                                                                                                                                               IBC Asia (S) Pte Ltd
                                                                                                                                               No. 1 Grange Road, #08-02, Orchard Building, Singapore 239693

                                                                                                                                               Customer Service Hotline                                 Fax
                                                                                                                                               +65 6508 2479                                            +65 6508 2406

This label contains your priority booking code. To expedite registration, please do not remove label. If you have                              For all enquiries                                        Email
already received a copy of this brochure, we apologise. For reasons of confidentiality, your full particulars were not                         please contact or email SAM                              samuel.bianzon@ibcasia.com.sg
available to IBC Asia (S) Pte Ltd for deduplication prior to mail drop.

                                                                                                                                                                                                   HOTEL INFORMATION
                                               RESERVE YOUR PLACE TODAY!
                                                                                                                                                                                                  Sheraton Towers Singapore
❑ Yes! I/We will attend the 5th Clearing, Settlement & Custody Asia Forum                                                                                                                         39 Scotts Road, Singapore 228230
    2 – 4 March 2011, Sheraton Towers Singapore                                                                                                                                                   Tel: +65 6737 6888 | Fax: +65 6737 4366
❑ I cannot attend this event but ❑ Please include me on your mailing list.                                                                                                                        Contact Person: Joanne Leong
                                                                                                                                                                                                  Email: Joanne.leong@sheraton.com
                                                                     Early Bird                 Special Rate                    Normal Rate                         Group Rate
               FEE PER DELEGATE                                 Register & pay before
                                                                 17 December 2010
                                                                                            Register & pay before
                                                                                              21 January 2011
                                                                                                                             Register & pay after
                                                                                                                              21 January 2011
                                                                                                                                                               (3 or more delegates)               PAYMENT TERMS
                                                                                                                                                                                                  Payment must be received 10 business days prior to the event.
 ❑ 3 Day Pass: Conference + Workshops A & B                          S$2,895                      S$3,095                         S$3,295                            S$2,695                      To take advantage of discounts with an expiry cut-off date,
 ❑ 2 Day Conference + Workshop A                                     S$2,695                      S$2,895                         S$3,095                            S$2,495                      registration and payment must be received by the cut off date.
                                                                                                                                                                                                  All payments should be made in Singapore dollars.
 ❑ 2 Day Conference + Workshop B                                     S$2,695                      S$2,895                         S$3,095                            S$2,495
                                                                                                                                                                                                  • Payments by S$ bank draft or cheque should be made in favour
 ❑ 2 Day Conference Only                    S$2,295          S$2,495             S$2,695           S$2,095                                                                                          of “IBC Asia (S) Pte Ltd” payable in Singapore.
Special Rates for Qualified ‘Buyside’ attendees: 30% off normal rates or attend 2 colleagues and the 3rd is free.                                                                                 • Payment by telegraphic transfer in S$ must be made to:
• Multiple Bookings Discount pricing is applicable to groups of 3 or more delegates from the same organisation registering at the same time. Fee stated is the discounted price                      IBC Asia (S) Pte Ltd
  PER DELEGATE. Only one discount applies – either the early bird rate OR special rate or group rate.                                                                                                A/C No.: 147-059513-001 (SGD)
• A 7% Goods & Services Tax (GST) is applicable to all Singapore based companies for Singapore venue.
• All fees stated include luncheons, refreshments and complete set of documentation. It does not include the cost of accommodation and travel.                                                       The Hongkong and Shanghai
                                                                                                                                                                                                     Banking Corporation Limited
Delegate 1 Details                                                                       Delegate 2 Details                                                                                          21 Collyer Quay, HSBC Building,
                                                                                                                                                                                                     Singapore 049320
Name: Dr/Mr/Ms                                                                           Name: Dr/Mr/Ms                                                                                              Bank Swift Code: HSBCSGSG
Job Title:                                                                               Job Title:                                                                                                  Bank Code: 7232
Department                                                                               Department                                                                                               • Payment by Credit Card (AMEX, VISA or MASTERCARD). Please
Tel:                                                                                     Tel:                                                                                                       provide your Card Number, Name of Cardholder, Expiry Date
                                                                                                                                                                                                    and your Signature and send it by fax to +65 6508 2407.
Mobile No.:                                                                              Mobile No.:
Email:                                                                                   Email:
                                                                                                                                                                                                   CANCELLATIONS / SUBSTITUTION
Delegate 3 Details                                                                       Delegate 4 Details
                                                            NT                                                                                                      NT
                                                                                                                                                                                                  Should you be unable to attend, a substitute delegate is welcome

                                                     U                                                                                                    U
Name: Dr/Mr/Ms                                                                           Name: Dr/Mr/Ms                                                                                           at no extra charge. Cancellations must be received in writing at
Job Title:
                                             IS   CO                                     Job Title:
                                                                                                                                                IS     CO                                         least 10 business days before the start of the event, to receive a
                                                                                                                                                                                                  refund less 10% processing fee per registration. The company
Department
                                    D                                                    Department
                                                                                                                                     D
                                 UP                                                                                               UP
                                                                                                                                                                                                  regrets that no refund will be made available for cancellation
Tel:                                                                                     Tel:
                             O                                                                                                O                                                                   notifications received less than 10 business days before the event.

                      GR                                                                                             GR
Mobile No.:                                                                              Mobile No.:
Email:                                                                                   Email:                                                                                                    IMPORTANT NOTE
                                                                                                                                                      Please photocopy for additional delegates
                                                                                                                                                                                                  Please quote the name of the delegate, event title and invoice
Who is Head of your Department?                                                                                                                                                                   number on the advice when remitting payment. Bank charges are
Who is Head of Training?                                                                                                                                                                          to be deducted from participating organisations own accounts.
                                                                                                                                                                                                  Please fax your payment details (copy of remittance advice, cheque
Company Information                                                                                                                                                                               or draft to +65 6508 2407.
Company Name:                                                                                                 Main Business/Activity:
                                                                                                                                                                                                  Attendance will only be permitted upon receipt of full payment.
Address:                                                                                                      Postal Code:                                                                        Participants wishing to register at the door are responsible to
P46162                                                                                                                                                                                            ensure all details are as published. IBC Asia will not be responsible
                                                                                                                                                                                                  for any event re-scheduled or cancelled.
Payment Method (Please tick:) ❑ I enclose my Cheque/Draft payable to IBC Asia (S) Pte Ltd
                              ❑ I am paying by bank transfer (copy attached)                                                                                                                       DATA PROTECTION
                              ❑ Payment by Credit Card: ❑ Visa          ❑ Mastercard ❑ Amex
                                                                                                                                                                                                  The personal information entered during your registration/order,
                                                                                                                                                                                                  or provided by you, will be held on a database and may be shared
                                                                                                                                                                                                                                                                          REG NO. 200108203N




Card Holder’s Name:                                                                                       Signature:                                                                              with companies in the Informa Group in the UK and internationally.
                                                                                                                                                                                                  Sometimes your details may be obtained from or shared with
Card Number:                                                                                              Expiry Date:                                                         (mm/yy)            external companies for marketing purposes. If you do not wish
                                                                                                          (Please provide photocopy of front & back of your Credit Card)
                                                                                                                                                                                                  your details to be used for this purpose, please contact the
                                                                                                                                                                                                  Winnie Seah (Database) on winnie.seah@ibcasia.com.sg
                                                                                                                                                                                                  Ph: +65 6508 2468 or Fax: +65 6508 2408.
    REGISTER NOW! FAX BACK TO +65 6508 2406

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5th Clearing Settlement & Custody Forum 2011 Singapore, Mar 2-4

  • 1. N 1 A PR EW 1 M 20 GR O Clearing, Settlement 5th & Custody Asia Forum Advancing Clearing, Settlement & Custody Businesses to Meet Operational Excellence & Create Business Opportunities 2 – 4 March 2011 | Sheraton Towers Singapore Direct from Industry Leaders: 2011 BUYSIDE KEYNOTE Rafael Lopez Rob Scott Ka Shi Lau Senior Vice President & Head of Head of GTO, Singapore & Head of Managing Director & CEO, BANK Operations – Asia Pacific, Operations, Asia Pacific Ex-Japan, CONSORTIUM TRUST COMPANY LIMITED PIMCO DEUTSCHE ASSET MANAGEMENT (BCT) & Chairman, HONG KONG (Asia) RETIREMENT SCHEMES ASSOCIATION Cormac Kelly Giles Elliot Managing Director – Regional Global Product Head – Securities “Improving Fund Governance in a Tightening Head Cash Securities, Services, Regulatory Environment: Collaboration of the Buy CREDIT SUISSE STANDARD CHARTERED and Sell Sides to Meet Industry and Investor Needs” Andrew Quah Chief Operating Officer, Amod Dixit Director & Head of Product – Securities NEW 2011 Program JL CAPITAL Services SEA, STANDARD CHARTERED ✔ Exclusive insights with special keynote and exciting and Vice Convenor, ISO 20022, Securities new panels Standards Evaluation Group ✔ Dual-track program – New Products, Business Strategy & Services, and Clearing & Settlement Göran Fors Sophie Bertin Operations Global Head of GTS Banks, Global Head of Asset Servicing, SEB (Sweden) SWIFT ✔ More networking opportunities with structured sessions, roundtable clinics and hosted lunches ✔ The Road to Revival> Transparency through Standards or Leveling the Playing Field? Taketoshi Mori Paul Hedges Head of Securities Market Infrastructure Head of Asia Pacific Network Management, ✔ View From Above> What Are the Opportunities for – Global Network Management, HSBC SINGAPORE & Regional President Growth, Risks & Rewards of Opening up the Asian Transaction Services, THE BANK OF ASEAN, CISI Market, and the Operational Challenges To Be Faced? TOKYO MITSUBISHI UFJ ✔ Buy Side Panel > Strategic Portfolio Allocation and Investment Flow into the Region: What is the impact Olivier Grimonpont PK Nagpal and direction for clearance and custody businesses? General Manager & Regional Executive Director – Market Intermediaries Head of Asia-Pacific, Regulation & Supervision, ✔ Cross Border Standardisation: Are we there yet? EUROCLEAR BANK SECURITIES & EXCHANGE BOARD OF INDIA PLUS Definitive Masterclasses: Shu-Pui Li Peter Ware [A] Protecting Yourself from Unforeseen Casualties Head – Financial Infrastructure Global Head of Islamic Finance, through Collateralised Transactions & Development, Hong Kong SWIFT [B] How to take Risk and Cost Out of Corporate Monetary Authority (HKMA) Actions in APAC: Is XBRL the solution? In-Depth Buy & Sell Side Perspectives from: ■ Bank Consortium Trust Company ■ Blackrock n BNP Paribas ■ CITI ■ Credit Suisse ■ Deutsche Asset Management ■ Euroclear Bank ■ HSBC Singapore ■ iShares ■ JL Capital ■ JP Morgan ■ PIMCO ■ Securities & Exchange Board of India ■ SGX ■ Standard Chartered ■ SWIFT ■ The Bank of Tokyo Mitsubishi UFJ ■ Japan Securities Depository Center ■ SEB ■ HKMA ■ and more... email : samuel.bianzon@ibcasia.com.sg Organised by: Sponsored by: Industry Partner: Association Partner: Official Media Partners: REGISTER NOW! Customer Service Hotline: +65 6508 2479
  • 2. CONFERENCE DAY 1 | Wednesday 2nd March 2011 8.00 Registration & Coffee as the liaison with local business heads, Shared Services function, regulators, and internal and external auditors on behalf of the Cash Securities Team. He has over 20 years of experience in Operations, Technology and Programme Management at Swiss THE ROAD AHEAD FOR 2011 Bank Corporation, Deutsche Bank and Capco. 9.00 Welcome Remarks from the Chair Olivier Grimonpont, General Manager & Regional Head of Asia- Pacific, Euroclear Bank Mr. Grimonpont oversees Euroclear’s offices in Beijing, Hong Kong, Singapore and 9.15 STAKEHOLDER PANEL > The Road to Revival: Transparency Tokyo. He is General Manager of the Euroclear Bank branch office in Hong Kong with Through Standards or Leveling the Playing Field? responsibility for all business activities and clients in the Asia-Pacific region. Based • What are the buyside requirements, regulatory changes and industry in Hong Kong, he manages teams of people spread over the four locations. Previously, initiatives, and how will they impact the industry in the next 1-3 years? he headed up Euroclear's Collateral Services, Fixed-Income, Loan Servicing and • What has and should the securities industry need to do to respond to Securities Lending & Borrowing Product Management teams in Brussels. domestic and global proposals? Göran Fors, Global Head of GTS Banks, SEB (Sweden) • What solutions are available and how can organisations leverage Mr. Fors has been a SWIFT Director since 2009 and currently serves as a Chairman of technology to meet new and increasing requirements? Euroclear Sweden Market Advisory Committee,T2S National User Group Sweden and the Swedish SWIFT National member group. Mr. Fors is also a member of T2S AG Moderated by: Adam Wilson, Director of Securities – APAC, SWIFT Panelists: 10.45 Morning Networking Break Rafael Lopez, Senior Vice President & Head of Operations – Asia Pacific, PIMCO ACHIEVING COMPETITIVE INFRASTRUCTURE & PRODUCT OFFERINGS Mr. Lopez is a Senior Vice President in the Hong Kong office and Head of Operations for the Asia Pacific region. He previously worked in PIMCO’s Singapore and Tokyo offices. His regional responsibilities include day-to-day leadership of operations and 11.15 How will an Inter-Asian and Cross-border Processing investment management support as well as regional operations risk management. Infrastructure Benefit Asian Capital Markets? He initially joined PIMCO in 1999, re-joining in 2005 after four years at State Street • Cross-border fixed-income trade infrastructure IMS and has 21 years of financial services industry experience. • Will this make the market more attractive to local and regional investors? Rob Scott, Director, Head of GTO Singapore & Head of Operations • Has the time come for this to happen? Asia Pacific Ex-Japan, Deutsche Asset Management • How would such an infrastructure work? Mr. Scott joined Deutsche Bank in January 2009, as Regional Head of Operations Shu-Pui Li, Head – Financial Infrastructure Development, Hong Engineering Asia Pacific and Middle East for Deutsche Asset Management. In August Kong Monetary Authority (HKMA) 2009, Rob transferred into the Head of Operations, Asia Pacific Ex-Japan role, including Mr. Li has over 20 years of experience in auditing and management consultancy Operations Coordination for Asia Pacific. In June 2010, Rob also took on the Head of services, technology risk management, banking supervision and financial infrastructure GTO Singapore role. Over 20 years, Rob has performed a range of roles throughout development. Currently, Shu-Pui is the Head of Financial Infrastructure Development the global finance industry value chain; buy and sell-side; retail and institutional; Division of the Hong Kong Monetary Authority responsible for the development and and front, middle and back office operations. promotion of the financial infrastructure in Hong Kong; and coordination with overseas Speaker to be Announced, iShares central banks and service providers to facilitate cross-border cooperation in financial infrastructure development. 10.00 VIEW FROM ABOVE > What Are The Opportunities for Growth, Risks & Rewards of Opening up the Asian Market, and the 12.00 Gaining a Competitive Edge Through Innovation in Value- Operational Challenges To Be Faced? Added Product and Service Offering for 2011 • A review of the past 12 months and the years ahead • Portfolio and risk reporting • What are the issues that make foreign investment operationally difficult • Oversight and controls in Asia? • Services in addition to performance measurement • Which markets have developed the easiest post-trade processing Moderated by: Göran Fors, Global Head of GTS Banks, SEB environments to attract cross-border investment and why? (Sweden) • How can issuers take greater advantage of a more open Asia? Panelists: • The differences between agent bank and international central securities depository Giles Elliot, Global Product Head – Securities Services, Standard Chartered Moderated by: Rafael Lopez, Senior Vice President & Head of Operations – Asia Pacific, PIMCO Barnaby Nelson, Head – Business Development Asia, BNP Paribas Panelists: 12.45 Lunch & Conversations with... Giles Elliot, Global Product Head – Securities Services, Standard Sit back and enjoy your lunch whilst making the most out of your hour by Chartered sharing a table with our key speakers for more industry discussions and casual Mr. Elliott is the Global Product Head for Investors & Intermediaries, Transaction conversations Banking with Standard Chartered Bank. Giles joined the Bank in 2007 and leads the product team for the entire suite of Securities Services offerings, covering Custody Table 1 > Manmohan Singh, Global Head of Product Leadership and Funds Services, Broker and Derivatives Clearing, and Agency Services. Prior to & India Operations, Information Mosaic this, Giles was Senior Vice President, Product Development & Business Support, for HSBC’s Securities Services business in Asia, and Vice President for Securities Processing Table 2 > Rafael Lopez, Senior Vice President & Head of Operations and Network Management with JPMorgan Chase in Sydney, Hong Kong and London. Asia Pacific, PIMCO Cormac Kelly, Managing Director – Regional Head Cash Securities, Table 3 > Host to be announced, iShares Credit Suisse *Book Early - Lunch seats are limited per table and reservations are only Mr. Kelly is a Managing Director of Credit Suisse in the Investment Banking Division, responsible for the Asia Pacific Cash Securities Operations based in Singapore. As a available on-the-day at the Registration Desk member of the Asia Pacific Operations regional management team, Cormac serves STREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES STREAM B: CLEARING & SETTLEMENT OPERATIONS 1.45 Exploring Emerging and New Applications for Processing 1.45 PANEL > Meeting the Challenges and Finding Opportunities Automation in the OTC Derivatives and Central Clearing Debate • The potential of automation and standardization in investment fund •STREAM B: CLEARING– What are they to Asia? The Dodd-Frank effect & SETTLEMENT OPERATIONS transactions • Review of OTC pricing and valuation • Examining opportunities in syndicated loans and carbon emission • The challenges of document processing rights • What is the current consensus on the technicalities surrounding the • How does it add value to investment communities and issuers? reform? • How and can we achieve CCP to CCP interconnection? • How do we overcome cross-border trade regulatory arbitrage? Panelists: Taketoshi Mori, Head of Securities Market Infrastructure – Global Network Management, Transaction Services Division, The Bank of Interested to speak? Contact Catherine Wong for more information at Tokyo Mitsubishi UFJ catherine.wong@ibcasia.com.sg or call +65 6508 2469 Speaker to be Announced, SGX REGISTER TODAY! +65 6508 2479 +65 6508 2406 email: samuel.bianzon@ibcasia.com.sg
  • 3. STREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES STREAM B: CLEARING & SETTLEMENT OPERATIONS 2.15 Meeting the Demand for the Rise and Rise of ETFs 2.15 Exploring the Developments in Collateral Management • Investor trends and requirements • Counterparty considerations • Shoring up operational platforms • What next in the risk management evolution cycle? • Minimising settlement failures • Current initiatives and what to expect Speaker: Speaker to be Announced, iShares • How to manage increasing collateral fragmentation and demand Helen Baker, Collateral Management Product Specialist, Euroclear Bank 3.00 Afternoon Tea 3.30 SBL Market: Where are we headed? 3.30 Advancing Transparency & Harmonisation in Corporate • Where is the Asian domestic SBL market headed? Actions Processing – Where are we now and where are we • Understanding the barriers to entry headed? • What are the investor market opportunities in Asia? • Is there merit in harmonising corporate action processing? • How have other markets done this? 4.15 Islamic Finance – Identifying the challenges to normal • What is the role of standards in harmonizing corporate actions? clearing and what is required to meet those demands? • How far is enough? Should we extend process harmonization to issuers Peter Ware, Global Head of Islamic Finance, SWIFT as well? • Where are the inefficiencies? Andrew Quah, Chief Operations Officer, JL Capital Sophie Bertin, Global Head of Asset Servicing, SWIFT 4.15 Third Party Clearing – Optimising Cost Efficiencies in the “Ability to learn the latest in the industry” Clearing Process Templeton Asset Management • Rationalising the cost-profit equation in operational set-ups • Can the use of offshoring provide us more time to focus on better client servicing? 5.00 Welcome Reception CONFERENCE DAY 2 | Thursday 3rd March 2011 8.30 Registration & Coffee Shu-Pui Li, Head - Financial Infrastructure Development, Hong Kong Monetary Authority (HKMA) CROSS-BORDER & COLLABORATIVE STRATEGIES 9.40 CSD Linkages & the ASEAN Update 9.00 Opening Remarks from the Chair • Cross border CSD linkages • ASEAN Linkage updates EXTENDED SESSION: STANDARDISATION & CSD LINKAGE • A Pan-Asian clearing house – Is it viable? Can it be realistically implemented? 9.10 Cross Border Standardisation – Are we there yet? Moderated by: Amod Dixit, Director & Head of Product for Securities • How are regulators driving the development and efficiency of Asian Services – SEA, Standard Chartered and Vice Convenor of ISO 20022 markets for sustainable growth? Securities Standards Evaluation Group (SEG) • What is being done to plug and enhance efficiency gaps? • What are global players looking for? Panelists: • How is the EU and US reform shaping global regulatory directions? Taketoshi Mori, Head of Securities Market Infrastructure - Global Network Management, Transaction Services Division, The Bank of Moderated by: Richard Young, Head of Regulatory and Industry Tokyo Mitsubishi UFJ Affairs, SWIFT Taketoshi is an experienced loan officer and supervisor of overseas units, custody Panelists: business and risk management with over 10 years experience. He is the committee member of JASDEC, Japan Bankers Association and the Japan Securities Dealers PK Nagpal, Executive Director – Market Intermediaries Regulation & Association, as well as the convener of Japanese Market Practice Group of SWIFT and Supervision, Securities & Exchange Board of India steering committee member of Securities Market Practice Group (SMPG) as a P K Nagpal is Executive Director of Securities and Exchange Board of India (SEBI), the representative of Asia and Pacific region. For ISO 20022, he is a SEG member and apex regulatory body in securities markets in India. He has been actively involved in Business Validation Group in the SWIFT reverse engineering project. the formulation and implementation of the regulatory framework in India in various segments of securities markets – Corporate Finance, Market Regulation, Mutual Lum Yong Teng, Head – Depository, SGX Funds, Venture Capital Funds, Investigation and Enforcement, and currently in charge Speaker to be Announced, Japan Securities Depository Center of Market Intermediaries Regulation and Supervision Department and also responsible for General Administration and Finance Department. (JASDEC) Amod Dixit, Director & Head of Product for Securities Services – SEA, Standard Chartered and Vice Convenor of ISO 20022 Securities Standards Evaluation Group (SEG) Amod joined Standard Chartered Bank in Nov. 2005 in Securities Services central product team and in 2008 he became Securities Product head for South East Asia “Experienced speakers share first hand market information” region. He has wide experience in securities services and has worked with PricewaterhouseCoopers (PwC), Citibank (Singapore & India) & Capco. Amod is a Hong Kong Monetary Authority prolific writer and has published many articles as a thought leader. REGISTER TODAY! +65 6508 2479 +65 6508 2406 email: samuel.bianzon@ibcasia.com.sg
  • 4. CONFERENCE DAY 2 | Thursday 3rd March 2011 10.10 KEYNOTE > Improving Fund Governance in a Tightening COUNTERPARTY, RISK MANAGEMENT & STP Regulatory Environment: Collaboration of the Buy and Sell Sides to Meet Industry and Investor Needs 1.30 ‘The White Knights of Risk’: Opportunities for Custodians to • Tracking the post-GFC landscape - Tighter regulatory controls and also Restore Trust Through Network Counterparty Transparency greater demand for disclosure from investors • The importance of monitoring network counterparty risk for custodians • The importance of fund governance for fund managers in meeting and their institutional clients investor needs and fulfilling regulatory requirements • Custody: a business model under pressure • How best practices, risk control and compliance in fund administration • The need for better reporting and transparency help strengthen fund governance, mitigate risks and drive performance • What risks are fund managers taking on when contracting a fund • Opportunities for custodians to gain competitive advantage administrator or custodian and what risks and responsibilities can they Manmohan Singh, Global Head of Product Leadership & India discharge to the providers? Operations, Information Mosaic • How the sell side and third party service providers help meet the needs of fund managers and help them focus on their core competence? 2.00 The Evolution of Risk Management in the Context of the Ka Shi Lau, Managing Director & CEO, Bank Consortium Trust Post-Trade Environment and How is it Changing the Level of Company and Chairman, Hong Kong Retirement Schemes Confidence in Inter-bank Markets? Association • Operational responsibility Ka Shi Lau joined Bank Consortium Trust Company Limited (”BCT”) in November • Managing counterparty and other risks 1999 and is the Managing Director and Chief Executive Officer of the company. • Is there a bigger role for central counterparties in Asia to manage risks? Previously, Ms Lau was Vice President (Marketing & Research) of the Hong Kong • Is securely collateralised transactions the answer to reduce exposure to Mortgage Corporation since July 1997. Graduated from Cornell University, Ms Lau risk? possesses extensive banking and finance experience which includes working as Assistant General Manager & Head of Private Banking at ABN AMRO Bank, Chief of • Where do we see regulation forcing change? Staff to the first Chairman of Securities & Futures Commission, and serving as Moderated by: Olivier Grimonpont, General Manager & Regional executives of Citibank and several major international banks in both Hong Kong and New York City. Apart from her current role as Chairman of the Hong Kong Retirement Head of Asia-Pacific, Euroclear Bank Schemes Association, and the Retirement Schemes Sub-committee and the former Panelists: Chairman of the Hong Kong Trustees’ Association, she also serves on various Cormac Kelly, Managing Director – Regional Head Cash Securities, committees at the Mandatory Provident Fund Schemes Authority, Securities and Futures Commission, Hospital Authority, the Women’s Commission, as well as Credit Suisse Community Investment and Inclusion Fund for the generation of social capital. Manmohan Singh, Global Head of Product Leadership & India Operations, Information Mosaic 10.50 Morning Networking Break 11.15 BUY-SIDE PANEL > Strategic Portfolio Allocation and 2.30 BEST PRACTICE: Settlement Cycle Shortening & STP – Towards Investment Flow into the Region: What is its impact and T+1 and Real-Time Trade Settlement? Direction for Clearance and Custody Businesses? • Managing volumes and creating economies of scale • What are the process flow issues and how do we overcome them? Panelists: • Achieving better principal, liquidity and operational risk management Andrew Quah, Chief Operations Officer, JL Capital • Identifying STP characteristics to achieve settlement cycle shortening Mr. Quah is the Chief Operating Officer of JL Capital and is a qualified England and Wales, and Singapore lawyer. He joined JL Capital as Head of Legal in 2008 and and meet client needs subsequently took on the Compliance and Operations portfolios, and was made the Speaker: Taketoshi Mori, Head of Securities Market Infrastructure Chief Operating Officer. Andrew has 10 years of legal and regulatory experience and - Global Network Management, Transaction Services Division, The has worked in London, Hong Kong and Singapore. Bank of Tokyo Mitsubishi UFJ Rob Scott, Director, Head of GTO Singapore & Head of Operations Asia Pacific Ex-Japan, Deutsche Asset Management 3.00 Afternoon Tea Rafael Lopez, Senior Vice President & Head of Operations – Asia Pacific, PIMCO INDUSTRY SHARED INSIGHTS – Your Top 3 Takeaways Speaker to be Announced, Blackrock 3.30 INDUSTRY INTERACTIVE ROUNDTABLES & CLINICS 11.50pm REGIONAL BUSINESS PANEL > How Attractive Are Asian Gather round for in-depth discussions with lead experts and your peers... Markets to the Investor, What Opportunities Abound and • INTEGRITY & ETHICS – How do we put this back into the financial How to Comply in a Volatile & Fluid Regulatory Environment? services industry? • An Asia-focused discussion by lead players in the region addressing Paul Hedges, Head of Asia Pacific Network Management, HSBC market, regulatory and operational challenges and prospects Singapore & Regional President ASEAN, Chartered Institute for Moderated by: Rob Scott, Director, Head of GTO Singapore & Head Securities & Investment (CISI) of Operations Asia Pacific Ex-Japan, Deutsche Asset Management • STP – What characteristics need to be identified to realistically apply STP processes successfully? Panelists: Taketoshi Mori, Head of Securities Market Infrastructure – Global Network Paul Hedges, Head of Asia Pacific Network Management, HSBC Management, Transaction Services Division, The Bank of Tokyo Singapore & Regional President ASEAN, Chartered Institute for Mitsubishi UFJ Securities & Investment (CISI) • BUYSIDE – Speaker to be Announced, Blackrock Based in Singapore since 2005, Paul is currently responsible for HSBC’s APAC Network Management & Market Intelligence function. Previously, he was the Asia Regional • OTC DERIVATIVES – Speaker to be Announced President of the Chartered Institute for Securities & Investment (CISI). Paul also has • CORPORATE ACTION PROCESSING experience as COO of a boutique alternative investment firm after having been Regional Sub-Custody Product Head for JPMorgan Chase Bank N.A. Paul moved to Sophie Bertin, Global Head of Asset Servicing, SWIFT Asia in 2003 as the Global Head, Securities Services with Standard Chartered Bank. Adam Wilson, Director of Securities – APAC, SWIFT 4.15 THE ROUND UP PANEL – Your Top 3 Actionable Items Leaders of roundtables gather on stage to feedback on participants’ 12.30 Lunch & Meet-the-Keynote Table discussions and Top 3 Key Takeaways for you to share with your teams and Your exclusive lunch experience with our 2011 Keynote. One table will be put to action when you return to your office. reserved for registered delegates to join our keynote during lunch to enjoy more Q&A time, interactive discussions and informal chat. Moderated by: Paul Hedges, Head of Asia Pacific Network Management, HSBC Singapore s& Regional President ASEAN, Hosted by: Ka Shi Lau, Managing Director & CEO, Bank Consortium Chartered Institute for Securities & Investment (CISI) Trust Company and Chairman, Hong Kong Retirement Schemes Association 5.00 Conference Concludes *Book Early - Lunch seats are limited per table and reservations are only available on-the-day at the Registration Desk. REGISTER TODAY! +65 6508 2479 +65 6508 2406 email: samuel.bianzon@ibcasia.com.sg
  • 5. INDUSTRY BENEFITS & WHY YOU MUST ATTEND... ✔ NEW 2011 Agenda with exciting keynote and panels, as well as a dual stream program ✔ Over 28 hours worth of educational sessions with industry leaders and exclusive insights ✔ Gain buyside perspective from our 2011 Keynote – Ka Shi Lau, Managing Director & CEO, Bank Consortium Trust Company ✔ Network with asset allocators, investment and asset managers, custodians, investment banks, broker-dealers, regulators and more ✔ Meet with your peers, clients and prospects at the event and during networking breaks ✔ More opportunities to meet with structured networking sessions including Industry Roundtables & Clinics and Hosted Lunch with Speakers MASTERCLASS DAY 3 | Friday 4th March 2011 WHO WILL YOU MEET? REGULATORS, AUTHORITIES & ASSOCIATIONS 15% POST-CONFERENCE MASTERCLASS INVESTORS, ASSET ALLOCATORS & MANAGERS 15% Refreshment and breaks will be provided; lunch will be served for participants attending both masterclasses [A] Protecting Yourself from Unforeseen SOLUTION PROVIDERS 15% Casualties through Collateralised Transactions [9.00am – 12.30pm] • How to use collateral to reduce counterparty risk and other exposures? EXCHANGES & DEPOSITORIES 10% • Overcoming the challenges of managing securities collateral efficiently • When to consider outsourcing the management of collateral? • The role of a triparty collateral management agent SECURITIES SERVICES 20% • Making the most of your collateral portfolio and maximising your liquidity INVESTMENT BANKS & CUSTODIANS 25% options LED BY: Helen Baker, Collateral Management Product Specialist, Euroclear Bank SAMPLE PAST PARTICIPANTS INCLUDE: Templeton Asset Management • Deutsche Asset Management • Securities & Exchange [B] How to take Risk and Cost Out of Corporate Board of India • PIMCO Asia • Brunei Investment Agency • Hong Kong Monetary Authority • Bank of Indonesia • Central Bank of Malaysia • Kustodian Sentral Efek Indonesia • Malaysian Actions in APAC?: Is XBRL the solution? Electronic Clearing Corporation • Singapore Exchange Limited • SGX Asiaclear • Malaysian [1.30pm – 5.00pm] Securities Commission • Korea Securities Depository • Government Pension Fund of Thailand The latest financial turmoil has led to a greater focus in reducing costs and • Abu Dhabi Investment Authority • Deutsche Bank • HSBC • Standard Chartered • Bank of risks, and increasing the transparency in financial markets. Corporate Actions America • FIL Investment Management - DBS Bank • JP Morgan • Vietcombank Fund is one of the riskiest areas for Custodians and large Asset Managers & Management • BNP Paribas Securities • The Bank of New York Mellon (BNY Mellon) • Clearstream • Euroclear • Fortis Investments • The Bank of Tokyo Mitsubishi UFJ • China Investment Managers, with a high degree of manual processing. Even though Securities Depository • Securities Clearing Corporation of Thailand - Northern Trust • SWIFT most market players agree on the need to change Corporate Actions • SEB • Bangkok Bank • Credit Agricole Asset Management • Brown Brothers Harriman • processing, what has been done so far and are we doing it fast enough? UBS Global Asset Management • DBS Asset Management • Indonesia Clearing & Guarantee • How can we leverage in APAC the latest developments in Europe and Corporation • Kasikorn • ING Investment Management • State Street Bank & Trust • Newedge the US? Group • Intercontinental Exchange • The Depository Trust & Clearing Corporation • Australian • How can we leverage the use of XBRL for tagging CA announcements Securities Exchange • European Central Securities Depository • and many more... right from the issuers and thus reduce the inherent interpretation risk? • How is that applicable in the APAC context and where to start? LED BY: Sophie Bertin, Global Head of Asset Servicing, SWIFT WHAT PAST PARTICIPANTS HAD TO SAY... “Provided a regional dimension” BNP Paribas SINGAPORE FINANCIAL TRAINING SCHEME “Chance to meet industry participants!” Check if your company is eligible... to participate in the Singapore Nomura Asset Management Financial Training Scheme sponsorship with up to 70% of your attendance fees underwritten. SPONSORSHIP & EXHIBITION What Is The FTS ? Looking for opportunities to showcase your thought leadership or align your brand expertise? The Financial Training Scheme (FTS) is a training incentive scheme of the Financial Sector Development Fund designed to encourage the development of financial sector • Build strong brand visibility as a key provider in this industry expertise by providing financial support for programmes which aim to enhance the • Announce your technology capabilities to key decision makers through a Technology skills and capabilities of the Singapore financial sector workforce. Showcase • Generate business leads and showcase your company portfolio to key decision Applications are made directly by the attending company to the Financial Sector makers Development Fund Secretariat, Financial Centre Development Department of the Monetary Authority of Singapore CONTACT: Catherine Wong, Regional Sponsorship Director, VISIT: www.mas.gov.sg/fin_development/Link_to_FTS.html at Email: catherine.wong@ibcasia.com.sg or Tel: +65 6508 2469 REGISTER TODAY! +65 6508 2479 +65 6508 2406 email: samuel.bianzon@ibcasia.com.sg
  • 6. If undelivered, please return to: SAVE with the 1 Grange Road, #08-02 Orchard Building, Singapore 239693 Early Bird & Tel: +65 6508 2479 Fax: +65 6508 2406 Special Rates! 5TH CLEARING, SETTLEMENT & CUSTODY ASIA FORUM ENJOY SUBSTANTIAL SAVINGS WITH OUR MULTIPLE BOOKING DISCOUNT! When 3 or more book into this course. See pricing table for full details 5 EASY WAYS TO REGISTER MAIL the attached registration form with your cheque to IBC Asia (S) Pte Ltd No. 1 Grange Road, #08-02, Orchard Building, Singapore 239693 Customer Service Hotline Fax +65 6508 2479 +65 6508 2406 This label contains your priority booking code. To expedite registration, please do not remove label. If you have For all enquiries Email already received a copy of this brochure, we apologise. For reasons of confidentiality, your full particulars were not please contact or email SAM samuel.bianzon@ibcasia.com.sg available to IBC Asia (S) Pte Ltd for deduplication prior to mail drop. HOTEL INFORMATION RESERVE YOUR PLACE TODAY! Sheraton Towers Singapore ❑ Yes! I/We will attend the 5th Clearing, Settlement & Custody Asia Forum 39 Scotts Road, Singapore 228230 2 – 4 March 2011, Sheraton Towers Singapore Tel: +65 6737 6888 | Fax: +65 6737 4366 ❑ I cannot attend this event but ❑ Please include me on your mailing list. Contact Person: Joanne Leong Email: Joanne.leong@sheraton.com Early Bird Special Rate Normal Rate Group Rate FEE PER DELEGATE Register & pay before 17 December 2010 Register & pay before 21 January 2011 Register & pay after 21 January 2011 (3 or more delegates) PAYMENT TERMS Payment must be received 10 business days prior to the event. ❑ 3 Day Pass: Conference + Workshops A & B S$2,895 S$3,095 S$3,295 S$2,695 To take advantage of discounts with an expiry cut-off date, ❑ 2 Day Conference + Workshop A S$2,695 S$2,895 S$3,095 S$2,495 registration and payment must be received by the cut off date. All payments should be made in Singapore dollars. ❑ 2 Day Conference + Workshop B S$2,695 S$2,895 S$3,095 S$2,495 • Payments by S$ bank draft or cheque should be made in favour ❑ 2 Day Conference Only S$2,295 S$2,495 S$2,695 S$2,095 of “IBC Asia (S) Pte Ltd” payable in Singapore. Special Rates for Qualified ‘Buyside’ attendees: 30% off normal rates or attend 2 colleagues and the 3rd is free. • Payment by telegraphic transfer in S$ must be made to: • Multiple Bookings Discount pricing is applicable to groups of 3 or more delegates from the same organisation registering at the same time. Fee stated is the discounted price IBC Asia (S) Pte Ltd PER DELEGATE. Only one discount applies – either the early bird rate OR special rate or group rate. A/C No.: 147-059513-001 (SGD) • A 7% Goods & Services Tax (GST) is applicable to all Singapore based companies for Singapore venue. • All fees stated include luncheons, refreshments and complete set of documentation. It does not include the cost of accommodation and travel. The Hongkong and Shanghai Banking Corporation Limited Delegate 1 Details Delegate 2 Details 21 Collyer Quay, HSBC Building, Singapore 049320 Name: Dr/Mr/Ms Name: Dr/Mr/Ms Bank Swift Code: HSBCSGSG Job Title: Job Title: Bank Code: 7232 Department Department • Payment by Credit Card (AMEX, VISA or MASTERCARD). Please Tel: Tel: provide your Card Number, Name of Cardholder, Expiry Date and your Signature and send it by fax to +65 6508 2407. Mobile No.: Mobile No.: Email: Email: CANCELLATIONS / SUBSTITUTION Delegate 3 Details Delegate 4 Details NT NT Should you be unable to attend, a substitute delegate is welcome U U Name: Dr/Mr/Ms Name: Dr/Mr/Ms at no extra charge. Cancellations must be received in writing at Job Title: IS CO Job Title: IS CO least 10 business days before the start of the event, to receive a refund less 10% processing fee per registration. The company Department D Department D UP UP regrets that no refund will be made available for cancellation Tel: Tel: O O notifications received less than 10 business days before the event. GR GR Mobile No.: Mobile No.: Email: Email: IMPORTANT NOTE Please photocopy for additional delegates Please quote the name of the delegate, event title and invoice Who is Head of your Department? number on the advice when remitting payment. Bank charges are Who is Head of Training? to be deducted from participating organisations own accounts. Please fax your payment details (copy of remittance advice, cheque Company Information or draft to +65 6508 2407. Company Name: Main Business/Activity: Attendance will only be permitted upon receipt of full payment. Address: Postal Code: Participants wishing to register at the door are responsible to P46162 ensure all details are as published. IBC Asia will not be responsible for any event re-scheduled or cancelled. Payment Method (Please tick:) ❑ I enclose my Cheque/Draft payable to IBC Asia (S) Pte Ltd ❑ I am paying by bank transfer (copy attached) DATA PROTECTION ❑ Payment by Credit Card: ❑ Visa ❑ Mastercard ❑ Amex The personal information entered during your registration/order, or provided by you, will be held on a database and may be shared REG NO. 200108203N Card Holder’s Name: Signature: with companies in the Informa Group in the UK and internationally. Sometimes your details may be obtained from or shared with Card Number: Expiry Date: (mm/yy) external companies for marketing purposes. If you do not wish (Please provide photocopy of front & back of your Credit Card) your details to be used for this purpose, please contact the Winnie Seah (Database) on winnie.seah@ibcasia.com.sg Ph: +65 6508 2468 or Fax: +65 6508 2408. REGISTER NOW! FAX BACK TO +65 6508 2406