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Urmimala Sarkar
Assistant
Professor
Division of
General Internal
Medicine
Center for
Vulnerable
Populations
Health-IT-Enabled Self-
management Support For
Vulnerable Patients With
Diabetes
 Invited by Dr. Zayas-Caban to discuss my AHRQ-funded work
 Primary care physician
 Underserved patients
 Low income
 Limited English proficiency
 Limited health literacy
 Huge potential to leverage technology to improve health
 Reduce/ eliminate health disparities
 Medical innovation and technological advancement should
start with diverse populations
WHY I AM AT MEDICINE X
 7 out of 10 deaths among Americans each year are
from chronic diseases
 75% of our health care dollars go to treatment of
chronic diseases
 Profound disparities by educational attainment and
race/ ethnicity for incidence and for outcomes
 Compared to non-Hispanic whites, the risk of
diagnosed diabetes is
 18% higher among Asian Americans
 66% higher among Latinos
 77% higher among non-Hispanic African-Americans
BURDEN OF CHRONIC DISEASES
COMPLEXITY OF MANAGING
CHRONIC CONDITIONS
Diabetes daily tasks
Taking medications
Timing and planning of meals and exercise
Checking blood sugar
Adjustment of medications in response to numbers
Being vigilant for problems (checking feet)
Regular trips to doctors’ office, pharmacy, and lab
Benazapril 5mg
ADHERING TO MEDICATIONS IS
CHALLENGING
Automated telephone self-management
(ATSM)
Engage patients between visits
Remotely
Literacy and language appropriate
Tailor with “rules”
Screen for those who need live telephone
follow-up
CAN TECHNOLOGY HELP?
 Patients respond via touch-tone commands, and based on
their answers, patients hear automated health education
messages in the form of narratives
 Example response
 Example Exercise Narrative
IMPROVING DIABETES EFFORTS ACROSS
LANGUAGE AND LITERACY (IDEALL)
 ATSM: weekly automated calls
 English, Cantonese, or Spanish
 Triggers for live telephone follow-up from NP
 Topics rotated
 Self-care (diet, exercise, medication adherence)
 Psychosocial issues (such as depressive symptoms)
 Access to preventive services (such as eye care)
 ATSM vs. group visits vs. usual care
 ATSM group vs usual care
 improvements in self-management behavior (P < 0.05)
 fewer bed days/month (-1.7 days, P = 0.05)
 less interference with daily activities (OR 0.37, P = 0.02)
IMPROVING DIABETES EFFORTS ACROSS
LANGUAGE AND LITERACY (IDEALL)
9
SMART STEPS: PARTNERING TO
PUT RESEARCH INTO PRACTICE
San Francisco Health Plan (SFHP): nonprofit
Medicaid managed-care plan
Recruitment and implementation
Evaluation by UCSF CVP, funded by AHRQ
Wait-list randomized trial
“out of range” responses
Live call within 3 days
Care managers
not licensed nurse practitioners
Language-concordant
Provide education
Trained to generate patient-
centered action plans
Safety or access issues
PCP notification tailored by
clinic site
SMART Steps
Patient
Case
Manager
ATSM PCP
Engagement in ATSM
% completing calls
Differences by language
Compare intervention (combined) vs. waitlist
in change from baseline to 6-month:
Summary of Diabetes Self-Care Activities
Quality of life (SF-12)
OUTCOMES
Toobert 2000, Ware 1996
PARTICIPANTS WITH 6-MONTH F/U
(N=249)
Characteristic Intervention (n=125) Wait-List (n=124)
Age in years, mean (SD) 56.6 (7.9) 54.9 (8.6)
Women, % 77 72
Latino, %
Black / African-American, %
Asian / Pacific Islander, %
White / Caucasian, %
26
6
60
6
20
10
62
7
Born Outside the U.S., % 86 85
Cantonese-speaking, %
Spanish-speaking, %
54
20
55
19
8th grade education or less, % 39 47
Limited health literacy, % 47 40
Income ≤ $20,000 / Yr, % 61 60
Hgb A1c >8.0%, % 30 24
CHANGE IN QUALITY OF LIFE AT 6 MOS
(N=249)
Adjusted*
Difference
(95% CI)
Standardized
Effect Size*
p-value
Physical
Component
SF-12
2.0
(0.1,3.9)
0.25 0.04
Mental
Component
SF-12
1.3
(-1.0,3.6)
0.14 0.26
CHANGE IN SELF-CARE AT 6 MOS
(N=249)
Adjusted*
Difference
(95% CI)
Standardized
Effect Size*
p-value
Overall Self-
Care
0.2 (0.1, 0.04) 0.29 <0.01
Glucose
monitoring
0.7 (0.2, 1.3) 0.30 <0.01
Foot
care
0.6 (0.2, 0.9) 0.32 <0.01
Medication
Adherence
0.0 (-0.2, 0.2) 0.02 0.82
Partnering with LHL / LEP patients:
Bicultural and bilingual content
Unmet need for language-concordant support
Practice-based research:
Innovate and create from within
Invest in the safety net providers
 Partnership with Medicaid managed care plan
Population-based implementation
Long-term relationships
SUCCESSFUL ENGAGEMENT
Phone-based population recruitment
Health coaches
Tailoring, training, and turnover
Bicultural as well as bilingual staff
Assessing fidelity: data collection &
feedback
Quasi-experimental designs beyond RCT
LEARNING OPPORTUNITIES
Scope: apply to other chronic conditions
Platform: mHealth beyond telephone
Linkages to patient-centered medical
home, electronic health records
Fidelity to mission
Reach and sustainability:
Within our health system
Medicaid and other insurers
FUTURE DIRECTIONS
QUESTIONS?
Project Team: Dean Schillinger, Neda Ratanawongsa ,
Margaret Handley, Judy Quan
Acknowledgements: San Francisco Health Plan Team,
Andrea Lopez

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Urmimala Sarkar: Health IT-enabled self-management support for vulnerable patients with diabetes

  • 1. Urmimala Sarkar Assistant Professor Division of General Internal Medicine Center for Vulnerable Populations Health-IT-Enabled Self- management Support For Vulnerable Patients With Diabetes
  • 2.  Invited by Dr. Zayas-Caban to discuss my AHRQ-funded work  Primary care physician  Underserved patients  Low income  Limited English proficiency  Limited health literacy  Huge potential to leverage technology to improve health  Reduce/ eliminate health disparities  Medical innovation and technological advancement should start with diverse populations WHY I AM AT MEDICINE X
  • 3.  7 out of 10 deaths among Americans each year are from chronic diseases  75% of our health care dollars go to treatment of chronic diseases  Profound disparities by educational attainment and race/ ethnicity for incidence and for outcomes  Compared to non-Hispanic whites, the risk of diagnosed diabetes is  18% higher among Asian Americans  66% higher among Latinos  77% higher among non-Hispanic African-Americans BURDEN OF CHRONIC DISEASES
  • 4. COMPLEXITY OF MANAGING CHRONIC CONDITIONS Diabetes daily tasks Taking medications Timing and planning of meals and exercise Checking blood sugar Adjustment of medications in response to numbers Being vigilant for problems (checking feet) Regular trips to doctors’ office, pharmacy, and lab Benazapril 5mg
  • 5. ADHERING TO MEDICATIONS IS CHALLENGING
  • 6. Automated telephone self-management (ATSM) Engage patients between visits Remotely Literacy and language appropriate Tailor with “rules” Screen for those who need live telephone follow-up CAN TECHNOLOGY HELP?
  • 7.  Patients respond via touch-tone commands, and based on their answers, patients hear automated health education messages in the form of narratives  Example response  Example Exercise Narrative IMPROVING DIABETES EFFORTS ACROSS LANGUAGE AND LITERACY (IDEALL)
  • 8.  ATSM: weekly automated calls  English, Cantonese, or Spanish  Triggers for live telephone follow-up from NP  Topics rotated  Self-care (diet, exercise, medication adherence)  Psychosocial issues (such as depressive symptoms)  Access to preventive services (such as eye care)  ATSM vs. group visits vs. usual care  ATSM group vs usual care  improvements in self-management behavior (P < 0.05)  fewer bed days/month (-1.7 days, P = 0.05)  less interference with daily activities (OR 0.37, P = 0.02) IMPROVING DIABETES EFFORTS ACROSS LANGUAGE AND LITERACY (IDEALL)
  • 9. 9 SMART STEPS: PARTNERING TO PUT RESEARCH INTO PRACTICE San Francisco Health Plan (SFHP): nonprofit Medicaid managed-care plan Recruitment and implementation Evaluation by UCSF CVP, funded by AHRQ Wait-list randomized trial
  • 10. “out of range” responses Live call within 3 days Care managers not licensed nurse practitioners Language-concordant Provide education Trained to generate patient- centered action plans Safety or access issues PCP notification tailored by clinic site SMART Steps Patient Case Manager ATSM PCP
  • 11. Engagement in ATSM % completing calls Differences by language Compare intervention (combined) vs. waitlist in change from baseline to 6-month: Summary of Diabetes Self-Care Activities Quality of life (SF-12) OUTCOMES Toobert 2000, Ware 1996
  • 12. PARTICIPANTS WITH 6-MONTH F/U (N=249) Characteristic Intervention (n=125) Wait-List (n=124) Age in years, mean (SD) 56.6 (7.9) 54.9 (8.6) Women, % 77 72 Latino, % Black / African-American, % Asian / Pacific Islander, % White / Caucasian, % 26 6 60 6 20 10 62 7 Born Outside the U.S., % 86 85 Cantonese-speaking, % Spanish-speaking, % 54 20 55 19 8th grade education or less, % 39 47 Limited health literacy, % 47 40 Income ≤ $20,000 / Yr, % 61 60 Hgb A1c >8.0%, % 30 24
  • 13.
  • 14. CHANGE IN QUALITY OF LIFE AT 6 MOS (N=249) Adjusted* Difference (95% CI) Standardized Effect Size* p-value Physical Component SF-12 2.0 (0.1,3.9) 0.25 0.04 Mental Component SF-12 1.3 (-1.0,3.6) 0.14 0.26
  • 15. CHANGE IN SELF-CARE AT 6 MOS (N=249) Adjusted* Difference (95% CI) Standardized Effect Size* p-value Overall Self- Care 0.2 (0.1, 0.04) 0.29 <0.01 Glucose monitoring 0.7 (0.2, 1.3) 0.30 <0.01 Foot care 0.6 (0.2, 0.9) 0.32 <0.01 Medication Adherence 0.0 (-0.2, 0.2) 0.02 0.82
  • 16. Partnering with LHL / LEP patients: Bicultural and bilingual content Unmet need for language-concordant support Practice-based research: Innovate and create from within Invest in the safety net providers  Partnership with Medicaid managed care plan Population-based implementation Long-term relationships SUCCESSFUL ENGAGEMENT
  • 17. Phone-based population recruitment Health coaches Tailoring, training, and turnover Bicultural as well as bilingual staff Assessing fidelity: data collection & feedback Quasi-experimental designs beyond RCT LEARNING OPPORTUNITIES
  • 18. Scope: apply to other chronic conditions Platform: mHealth beyond telephone Linkages to patient-centered medical home, electronic health records Fidelity to mission Reach and sustainability: Within our health system Medicaid and other insurers FUTURE DIRECTIONS
  • 19. QUESTIONS? Project Team: Dean Schillinger, Neda Ratanawongsa , Margaret Handley, Judy Quan Acknowledgements: San Francisco Health Plan Team, Andrea Lopez

Notes de l'éditeur

  1. Patients answering “out of range” on an item receive a call back from a language-concordant care manager within 3 days. Care managers provide education and engage in collaborative goal-setting to form patient-centered action plans. Finally, care managers notify primary care providers regarding any concerning safety or access issues.
  2. We measured 1-year changes in structure (Patient Assessment of Chronic Illness Care [PACIC]), communication processes (Interpersonal Processes of Care [IPC]), and outcomes (behavioral, functional, and metabolic). RESULTS: Compared with the usual care group, the ATSM and GMV groups showed improvements in PACIC, with effect sizes of 0.48 and 0.50, respectively (P &lt; 0.01). Only the ATSM group showed improvements in IPC (effect sizes 0.40 vs. usual care and 0.25 vs. GMV, P &lt; 0.05). Both SMS arms showed improvements in self-management behavior versus the usual care arm (P &lt; 0.05), with gains being greater for the ATSM group than for the GMV group (effect size 0.27, P = 0.02). The ATSM group had fewer bed days per month than the usual care group (-1.7 days, P = 0.05) and the GMV group (-2.3 days, P &lt; 0.01) and less interference with daily activities than the usual care group (odds ratio 0.37, P = 0.02). We observed no differences in A1C change. CONCLUSIONS: Patient-centered SMS improves certain aspects of diabetes care and positively influences self-management behavior. ATSM seems to be a more effective communication vehicle than GMV in improving behavior and quality of life.
  3. Participant characteristics did not differ between the intervention and wait-list groups. They averaged about 55 years in age, and over 70% were women. A quarter were Latino and 60% were Asian, and 85% were born outside the U.S. Just over half chose Cantonese for their ATSM calls and 20% Spanish. Fewer than half had been educated past the 8th grade, and about half had limited health literacy on the validated Chew screening instrument. Two-thirds earned less than $20000/year. A quarter had a hemoglobin A1c &gt;8.0%, a marker for poor control.
  4. This graph shows the proportion of participants completing calls across each of the 27 weeks of ATSM. The black line is all participants; Cantonese-speakers are in green, Spanish-speakers in blue, and English-speakers in red. As you can see, engagement remains high throughout the 27 weeks, moreso for Cantonese-speakers.This pattern of engagement is quite different than you typically see with “apps” or websites, and I think it’s because content was different every call. Usually engagement plummets over time.
  5. SMARTSteps’ 6-month change in SF-12 physical component score is comparable to effects of other educational and behavioral interventions.60,61Although self-management interventions have traditionally focused on surrogate outcomes such as hemoglobin A1c,22 HRQOL is both clinically relevant and meaningful as a patient-centered outcome.22-25,62 Hemoglobin A1c may not correlate with quality of life, with increasing recognition that cardiometabolic targets must be adjusted based on individual patient factors such as medical and social comorbidities, values, and preferences. 23,24,40,62 Studies also suggest that HRQOL can predict future utilization among people with chronic medical conditions, an important consideration for Medicaid plans with increasingly complex and expanding populations.26-30In tables, we present raw (unadjusted) values at baseline and 1 year and calculate differences for each intervention arm relative to usual care and for ATSM versus GMV, adjusting only for baseline values for each scale. To enable interpretation of effects that involve scales, we also calculated standardized effect sizes. For continuous variables, we used linear regression; for dichotomous variables, we used logistic regression. For bed days, we used negative binomial models to calculate log mean differences and generated incidence rate ratios. From the standardize effect size we can say that there was more of an impact on the physical component than the mental component.
  6. Standardized effect size measures are typically used when the metrics of variables being studied do not have intrinsic meaning (e.g., a score on a personality test on an arbitrary scale), when results from multiple studies are being combined, when some or all of the studies use different scales, or when it is desired to convey the size of an effect relative to the variability in the population. In meta-analysis, standardized effect sizes are used as a common measure that can be calculated for different studies and then combined into an overall summary.
  7. In summary, this implementation of a health IT self-management innovation for linguistically diverse Medicaid and low-income beneficiaries with diabetes was associated with high rates of engagement, enhanced self-care, and improved HRQOL. Given the burden of diabetes in low-income communities and barriers to care for vulnerable populations, Medicaid plans may benefit from efficient implementation of similar HIT-facilitated interventions to improve self-management and HRQOL in their populations.