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Performance of health providers:

     a common objective, diverse strategies



                    Jean Perrot

                       WHO




1|
Performance:


• In developing countries it's mainly about increasing
  provider activity (quantitatively and qualitatively)
• In developed countries it's mainly about insuring a correct
  (efficient) use of resources
• We are not talking here about health system performance
  but health provider performance (micro level point of view)



2|
Result and Performance


                                       Objective
     Strategy               Tool


                         Contracting
                                       Performance
     Incentives
                         Regulation




     Sanctions


      Values



3|
The general model is indeed this:
• Increasing the performance of health service providers is
  always the objective
• The usual strategies that rely on sanctions or the respect
  of certain values (professional consciousness and values,
  etc.) yield only modest results
• Resorting to incentives is a new strategy
• Implementation of this strategy will make use of
  contractual or regulatory tools


4|
Result and Performance
                                    Rwanda model

      Use of incentives
                            Ste
                               p2

     Contracting
     Regulation



                                     Predefined result
                   Inputs                   or
                                      Maximize result
                                                                Ste
                                                                    p   1


                                                Contracting
                                                Regulation



                                    Attribution of incentives




5|
In the quot;Rwanda modelquot;:
     • Step 1: Criteria for attributing incentives rely on results,
       maximizing results. Bonus. Contract for a commitment to
       purchase
     • Step 2: Use of the bonus focuses on inputs - top ups for staff
       who are thus motivated to increase the institution's results. This
       step is not included in the provider performance contract




6|
Result and Performance
                                              Mali Hospital Model
     Attribution and use of
           incentives


                              Ste
                                 ps1
                                       et 2

            Contracting
            Regulation




                                                           Result
                    Inputs




7|
In the quot;Mali – hospital modelquot;:
     • The results are not linked to the incentives
     • Step 1: The criteria for attributing incentives focus on inputs,
       changes in behavior and practices of actors in institutions
     • Step 2: Use of the bonus focuses on inputs (collective use);
       underlying hypothesis is that these changes in behavior will
       influence the results. This step is taken into account in the
       performance contract with providers




8|
• There is a profound change of rationale


      • Political acceptation, labour unions, … in the society




9|
• Some important points:
       • Need to have financial resources for the activity: project
         approach is easier than general budget support
       • Never forget that the actors have different interests:
         opportunistic behaviour: gaming, dumping
       • Institutional performance – hypothesis of the need to incite
         the individuals; complex systems such as hospitals
       • Artificial change of behaviour: not acting on the causes
       • Effect of taking things for granted
       • W hat is the part of the performance linked payments in the provider's
         budget ? Inclusion of all the activities or just a few (    prioritizing)



10 |
Messages:


 . Avoid thinking that there is only one way of doing things


           For example, better to reward progress than results


 . The role of development partners is important:
       - They often initiate the activities
       - One can push but not impose; one should not give up too soon




11 |
Key messages:


       Performance based payment should not be regarded as a
       simple reward system that mechanically produces
       changes for the health workers, but as platform for a
       process of modifying practices




12 |

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Jean Perrot - Performance of health providers: a common objective, diverse strategies

  • 1. Performance of health providers: a common objective, diverse strategies Jean Perrot WHO 1|
  • 2. Performance: • In developing countries it's mainly about increasing provider activity (quantitatively and qualitatively) • In developed countries it's mainly about insuring a correct (efficient) use of resources • We are not talking here about health system performance but health provider performance (micro level point of view) 2|
  • 3. Result and Performance Objective Strategy Tool Contracting Performance Incentives Regulation Sanctions Values 3|
  • 4. The general model is indeed this: • Increasing the performance of health service providers is always the objective • The usual strategies that rely on sanctions or the respect of certain values (professional consciousness and values, etc.) yield only modest results • Resorting to incentives is a new strategy • Implementation of this strategy will make use of contractual or regulatory tools 4|
  • 5. Result and Performance Rwanda model Use of incentives Ste p2 Contracting Regulation Predefined result Inputs or Maximize result Ste p 1 Contracting Regulation Attribution of incentives 5|
  • 6. In the quot;Rwanda modelquot;: • Step 1: Criteria for attributing incentives rely on results, maximizing results. Bonus. Contract for a commitment to purchase • Step 2: Use of the bonus focuses on inputs - top ups for staff who are thus motivated to increase the institution's results. This step is not included in the provider performance contract 6|
  • 7. Result and Performance Mali Hospital Model Attribution and use of incentives Ste ps1 et 2 Contracting Regulation Result Inputs 7|
  • 8. In the quot;Mali – hospital modelquot;: • The results are not linked to the incentives • Step 1: The criteria for attributing incentives focus on inputs, changes in behavior and practices of actors in institutions • Step 2: Use of the bonus focuses on inputs (collective use); underlying hypothesis is that these changes in behavior will influence the results. This step is taken into account in the performance contract with providers 8|
  • 9. • There is a profound change of rationale • Political acceptation, labour unions, … in the society 9|
  • 10. • Some important points: • Need to have financial resources for the activity: project approach is easier than general budget support • Never forget that the actors have different interests: opportunistic behaviour: gaming, dumping • Institutional performance – hypothesis of the need to incite the individuals; complex systems such as hospitals • Artificial change of behaviour: not acting on the causes • Effect of taking things for granted • W hat is the part of the performance linked payments in the provider's budget ? Inclusion of all the activities or just a few ( prioritizing) 10 |
  • 11. Messages: . Avoid thinking that there is only one way of doing things For example, better to reward progress than results . The role of development partners is important: - They often initiate the activities - One can push but not impose; one should not give up too soon 11 |
  • 12. Key messages: Performance based payment should not be regarded as a simple reward system that mechanically produces changes for the health workers, but as platform for a process of modifying practices 12 |