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DIGITIZATION OF HISTORICAL
   INFORMATION AT THE OF
NATIONAL ARCHIVES OF ZAMBIA:
  CRITICAL STRATEGIC REVIEW
                   By
           Chrispin Hamooya
        The University of Zambia
        Chrismooya@yahoo.com
INTRODUCTION

   Archives administration in Zambia is the mandate of
the National Archives of Zambia (NAZ) of the Ministry
of Home Affairs.

   This mandate is derived from the National Archives
Act Chapter 175 of the Laws of Zambia, 1995 edition
which provides for the preservation, custody, control
and disposal of public archives including public records
in Zambia.
Digitized Documents
• The archives that were digitized were the BSAC’s
  records (1890-1924 ) called District Note books.
• The District Notebooks are a unique and
  valuable source of historical, political,
  administrative, ethnographical and
  anthropological information.
• The District Notebooks are the most requested
  items among the National Archives of Zambia’s
  holdings
OBJECTIVES OF THE PROJECT
• To safeguard and ensure the preservation of
  the most valuable and perishable components
  of the archival patrimony of the National
  Archives of Zambia through digitization.
• To render them more accessible and facilitate
  their future fruition by a broader number of
  researchers and interested parties.
OBJECTIVES Continues
• To enable a select group of National Archives
  of Zambia’s members of staff to gain
  theoretical knowledge and practical
  experience in electronic records management
  and website design, and in the selection and
  indexing of archival materials
• To enhance the national and international
  visibility of the National Archives of Zambia
  by increasing awareness of its holdings.
PROJECT TEAM
Historian was appointed to;
• Train NAZ’s members of staff in the selection and
  indexing of archival records for the purpose of
  digitization
• Study the voluminous collection of the District
  Notebooks and recommend them for digitization
• Produce comprehensive summaries and indices
  for each of the sections or entries they have
  selected
• Produce the contents for the National Archives
  website and set up a permanent exhibition.
IT Consultant was appointed to;
     • Train NAZ’s members of staff in the use of
       the hardware and software for digitization
       and in the creation and updating of a
       website
     • Install the hardware and software purchased
       for the project.
     • Digitize the recommended District
       Notebooks by the Historian
     • Design a website
GUIDELINES FOR DIGITIZATION
• The actual work was done according to
  UNESCO,IFLA /ICA(2002:1-5) guidelines for
  digitization projects for collections and
  holdings in the public domain.
• The guidelines are from number one to ten
  and comments on how each guideline was
  met are given
1. Reasons for digitization:

• To increase access
• To improve services to an expanding user’s group
  by providing enhanced access to institute’s
  resources
• To reduce the handling and use of fragile and
  heavily used original materials
• To give the institution opportunities for the
  development of its technical infrastructure and
  staff skill capacity
Comment from National Archives
       Digitization Project.
The aim of the project was to increase;

• Accessibility of historical materials to the
  public,
• To reduce the handling of fragile materials
  and;
• To develop human resources and technical
  infrastructure
2. Criteria for selection

• Intellectual content of the material
• Level of demand from public
• For cultural institutions starting their first digitization
  project, a good rule of thumb is that selecting the most
  heavily used parts of their collections will normally give
  the greatest added value because it will satisfy the
  majority of people they try to serve.
• If the material being considered as a candidate for
  digitization lacks detailed cataloguing or descriptive
  data, it is essential for future access to such materials
  to create such data.
Comments from National Archives
       digitization Project
• The District Notebooks are the most valued
  and most consulted collection at the National
  Archives.
• The District Notebooks are also “a unique and
  valuable source of historical, political,
  administrative, enthnolographical and
  anthropological information.
3. Technical requirements and
              implementation
•   Image quality
•   Resolution
•   Bit depth
•   Image enhancement processes
•   Compression
•   Operator judgment and care
•   Setting up of standards
•   Decision on reference points
•   Tonal reproductio
Comments from National Archives
         Digitization Project:
    The first step in the technical requirements and
    implementation was to acquire the book Scanner Bookeye.
    This scanner is specifically designed for this type of work.
•   To obtain a perfect image with the scanner we had to check
    the following settings:
•   Format
•   Type of document
•   Brightness
•   Contrast
•   Resolution
The second step was to clear up the image
(image enhancement process) with the
graphics software Adobe Photoshop 6.0. With
this software we could manipulate all the
images to obtain a perfect image without
unnecessary details. At the end of this
process all the files (images) were then saved
in pdf format.
The third and last step was to put all the data
inside the database Alchemy to index and to
record the digital repository.
Need for pilot project

Comments from National Archives digitization
  project:
• When all equipment and software was obtained
  and installed,the digitization of the Luapula
  Province District Notebooks as a pilot project, in
  which all the technical standards (see 3) were set.
• After exposing the results to outsiders (historians
  in and outside Zambia) and making the necessary
  adjustment, digitizaztion other Notebooks.
5. Legal aspects

If digital images are accepted as replacement for
   source document and are intended to serve that
   purpose, it must be guaranteed before
   conservation that:
• The informational content (and if needed the
   physical appearance) of the documents has been
   adequately captured and cannot be changed
• The legal requirements are met
• The means for retrieving and preserving the
   digital images are in place.
Comments from National Archives
         Digitization Project;


Controls have been put in place to ensure that
the image has been adequately captured (see
quality control under no. 3). The researcher
will read the documents in pdf format, and
will be unable to make additions or changes to
the image or the database. A back-up system
is in place in which the original scan image is
preserved. If the researcher insists to check
the original document, the District Notebooks
6. Budgeting

Cost recovery
• Areas of expenditure; staff development facilities
  management, operational expenses, selection and
  preparation of source material for digitization, digital
  conversion, metadata capture, data management,
  managing storage and delivery systems.

Comments from National Archives Digitization project;
• Maintenance and replacement of equipment has to be
  carried by a user-fee.
7. Human resource planning

Recommendations:
• Provide leadership
• Empower the right people
• Form partnerships with early adaptors for
  capacity building
• Develop new technical and managerial skills
Comments from National Archives
       Digitization project:

• Two people be trained at the time, for a period of
  one month.
• The training consists of a short theoretical
  explanation of the digitization process followed
  by hands-on-experience.
• The trainees were engaged in digitizing all district
  notebook of one particular province, carrying out
  the whole process of scanning, imaging and
  construction of the database.
8.   Development and maintenance
             of web interfaces
•   Develop digital content
•   Building a web team
•   Website production and management
•   Introducing web-based services



Comments from National Archives Digitization project:
• The website was created. The staffs of the National Archives
  of Zambia were trained on how to create a website and
  maintain it.
9. Preservation of digital content
• Set digital preservation policies before you begin
  scanning
• Adhere to international standards and adopt
  current best practice
• Avoid dependency on proprietary software
• Assign administrative, descriptive, structural and
  preservation metadata to all digital objects.
• Identify a trusted digital repository committed to
  the long-term management of your digital
  resources.
Comments from National Archives
       Digitization project
• The images were saved in pdf format that is
  an international standard to read
  documents. This software is freeware and
  accessible through internet
  (www.adobe.com).
• In order to preserve all the digitized and
  indexed documents, they were recorded on
  digital repositories like CD and DVD.
10. Project management

Recommendation
• Prepare an itemized budget of organizational,
  operational and staffing costs to assess the
  feasibility of the project.
• Develop a planning matrix to manage the
  operational tasks
• Establish a tracking system to monitor and report
  on production
Comments from National Archives
     Digitization project:
The pilot project taught the consultants that it
is possible to digitize one Province a month.
CHALLENGES
• Most of the trainees had little knowledge about
  computers. It thus recommended that for training
  in this area, trainees should have some basic
  computing skills.
• The National Archives of Zambia is understaffed
  implying that staff had to other jobs thus could
  not get fully acquainted with some technical
  aspects of the digitization process.
• The other challenge is the fact that digitization is
  a monotonous work. This led to the assistant
  make mistakes easily.
CONCLUSION
The consultants did a tremendous job that led to
the continuation of the digitization project
through the continued support of the Finnish
Embassy. It is thus recommended that highly
trained personnel in the area of digitization are
hired to do the job. Additionally, the digitization
project should be systematically programmed
whilst ensuring that work is done according to
the outlined schedule.

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Hamooya

  • 1. DIGITIZATION OF HISTORICAL INFORMATION AT THE OF NATIONAL ARCHIVES OF ZAMBIA: CRITICAL STRATEGIC REVIEW By Chrispin Hamooya The University of Zambia Chrismooya@yahoo.com
  • 2. INTRODUCTION Archives administration in Zambia is the mandate of the National Archives of Zambia (NAZ) of the Ministry of Home Affairs. This mandate is derived from the National Archives Act Chapter 175 of the Laws of Zambia, 1995 edition which provides for the preservation, custody, control and disposal of public archives including public records in Zambia.
  • 3. Digitized Documents • The archives that were digitized were the BSAC’s records (1890-1924 ) called District Note books. • The District Notebooks are a unique and valuable source of historical, political, administrative, ethnographical and anthropological information. • The District Notebooks are the most requested items among the National Archives of Zambia’s holdings
  • 4. OBJECTIVES OF THE PROJECT • To safeguard and ensure the preservation of the most valuable and perishable components of the archival patrimony of the National Archives of Zambia through digitization. • To render them more accessible and facilitate their future fruition by a broader number of researchers and interested parties.
  • 5. OBJECTIVES Continues • To enable a select group of National Archives of Zambia’s members of staff to gain theoretical knowledge and practical experience in electronic records management and website design, and in the selection and indexing of archival materials • To enhance the national and international visibility of the National Archives of Zambia by increasing awareness of its holdings.
  • 6. PROJECT TEAM Historian was appointed to; • Train NAZ’s members of staff in the selection and indexing of archival records for the purpose of digitization • Study the voluminous collection of the District Notebooks and recommend them for digitization • Produce comprehensive summaries and indices for each of the sections or entries they have selected • Produce the contents for the National Archives website and set up a permanent exhibition.
  • 7. IT Consultant was appointed to; • Train NAZ’s members of staff in the use of the hardware and software for digitization and in the creation and updating of a website • Install the hardware and software purchased for the project. • Digitize the recommended District Notebooks by the Historian • Design a website
  • 8. GUIDELINES FOR DIGITIZATION • The actual work was done according to UNESCO,IFLA /ICA(2002:1-5) guidelines for digitization projects for collections and holdings in the public domain. • The guidelines are from number one to ten and comments on how each guideline was met are given
  • 9. 1. Reasons for digitization: • To increase access • To improve services to an expanding user’s group by providing enhanced access to institute’s resources • To reduce the handling and use of fragile and heavily used original materials • To give the institution opportunities for the development of its technical infrastructure and staff skill capacity
  • 10. Comment from National Archives Digitization Project. The aim of the project was to increase; • Accessibility of historical materials to the public, • To reduce the handling of fragile materials and; • To develop human resources and technical infrastructure
  • 11. 2. Criteria for selection • Intellectual content of the material • Level of demand from public • For cultural institutions starting their first digitization project, a good rule of thumb is that selecting the most heavily used parts of their collections will normally give the greatest added value because it will satisfy the majority of people they try to serve. • If the material being considered as a candidate for digitization lacks detailed cataloguing or descriptive data, it is essential for future access to such materials to create such data.
  • 12. Comments from National Archives digitization Project • The District Notebooks are the most valued and most consulted collection at the National Archives. • The District Notebooks are also “a unique and valuable source of historical, political, administrative, enthnolographical and anthropological information.
  • 13. 3. Technical requirements and implementation • Image quality • Resolution • Bit depth • Image enhancement processes • Compression • Operator judgment and care • Setting up of standards • Decision on reference points • Tonal reproductio
  • 14. Comments from National Archives Digitization Project: The first step in the technical requirements and implementation was to acquire the book Scanner Bookeye. This scanner is specifically designed for this type of work. • To obtain a perfect image with the scanner we had to check the following settings: • Format • Type of document • Brightness • Contrast • Resolution
  • 15. The second step was to clear up the image (image enhancement process) with the graphics software Adobe Photoshop 6.0. With this software we could manipulate all the images to obtain a perfect image without unnecessary details. At the end of this process all the files (images) were then saved in pdf format.
  • 16. The third and last step was to put all the data inside the database Alchemy to index and to record the digital repository.
  • 17. Need for pilot project Comments from National Archives digitization project: • When all equipment and software was obtained and installed,the digitization of the Luapula Province District Notebooks as a pilot project, in which all the technical standards (see 3) were set. • After exposing the results to outsiders (historians in and outside Zambia) and making the necessary adjustment, digitizaztion other Notebooks.
  • 18. 5. Legal aspects If digital images are accepted as replacement for source document and are intended to serve that purpose, it must be guaranteed before conservation that: • The informational content (and if needed the physical appearance) of the documents has been adequately captured and cannot be changed • The legal requirements are met • The means for retrieving and preserving the digital images are in place.
  • 19. Comments from National Archives Digitization Project; Controls have been put in place to ensure that the image has been adequately captured (see quality control under no. 3). The researcher will read the documents in pdf format, and will be unable to make additions or changes to the image or the database. A back-up system is in place in which the original scan image is preserved. If the researcher insists to check the original document, the District Notebooks
  • 20. 6. Budgeting Cost recovery • Areas of expenditure; staff development facilities management, operational expenses, selection and preparation of source material for digitization, digital conversion, metadata capture, data management, managing storage and delivery systems. Comments from National Archives Digitization project; • Maintenance and replacement of equipment has to be carried by a user-fee.
  • 21. 7. Human resource planning Recommendations: • Provide leadership • Empower the right people • Form partnerships with early adaptors for capacity building • Develop new technical and managerial skills
  • 22. Comments from National Archives Digitization project: • Two people be trained at the time, for a period of one month. • The training consists of a short theoretical explanation of the digitization process followed by hands-on-experience. • The trainees were engaged in digitizing all district notebook of one particular province, carrying out the whole process of scanning, imaging and construction of the database.
  • 23. 8. Development and maintenance of web interfaces • Develop digital content • Building a web team • Website production and management • Introducing web-based services Comments from National Archives Digitization project: • The website was created. The staffs of the National Archives of Zambia were trained on how to create a website and maintain it.
  • 24. 9. Preservation of digital content • Set digital preservation policies before you begin scanning • Adhere to international standards and adopt current best practice • Avoid dependency on proprietary software • Assign administrative, descriptive, structural and preservation metadata to all digital objects. • Identify a trusted digital repository committed to the long-term management of your digital resources.
  • 25. Comments from National Archives Digitization project • The images were saved in pdf format that is an international standard to read documents. This software is freeware and accessible through internet (www.adobe.com). • In order to preserve all the digitized and indexed documents, they were recorded on digital repositories like CD and DVD.
  • 26. 10. Project management Recommendation • Prepare an itemized budget of organizational, operational and staffing costs to assess the feasibility of the project. • Develop a planning matrix to manage the operational tasks • Establish a tracking system to monitor and report on production
  • 27. Comments from National Archives Digitization project: The pilot project taught the consultants that it is possible to digitize one Province a month.
  • 28. CHALLENGES • Most of the trainees had little knowledge about computers. It thus recommended that for training in this area, trainees should have some basic computing skills. • The National Archives of Zambia is understaffed implying that staff had to other jobs thus could not get fully acquainted with some technical aspects of the digitization process. • The other challenge is the fact that digitization is a monotonous work. This led to the assistant make mistakes easily.
  • 29. CONCLUSION The consultants did a tremendous job that led to the continuation of the digitization project through the continued support of the Finnish Embassy. It is thus recommended that highly trained personnel in the area of digitization are hired to do the job. Additionally, the digitization project should be systematically programmed whilst ensuring that work is done according to the outlined schedule.