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The CODOC Project: Three Trends in
       Doctoral Education

      Dr Thomas Ekman Jørgensen

         IAU 14th General Conferenc
   Higher Education and the Global Agenda:
       Alternative Paths to the Future
             30 November 2012
EUA Council for Doctoral Education – a
        response to the changes
EUA – European                  Council for Doctoral
University Association          Education (CDE)
850 universities and            a membership service
rectors’ conferences in         focused on doctoral
47 countries                    education
Developing evidence-            Development of doctoral
based policies                  schools
Advocating these                Doctorate-specific policy
policies                        development
Promoting development           215 members in 33
of universities as              countries (from Faro to
institutions                    Tomsk)
                          …2…
New trends
Technological possibilities
 Revolution in gathering and sharing data
 Ease of communication (email, Skype, teleconferences)
 Ease of physical mobility
Large investment in research and development in
emerging economies
 China, India and Brazil are prominent
 Large increases in doctoral education – Brazil 100 %
  increase 2000-2009, China 400 % (!) 1998-2008
Beginnings of a more multipolar research
landscape?
                          …3…
The CODOC Project

Funded by Erasmus Mundus (Action 3) 2010-
2012
Looking at doctoral education in East Asia,
Southern Africa, Latin America and Europe
Promoting collaborations
Capacity building
The Global Research Community


                     …4…
The CODOC Consortium
European University Association
 ASEAN University Network (AUN)
 Southern African Regional Universities
Association (SARUA)
 Inter-American Organization for Higher
Education (OUI)
 Observatory on EU-Latin America Relations
(OBREAL)
 University of Bonn, Center for Development
Research (ZEF)
 Karolinska Institutet
                      …5…
The CODOC survey
A heuristic tool – not a mapping exercise
Many questions (55 plus sub-questions)

Qualitative input from workshops
 Bangkok: Strategic Collaboration
 Johannesburg: Leadership and Knowledge
  Societies/Capacity Building
 Sao Paulo: The value of the PhD


                      …6…
Survey sample




     …7…
Outcomes
The final report

Three major points of
convergence:
 Discourse
 Growth
 Collaboration




                        …8…
Convergence I - Discourse
The language of the knowledge society has
become global
 Challenges are to be met with new knowledge and
  innovation
 CODOC survey responses:
 “[Doctoral education] is key. It is the basis of innovative and
  research interventions in society’s problems” (South Africa)
 “Doctoral education is very important since it is the driving
  force towards societal and economic development.
  Additionally, societal and economic development require
  knowledge societies that are based on high skilled human
  resources” (Malaysia)
 ”Extremely important in the current world of global knowledge
  society, where the complexities of world and local problems
  require people with high level education to solve them”
  (Tanzania)                  …9…
Discourse II
Compare to language of policy makers:
 ”Smart growth means strengthening knowledge
  and innovation as drivers of our future growth”
  (Europe 2020)
 “establishing ... a society that is innovative and
  forward-looking, one that is ... a contributor to the
  scientific and technological civilisation of the
  future” (Malaysia Vision 2020)
 Ambitious goals
   • Zimbabwe: Every lecturer should have a PhD by
     2015
   • Malaysia: 60,000 PhD holders by 2023
   • EU – 1 mio. New research jobs by 2020
                        …10…
Convergence II - Growth

We have seen remarkable growth over the last
decade
             Growth in doctorates awarded in the EU, USA and
                         Latin America 2004=100
      150

      140

      130                                                    European Union (27
                                                             countries)
      120                                                    United States
      110
                                                             Latin America
      100

      90
            2004   2005   2006   2007   2008   2009   2010

                                        …11…
Growth III: The big story – upgrading staff:
      % of research and teaching staff with a PhD
   average %
     60
     50
     40
     30
     20
     10
                28 33 41        42 49 62      28 31 40
      0
                 Africa           Asia       Latin America
Source: CODOC     5 years ago    Currently   in 3 years time
Survey
                                 …12…
Growth IV: Do the numbers add up?
No                        Do you manage to recruit and retain
                        sufficient doctorate holders for your own
Already now, 1 in 4                    institution?


has problems (more
                                     No
in Africa and Latin                 24%


America)
Completion rates do
not rise as fast as                               Yes
                                                  76%

the intake
Growth emphasises
the need for
capacity
                      …13…
Convergence III - Collaborations
Collaborations were emphasised in the regional reports, in
the survey and in the workshops

               How important is doctoral education in relation to
                    internationalisation at your institution?
        100%
         90%
         80%
         70%                                                  Very important

         60%
                                                              Rather important
         50%
         40%                                                  Rather unimportant
         30%
         20%
         10%
         0%
                   Africa         Asia       Latin America


                                   …14…
Collaborations II
Many institutions gave high priority to global
partners
                                        Global partners


             Do not know            4


           Very important                                           53


       Rather important                       18


     Rather unimportant             5


            Not important       2


                            0           10    20     30   40   50        60
    n=82
                                             …15…
Collaborations III

A few distinct models are used:




                      …16…
Collaborations IV

Different motivations from different institutions
 Common prestige amplified through joint
  programmes
 Strategic presence
 Capacity building
 Pooling of resources
 Access to natural laboratories (seismic
  activity, specific populations)




                       …17…
Summary
There are clear areas of global convergence in
doctoral education
Retention problems are persistent, and could be
worse
Collaborations with capacity-building agenda is
part of the solution
 Requiring institutional strategic vision and coherent
  support
Convergence could be a step towards a
richer, multipolar research community!
                        …18…
Thank you very much for your attention!




                  …19…

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CS III.1 T. Jorgensen

  • 1. The CODOC Project: Three Trends in Doctoral Education Dr Thomas Ekman Jørgensen IAU 14th General Conferenc Higher Education and the Global Agenda: Alternative Paths to the Future 30 November 2012
  • 2. EUA Council for Doctoral Education – a response to the changes EUA – European Council for Doctoral University Association Education (CDE) 850 universities and a membership service rectors’ conferences in focused on doctoral 47 countries education Developing evidence- Development of doctoral based policies schools Advocating these Doctorate-specific policy policies development Promoting development 215 members in 33 of universities as countries (from Faro to institutions Tomsk) …2…
  • 3. New trends Technological possibilities  Revolution in gathering and sharing data  Ease of communication (email, Skype, teleconferences)  Ease of physical mobility Large investment in research and development in emerging economies  China, India and Brazil are prominent  Large increases in doctoral education – Brazil 100 % increase 2000-2009, China 400 % (!) 1998-2008 Beginnings of a more multipolar research landscape? …3…
  • 4. The CODOC Project Funded by Erasmus Mundus (Action 3) 2010- 2012 Looking at doctoral education in East Asia, Southern Africa, Latin America and Europe Promoting collaborations Capacity building The Global Research Community …4…
  • 5. The CODOC Consortium European University Association ASEAN University Network (AUN) Southern African Regional Universities Association (SARUA) Inter-American Organization for Higher Education (OUI) Observatory on EU-Latin America Relations (OBREAL) University of Bonn, Center for Development Research (ZEF) Karolinska Institutet …5…
  • 6. The CODOC survey A heuristic tool – not a mapping exercise Many questions (55 plus sub-questions) Qualitative input from workshops  Bangkok: Strategic Collaboration  Johannesburg: Leadership and Knowledge Societies/Capacity Building  Sao Paulo: The value of the PhD …6…
  • 7. Survey sample …7…
  • 8. Outcomes The final report Three major points of convergence:  Discourse  Growth  Collaboration …8…
  • 9. Convergence I - Discourse The language of the knowledge society has become global  Challenges are to be met with new knowledge and innovation  CODOC survey responses:  “[Doctoral education] is key. It is the basis of innovative and research interventions in society’s problems” (South Africa)  “Doctoral education is very important since it is the driving force towards societal and economic development. Additionally, societal and economic development require knowledge societies that are based on high skilled human resources” (Malaysia)  ”Extremely important in the current world of global knowledge society, where the complexities of world and local problems require people with high level education to solve them” (Tanzania) …9…
  • 10. Discourse II Compare to language of policy makers:  ”Smart growth means strengthening knowledge and innovation as drivers of our future growth” (Europe 2020)  “establishing ... a society that is innovative and forward-looking, one that is ... a contributor to the scientific and technological civilisation of the future” (Malaysia Vision 2020)  Ambitious goals • Zimbabwe: Every lecturer should have a PhD by 2015 • Malaysia: 60,000 PhD holders by 2023 • EU – 1 mio. New research jobs by 2020 …10…
  • 11. Convergence II - Growth We have seen remarkable growth over the last decade Growth in doctorates awarded in the EU, USA and Latin America 2004=100 150 140 130 European Union (27 countries) 120 United States 110 Latin America 100 90 2004 2005 2006 2007 2008 2009 2010 …11…
  • 12. Growth III: The big story – upgrading staff: % of research and teaching staff with a PhD average % 60 50 40 30 20 10 28 33 41 42 49 62 28 31 40 0 Africa Asia Latin America Source: CODOC 5 years ago Currently in 3 years time Survey …12…
  • 13. Growth IV: Do the numbers add up? No Do you manage to recruit and retain sufficient doctorate holders for your own Already now, 1 in 4 institution? has problems (more No in Africa and Latin 24% America) Completion rates do not rise as fast as Yes 76% the intake Growth emphasises the need for capacity …13…
  • 14. Convergence III - Collaborations Collaborations were emphasised in the regional reports, in the survey and in the workshops How important is doctoral education in relation to internationalisation at your institution? 100% 90% 80% 70% Very important 60% Rather important 50% 40% Rather unimportant 30% 20% 10% 0% Africa Asia Latin America …14…
  • 15. Collaborations II Many institutions gave high priority to global partners Global partners Do not know 4 Very important 53 Rather important 18 Rather unimportant 5 Not important 2 0 10 20 30 40 50 60 n=82 …15…
  • 16. Collaborations III A few distinct models are used: …16…
  • 17. Collaborations IV Different motivations from different institutions  Common prestige amplified through joint programmes  Strategic presence  Capacity building  Pooling of resources  Access to natural laboratories (seismic activity, specific populations) …17…
  • 18. Summary There are clear areas of global convergence in doctoral education Retention problems are persistent, and could be worse Collaborations with capacity-building agenda is part of the solution  Requiring institutional strategic vision and coherent support Convergence could be a step towards a richer, multipolar research community! …18…
  • 19. Thank you very much for your attention! …19…