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FIA Expo Panel - Tech Solutions for OTC CCP
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Recommandé
Tailored to community banks looking to enhance value and increase visibility for their shareholders. Listen in as OTC Markets and FIG Partners walk you through the opportunities other banks have gained by trading on the OTCQX market.
Enhance your visibility via OTCQX in 2018
Enhance your visibility via OTCQX in 2018
OTC Markets Group Inc.
On Dec. 12, 2014, the New York State Department of Financial Services issued guidance on 11 areas related to cybersecurity where it plans to focus its future examinations. This presentation, delivered at a cybersecurity roundtable, provides an overview of these 11 areas, and offers additional guidance on where financial institutions should consider focusing their resources.
11 Critical Areas of Cybersecurity Focus for Financial Institutions
11 Critical Areas of Cybersecurity Focus for Financial Institutions
MICHAEL MOSHIRI
Capital Markets
Capital Markets
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PatriotSolutionsLLC-Linkedin092016
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Guide to OTC Activities OTC ACTIVITIES, Expanding from plain custody to advanced post-trade services OTC ACTIVITIES (cont.), Areas affected by regulation OTC ACTIVITIES (cont.), Insight into collateral management COMMERZBANK OVERVIEW CCP POWERHOUSES triOptima
Guide to OTC Activities
Guide to OTC Activities
Ruben Garcia Navarro
TradeTech USA2011
TradeTech USA2011
Sara Mueller
High Performance Trading Strategies Across Asset Classes
Next Generation Algorithmic Trading Strategies Summit 2010
Next Generation Algorithmic Trading Strategies Summit 2010
Lisa Krow
In The Speed Traders, Edgar Perez, founder of the prestigious business networking community Golden Networking, opens the door to the secretive world of high-frequency trading (HFT). Inside, prominent figures of HFT drop their guard and speak with unprecedented candidness about their trade.
The Present and Future of High Frequency Trading
The Present and Future of High Frequency Trading
McGraw-Hill Professional
Recommandé
Tailored to community banks looking to enhance value and increase visibility for their shareholders. Listen in as OTC Markets and FIG Partners walk you through the opportunities other banks have gained by trading on the OTCQX market.
Enhance your visibility via OTCQX in 2018
Enhance your visibility via OTCQX in 2018
OTC Markets Group Inc.
On Dec. 12, 2014, the New York State Department of Financial Services issued guidance on 11 areas related to cybersecurity where it plans to focus its future examinations. This presentation, delivered at a cybersecurity roundtable, provides an overview of these 11 areas, and offers additional guidance on where financial institutions should consider focusing their resources.
11 Critical Areas of Cybersecurity Focus for Financial Institutions
11 Critical Areas of Cybersecurity Focus for Financial Institutions
MICHAEL MOSHIRI
Capital Markets
Capital Markets
Thinksoft Global
PatriotSolutionsLLC-Linkedin092016
PatriotSolutionsLLC-Linkedin092016
Michael Mulhall
Guide to OTC Activities OTC ACTIVITIES, Expanding from plain custody to advanced post-trade services OTC ACTIVITIES (cont.), Areas affected by regulation OTC ACTIVITIES (cont.), Insight into collateral management COMMERZBANK OVERVIEW CCP POWERHOUSES triOptima
Guide to OTC Activities
Guide to OTC Activities
Ruben Garcia Navarro
TradeTech USA2011
TradeTech USA2011
Sara Mueller
High Performance Trading Strategies Across Asset Classes
Next Generation Algorithmic Trading Strategies Summit 2010
Next Generation Algorithmic Trading Strategies Summit 2010
Lisa Krow
In The Speed Traders, Edgar Perez, founder of the prestigious business networking community Golden Networking, opens the door to the secretive world of high-frequency trading (HFT). Inside, prominent figures of HFT drop their guard and speak with unprecedented candidness about their trade.
The Present and Future of High Frequency Trading
The Present and Future of High Frequency Trading
McGraw-Hill Professional
futureofelectronictradinguk
futureofelectronictradinguk
Tristan Gitman
iReekt is a new concept of the Crypto/Fiat exchange platform that will enable any adult person worldwide to exchange between their local currencies and cryptocurrencies freely without risk. We have one of the most passionate and experienced teams in this industry, working together to put crypto into new tech, services, and products level and company standards. We are here to reinvent crypto-industry.
I reekt pitch
I reekt pitch
CarlosV45
The Competitive Landscape for Global Exchanges: What Exchanges Must Do to Meet User Expectations
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Global Exchanges Pov 0715[1]
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Tal Elyashiv, the founder and Managing Partner of SPICE VC, the leader in investing in the digital securities ecosystem and tokenised assets, gives an overview of the investment landscape that SPICE and he have pioneered.
VIVA Investment Partners Briefing Number 1 - Digital Securities w/Tal Elyashiv
VIVA Investment Partners Briefing Number 1 - Digital Securities w/Tal Elyashiv
Julie Meyer
Distributed ledger technologies (DLTs) are poised to become a transformative feature of financial markets, both in financial products and in the underlying market infrastructure itself. This presentation shows the main findings from a report that analyses the impact that wide-spread adoption of tokenisation could have and discusses emerging opportunities and risks of the application of DLTs for financial markets and their participants, illustrated with case studies in OECD and non-OECD economies. Download the full report at http://www.oecd.org/finance/the-tokenisation-of-assets-and-potential-implications-for-financial-markets.htm
The Tokenisation of Assets and Potential Implications for Financial Markets
The Tokenisation of Assets and Potential Implications for Financial Markets
OECD Directorate for Financial and Enterprise Affairs
The Financial Services Club Clearing & Settlement Working Group Plenary, July 2012
FSClub CAS-WG Plenary, July 2012
FSClub CAS-WG Plenary, July 2012
Chris Skinner
In recent times, no other technology has gained as much enthusiasm as Block Chain has. In context of the ever-changing market dynamics and growing challenges for Capital Market firms, this article is an attempt to analyse and identify potential functions where Block Chain technology could be useful. The approach here is completely Technology agnostic and focuses on business architecture
Block chain - Applicability in Capital Market
Block chain - Applicability in Capital Market
Adarsh Panda
Backupeugene.buff
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Prop Traders, Regulatory Experts, & Senior Consultants on New Regulation, Satisfying the Need for Speed, and Applying HFT as a Method to Achieve Trading Objectives
High Frequency Trading Forum 2011
High Frequency Trading Forum 2011
Lisa Krow
Today’s trading is complex and frequently involves little human intervention. Five years after the "Flash Crash," do you know how high frequency trading and dark pools work? Our new report separates fact from fiction.
Pwc High Frequency Trading Dark Pools
Pwc High Frequency Trading Dark Pools
PwC
EXTENT-2016: Software Testing & Trading Technology Trends 22 June, 2016, 10 Paternoster Square, London MiFID 2 Compliant Fixed Income SOR System Ferdinando La Posta, Co-founder and CEO, GATElab Would like to know more? Visit our website: extentconf.com Follow us: https://www.linkedin.com/company/exactpro-systems-llc?trk=biz-companies-cym https://twitter.com/exactpro #extent2016 #exactpro
EXTENT-2016: MiFID 2 Compliant Fixed Income SOR System
EXTENT-2016: MiFID 2 Compliant Fixed Income SOR System
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connectivity-the-EY-global-distribution-review
Theodore Joseph Kim
Reverse Merger Transaction
SC Capital Partners RTO
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Jack Dignan
Not only does electronic trading continue to make our financial markets more competitive, but it has brought numerous benefits to all investors This presentation seeks to provide an overview of the evolution of electronic trading, provide clear definitions of often misused terms, and demystify electronic trading strategies like high frequency trading. Among the topics discussed in this presentation: The modernization of our financial markets using electronic trading Definitions of electronic trading, algorithmic trading and high frequency trading The Securities and Exchange Commission and high frequency trading The Commodity Futures Trading Commission and high frequency trading Regulatory framework in place to safeguard investors who invest in markets where electronic trading is prevalent
Electronic Trading: A Primer
Electronic Trading: A Primer
ManagedFunds
The July 2015 Insight newsletter, discussing the changing regulatory landscape and including a conversation with Matthew Lynes, Senior Investment Manager at Aberdeen Asset Management
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Conversation with Matthew Lynes, Aberdeen Asset Management. Buy-Side System Requirements - Whitepaper by Quantifi and OTC Partners. The Cost of Collateral - Webinar Survey.
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A presentation at The 2015 Copenhagen Business School Symposium on High-Frequency Trading. Bjørn Sibbern, President of Nasdaq Copenhagen, Senior Vice President and Global Head of Nasdaq’s Commodities business
The View From The Exchange on High-Frequency Trading (Bjørn Sibbern)
The View From The Exchange on High-Frequency Trading (Bjørn Sibbern)
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risingdempire
Just how closely should financial executives be paying attention? Is the disruption of blockchain technology a distant rumble or an imminent strike? Fintech is shaking the foundation of the traditional financial services industry and blockchain alone could be a game-changer, transforming transactions, custody, accounting, currency exchange, and more. Navigating the associated business implications and expected timeline is no easy task for financial professionals. This webinar can help firms sift through the noise and will identify the most significant blockchain trends and tangible applications. Sponsored by ALFI
Blockchain Trends and Applications
Blockchain Trends and Applications
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A discussion of current best practices for cyber security preparedness and resilience for financial services firms
Cybersecurity Best Practices in Financial Services
Cybersecurity Best Practices in Financial Services
John Rapa
Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services.
SEC Regulation SCI: Automation Review Compliance
SEC Regulation SCI: Automation Review Compliance
John Rapa
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iReekt is a new concept of the Crypto/Fiat exchange platform that will enable any adult person worldwide to exchange between their local currencies and cryptocurrencies freely without risk. We have one of the most passionate and experienced teams in this industry, working together to put crypto into new tech, services, and products level and company standards. We are here to reinvent crypto-industry.
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Distributed ledger technologies (DLTs) are poised to become a transformative feature of financial markets, both in financial products and in the underlying market infrastructure itself. This presentation shows the main findings from a report that analyses the impact that wide-spread adoption of tokenisation could have and discusses emerging opportunities and risks of the application of DLTs for financial markets and their participants, illustrated with case studies in OECD and non-OECD economies. Download the full report at http://www.oecd.org/finance/the-tokenisation-of-assets-and-potential-implications-for-financial-markets.htm
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FSClub CAS-WG Plenary, July 2012
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In recent times, no other technology has gained as much enthusiasm as Block Chain has. In context of the ever-changing market dynamics and growing challenges for Capital Market firms, this article is an attempt to analyse and identify potential functions where Block Chain technology could be useful. The approach here is completely Technology agnostic and focuses on business architecture
Block chain - Applicability in Capital Market
Block chain - Applicability in Capital Market
Adarsh Panda
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Backupeugene.buff
NASAPMC
Prop Traders, Regulatory Experts, & Senior Consultants on New Regulation, Satisfying the Need for Speed, and Applying HFT as a Method to Achieve Trading Objectives
High Frequency Trading Forum 2011
High Frequency Trading Forum 2011
Lisa Krow
Today’s trading is complex and frequently involves little human intervention. Five years after the "Flash Crash," do you know how high frequency trading and dark pools work? Our new report separates fact from fiction.
Pwc High Frequency Trading Dark Pools
Pwc High Frequency Trading Dark Pools
PwC
EXTENT-2016: Software Testing & Trading Technology Trends 22 June, 2016, 10 Paternoster Square, London MiFID 2 Compliant Fixed Income SOR System Ferdinando La Posta, Co-founder and CEO, GATElab Would like to know more? Visit our website: extentconf.com Follow us: https://www.linkedin.com/company/exactpro-systems-llc?trk=biz-companies-cym https://twitter.com/exactpro #extent2016 #exactpro
EXTENT-2016: MiFID 2 Compliant Fixed Income SOR System
EXTENT-2016: MiFID 2 Compliant Fixed Income SOR System
Iosif Itkin
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connectivity-the-EY-global-distribution-review
Theodore Joseph Kim
Reverse Merger Transaction
SC Capital Partners RTO
SC Capital Partners RTO
Jack Dignan
Not only does electronic trading continue to make our financial markets more competitive, but it has brought numerous benefits to all investors This presentation seeks to provide an overview of the evolution of electronic trading, provide clear definitions of often misused terms, and demystify electronic trading strategies like high frequency trading. Among the topics discussed in this presentation: The modernization of our financial markets using electronic trading Definitions of electronic trading, algorithmic trading and high frequency trading The Securities and Exchange Commission and high frequency trading The Commodity Futures Trading Commission and high frequency trading Regulatory framework in place to safeguard investors who invest in markets where electronic trading is prevalent
Electronic Trading: A Primer
Electronic Trading: A Primer
ManagedFunds
The July 2015 Insight newsletter, discussing the changing regulatory landscape and including a conversation with Matthew Lynes, Senior Investment Manager at Aberdeen Asset Management
Quantifi newsletter Insight july 2015
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Quantifi
Conversation with Matthew Lynes, Aberdeen Asset Management. Buy-Side System Requirements - Whitepaper by Quantifi and OTC Partners. The Cost of Collateral - Webinar Survey.
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A presentation at The 2015 Copenhagen Business School Symposium on High-Frequency Trading. Bjørn Sibbern, President of Nasdaq Copenhagen, Senior Vice President and Global Head of Nasdaq’s Commodities business
The View From The Exchange on High-Frequency Trading (Bjørn Sibbern)
The View From The Exchange on High-Frequency Trading (Bjørn Sibbern)
CBS Competitiveness Platform
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risingdempire
Just how closely should financial executives be paying attention? Is the disruption of blockchain technology a distant rumble or an imminent strike? Fintech is shaking the foundation of the traditional financial services industry and blockchain alone could be a game-changer, transforming transactions, custody, accounting, currency exchange, and more. Navigating the associated business implications and expected timeline is no easy task for financial professionals. This webinar can help firms sift through the noise and will identify the most significant blockchain trends and tangible applications. Sponsored by ALFI
Blockchain Trends and Applications
Blockchain Trends and Applications
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Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services.
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O Tlearing 13 Cpril 2010 0.1
O Tlearing 13 Cpril 2010 0.1
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Cybersecurity Best Practices in Financial Services
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Evolution of U.S. Financial Markets 2000-2014
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SEC Regulation SCI and Automation Review Policy Compliance
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SEC Regulation SCI, ARP Reviews and Audits
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Industry impact and lessons learned from hurricane sandy summary report 010913
O Tlearing 13 Cpril 2010 0.1
O Tlearing 13 Cpril 2010 0.1
Tech Solutions For C 1104
1.
The Information Technology
Division Presents TECH SOLUTIONS FOR OTC CCP November 4, 2010 Prepared and Moderated by Tellefsen and Company, L.L.C.
2.
3.
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5.
6.
7.
8.
OUTSTANDING VALUE –
CDS, INTEREST RATE AND FX SWAPS Source: WSJ
9.
2009 GLOBAL LISTED
AND OTC DERIVATIVES VOLUMES, NOTIONAL OUTSTANDING
10.
OTC PRODUCT VOLUMES
AT MAJOR EXCHANGES
11.
QUESTIONS FOR OUR
PANEL
12.
THANKS TO OUR
PANEL!!!
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