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Advancing Asthma
Management with
Exhaled Nitric Oxide
RESOURCE KIT
Table of Contents
                                                                                 Summary                                                           2

                                                                              1 The Burden of Asthma                                               3

                                                                              2 Exhaled Nitric Oxide (eNO)                                         4

                                                                              3 Insight™ eNO System                                                6

                                                                              4 Case Studies                                                       9

                                                                              5 Exhaled Nitric Oxide Cost Model                               12

                                                                              6 Coding Information for Exhaled Nitric
                                                                                Oxide (eNO)-CPT 95012                                         12




Summary                                                                       Clinical Utility of eNO
Exhaled nitric oxide (eNO) is an established marker of airway                 Monitoring of eNO and adjusting medication accordingly could
inflammation that can be safely and accurately measured in                    significantly improve disease management, resulting in reduction
people with asthma. This resource kit provides comprehensive                  of the severity of symptoms, optimization of drug usage and
information about the benefits and technology of eNO testing,                 improvement of compliance in individual patients, and fewer
and highlights the medical necessity and the extent of acceptance             exacerbations. The end result is optimal use of healthcare
of eNO testing.                                                               resources and improved quality of life for asthma patients.

The Asthma and Airway Inflammation Dilemma                                    Reimbursement for eNO Testing
It is estimated that 22 million+ people in the U.S. suffer from asthma,       In 2007 the CPT editorial committee added a specific code to
                                                                                      ,
making it one of the most common and costly of all diseases. One              the CPT Coding Book for Nitric Oxide Expired Gas Determination
quarter of all emergency room visits are asthma related and asthma            (CPT Code 95012©). With this action, the procedure should be
is the one of the leading chronic childhood diseases.                         recognized as a standard service provided to patients. Exhaled
                                                                              nitric oxide (eNO) determination is considered a service which is
Controlling inflammation of the airways has become the central
                                                                              consistent with contemporary medical practice for the evaluation
focus for managing asthma. Strong clinical evidence suggests
                                                                              of patients with respiratory complaints.
that asthma management and control can be significantly
improved by regularly monitoring airway inflammation. However,
current methods used to monitor and manage asthma, such as
                                                                              Apieron and the Insight™ eNO System
lung function tests, do not measure airway inflammation.                      Apieron, Inc. is a medical device company based in Menlo Park,
                                                                              California. The company was founded in 2001 to develop the
Physicians have relied largely on correlating symptoms and disease
                                                                              first practical, office-based device for routine measurement of
severity to assess their patients. Until now, the degree of airway
                                                                              exhaled nitric oxide. In March 2008, the company received FDA
inflammation has not been measurable in a simple and practical way.
                                                                              510(k) clearance for the Insight™ eNO System, which is now
                                                                              commercially available. Apieron’s goal is to offer a better way to
The eNO Solution                                                              manage asthma and improve the standard of care for patients
Exhaled nitric oxide has been established as a reliable marker of             who live with the disease.
airway inflammation in asthma for over 10 years. It has been the
                                                                              The Insight system is a highly accurate device, expressly
central focus of studies, establishing its link to optimization of
                                                                              designed for the physician’s office to measure nitric oxide in
medication and prediction of asthma exacerbations.
                                                                              expired human breath (eNO). It is non-invasive, safe, easy to
Measurement of eNO in the physician’s office is a much awaited                use, and provides results in less than a minute. Apieron’s unique
breakthrough in medical technology that provides physicians with              biosensor utilizes proprietary technology to detect trace amounts
a reliable tool to measure airway inflammation as an adjunct to               of nitric oxide in a single human breath.
the current diagnostic measures, such as lung function.




                                                                          2
1. The Burden of Asthma                                                    considering the prevalence of asthma and the frequency of such
                                                                           visits, as outlined in the statistics below, the costs become
Asthma Overview                                                            monumental.

Asthma is a chronic disease characterized by inflammation of the           •	 34.1 million people have been diagnosed with asthma during
airways caused by allergens and other triggers. When airways                  their lifetime.1
are inflamed, the inner walls of the airways swell making them             •	 22.8 million people have asthma.1
irregular. This causes the flow of air to become turbulent.
                                                                           •	 There were 14.1 million outpatient asthma visits to private
The events that lead to obstruction of airflow and thus to asthma             physician offices and hospital outpatient departments.2
symptoms are complex and usually involve the following events:             •	 Children less than 18 years had 7 million physician office and
•	 Bronchoconstriction, where the smooth muscle surrounding the               outpatient visits.3
   airways tightens in response to a trigger and narrows the airway.       Morbidity
•	 Inflammation, where inner walls of airways swell.                       •	 Asthma accounts for one quarter of all emergency room visits
•	 Mucus formation within the airways that obstructs airflow.                 in the U.S. each year, with 2 million emergency room visits.4
Typical asthma symptoms include wheezing, coughing, chest                  •	 Each year, asthma accounts for more than 1 million outpatient
tightness (dyspnea) and shortness of breath.                                  visits4 and 500,000 hospitalizations.5
                                                                           •	 The average length of stay (LOS) for asthma hospitalizations is
The Role of Inflammation in Asthma                                            3 days.6
Asthma signs and symptoms evolve from three basic                          •	 Nearly half (41%) of asthma-related hospitalizations are for
characteristics that underlie the disease and its exacerbations:              children less than 19 years old.5
airway obstruction, airway hyperresponsiveness and airway
                                                                           •	 Respiratory illnesses like asthma are the leading cause of
inflammation. Airway obstruction and hyperresponsiveness
                                                                              hospitalization for children. 6
represent the classic physiology of asthma, and their contribution
to the disease process and symptomatology have been well                   Mortality
recognized for some time. Appreciation of the role of airway               •	 There are about 4,000 deaths due to asthma each year, many
inflammation in asthma has evolved more recently.                             of which are avoidable with proper treatment and care.7
Today asthma experts consider airway inflammation a central                Social and Economic Costs
feature of asthma pathogenesis and its clinical manifestations.
In fact, airway inflammation likely plays a critical role in airway        •	 The annual cost of asthma is estimated to be nearly $18 billion.
obstruction and hyperresponsiveness. In recent years, clinical             •	 Direct costs accounted for nearly $10 billion (hospitalizations
and scientific knowledge of asthma has evolved from a model                   the single largest portion of direct cost) and indirect costs of $8
of episodic constriction of bronchial smooth muscle to a model                billion (lost earnings due to illness or death).8
which involves chronic airway inflammation.                                •	 For adults, asthma is one of the leading causes of work
Airway inflammation precedes symptoms. Evidence of                            absenteeism and “presenteeism, resulting in nearly 13 million
                                                                                                                ”
inflammation is present at the onset of symptoms in newly                     missed or lost (“less productive”) workdays each year.9
diagnosed patients with asthma. Accordingly, treatment                     •	 Among children ages 5 to 17 asthma is the leading cause
                                                                                                           ,
algorithms for asthma have emphasized treatment of the                        of school absences from a chronic illness. It accounts for an
underlying inflammation, as well as the bronchoconstrictive                   annual loss of more than 13 million school days per year.3 It is
symptoms. By acquiring a better understanding and appreciation                estimated that children with asthma spend a nearly 8 million
of the inflammatory process, physicians can employ treatments                 days per year restricted to bed.8
to inhibit specific steps in the process and improve control over
asthma and its symptoms.

The Cost of Asthma
Asthma affects 22 million Americans. A principal clinical                  1. “National Health Interview Survey, National Center for Health Statistics, CDC, 2006.
                                                                                                               ”
consequence of both acute and chronic inflammation is the                  2. CDC: http://www.cdc.gov/nchs/fastats/asthma.htm - accessed on Sep 2, 2008.
development of asthma exacerbations. Exacerbations of                      3. “State of childhood asthma in the United States, CDC,1980-2005.
                                                                                                                             ”
asthma are not only an important clinical marker of inadequately           4. “National Hospital Ambulatory Medical Care Survey, CDC, 2001-2004.
                                                                                                                               ”
controlled or worsening asthma but are probably the most
                                                                           5. “National Hospital Discharge Survey, National Center for Health Statistics, CDC,
                                                                                                                 ”
important outcomes from both a humanistic and health                          2001-2004.
economics viewpoint. Severe asthma exacerbations lead to about             6. “National Health Statistics Survey, National Center for Health Statistics, CDC, 2006.
                                                                                                                ”
4,000 deaths and nearly 500,000 hospitalizations per year.
                                                                           7 “National Vital Statistics Reports, Vol 56, Number 10, CDC, 2005.
                                                                            .                                  ”
Healthcare costs for asthma include outpatient visits to physician         8. “The Costs of Asthma, Asthma and Allergy Foundation 1992 and 1998 Study,
                                                                                                  ”
offices and hospital outpatient departments, visits to hospital               2000 Update.
emergency departments (EDs) and hospitalizations. When                     9. “Asthma Prevalence, Health Care Use and Mortality, CDC, 2003-2005.
                                                                                                                               ”



                                                                       3
2. Exhaled Nitric Oxide (eNO)                                                            effective local vasodilator. It causes smooth muscle relaxation
                                                                                         thereby matching regional airflow and blood flow. Nitric oxide is
Current Methods for Assessing Airway                                                     also important for ciliary action. Numerous studies over the past
                                                                                         decade have validated that exhaled nitric oxide (eNO) can serve as
Inflammation
                                                                                         a biomarker of airway inflammation in asthma.
Airway inflammation is shown to be an appropriate target for
                                                                                         In 1991, NO in exhaled breath was first reported.12 Studies have
improving asthma control10, and while it is recognized as playing
                                                                                         shown that eNO is correlated with other markers of inflammation.
a key role in the pathophysiology of asthma, current methods to
                                                                                         For example, exhaled nitric oxide correlates with eosonophilic
evaluate a patient’s asthma status fall short because they do not
                                                                                         airway inflammation measured in induced sputum13 and in
directly measure the degree of airway inflammation. Physicians
                                                                                         bronchoscopy (lavage and biopsy), most commonly seen in
attempt to monitor asthma severity through clinical exam and
                                                                                         asthma but also in any condition where eosonophils are present,
pulmonary function testing using spirometry or peak flow meters.
                                                                                         such as allergic rhinitis, eosonophilic bronchitis14 and chronic
Unfortunately, these lung function tests do not directly measure
                                                                                         obstructive pulmonary disease (COPD).15
airway inflammation. Other markers of inflammation such as
bronchoalveolar lavage and induced sputum are invasive and                               It has also been shown that eNO levels are elevated in steroid-
impractical to perform in a physician’s office. Therefore, when                          naive asthma,16 and eNO levels fall rapidly with anti-inflammatory
prescribing and titrating medication, physicians have had to rely                        medication (e.g. inhaled corticosteroids)17, oral steroids, anti-
on qualitative measures such as correlation of disease severity                          leukotrienes (e.g. montelukast)18 and anti-IgE (e.g. Xolair).19 Exhaled
and symptoms. Adding to this challenge is the fact that patients                         nitric oxide also correlates with non-specific bronchial reactivity
with severe asthma may have a compromised perception of                                  to methacholine (typically assessed in methacholine challenge) in
airflow obstruction and dyspnea compared to normal individuals11                         steroid-naïve patients. Increased reactivity is reflected by higher
and, thus, underestimate the severity of their symptoms.                                 eNO levels and is an indirect marker of airway inflammation.
Without a convenient means to accurately and regularly assess                            It is now well established that the concentration of nitric oxide
inflammation, it is difficult for physicians to manage asthma.                           in exhaled breath (eNO) is a reliable indicator of the degree of
Inhaled corticosteroids (ICS) are the mainstay of treatment for                          inflammation in the airways. Exhaled nitric oxide levels increase as
chronic asthma, and dosing should be adequate to control asthma                          inflammation increases and decrease as inflammation decreases.
symptoms but also be as low as possible to avoid side effects.
Under-medication and over-medication are sub-optimal both                                Clinical Recommendations for eNO
clinically and economically. If not managed properly, people with
asthma could experience permanent and irreversible damage                                Clinical recommendations exist for use of eNO measurements in
to their airways. Since the dose of medication required is highly                        asthma management, and such recommendations are currently
variable, both among patients and within individual patients,                            being reviewed and updated:
physicians need an easy, effective and safe method to assist                             •	 The American Thoracic Society and European Respiratory
them with titrating medication precisely.                                                   Society (ATS/ERS) have published recommendations for the
The lack of knowing a patient’s degree of airway inflammation                               standardized measurement of eNO.20
creates a significant gap in asthma management today. With                               12. Gustafsson LE, Leone AM, Persson MG, Wiklund NP Moncada S. Endogenous
                                                                                                                                                      ,
direct markers of inflammation, this gap can be closed to improve                            nitric oxide is present in the exhaled air of rabbits, guinea pigs and humans.
                                                                                             Biochem Biophys Res Commun. 1991;181(2):852-857           .
the overall treatment and management of asthma. Insight into a
patient’s airway inflammation could enable physicians to make                            13. Jatakanon A, Lim S, Kharitonov SA, Chung KF Barnes PJ. Correlation between
                                                                                                                                          ,
                                                                                             exhaled nitric oxide, sputum eosinophils, and methacholine responsiveness in
earlier interventions with appropriate levels of therapy, thereby
                                                                                             patients with mild asthma. Thorax 1998;53:91-95.
preventing emergency room visits and hospitalizations.
                                                                                         14. Berlyne GS, Parameswaran K, Kamada D, Efthimiadis A, Hargreave FE. A
                                                                                             comparison of exhaled nitric oxide and induced sputum as markers of airway
Exhaled Nitric Oxide (eNO) as a Biomarker of                                                 inflammation. J Allergy Clin Immunol 2000;106:638-644.
Airway Inflammation                                                                      15. Fabbri LM, Romagnoli M, Corbetta L, et al. Differences in airway inflammation
                                                                                             in patients with fixed airflow obstruction due to asthma or chronic obstructive
Nitric oxide (NO), a free radical, is produced by the body as part                           pulmonary disease. Am J Respir Crit Care Med 2003;167:418-424.
of the inflammatory response and can be detected as exhaled                              16. Alving K, Weitzberg E, and Lundberg JM. Increased amount of nitric oxide in
nitric oxide in expired human breath. Nitric oxide is produced                               exhaled air of asthmatics. Eur Respir J. 1993;6(9):1368-1370.
in the airway epithelial cells by a family of NO synthases called                        17 Yates DH, Kharitonov SA, Robbins RA, Thomas PS, Barnes PJ. Effect of a nitric
                                                                                           .
inducible nitric oxide synthase. Inducible NO synthase expression                            oxide synthase inhibitor and a glucocorticosteroid on exhaled nitric oxide. Am J
is sensitive to steroids and therefore shows a change in response                            Respir Crit Care Med. 1995;152(3):892-896.
to treatment with anti-inflammatory medication like inhaled                              18. Bratton DL, Lanz MJ, Miyazawa N, White CW, Silkoff PE. Exhaled nitric oxide
steroids. Nitric oxide is a mediator of inflammation and it is an                            before and after montelukast sodium therapy in school-age children with chronic
                                                                                             asthma: A preliminary study. Pediatr Pulmonol 1999;28:402-407 .
10. Green RH, Brightling CE, McKenna S, Hargadon B, Parker D, Bradding P,                19. Silkoff PE, Romero FA, Gupta N, Townley RG, Milgrom H. Exhaled nitric oxide
    Wardlaw AJ, Pavord ID. Asthma exacerbations and sputum eosinophil counts: A              in children with asthma receiving xolair (omalizumab), a monoclonal anti-
    randomised controlled trial. Lancet 2002;360:1715-1721.                                  immunoglobulin e antibody. Pediatrics 2004;113:e308-312.
11. Kikuchi Y, Okabe S, Tamura G, Hida W, Homma M, Shirato K, Takishima T.               20 Recommendations for standardization procedures for the online and offline
    Chemosensitivity and perception of dyspnea in patients with a history of near-          measurement of exhaled lower respiratory nitric oxide and nasal nitric oxide in
    fatal asthma. N Engl J Med. 1994;330(19):1329–1334.                                     adults and in children. Am J Respir Crit Care Med. 2005;171:913-930.



                                                                                     4
Separate recommendations have also been developed for children.                                                                     •	 Monitoring patient compliance
                                                                                                                                    An elevated eNO level is suggestive of an inadequate anti-
Clinical Utility of eNO                                                                                                             inflammatory regimen, which may be due to poor compliance
Exhaled nitric oxide measurement offers new benefits for                                                                            or under-medication.24 A study by Beck-Ripp and his colleagues
asthma management.                                                                                                                  showed that there was a strong correlation between reduction
                                                                                                                                    in eNO values and patient compliance (measured as percentage
•	 Predicting steroid response                                                                                                      of prescribed medication taken). In this study, the researchers
An elevated eNO level is highly predictive of a positive response                                                                   followed 54 patients between the ages of 6 and 16 over 16
to ICS.21 Smith et al showed that eNO levels are very good                                                                          weeks. The results showed that there was a 50% reduction in
indicators of response to steroid in people with undiagnosed                                                                        eNO values with higher compliance.
respiratory symptoms. Exhaled nitric oxide was shown to be
                                                                                                                                    •	 Predicting exacerbations
more accurate than spirometry, peak flow meters, bronchodilator
response and airway hyper-responsiveness (AHR). This study                                                                          An elevated eNO level at a clinic visit has been shown to be
followed 52 subjects in a single-blind, fixed sequence, placebo-                                                                    associated with an increased risk for an exacerbation in the
controlled trial of inhaled fluticasone over 4 weeks. Similar results                                                               following two weeks.25 In this study, moderate and severe-
were found in another study 22 (Figure 1.1 below) involving 73                                                                      persistent asthma patients were evaluated during a routine clinic
steroid-naïve subjects with uncontrolled asthma which showed                                                                        visit and then noted whether they had an exacerbation within
about 50% reduction in eNO levels following ICS therapy over                                                                        2 weeks of the initial appointment. Those with an exacerbation
2 weeks. The study also showed that eNO was a significantly                                                                         had a higher mean eNO (29.67 ppb ± 14.48) compared to those
better predictor of response to steroid therapy than conventional                                                                   who did not (12.92 ppb ± 5.17), p = 0.002. A nominal logistic
lung function tests. Additionally, a 35% improvement in asthma                                                                      regression model to determine those variables that predict
symptom scores were seen following the 2-week therapy.                                                                              asthma exacerbation found that eNO was the only significant
                                                                                                                                    predictor, p = 0.03.
                                                                                                      TAS = Total Asthma            In another study26 with 31 subjects (19 adults and 12 children)
 Normalized measure of ability to predict steroid use.




                                                                             eNO is a more reliable         Score
                                                                             predictor of steroid     eNO = Exhaled Nitric
                                                                                                                                    using the Insight system, it was shown that by regularly
                                                                             response than lung             Oxide                   monitoring the diurnal changes in eNO levels, it is possible to
                                                                             function
                                                                                                      FEV1 = Forced                 predict asthma exacerbations up to 1 week in advance. In this
                                                                                                             Expiratory
                                                                                                             Volume in
                                                                                                                                    study, spirometry measurements showed no indication of an
                                                                                                             1 Second               impending exacerbation. During this study, subjects measured
                                                                                                      Rev = FEV1                    and recorded eNO levels and peak flow values twice daily
                                                                                                            Reversibility
                                                                                                                                    (morning and evening). Once a week they also performed a
                                                                                                      4-Var = Regression
                                                                                                              Model Using           spirometry measurement at the study site. The subjects also
                                                                                                              All 4 Variables       maintained a diary of asthma symptoms. The analysis showed
                                                         4-var   TAS   eNO       Rev          FEV                                   that a change in the week-to-week pattern of diurnal change in
                                                                                                                                    eNO values predicted an exacerbation. It was also clear that
                                                                                                                                    morning eNO values are better predictors than evening eNO
Figure 1.1                                                                                                                          values. See Figure 2.1.

•	 Improving titration of medication
                                                                                                                                                                                                        Study Day Relative
Smith et al showed that using eNO to guide ICS dose in addition                                                                                                             80
                                                                                                                                     eNO (ppb), PEF ( % of Personal Best)




                                                                                                                                                                                                        to Exacerbation
to clinical management compared with clinical management alone                                                                                                              70
                                                                                                                                                                                                             Evening eNO
significantly reduced the dose of inhaled steroid while showing a                                                                                                           60                               Morning eNO
numerical reduction in exacerbations.23 In a single-blind, placebo-                                                                                                         50                               Overnight
controlled trial, the researchers randomly assigned 97 patients                                                                                                             40                               Change
                                                                                                                                                                                                             Evening PEF
with asthma who had been regularly receiving treatment with                                                                                                                 30
                                                                                                                                                                                                             Morning PEF
inhaled corticosteroids, to have their corticosteroid dose adjusted,                                                                                                        20
                                                                                                                                                                                                             No. of subjects
in a stepwise fashion, on the basis of either eNO measurements                                                                                                              10
                                                                                                                                                                                                             observed
or an algorithm based on conventional guidelines. After the                                                                                                                 0
                                                                                                                                                                                 -14   -7   0   7
optimal dose was determined (phase 1), patients were followed
up for 12 months (phase 2). They found that a 40% reduction in
the dose of ICS can be achieved without loss of asthma control.                                                                     Figure 2.1

21 Smith AD, Cowan JO, Brassett KP et al. Exhaled nitric oxide: a predictor of steroid
                                   ,                                                                                                24 Beck-Ripp J, Griese M, Arenz S, Koring C, Pasqualoni B, Bufler P Changes of
                                                                                                                                                                                                       .
   response. Am J Respir Crit Care Med. 2005;172(4):453-459.                                                                           exhaled nitric oxide during steroid treatment of childhood asthma. Eur Respir J
                                                                                                                                       2002;19(6):1015-1019.
22 Dreon DM, Berger WE, Hutchins EE, and Parikh BR. Exhaled Nitric Oxide Predicts
   Use of Controller Medication. J Allergy Clin Immunol 2008;121(2):S157 Scientific                                                 25 Harkins MS, Fiato KL, Iwamoto GK. Exhaled nitric oxide predicts asthma
   poster at AAAAI 2008 (NOT PUBLISHED).                                                                                               exacerbation. J Asthma. 2004;41(4):471-476.
23 Smith AD, Cowan JO, Brassett KP Herbison GP Taylor DR. Use of exhaled nitric
                                  ,            ,                                                                                    26 Wolfe JD, Dreon DM, Hutchins EE, and Parikh BR. Relationship of Exhaled
   oxide measurements to guide treatment in chronic asthma. N Engl J Med.                                                              Nitric Oxide and Peak Expiratory Flow to Loss of Asthma Control. J Allergy Clin
   2005.;352(21):2163-2173.                                                                                                            Immunol 2008;121(2):S159 Scientific poster at AAAAI 2008 (NOT PUBLISHED).



                                                                                                                                5
Performing eNO Testing is Simple and                                       steadily through a disposable breath tube, and the results appear
Straightforward                                                            on the display within one minute. Patient data can be stored and
                                                                           maintained in patient cards for trend analysis or downloaded to a
Exhaled nitric oxide testing is an accurate and reliable measure of        printer for patients’ files.
airway inflammation that is:
                                                                           With an accurate measure of their patients’ airway inflammation
•	 Non-invasive                                                            and customized reports for each patient, physicians can
•	 Patient-friendly                                                        significantly improve the precision of prescribed therapy.
•	 Fast and suitable for routine clinical analysis
The eNO test is simple to administer compared to some of the
conventional lung function testing methods or breath analyses.
The patient has to be seated and is required to exhale steadily for
11 seconds after taking in a deep breath. The device measures the
eNO level and displays a number on the screen. The interpretation
is based on this single numerical value rather than on a complex
tracing or profile. Historical values of eNO can be added to gain
better understanding of the patient’s disease progression.
Important aspects of any system that measures exhaled nitric
oxide include:
                                                                           Figure 3.1. Insight Monitor
•	 Detection of trace amounts of the gas in parts per billion (ppb)
•	 Constant expiratory flow rate due to flow dependence of                 Insight Sensor Technology
   exhaled nitric oxide
                                                                           Apieron is the first company to successfully implement a
•	 Exclusion of nasal nitric oxide                                         technique utilizing sol-gel technology to make a commercial
                                                                           biosensor for the detection of exhaled nitric oxide. The Insight
3. Insight™ eNO System                                                     sensor is a disposable, plastic cartridge that contains a path for
                                                                           exhaled breath to flow through and a sol-gel based biosensor for
Indications for Use                                                        detecting nitric oxide. The gas flow path contains desiccant to
The intended use of the Apieron Insight™ eNO System is to                  control the environment and condition the gas inside the sensor.
quantitatively measure exhaled nitric oxide (eNO) in expired               The biosensor consists of a sol-gel matrix (a glass-based three-
human breath as a marker of inflammation in persons with                   dimensional matrix) with a porous structure that envelopes
asthma. Measurement of eNO in expired human breath by                      protein molecules which are sensitive to nitric oxide. The
the Apieron Insight eNO System is a non-invasive, simple and               biosensor matrix changes its light absorption characteristics when
safe method to measure a decrease in eNO in asthma patients                exposed to nitric oxide (NO). This optical change can be measured
that often occurs after treatment with anti-inflammatory                   and correlated to the concentration of nitric oxide.
pharmacological therapy as an indication of the therapeutic
effects in patients with elevated eNO levels. The Apieron Insight
eNO System is suitable for use in children 8 to 17 years of
age, and in adults 18 years of age and older. As an adjunct to
established clinical assessments, such as spirometry and physical
examination, eNO measurements give the physician an objective
marker to evaluate the patient’s response to anti-inflammatory
therapy. The Apieron Insight eNO System can be used by
trained operators in a physician’s office or laboratory setting. The
Apieron Insight eNO System should not be used in critical care,
emergency care or in anesthesiology.
Prescription device: Federal law restricts this device to sale by or
on the order of a physician.

A Convenient Way to Measure eNO Levels
The Insight eNO System was developed to provide a practical                Figure 3.2. Insight Sensor
and accurate means for measuring eNO levels via a simple breath
test. Designed for routine use in physician offices and clinics, the       How Is eNO Measured?
Insight system enables physicians to monitor and manage asthma             The biosensor encapsulates a heme protein that has a high
on a regular basis. The system includes a small desktop monitor            affinity for nitric oxide. The heme protein has a metal active
with a large color display. It employs an eNO sensor to measure            site that is specific to nitric oxide (Figure 3.3). As exhaled nitric
nitric oxide from the breath sample. The patient breathes out


                                                                       6
oxide molecules from the breath sample flow into the sensor,                               •	 A carbon dioxide filter to remove CO2 from the breath sample.
they diffuse into the porous matrix and react with the protein                             •	 A preconditioned desiccant to control the concentration of
molecules. This results in a change in the optical transmission                               water vapor surrounding the biosensor and to condition the
properties of the matrix in a consistent and measurable way                                   incoming breath sample.
when light of a certain wavelength (412 nm) is passed through
the matrix (see Figure 3.4).                                                               •	 Temperature controllers to control the temperature of the
                                                                                              sensor and gas and to prevent temperature-induced shifts in
The optical signal generated is proportional to the concentration of                          optical absorbance.
nitric oxide and enables the Insight system to accurately detect trace
amounts of nitric oxide molecules in a single breath sample. Nitric                        Insight Monitor Technology
oxide measurement results are reported in parts per billion (ppb).
                                                                                           The Insight monitor consists of three subsystems controlled
                                                                                           by a central microprocessor: an eNO measurement system, a
                                                                                           pneumatic system and an user interface.
                                                               Optically transparent
                                                               porous glass matrix         •	 Measurement system—contains the hardware required to
                                                                                              stabilize the Insight sensor to its operating temperature and
                                                                                              measure the optical absorbance of the biosensor material
                                                                                              when exposed to the breath sample.
                                                                                           •	 Pneumatic system—controls the exhalation flow rate as outlined
                                                                                              in the American Thoracic Society 2005 recommendations.
                                                                                           •	 User-friendly interface—guides the operator through the test
                                                                                              sequence and guides the patient through the breath sampling
                                                                                              maneuver.

  Embedded heme-protein                                                                    Accuracy of the System
                                                                                           A study was conducted on 82 non-randomized asthmatic subjects
                                                                                           at a single site comparing eNO measurements taken with both
Figure 3.3. Biosensor                                                                      the Insight eNO System and the Aerocrine NIOX® System. The
                                                                                           demographic data for this study is presented below. A total of 58
                                                                                           adults (ages ≥18 years) and 20 children (ages <18 years) completed
                                                                                           the study resulting in 78 subjects eligible for analysis. Each subject
                 2.5                                                                       performed two breath maneuvers on each system, and the results
                                                                                           ranged from 10 ppb to 197 ppb on the Insight eNO System. The
                                                                                           testing was performed by three trained technicians. Results were
                  2
                                                                                           analyzed to evaluate the performance of the Insight eNO System
                                                                                           as it compares to the NIOX System in a clinical setting.
                 1.5
                                                            Optical
    Absorbance




                                                            measurement
                  1                                         band
                                                                                                                              200
                                                                                            Insight eNO System Result (ppb)




                 0.5
                                                                                                                              150

                  0
                       395   405       415            425            435                                                      100
                                    Wavelength (nm)                                                                                                                         NIOX Result ( ppb)
                                                                                                                                                                                eNO
                                                                                                                               50                                                Line of Identity
Figure 3.4. Absorption Spectra (dotted line)                                                                                                                                     Standard
                                                                                                                                                                                 Regression
                                                                                                                                0
Overcoming Technical Challenges                                                                                                     0   50        100           150   200
                                                                                                                                             NIOX Results (PPB)
Although the heme protein is highly selective for NO, certain
factors will affect the optical absorbance properties of the                               Figure 4.1. Correlation to reference
biosensor. Detrimental factors include exposure to CO2 from the
breath sample, changes in humidity and changes in temperature.
The Insight system incorporates specific features to counteract
these factors:




                                                                                       7
Twenty-four samples containing all of the above potential
     Parameter                    Analysis                   Results [95% CI]             interferents (balance air) and 24 samples containing only air were
                      Ordinary Least Squares Regression          R2 = 0.95                prepared and tested on the Insight eNO System. The mean
     Agreement                     Slope                     0.95 [0.90 to 1.00]          difference in response was less than 0.05 ppb and was not
                                  Intercept                 1.3 ppb [-1.9 to 4.5]
                                                                                          statistically significant between the samples containing potential
                                                                                          interferents and those containing only air.
        Bias                  Mean Difference             -1.14 ppb [-3.08 to 0.80]
     Precision            Mean Absolute Difference               5.86 ppb
                                                                                          In the second set of experiments seven additional compounds
                                                                                          (isoprene, ethanol, acetone, ammonia, acetaldehyde,
      Insight
                      Within-Subject Standard Deviation   3.96 ppb (2.95 to 4.98)         methanethiol and methane) were tested at physiologically
    Repeatability
                                                                                          relevant concentrations by comparing the response of the Insight
 Clinical Agreement      Positive Percent Agreement                100%                   eNO System to a test gas. The test gas contained 0 ppb NO
       @ 30 ppb          Negative Percent Agreement                 93%                   (nitric oxide). A compound was deemed non-interfering if, at
                                                                                          the tested concentration, the response was within ±5 ppb NO
Table 4.1. Performance of the Insight eNO System                                          equivalent when compared to the nitrogen control.
Agreement: Regression analysis performed on the first                                     None of the tested compounds exhibited interference greater
measurement from each system demonstrated agreement,                                      than ±5 ppb equivalent NO when compared to a nitrogen control.
with an R2 of 0.95, (y=0.95x+1.3 ppb) between the Insight eNO
System and the NIOX System.                                                               Clinical interference testing (exogenous compounds):

Bias: Mean difference between the Insight eNO System and                                  The influence of mouthwash containing alcohol, alcohol-
the NIOX System was -1.14 ppb, demonstrating that there is no                             free mouthwash, toothpaste, breath mints, throat lozenges,
consistent bias between the two systems in clinical use.                                  carbonated beverage with caffeine and caffeine-free carbonated
                                                                                          beverage on eNO was assessed in a clinical study. Twelve
Precision: The mean absolute difference between the Insight                               healthy adult subjects (9 males and 3 females; mean age 36 ±
eNO System and the NIOX System was 5.86 ppb.                                              11.8 yrs; range 20-62 yrs) participated in the clinical study. The
Repeatability: The first and second measurements taken on the                             eNO measurements for adults ranged from 5 ppb to 99 ppb.
Insight eNO System were compared, and the average standard                                The endpoint was the difference in eNO before as compared to
deviation between measurements was 3.96 ppb for the Insight                               one hour after exposure to each compound. None of the tested
eNO System.                                                                               exogenous compounds were found to interfere (at ± 5 ppb) with
                                                                                          the eNO measurement at one hour post-exposure.
Clinical Agreement: Using a clinically relevant decision point
(30 ppb), an analysis was performed that compared the results                             In pediatric subjects, the influence of alcohol-free mouthwash,
of measurements taken on the Insight eNO System as they                                   toothpaste, breath mints, and caffeine-free carbonated beverage
compared to the NIOX System results from the same subject.                                on eNO was assessed in a clinical study. Seven healthy children
The 51 subjects identified as elevated by the NIOX System were                            (6 males and 1 female; ages 5-17 yrs) participated in the clinical
also identified as elevated by the Insight eNO System (100%                               study. The eNO measurements for children ranged from 3 ppb
positive agreement). Twenty-seven subjects were identified as                             to 27 ppb. The endpoint was the difference in eNO before as
normal by the NIOX System and 25 of these were identified as                              compared to one hour after exposure to each compound. None of
normal by the Insight eNO System (93% negative agreement).                                the exogenous compounds tested were found to interfere (at ± 5
This demonstrates that both the NIOX System and the Insight                               ppb) with the eNO measurement at one hour post-exposure.
eNO System are highly consistent in detecting subjects with both                          These studies show that the Insight eNO System can
normal and elevated eNO measurements.                                                     accurately and reliably measure exhaled nitric oxide

Interference
Two sets of endogenous interference experiments were conducted.
In the first set of experiments, interference testing was
performed on the Insight eNO System for the following common
constituents of exhaled breath:

•	 200 ppm H2 (hydrogen)
•	 3 ppm CO (carbon monoxide)
•	 100% Relative Humidity (water vapor)
•	 0.5% CO2 (carbon dioxide)
•	 0 ppb NO (nitric oxide)




                                                                                      8
Case Study 1
 4. Case Studies

“Let’s go fishing dad!” – Maya, 10, Pensacola FL
                                       Maya is 10 years old and loves           the Insight system, he incorporated exhaled nitric oxide (eNO)
                                       to go fishing with her dad on            testing into her treatment plan. When he first measured Maya’s
                                       the weekends. She has                    eNO, it was 44 ppb. He felt it was a little high for her age, but
                                       moderate persistent asthma.              he wanted to establish her usual eNO levels over time before
                                       She is very compliant and                changing her medication. Over the next 8 weeks, he found that
                                       often corrects her dad when it           her eNO values settled at around 30 ppb after initially fluctuating.
                                       comes to managing her                    He increased her Pulmicort dosage to 200 BID. Over the next 8
                                       asthma. She gets on very well            weeks, Maya’s eNO values decreased to the low 20’s. Her doctor
                                       with her doctor, who has been            was very pleased with the results but the next time he measured
                                       seeing her for 3 years now.              her, she was at 40 ppb. An almost two-fold increase in her eNO
                                                                                bothered him but further investigation with Maya and her father
                                      Maya has been on Pulmicort®
                                                                                revealed that she had missed taking her medication recently.
                                      DPI 200 mcg QD. Based
                                                                                Her eNO values dropped back down to around 20 ppb once she
                                      on her record of asthma
                                                                                resumed her treatment. By continuing to monitor Maya’s eNO
                                      control, her doctor wanted
                                                                                levels regularly, her doctor was confident that he could fine-tune
 to optimize Maya’s therapy. But he had no objective measure
                                                                                her medication.
 of her airway inflammation to monitor her response. Once he
 had access to exhaled nitric oxide (eNO) measurement with




 Maya’s history and medical information                                Titrate medication and monitor compliance with precise information
 •	   Age:10-year-old female
 •	   Classification:Moderate persistent                          70    6 weeks
                                                                                                                4 months
 •	   Medication:Pulmicort                                        60

 •	   Dosage:200 mcg QD                                           50
                                                                                                                            Missed medication
                                                     eNO in ppb




                                                                                                                            shows up as abnormally
 •	   FEV1:80%                                                                                                              high eNO values
                                                                  40
 •	   eNO:44 ppb
 •	   Other information:                                          30

      - Non-allergic rhinitis                                     20
                                                                        200 QD
      - Non-allergic conjunctivitis                                     Pulmicort           200 BID Pulmicort
                                                                  10
      - Cold sores
      - Occasional headaches                                                                                Time




 Benefits of eNO:

 Treatment gap revealed by eNO measurement with the Insight™ eNO System
 •	 Objective validation for a sound clinical decision
 •	 Insight into airway inflammation not manifesting as symptoms
 •	 Timely identification of suboptimal compliance to medication and therapy

 Patient benefits from the new treatment paradigm
 •	 Better titrated dosage enables patient to maintain control




                                                                            9
Case Study 2

“I like to win.” – Scott, 23, Fresno CA
                                      Scott is a talented young racer            Scott’s eNO was 32 ppb at his first visit, but Dr. Brewster
                                      who loves to drive his all-wheel           planned to measure his eNO values over several visits and look
                                      drive car on wet and slippery              for patterns before making any treatment changes. Consistent
                                      dirt roads. He competes in                 with Scott’s irregular compliance, his eNO values varied
                                      many local and regional events.            widely. However, these variations did not coincide with Scott’s
                                      He has a keen eye for those                symptoms. Most of the time, Scott’s symptoms were normal
                                      fast corners and usually leaves            and he felt fine, but his eNO levels were high. Dr. Brewster then
                                      the rest of the racers in the              shared the eNO values with Scott and explained the significance,
                                      dust.                                      hoping to convince Scott to take his medications seriously and
                                                                                 regularly. Scott liked having a number that showed him the status
                                       Scott spends a lot of time
                                                                                 of the inflammation of his airways, and started to improve his
                                       outdoors and has complained
                                                                                 compliance which resulted in a reduction and stability of his eNO
                                       about worsening asthma
                                                                                 levels. Subsequently Dr. Brewster changed Scott’s medication
                                       symptoms with increased
                                                                                 from Advair 500 BID (a combination of the 500 mcg of the inhaled
                                       activities. His doctor, Jim
                                                                                 steroid fluticasone and salmeterol, a long acting bronchodilator)
 Brewster, knows him too well to ask him to reduce his need
                                                                                 to fluticasone 220 BID alone. Scott’s eNO values are now in the
 for speed. Dr. Brewster decided to assess Scott’s airway
                                                                                 low 20’s and do not fluctuate like before. Scott has not had any
 inflammation via exhaled nitric oxide (eNO) values as an aid to
                                                                                 exacerbations since he started monitoring his eNO values, and
 titrating his controller medications. Scott was on Advair® 500 BID.
                                                                                 Dr. Brewster has been able to reduce the daily dose of inhaled
 He suspected that Scott was not compliant and Dr. Brewster
                                                                                 steroids by 50% and stop salmeterol.
 knew that Scott had some asthma attacks in the past that landed
 him in emergency care.



                                                                                         Improve patient compliance and confidence
 Scott’s history and medical information
                                                                                            Prednisone   Prednisone & Augmentin
 •	   Age:23-year-old male                                             80
 •	   Classification:Severe persistent                                                                                         Improved compliance
                                                                       70
 •	   Medication:Advair
                                                                       60
 •	   Dosage:500 BID                                                                                                            Advair 500 BID to
                                                          eNO in ppb




 •	   FEV1:117%                                                        50
                                                                                                                                Flovent 220/2inh BID
 •	   eNO:32 ppb                                                       40
 •	   Other information                                                30
      - Allergic rhinitis
                                                                       20
      - Severe asthma attacks                                                           Advair 500 BID
                                                                       10
      - Hospitalized /intubated in last 18 months
      - Occasional headaches                                            0
                                                                                    1            2         3           4          5            6       7
                                                                                                               Time (months)



 Benefits of eNO testing

 Treatment gap revealed by eNO testing
 •	 Simple and compelling evidence to highlight to the patient the need to follow treatment plan and medication
 •	 Confirm suboptimal compliance with medication and treatment plan
 •	 Provide objective validation for clinical treatment decisions

 Patient benefits from the new treatment paradigm
 •	 More confidence from a precisely tailored therapy that fits lifestyle requirements
 •	 Greater awareness and motivation to improve compliance

                                                                            10
Case Study 3

“It feels good to be in control.” - Lynn, 36, Long Island NY
                                         Lynn works in                          While on Advair® 250/50 BID and QVAR® 80mcg BID (i.e.
                                         emergency care at the                  2 inhaled steroids), her doctor decided to monitor Lynn’s
                                         city hospital as a nurse               inflammation using eNO testing. Her eNO levels were very high
                                         and loves her job. She                 (80-128 ppb where normal is about 20 ppb) and Lynn continued
                                         lives with her husband                 to have almost daily symptoms. Her doctor doubled her QVAR
                                         and two children. Her                  dosage to 160 BID. Over time, this brought her eNO down to the
                                         life is demanding to                   45-50 ppb range but these levels were still elevated. Around that
                                         say the least. She has                 time, Lynn moved to a new house in Long Island (a surprise family
                                         been living with asthma                inheritance) and after the move, there was a further drop in eNO
                                         for almost 14 years                    to around 20 ppb. Lynn also reported that her symptoms were
                                         now and feels that she                 getting much better. Lynn and her doctor figured that her older
                                         can’t quite get it under               house, which had a moldy basement, might have triggered her
                                         control. Her health has                symptoms. Her doctor then reduced her dosage of QVAR back
                                         been a big concern for                 to just 1 inhalation. He felt confident that he could further drop or
                                         her whole family. She                  even eliminate her dosage of QVAR and significantly reduce her
 has persistent asthma with symptoms most of the time. She has                  medication by following her eNO levels regularly. Lynn continues
 missed many days at work due to her asthma.                                    to work in ER and is happy to be able to focus more on her work
                                                                                and family.


                                                                                    Track disease progression and see impact of environment
 Lynn’s history and medical information
 •	   Age: 36-year-old female                                             140
 •	   Classification:Severe persistent                                    120
 •	   Medication: Advair, QVAR
                                                                          100
 •	   Dosage:Advair 250/50 BID and QVAR 80 BID                                           QVAR 80 2inh BID
                                                             eNO in ppb




 •	   FEV1:51%                                                            80
 •	   eNO: 85 ppb                                                                                                        Moved to a
                                                                          60
 •	   Other information:                                                                                                 new house
                                                                          40                                                      Decreased to
      - Asthma x 14 years                                                                                                             QVAR 80
      - Regularly symptomatic                                                                                                         1 inh BID
                                                                          20
      - Allergic Rhinitis
                                                                           0
      - Ragweed, mold, dander                                                           1       2        3       4         5      6       7       8
      - Intermittent psoriasis                                                                                  Time (months)




 Benefits of eNO testing

 Treatment gap revealed by eNO testing
 •	 Despite 2 controller medications, eNO indicated that airway inflammation was uncontrolled
 •	 Exhaled nitric oxide (eNO) showed that airway inflammation was decreasing after a change in environment.
 •	 Exhaled nitric oxide (eNO) allowed the tapering of medication in the better environment.

 Patient benefits from the new treatment paradigm
 •	 Titration of therapy to optimize asthma control
 •	 Improved quality of life




                                                                           11
5. Exhaled Nitric Oxide Cost Model                                       6. Coding Information for Exhaled Nitric
This cost model provides an insurance payer with the                        Oxide (eNO)-CPT 95012
reimbursement costs of eNO patient testing with the Insight              In 2007 the CPT editorial committee added a specific code to the
                                                                                 ,
system and the expected savings in medical resources resulting           CPT Coding Book for Nitric Oxide Expired Gas Determination.
from improved asthma control.The cost model:                             With this action, the procedure should be recognized as a
•	 Estimates the number of patients that are likely to undergo           standard service provided to patients. The committee felt it
   eNO testing over a three year period.                                 appropriate to add this code to the Category I codes instead
                                                                         of placing it in the Category III codes as a temporary or new
•	 Estimates total eNO testing reimbursement costs to the                services code. The Category I codes are considered consistent
   insurance payer.                                                      with contemporary medical practice and are performed by
•	 Estimates the number of asthma exacerbation events likely to          providers across the country. Determination of exhaled nitric
   be avoided by patients monitored with eNO.                            oxide (eNO) is considered a service which is consistent with
•	 Estimates cost savings in medical resources (hospitalization,         contemporary medical practice for the evaluation of patients with
                                                                         respiratory complaints.
   ER visits, office visits, drug use) due to avoidance of asthma
   exacerbation events.                                                  Centers for Medical Services (Medicare) also determined that
•	 Estimates the net cost to the insurance payer of eNO testing          the service should be recognized as a payable service for all
   reimbursement minus medical resource savings.                         Medicare beneficiaries. In doing this, the RUC committee
                                                                         (Relative Value Update Committee) assigned an RVU value of
Please contact us at care@apieron.com if you would like to see
                                                                         0.50. This value does not have a physician work component RVU,
how the model can be applied to your plan.
                                                                         only an overhead and malpractice RVU. RVU or relative value unit
                                                                         determines what the reimbursement will be for Medicare as well
                                                                         as many other carriers. Medicare has a conversion factor which
                                                                         may be higher or lower than the third party payers to determine
                                                                         the final reimbursement for the code.
                                                                         The code assigned for the Nitric Oxide Expired Gas Determination
                                                                         is 95012©. According to the CPT subsection heading for 2008,
                                                                         the interpretation and report for the test is included in the testing
                                                                         code. If a “significant and separately identifiable” evaluation
                                                                         and management service is provided in addition to the testing,
                                                                         then an evaluation and management code may be coded in
                                                                         addition to the testing code. The ‘25 modifier’ would need to be
                                                                         added to the evaluation and management code (E/M) in order for
                                                                         both the test, and the evaluation and management code to be
                                                                         appropriately reimbursed.




                                                                                                                           www.apieron.com
                                                                                                                                     © 2008 Apieron, Inc.
            Managing asthma is a breath away™                                                                     Insight™ is a trademark of Apieron, Inc.
                                                                                           All other trademarks are properties of their respective owners.
                                                                    12                                                                         ML00031.A

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Advancing Asthma Management with Exhaled Nitric Oxide

  • 1. Advancing Asthma Management with Exhaled Nitric Oxide RESOURCE KIT
  • 2. Table of Contents Summary 2 1 The Burden of Asthma 3 2 Exhaled Nitric Oxide (eNO) 4 3 Insight™ eNO System 6 4 Case Studies 9 5 Exhaled Nitric Oxide Cost Model 12 6 Coding Information for Exhaled Nitric Oxide (eNO)-CPT 95012 12 Summary Clinical Utility of eNO Exhaled nitric oxide (eNO) is an established marker of airway Monitoring of eNO and adjusting medication accordingly could inflammation that can be safely and accurately measured in significantly improve disease management, resulting in reduction people with asthma. This resource kit provides comprehensive of the severity of symptoms, optimization of drug usage and information about the benefits and technology of eNO testing, improvement of compliance in individual patients, and fewer and highlights the medical necessity and the extent of acceptance exacerbations. The end result is optimal use of healthcare of eNO testing. resources and improved quality of life for asthma patients. The Asthma and Airway Inflammation Dilemma Reimbursement for eNO Testing It is estimated that 22 million+ people in the U.S. suffer from asthma, In 2007 the CPT editorial committee added a specific code to , making it one of the most common and costly of all diseases. One the CPT Coding Book for Nitric Oxide Expired Gas Determination quarter of all emergency room visits are asthma related and asthma (CPT Code 95012©). With this action, the procedure should be is the one of the leading chronic childhood diseases. recognized as a standard service provided to patients. Exhaled nitric oxide (eNO) determination is considered a service which is Controlling inflammation of the airways has become the central consistent with contemporary medical practice for the evaluation focus for managing asthma. Strong clinical evidence suggests of patients with respiratory complaints. that asthma management and control can be significantly improved by regularly monitoring airway inflammation. However, current methods used to monitor and manage asthma, such as Apieron and the Insight™ eNO System lung function tests, do not measure airway inflammation. Apieron, Inc. is a medical device company based in Menlo Park, California. The company was founded in 2001 to develop the Physicians have relied largely on correlating symptoms and disease first practical, office-based device for routine measurement of severity to assess their patients. Until now, the degree of airway exhaled nitric oxide. In March 2008, the company received FDA inflammation has not been measurable in a simple and practical way. 510(k) clearance for the Insight™ eNO System, which is now commercially available. Apieron’s goal is to offer a better way to The eNO Solution manage asthma and improve the standard of care for patients Exhaled nitric oxide has been established as a reliable marker of who live with the disease. airway inflammation in asthma for over 10 years. It has been the The Insight system is a highly accurate device, expressly central focus of studies, establishing its link to optimization of designed for the physician’s office to measure nitric oxide in medication and prediction of asthma exacerbations. expired human breath (eNO). It is non-invasive, safe, easy to Measurement of eNO in the physician’s office is a much awaited use, and provides results in less than a minute. Apieron’s unique breakthrough in medical technology that provides physicians with biosensor utilizes proprietary technology to detect trace amounts a reliable tool to measure airway inflammation as an adjunct to of nitric oxide in a single human breath. the current diagnostic measures, such as lung function. 2
  • 3. 1. The Burden of Asthma considering the prevalence of asthma and the frequency of such visits, as outlined in the statistics below, the costs become Asthma Overview monumental. Asthma is a chronic disease characterized by inflammation of the • 34.1 million people have been diagnosed with asthma during airways caused by allergens and other triggers. When airways their lifetime.1 are inflamed, the inner walls of the airways swell making them • 22.8 million people have asthma.1 irregular. This causes the flow of air to become turbulent. • There were 14.1 million outpatient asthma visits to private The events that lead to obstruction of airflow and thus to asthma physician offices and hospital outpatient departments.2 symptoms are complex and usually involve the following events: • Children less than 18 years had 7 million physician office and • Bronchoconstriction, where the smooth muscle surrounding the outpatient visits.3 airways tightens in response to a trigger and narrows the airway. Morbidity • Inflammation, where inner walls of airways swell. • Asthma accounts for one quarter of all emergency room visits • Mucus formation within the airways that obstructs airflow. in the U.S. each year, with 2 million emergency room visits.4 Typical asthma symptoms include wheezing, coughing, chest • Each year, asthma accounts for more than 1 million outpatient tightness (dyspnea) and shortness of breath. visits4 and 500,000 hospitalizations.5 • The average length of stay (LOS) for asthma hospitalizations is The Role of Inflammation in Asthma 3 days.6 Asthma signs and symptoms evolve from three basic • Nearly half (41%) of asthma-related hospitalizations are for characteristics that underlie the disease and its exacerbations: children less than 19 years old.5 airway obstruction, airway hyperresponsiveness and airway • Respiratory illnesses like asthma are the leading cause of inflammation. Airway obstruction and hyperresponsiveness hospitalization for children. 6 represent the classic physiology of asthma, and their contribution to the disease process and symptomatology have been well Mortality recognized for some time. Appreciation of the role of airway • There are about 4,000 deaths due to asthma each year, many inflammation in asthma has evolved more recently. of which are avoidable with proper treatment and care.7 Today asthma experts consider airway inflammation a central Social and Economic Costs feature of asthma pathogenesis and its clinical manifestations. In fact, airway inflammation likely plays a critical role in airway • The annual cost of asthma is estimated to be nearly $18 billion. obstruction and hyperresponsiveness. In recent years, clinical • Direct costs accounted for nearly $10 billion (hospitalizations and scientific knowledge of asthma has evolved from a model the single largest portion of direct cost) and indirect costs of $8 of episodic constriction of bronchial smooth muscle to a model billion (lost earnings due to illness or death).8 which involves chronic airway inflammation. • For adults, asthma is one of the leading causes of work Airway inflammation precedes symptoms. Evidence of absenteeism and “presenteeism, resulting in nearly 13 million ” inflammation is present at the onset of symptoms in newly missed or lost (“less productive”) workdays each year.9 diagnosed patients with asthma. Accordingly, treatment • Among children ages 5 to 17 asthma is the leading cause , algorithms for asthma have emphasized treatment of the of school absences from a chronic illness. It accounts for an underlying inflammation, as well as the bronchoconstrictive annual loss of more than 13 million school days per year.3 It is symptoms. By acquiring a better understanding and appreciation estimated that children with asthma spend a nearly 8 million of the inflammatory process, physicians can employ treatments days per year restricted to bed.8 to inhibit specific steps in the process and improve control over asthma and its symptoms. The Cost of Asthma Asthma affects 22 million Americans. A principal clinical 1. “National Health Interview Survey, National Center for Health Statistics, CDC, 2006. ” consequence of both acute and chronic inflammation is the 2. CDC: http://www.cdc.gov/nchs/fastats/asthma.htm - accessed on Sep 2, 2008. development of asthma exacerbations. Exacerbations of 3. “State of childhood asthma in the United States, CDC,1980-2005. ” asthma are not only an important clinical marker of inadequately 4. “National Hospital Ambulatory Medical Care Survey, CDC, 2001-2004. ” controlled or worsening asthma but are probably the most 5. “National Hospital Discharge Survey, National Center for Health Statistics, CDC, ” important outcomes from both a humanistic and health 2001-2004. economics viewpoint. Severe asthma exacerbations lead to about 6. “National Health Statistics Survey, National Center for Health Statistics, CDC, 2006. ” 4,000 deaths and nearly 500,000 hospitalizations per year. 7 “National Vital Statistics Reports, Vol 56, Number 10, CDC, 2005. . ” Healthcare costs for asthma include outpatient visits to physician 8. “The Costs of Asthma, Asthma and Allergy Foundation 1992 and 1998 Study, ” offices and hospital outpatient departments, visits to hospital 2000 Update. emergency departments (EDs) and hospitalizations. When 9. “Asthma Prevalence, Health Care Use and Mortality, CDC, 2003-2005. ” 3
  • 4. 2. Exhaled Nitric Oxide (eNO) effective local vasodilator. It causes smooth muscle relaxation thereby matching regional airflow and blood flow. Nitric oxide is Current Methods for Assessing Airway also important for ciliary action. Numerous studies over the past decade have validated that exhaled nitric oxide (eNO) can serve as Inflammation a biomarker of airway inflammation in asthma. Airway inflammation is shown to be an appropriate target for In 1991, NO in exhaled breath was first reported.12 Studies have improving asthma control10, and while it is recognized as playing shown that eNO is correlated with other markers of inflammation. a key role in the pathophysiology of asthma, current methods to For example, exhaled nitric oxide correlates with eosonophilic evaluate a patient’s asthma status fall short because they do not airway inflammation measured in induced sputum13 and in directly measure the degree of airway inflammation. Physicians bronchoscopy (lavage and biopsy), most commonly seen in attempt to monitor asthma severity through clinical exam and asthma but also in any condition where eosonophils are present, pulmonary function testing using spirometry or peak flow meters. such as allergic rhinitis, eosonophilic bronchitis14 and chronic Unfortunately, these lung function tests do not directly measure obstructive pulmonary disease (COPD).15 airway inflammation. Other markers of inflammation such as bronchoalveolar lavage and induced sputum are invasive and It has also been shown that eNO levels are elevated in steroid- impractical to perform in a physician’s office. Therefore, when naive asthma,16 and eNO levels fall rapidly with anti-inflammatory prescribing and titrating medication, physicians have had to rely medication (e.g. inhaled corticosteroids)17, oral steroids, anti- on qualitative measures such as correlation of disease severity leukotrienes (e.g. montelukast)18 and anti-IgE (e.g. Xolair).19 Exhaled and symptoms. Adding to this challenge is the fact that patients nitric oxide also correlates with non-specific bronchial reactivity with severe asthma may have a compromised perception of to methacholine (typically assessed in methacholine challenge) in airflow obstruction and dyspnea compared to normal individuals11 steroid-naïve patients. Increased reactivity is reflected by higher and, thus, underestimate the severity of their symptoms. eNO levels and is an indirect marker of airway inflammation. Without a convenient means to accurately and regularly assess It is now well established that the concentration of nitric oxide inflammation, it is difficult for physicians to manage asthma. in exhaled breath (eNO) is a reliable indicator of the degree of Inhaled corticosteroids (ICS) are the mainstay of treatment for inflammation in the airways. Exhaled nitric oxide levels increase as chronic asthma, and dosing should be adequate to control asthma inflammation increases and decrease as inflammation decreases. symptoms but also be as low as possible to avoid side effects. Under-medication and over-medication are sub-optimal both Clinical Recommendations for eNO clinically and economically. If not managed properly, people with asthma could experience permanent and irreversible damage Clinical recommendations exist for use of eNO measurements in to their airways. Since the dose of medication required is highly asthma management, and such recommendations are currently variable, both among patients and within individual patients, being reviewed and updated: physicians need an easy, effective and safe method to assist • The American Thoracic Society and European Respiratory them with titrating medication precisely. Society (ATS/ERS) have published recommendations for the The lack of knowing a patient’s degree of airway inflammation standardized measurement of eNO.20 creates a significant gap in asthma management today. With 12. Gustafsson LE, Leone AM, Persson MG, Wiklund NP Moncada S. Endogenous , direct markers of inflammation, this gap can be closed to improve nitric oxide is present in the exhaled air of rabbits, guinea pigs and humans. Biochem Biophys Res Commun. 1991;181(2):852-857 . the overall treatment and management of asthma. Insight into a patient’s airway inflammation could enable physicians to make 13. Jatakanon A, Lim S, Kharitonov SA, Chung KF Barnes PJ. Correlation between , exhaled nitric oxide, sputum eosinophils, and methacholine responsiveness in earlier interventions with appropriate levels of therapy, thereby patients with mild asthma. Thorax 1998;53:91-95. preventing emergency room visits and hospitalizations. 14. Berlyne GS, Parameswaran K, Kamada D, Efthimiadis A, Hargreave FE. A comparison of exhaled nitric oxide and induced sputum as markers of airway Exhaled Nitric Oxide (eNO) as a Biomarker of inflammation. J Allergy Clin Immunol 2000;106:638-644. Airway Inflammation 15. Fabbri LM, Romagnoli M, Corbetta L, et al. Differences in airway inflammation in patients with fixed airflow obstruction due to asthma or chronic obstructive Nitric oxide (NO), a free radical, is produced by the body as part pulmonary disease. Am J Respir Crit Care Med 2003;167:418-424. of the inflammatory response and can be detected as exhaled 16. Alving K, Weitzberg E, and Lundberg JM. Increased amount of nitric oxide in nitric oxide in expired human breath. Nitric oxide is produced exhaled air of asthmatics. Eur Respir J. 1993;6(9):1368-1370. in the airway epithelial cells by a family of NO synthases called 17 Yates DH, Kharitonov SA, Robbins RA, Thomas PS, Barnes PJ. Effect of a nitric . inducible nitric oxide synthase. Inducible NO synthase expression oxide synthase inhibitor and a glucocorticosteroid on exhaled nitric oxide. Am J is sensitive to steroids and therefore shows a change in response Respir Crit Care Med. 1995;152(3):892-896. to treatment with anti-inflammatory medication like inhaled 18. Bratton DL, Lanz MJ, Miyazawa N, White CW, Silkoff PE. Exhaled nitric oxide steroids. Nitric oxide is a mediator of inflammation and it is an before and after montelukast sodium therapy in school-age children with chronic asthma: A preliminary study. Pediatr Pulmonol 1999;28:402-407 . 10. Green RH, Brightling CE, McKenna S, Hargadon B, Parker D, Bradding P, 19. Silkoff PE, Romero FA, Gupta N, Townley RG, Milgrom H. Exhaled nitric oxide Wardlaw AJ, Pavord ID. Asthma exacerbations and sputum eosinophil counts: A in children with asthma receiving xolair (omalizumab), a monoclonal anti- randomised controlled trial. Lancet 2002;360:1715-1721. immunoglobulin e antibody. Pediatrics 2004;113:e308-312. 11. Kikuchi Y, Okabe S, Tamura G, Hida W, Homma M, Shirato K, Takishima T. 20 Recommendations for standardization procedures for the online and offline Chemosensitivity and perception of dyspnea in patients with a history of near- measurement of exhaled lower respiratory nitric oxide and nasal nitric oxide in fatal asthma. N Engl J Med. 1994;330(19):1329–1334. adults and in children. Am J Respir Crit Care Med. 2005;171:913-930. 4
  • 5. Separate recommendations have also been developed for children. • Monitoring patient compliance An elevated eNO level is suggestive of an inadequate anti- Clinical Utility of eNO inflammatory regimen, which may be due to poor compliance Exhaled nitric oxide measurement offers new benefits for or under-medication.24 A study by Beck-Ripp and his colleagues asthma management. showed that there was a strong correlation between reduction in eNO values and patient compliance (measured as percentage • Predicting steroid response of prescribed medication taken). In this study, the researchers An elevated eNO level is highly predictive of a positive response followed 54 patients between the ages of 6 and 16 over 16 to ICS.21 Smith et al showed that eNO levels are very good weeks. The results showed that there was a 50% reduction in indicators of response to steroid in people with undiagnosed eNO values with higher compliance. respiratory symptoms. Exhaled nitric oxide was shown to be • Predicting exacerbations more accurate than spirometry, peak flow meters, bronchodilator response and airway hyper-responsiveness (AHR). This study An elevated eNO level at a clinic visit has been shown to be followed 52 subjects in a single-blind, fixed sequence, placebo- associated with an increased risk for an exacerbation in the controlled trial of inhaled fluticasone over 4 weeks. Similar results following two weeks.25 In this study, moderate and severe- were found in another study 22 (Figure 1.1 below) involving 73 persistent asthma patients were evaluated during a routine clinic steroid-naïve subjects with uncontrolled asthma which showed visit and then noted whether they had an exacerbation within about 50% reduction in eNO levels following ICS therapy over 2 weeks of the initial appointment. Those with an exacerbation 2 weeks. The study also showed that eNO was a significantly had a higher mean eNO (29.67 ppb ± 14.48) compared to those better predictor of response to steroid therapy than conventional who did not (12.92 ppb ± 5.17), p = 0.002. A nominal logistic lung function tests. Additionally, a 35% improvement in asthma regression model to determine those variables that predict symptom scores were seen following the 2-week therapy. asthma exacerbation found that eNO was the only significant predictor, p = 0.03. TAS = Total Asthma In another study26 with 31 subjects (19 adults and 12 children) Normalized measure of ability to predict steroid use. eNO is a more reliable Score predictor of steroid eNO = Exhaled Nitric using the Insight system, it was shown that by regularly response than lung Oxide monitoring the diurnal changes in eNO levels, it is possible to function FEV1 = Forced predict asthma exacerbations up to 1 week in advance. In this Expiratory Volume in study, spirometry measurements showed no indication of an 1 Second impending exacerbation. During this study, subjects measured Rev = FEV1 and recorded eNO levels and peak flow values twice daily Reversibility (morning and evening). Once a week they also performed a 4-Var = Regression Model Using spirometry measurement at the study site. The subjects also All 4 Variables maintained a diary of asthma symptoms. The analysis showed 4-var TAS eNO Rev FEV that a change in the week-to-week pattern of diurnal change in eNO values predicted an exacerbation. It was also clear that morning eNO values are better predictors than evening eNO Figure 1.1 values. See Figure 2.1. • Improving titration of medication Study Day Relative Smith et al showed that using eNO to guide ICS dose in addition 80 eNO (ppb), PEF ( % of Personal Best) to Exacerbation to clinical management compared with clinical management alone 70 Evening eNO significantly reduced the dose of inhaled steroid while showing a 60 Morning eNO numerical reduction in exacerbations.23 In a single-blind, placebo- 50 Overnight controlled trial, the researchers randomly assigned 97 patients 40 Change Evening PEF with asthma who had been regularly receiving treatment with 30 Morning PEF inhaled corticosteroids, to have their corticosteroid dose adjusted, 20 No. of subjects in a stepwise fashion, on the basis of either eNO measurements 10 observed or an algorithm based on conventional guidelines. After the 0 -14 -7 0 7 optimal dose was determined (phase 1), patients were followed up for 12 months (phase 2). They found that a 40% reduction in the dose of ICS can be achieved without loss of asthma control. Figure 2.1 21 Smith AD, Cowan JO, Brassett KP et al. Exhaled nitric oxide: a predictor of steroid , 24 Beck-Ripp J, Griese M, Arenz S, Koring C, Pasqualoni B, Bufler P Changes of . response. Am J Respir Crit Care Med. 2005;172(4):453-459. exhaled nitric oxide during steroid treatment of childhood asthma. Eur Respir J 2002;19(6):1015-1019. 22 Dreon DM, Berger WE, Hutchins EE, and Parikh BR. Exhaled Nitric Oxide Predicts Use of Controller Medication. J Allergy Clin Immunol 2008;121(2):S157 Scientific 25 Harkins MS, Fiato KL, Iwamoto GK. Exhaled nitric oxide predicts asthma poster at AAAAI 2008 (NOT PUBLISHED). exacerbation. J Asthma. 2004;41(4):471-476. 23 Smith AD, Cowan JO, Brassett KP Herbison GP Taylor DR. Use of exhaled nitric , , 26 Wolfe JD, Dreon DM, Hutchins EE, and Parikh BR. Relationship of Exhaled oxide measurements to guide treatment in chronic asthma. N Engl J Med. Nitric Oxide and Peak Expiratory Flow to Loss of Asthma Control. J Allergy Clin 2005.;352(21):2163-2173. Immunol 2008;121(2):S159 Scientific poster at AAAAI 2008 (NOT PUBLISHED). 5
  • 6. Performing eNO Testing is Simple and steadily through a disposable breath tube, and the results appear Straightforward on the display within one minute. Patient data can be stored and maintained in patient cards for trend analysis or downloaded to a Exhaled nitric oxide testing is an accurate and reliable measure of printer for patients’ files. airway inflammation that is: With an accurate measure of their patients’ airway inflammation • Non-invasive and customized reports for each patient, physicians can • Patient-friendly significantly improve the precision of prescribed therapy. • Fast and suitable for routine clinical analysis The eNO test is simple to administer compared to some of the conventional lung function testing methods or breath analyses. The patient has to be seated and is required to exhale steadily for 11 seconds after taking in a deep breath. The device measures the eNO level and displays a number on the screen. The interpretation is based on this single numerical value rather than on a complex tracing or profile. Historical values of eNO can be added to gain better understanding of the patient’s disease progression. Important aspects of any system that measures exhaled nitric oxide include: Figure 3.1. Insight Monitor • Detection of trace amounts of the gas in parts per billion (ppb) • Constant expiratory flow rate due to flow dependence of Insight Sensor Technology exhaled nitric oxide Apieron is the first company to successfully implement a • Exclusion of nasal nitric oxide technique utilizing sol-gel technology to make a commercial biosensor for the detection of exhaled nitric oxide. The Insight 3. Insight™ eNO System sensor is a disposable, plastic cartridge that contains a path for exhaled breath to flow through and a sol-gel based biosensor for Indications for Use detecting nitric oxide. The gas flow path contains desiccant to The intended use of the Apieron Insight™ eNO System is to control the environment and condition the gas inside the sensor. quantitatively measure exhaled nitric oxide (eNO) in expired The biosensor consists of a sol-gel matrix (a glass-based three- human breath as a marker of inflammation in persons with dimensional matrix) with a porous structure that envelopes asthma. Measurement of eNO in expired human breath by protein molecules which are sensitive to nitric oxide. The the Apieron Insight eNO System is a non-invasive, simple and biosensor matrix changes its light absorption characteristics when safe method to measure a decrease in eNO in asthma patients exposed to nitric oxide (NO). This optical change can be measured that often occurs after treatment with anti-inflammatory and correlated to the concentration of nitric oxide. pharmacological therapy as an indication of the therapeutic effects in patients with elevated eNO levels. The Apieron Insight eNO System is suitable for use in children 8 to 17 years of age, and in adults 18 years of age and older. As an adjunct to established clinical assessments, such as spirometry and physical examination, eNO measurements give the physician an objective marker to evaluate the patient’s response to anti-inflammatory therapy. The Apieron Insight eNO System can be used by trained operators in a physician’s office or laboratory setting. The Apieron Insight eNO System should not be used in critical care, emergency care or in anesthesiology. Prescription device: Federal law restricts this device to sale by or on the order of a physician. A Convenient Way to Measure eNO Levels The Insight eNO System was developed to provide a practical Figure 3.2. Insight Sensor and accurate means for measuring eNO levels via a simple breath test. Designed for routine use in physician offices and clinics, the How Is eNO Measured? Insight system enables physicians to monitor and manage asthma The biosensor encapsulates a heme protein that has a high on a regular basis. The system includes a small desktop monitor affinity for nitric oxide. The heme protein has a metal active with a large color display. It employs an eNO sensor to measure site that is specific to nitric oxide (Figure 3.3). As exhaled nitric nitric oxide from the breath sample. The patient breathes out 6
  • 7. oxide molecules from the breath sample flow into the sensor, • A carbon dioxide filter to remove CO2 from the breath sample. they diffuse into the porous matrix and react with the protein • A preconditioned desiccant to control the concentration of molecules. This results in a change in the optical transmission water vapor surrounding the biosensor and to condition the properties of the matrix in a consistent and measurable way incoming breath sample. when light of a certain wavelength (412 nm) is passed through the matrix (see Figure 3.4). • Temperature controllers to control the temperature of the sensor and gas and to prevent temperature-induced shifts in The optical signal generated is proportional to the concentration of optical absorbance. nitric oxide and enables the Insight system to accurately detect trace amounts of nitric oxide molecules in a single breath sample. Nitric Insight Monitor Technology oxide measurement results are reported in parts per billion (ppb). The Insight monitor consists of three subsystems controlled by a central microprocessor: an eNO measurement system, a pneumatic system and an user interface. Optically transparent porous glass matrix • Measurement system—contains the hardware required to stabilize the Insight sensor to its operating temperature and measure the optical absorbance of the biosensor material when exposed to the breath sample. • Pneumatic system—controls the exhalation flow rate as outlined in the American Thoracic Society 2005 recommendations. • User-friendly interface—guides the operator through the test sequence and guides the patient through the breath sampling maneuver. Embedded heme-protein Accuracy of the System A study was conducted on 82 non-randomized asthmatic subjects at a single site comparing eNO measurements taken with both Figure 3.3. Biosensor the Insight eNO System and the Aerocrine NIOX® System. The demographic data for this study is presented below. A total of 58 adults (ages ≥18 years) and 20 children (ages <18 years) completed the study resulting in 78 subjects eligible for analysis. Each subject 2.5 performed two breath maneuvers on each system, and the results ranged from 10 ppb to 197 ppb on the Insight eNO System. The testing was performed by three trained technicians. Results were 2 analyzed to evaluate the performance of the Insight eNO System as it compares to the NIOX System in a clinical setting. 1.5 Optical Absorbance measurement 1 band 200 Insight eNO System Result (ppb) 0.5 150 0 395 405 415 425 435 100 Wavelength (nm) NIOX Result ( ppb) eNO 50 Line of Identity Figure 3.4. Absorption Spectra (dotted line) Standard Regression 0 Overcoming Technical Challenges 0 50 100 150 200 NIOX Results (PPB) Although the heme protein is highly selective for NO, certain factors will affect the optical absorbance properties of the Figure 4.1. Correlation to reference biosensor. Detrimental factors include exposure to CO2 from the breath sample, changes in humidity and changes in temperature. The Insight system incorporates specific features to counteract these factors: 7
  • 8. Twenty-four samples containing all of the above potential Parameter Analysis Results [95% CI] interferents (balance air) and 24 samples containing only air were Ordinary Least Squares Regression R2 = 0.95 prepared and tested on the Insight eNO System. The mean Agreement Slope 0.95 [0.90 to 1.00] difference in response was less than 0.05 ppb and was not Intercept 1.3 ppb [-1.9 to 4.5] statistically significant between the samples containing potential interferents and those containing only air. Bias Mean Difference -1.14 ppb [-3.08 to 0.80] Precision Mean Absolute Difference 5.86 ppb In the second set of experiments seven additional compounds (isoprene, ethanol, acetone, ammonia, acetaldehyde, Insight Within-Subject Standard Deviation 3.96 ppb (2.95 to 4.98) methanethiol and methane) were tested at physiologically Repeatability relevant concentrations by comparing the response of the Insight Clinical Agreement Positive Percent Agreement 100% eNO System to a test gas. The test gas contained 0 ppb NO @ 30 ppb Negative Percent Agreement 93% (nitric oxide). A compound was deemed non-interfering if, at the tested concentration, the response was within ±5 ppb NO Table 4.1. Performance of the Insight eNO System equivalent when compared to the nitrogen control. Agreement: Regression analysis performed on the first None of the tested compounds exhibited interference greater measurement from each system demonstrated agreement, than ±5 ppb equivalent NO when compared to a nitrogen control. with an R2 of 0.95, (y=0.95x+1.3 ppb) between the Insight eNO System and the NIOX System. Clinical interference testing (exogenous compounds): Bias: Mean difference between the Insight eNO System and The influence of mouthwash containing alcohol, alcohol- the NIOX System was -1.14 ppb, demonstrating that there is no free mouthwash, toothpaste, breath mints, throat lozenges, consistent bias between the two systems in clinical use. carbonated beverage with caffeine and caffeine-free carbonated beverage on eNO was assessed in a clinical study. Twelve Precision: The mean absolute difference between the Insight healthy adult subjects (9 males and 3 females; mean age 36 ± eNO System and the NIOX System was 5.86 ppb. 11.8 yrs; range 20-62 yrs) participated in the clinical study. The Repeatability: The first and second measurements taken on the eNO measurements for adults ranged from 5 ppb to 99 ppb. Insight eNO System were compared, and the average standard The endpoint was the difference in eNO before as compared to deviation between measurements was 3.96 ppb for the Insight one hour after exposure to each compound. None of the tested eNO System. exogenous compounds were found to interfere (at ± 5 ppb) with the eNO measurement at one hour post-exposure. Clinical Agreement: Using a clinically relevant decision point (30 ppb), an analysis was performed that compared the results In pediatric subjects, the influence of alcohol-free mouthwash, of measurements taken on the Insight eNO System as they toothpaste, breath mints, and caffeine-free carbonated beverage compared to the NIOX System results from the same subject. on eNO was assessed in a clinical study. Seven healthy children The 51 subjects identified as elevated by the NIOX System were (6 males and 1 female; ages 5-17 yrs) participated in the clinical also identified as elevated by the Insight eNO System (100% study. The eNO measurements for children ranged from 3 ppb positive agreement). Twenty-seven subjects were identified as to 27 ppb. The endpoint was the difference in eNO before as normal by the NIOX System and 25 of these were identified as compared to one hour after exposure to each compound. None of normal by the Insight eNO System (93% negative agreement). the exogenous compounds tested were found to interfere (at ± 5 This demonstrates that both the NIOX System and the Insight ppb) with the eNO measurement at one hour post-exposure. eNO System are highly consistent in detecting subjects with both These studies show that the Insight eNO System can normal and elevated eNO measurements. accurately and reliably measure exhaled nitric oxide Interference Two sets of endogenous interference experiments were conducted. In the first set of experiments, interference testing was performed on the Insight eNO System for the following common constituents of exhaled breath: • 200 ppm H2 (hydrogen) • 3 ppm CO (carbon monoxide) • 100% Relative Humidity (water vapor) • 0.5% CO2 (carbon dioxide) • 0 ppb NO (nitric oxide) 8
  • 9. Case Study 1 4. Case Studies “Let’s go fishing dad!” – Maya, 10, Pensacola FL Maya is 10 years old and loves the Insight system, he incorporated exhaled nitric oxide (eNO) to go fishing with her dad on testing into her treatment plan. When he first measured Maya’s the weekends. She has eNO, it was 44 ppb. He felt it was a little high for her age, but moderate persistent asthma. he wanted to establish her usual eNO levels over time before She is very compliant and changing her medication. Over the next 8 weeks, he found that often corrects her dad when it her eNO values settled at around 30 ppb after initially fluctuating. comes to managing her He increased her Pulmicort dosage to 200 BID. Over the next 8 asthma. She gets on very well weeks, Maya’s eNO values decreased to the low 20’s. Her doctor with her doctor, who has been was very pleased with the results but the next time he measured seeing her for 3 years now. her, she was at 40 ppb. An almost two-fold increase in her eNO bothered him but further investigation with Maya and her father Maya has been on Pulmicort® revealed that she had missed taking her medication recently. DPI 200 mcg QD. Based Her eNO values dropped back down to around 20 ppb once she on her record of asthma resumed her treatment. By continuing to monitor Maya’s eNO control, her doctor wanted levels regularly, her doctor was confident that he could fine-tune to optimize Maya’s therapy. But he had no objective measure her medication. of her airway inflammation to monitor her response. Once he had access to exhaled nitric oxide (eNO) measurement with Maya’s history and medical information Titrate medication and monitor compliance with precise information • Age:10-year-old female • Classification:Moderate persistent 70 6 weeks 4 months • Medication:Pulmicort 60 • Dosage:200 mcg QD 50 Missed medication eNO in ppb shows up as abnormally • FEV1:80% high eNO values 40 • eNO:44 ppb • Other information: 30 - Non-allergic rhinitis 20 200 QD - Non-allergic conjunctivitis Pulmicort 200 BID Pulmicort 10 - Cold sores - Occasional headaches Time Benefits of eNO: Treatment gap revealed by eNO measurement with the Insight™ eNO System • Objective validation for a sound clinical decision • Insight into airway inflammation not manifesting as symptoms • Timely identification of suboptimal compliance to medication and therapy Patient benefits from the new treatment paradigm • Better titrated dosage enables patient to maintain control 9
  • 10. Case Study 2 “I like to win.” – Scott, 23, Fresno CA Scott is a talented young racer Scott’s eNO was 32 ppb at his first visit, but Dr. Brewster who loves to drive his all-wheel planned to measure his eNO values over several visits and look drive car on wet and slippery for patterns before making any treatment changes. Consistent dirt roads. He competes in with Scott’s irregular compliance, his eNO values varied many local and regional events. widely. However, these variations did not coincide with Scott’s He has a keen eye for those symptoms. Most of the time, Scott’s symptoms were normal fast corners and usually leaves and he felt fine, but his eNO levels were high. Dr. Brewster then the rest of the racers in the shared the eNO values with Scott and explained the significance, dust. hoping to convince Scott to take his medications seriously and regularly. Scott liked having a number that showed him the status Scott spends a lot of time of the inflammation of his airways, and started to improve his outdoors and has complained compliance which resulted in a reduction and stability of his eNO about worsening asthma levels. Subsequently Dr. Brewster changed Scott’s medication symptoms with increased from Advair 500 BID (a combination of the 500 mcg of the inhaled activities. His doctor, Jim steroid fluticasone and salmeterol, a long acting bronchodilator) Brewster, knows him too well to ask him to reduce his need to fluticasone 220 BID alone. Scott’s eNO values are now in the for speed. Dr. Brewster decided to assess Scott’s airway low 20’s and do not fluctuate like before. Scott has not had any inflammation via exhaled nitric oxide (eNO) values as an aid to exacerbations since he started monitoring his eNO values, and titrating his controller medications. Scott was on Advair® 500 BID. Dr. Brewster has been able to reduce the daily dose of inhaled He suspected that Scott was not compliant and Dr. Brewster steroids by 50% and stop salmeterol. knew that Scott had some asthma attacks in the past that landed him in emergency care. Improve patient compliance and confidence Scott’s history and medical information Prednisone Prednisone & Augmentin • Age:23-year-old male 80 • Classification:Severe persistent Improved compliance 70 • Medication:Advair 60 • Dosage:500 BID Advair 500 BID to eNO in ppb • FEV1:117% 50 Flovent 220/2inh BID • eNO:32 ppb 40 • Other information 30 - Allergic rhinitis 20 - Severe asthma attacks Advair 500 BID 10 - Hospitalized /intubated in last 18 months - Occasional headaches 0 1 2 3 4 5 6 7 Time (months) Benefits of eNO testing Treatment gap revealed by eNO testing • Simple and compelling evidence to highlight to the patient the need to follow treatment plan and medication • Confirm suboptimal compliance with medication and treatment plan • Provide objective validation for clinical treatment decisions Patient benefits from the new treatment paradigm • More confidence from a precisely tailored therapy that fits lifestyle requirements • Greater awareness and motivation to improve compliance 10
  • 11. Case Study 3 “It feels good to be in control.” - Lynn, 36, Long Island NY Lynn works in While on Advair® 250/50 BID and QVAR® 80mcg BID (i.e. emergency care at the 2 inhaled steroids), her doctor decided to monitor Lynn’s city hospital as a nurse inflammation using eNO testing. Her eNO levels were very high and loves her job. She (80-128 ppb where normal is about 20 ppb) and Lynn continued lives with her husband to have almost daily symptoms. Her doctor doubled her QVAR and two children. Her dosage to 160 BID. Over time, this brought her eNO down to the life is demanding to 45-50 ppb range but these levels were still elevated. Around that say the least. She has time, Lynn moved to a new house in Long Island (a surprise family been living with asthma inheritance) and after the move, there was a further drop in eNO for almost 14 years to around 20 ppb. Lynn also reported that her symptoms were now and feels that she getting much better. Lynn and her doctor figured that her older can’t quite get it under house, which had a moldy basement, might have triggered her control. Her health has symptoms. Her doctor then reduced her dosage of QVAR back been a big concern for to just 1 inhalation. He felt confident that he could further drop or her whole family. She even eliminate her dosage of QVAR and significantly reduce her has persistent asthma with symptoms most of the time. She has medication by following her eNO levels regularly. Lynn continues missed many days at work due to her asthma. to work in ER and is happy to be able to focus more on her work and family. Track disease progression and see impact of environment Lynn’s history and medical information • Age: 36-year-old female 140 • Classification:Severe persistent 120 • Medication: Advair, QVAR 100 • Dosage:Advair 250/50 BID and QVAR 80 BID QVAR 80 2inh BID eNO in ppb • FEV1:51% 80 • eNO: 85 ppb Moved to a 60 • Other information: new house 40 Decreased to - Asthma x 14 years QVAR 80 - Regularly symptomatic 1 inh BID 20 - Allergic Rhinitis 0 - Ragweed, mold, dander 1 2 3 4 5 6 7 8 - Intermittent psoriasis Time (months) Benefits of eNO testing Treatment gap revealed by eNO testing • Despite 2 controller medications, eNO indicated that airway inflammation was uncontrolled • Exhaled nitric oxide (eNO) showed that airway inflammation was decreasing after a change in environment. • Exhaled nitric oxide (eNO) allowed the tapering of medication in the better environment. Patient benefits from the new treatment paradigm • Titration of therapy to optimize asthma control • Improved quality of life 11
  • 12. 5. Exhaled Nitric Oxide Cost Model 6. Coding Information for Exhaled Nitric This cost model provides an insurance payer with the Oxide (eNO)-CPT 95012 reimbursement costs of eNO patient testing with the Insight In 2007 the CPT editorial committee added a specific code to the , system and the expected savings in medical resources resulting CPT Coding Book for Nitric Oxide Expired Gas Determination. from improved asthma control.The cost model: With this action, the procedure should be recognized as a • Estimates the number of patients that are likely to undergo standard service provided to patients. The committee felt it eNO testing over a three year period. appropriate to add this code to the Category I codes instead of placing it in the Category III codes as a temporary or new • Estimates total eNO testing reimbursement costs to the services code. The Category I codes are considered consistent insurance payer. with contemporary medical practice and are performed by • Estimates the number of asthma exacerbation events likely to providers across the country. Determination of exhaled nitric be avoided by patients monitored with eNO. oxide (eNO) is considered a service which is consistent with • Estimates cost savings in medical resources (hospitalization, contemporary medical practice for the evaluation of patients with respiratory complaints. ER visits, office visits, drug use) due to avoidance of asthma exacerbation events. Centers for Medical Services (Medicare) also determined that • Estimates the net cost to the insurance payer of eNO testing the service should be recognized as a payable service for all reimbursement minus medical resource savings. Medicare beneficiaries. In doing this, the RUC committee (Relative Value Update Committee) assigned an RVU value of Please contact us at care@apieron.com if you would like to see 0.50. This value does not have a physician work component RVU, how the model can be applied to your plan. only an overhead and malpractice RVU. RVU or relative value unit determines what the reimbursement will be for Medicare as well as many other carriers. Medicare has a conversion factor which may be higher or lower than the third party payers to determine the final reimbursement for the code. The code assigned for the Nitric Oxide Expired Gas Determination is 95012©. According to the CPT subsection heading for 2008, the interpretation and report for the test is included in the testing code. If a “significant and separately identifiable” evaluation and management service is provided in addition to the testing, then an evaluation and management code may be coded in addition to the testing code. The ‘25 modifier’ would need to be added to the evaluation and management code (E/M) in order for both the test, and the evaluation and management code to be appropriately reimbursed. www.apieron.com © 2008 Apieron, Inc. Managing asthma is a breath away™ Insight™ is a trademark of Apieron, Inc. All other trademarks are properties of their respective owners. 12 ML00031.A