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Kuncoro Wastuwibowo
IEEE Indonesia Section
The current policies of spectrum
                                         Mobile and multi-device lifestyle
    block result in inefficiency of
                                         currently requires multi-band and
 spectrum usage. In some block, the
                                        multi-platform wireless technology,
   spectra are saturated, whereas
                                         which should be simplified and/or
   other bands are underused. The
                                          future-enhanced with software-
improvement will need a flexible yet
                                            defined wireless technology.
  regulated use of spectrum band.




                         Context-aware service and
                    applications could be improved with
                     cross-layer optimization including
                        the flexible use of spectrum.
Y U NO
 make wireless
    systems
computationally
 intelligent ??
Most-Effective
         Cognitive   Generic   (or Any Available
Device
          Radio      TX / RX       Spectrum)
Aspects                  Covering Standard Bodies
Definition               IEEE Dyspan, ETSI, ITU-R
Coexistence              IEEE 802.19, IEEE Dyspan
Software-Defined Radio   IEEE Dyspan, SDR Forum, ITU-R, OMG
Radio Interfaces         IEEE 802.22, 3GPP
Heterogeneous Access     ETSI, IEEE Dyspan
Spectrum Sensing         IEEE 802.22, IEEE Dyspan
Testing
Networking
Security
2005

• IEEE Communications Society & IEEE Electromagnetic
  Compatibility Society established IEEE P1900 Standard
  Committee to develop supporting standards for dynamic
  spectrum management.

2007

• IEEE Standard Board reorganised P1900 SC as Standards
  Coordinating Committee 41 (SCC41), Dynamic Spectrum
  Access Networks (DySPAN).

2010

• SCC41 voted to be organised under IEEE Communications
  Society Standards Board, and was renamed as IEEE DySPAN
  SC (Standard Committee).
New techniques and
 DSA radio systems and
                                methods of DSA including
networks with the focus on
                                the management of radio
improved use of spectrum
                                transmission interference




                  Coordination of wireless
                   technologies including
                 network management and
               information sharing amongst
               networks deploying different
                    wireless technologies
1900.1    •Terminology and Concepts for Next Generation Radio Systems and
           Spectrum Management



1900.2    •Interference and Coexistence Analysis




1900.3    •Conformance Evaluation of Software Defined Radio (SDR) Software
           Modules



1900.4    •Architectural Building Blocks Enabling Network-Device Distributed Decision
           Making in Heterogeneous Wireless Access Networks



1900.5    •Policy Language and Policy Architectures for Managing Cognitive Radio for
           Dynamic Spectrum Access Applications



1900.6    •Spectrum Sensing Interfaces and Data Structures for Dynamic Spectrum
           Access and other Advanced Radio Communication Systems



P1900.7   •Radio Interface for White Space Dynamic Spectrum Access Radio Systems
           Supporting Fixed and Mobile Operation
IEEE 802.22

• 802.22 is a wireless communication at 54–863 MHz. It
  has an arrangement related to the identification of the
  PUs and defining the power levels so as not to
  interfere with the adjacent bands. BS controls all the
  CPE’s decisions as to when to send data and the
  channels to use. CPE senses the spectrum in its
  vicinity, helping in distributed detection of PU activity.

IEEE 802.16

• 802.16 (WiMAX) has its own set of standards that
  support CR-like functionalities, including methods of
  efficient coexistence of multiple BWA systems. It also
  discussed interference analysis and coexistence
  issues for BWA networks in its bands.
IEEE 802.15

• 802.15 (WPAN) works in the license-exempt bands and also have
  their own set of standards related to coexistence.

IEEE 802.11

• Coexistence mechanisms are also included in 802.11 WiFi
  standards, including dynamic frequency selection and transmit
  power control for coexistence with satellite and radar systems
  operating in the 5 GHz band.

IEEE 802.19

• This standard defines general coexistence metrics for all IEEE
  802 networks working in the unlicensed bands. Although focusing
  on IEEE 802 networks, the guidelines of the standard can be
  applicable to other unlicensed wireless systems
Cognitive radio (CR)

• is a type of wireless transmission in which
  communication systems are aware of their
  environment and internal state and can make
  decisions about their radio operating behavior
  based on that information and predefined
  objectives.

Dynamic Spectrum Access (DSA)

• is the real-time adjustment of spectrum utilisation in
  response to changing circumstances and
  objectives.
Radio Type      Platform      Reconfiguration &               Intelligence
                                  Adaptability
Hardware         Hardware    Minimal                  None
Software         HW/SW       Automatic                Minimal
Adaptive         HW/SW       Automatic / predefined   Minimal / none
Reconfigurable   HW/SW       Manual / predefined      Minimal / none
Policy-based     HW/SW       Manual (database) /      Minimal / none
                             automatic
Cognitive        HW/SW       Full                     Artificial / machine learning
Intelligent      HW/SW       Full                     Machine learning /
                                                      prediction
Policies, Rules,
       etc




                                               TX
                              Reconfigurable           Radio
                   Decision   Radio Platform        Environment
                   Database                    RX      , User
                                                     Behaviour,
                                                      Device
                                                     State, etc

  Learning &
  Reasoning


                                 Sensing
System A          System B        System C




System A        System B          System C




                                       System A        System B    System C


Heterogeneous-type Cognitive Radio

                           Spectrum Sharing type Cognitive Radio
RAN
                                                                  Cross-
                  Oper
                                 CTM        CNM                 Network
                  ator
                                                                Signalling
         RAT



Heterogeneous type cognitive radio selects optimal radio access networks (RAN) or
operators and radio access technologies (RAT) based on collaboration between
cognitive terminal manager (CTM/TRM) and cognitive network managers (CNM/NRM)
via cross-network signalling.
2. Collect sensing info CNM
from terminals          (NRM)
Decide network
policy for users                                                   Network Reconfiguration


                                                                                       Operator 3
Operator 1
              CNM                                                                      CNM
                         Operator 2                                                   (NRM)
             (NRM)
                           CROSS
                         NETWORK
                        SIGNALLING                                              Reconfiguration
         3. Request network policy
         and send it from CNM to CTM                                4. Decide radio access technology
                                1. Sense radio link quality
                                                               CTM and/or operators using user
                                                              (TRM) preference & network policy
Adaptive gain-controlled       Tunable filter or band             Broadband up-
       amplifier                 selection RF filter             conversion mixer



                                                                                         Cognitive Radio Baseband Signal Processor

                                  FILTE
                      AMP                                                       D|A
                                    R                                                                                       Multi-core
                                                                                             Interfaces Part
   Tunable                                                                                                                  IP Part

  Multiband
                                                          Multiband          Multiband
   Antenna                                   MIXER       Synthesizer          Clock
                                                                                                                 SWITCH

                                                                                                  Full
                                                                                                                           Parameter
                                                                                            Reconfigurable
                                                                                                                          Control Part
                      FILTE                              FILTE                                  Part
                                   AMP                                          A|D
                        R                                  R




 Tunable filter or band       Adaptive gain-controlled       Broadband down-             Tunable & selectable
   selection RF filter               amplifier               conversion mixer             baseband / IF filter
Single/multiple primary operators and
multiple secondary operators managed               Operator
                                                   Independent
dynamic spectrum access network                    NRM

                                                                              Operator
                            Operator
                                                                              Dependent
                            Dependent
                                                                              NRM
                            NRM


                                             Operator 1          Operator 2




                                                                                          Network based on
                                                                                          Cognitive Base Station


                                                                               Cognitive Base Station




Secondary operators use frequency band
and period that primary operators does not                                                           Sensing
use by sensing spectrum and link quality
Network Management

     Cellular          Metropolitan             Short-Range
                                                                            Network
                                                                         reconfiguratio
                                                                               n
                                                                         management
   3G      4G         WiMAX       WiMAX II       WiFi        WiFi NG
                                 (806.16m)     (802.11n)




                                                              Terminal
                 Terminal




                                                               1900.4
                  1900.4




                                      DSA-enabled                          IEEE
                                        Radios                            1900.4

 Legacy                Terminal                       Terminal
terminal             reconfiguratio                 reconfiguratio
                           n                              n
                     management                     management
RAN                        Terminal
   Context Information          Context Information
• RAN radio resource        • User preferences
  optimisation objectives   • Required QoS levels
• RAN radio capabilities    • Terminal capabilities
• RAN measurements          • Terminal measurements
• RAN transport             • Terminal geo-location
  capabilities                information
                            • Geo-location-based
                              terminal measurements
NRM: Network                TRM: Terminal
     Reconfiguration             Reconfiguration
      Management                  Management
• Responsible for           • Responsible for
  managing composite          managing the terminal,
  wireless network (CWN)      within the framework
• Accepting spectrum          defined by the NRM, for
  assignment policies         network-terminal
  from Policy block           distributed optimisation
• Transmit radio resource     of spectrum usage
  selection guide to TRM    • Accepting radio
                              resource selection guide
                              from NRM
TRC                RAN(1)                  OSM
                                                        RRC
                                                      RMC

                        TRM
                                            RAN(N)                  NRM


                        TMC

                     Terminal                  Packet Based Core Network
TRM   Terminal reconfiguration manager
TRC   Terminal reconfiguration controller
TMC   Terminal measurement collector
OSM   Operator spectrum manager
NRM   Network reconfiguration manager
RRC   RAN reconfiguration controller
RMC   RAN measurement collector
TRC                                     Packet Based Core Network
                                                                                           OSM
                                              TRM    RAN
                 Terminal                                       NRM             Network reconfiguration,
             reconfiguration,                           RRC                       decision, and control
               decision, and
                  control                  RAN                      RAN
                                         selection                selection
                                                                                 Spectrum assignment
               Information                             RMC                            evaluation
                extraction,
              collection, and
                                                                                      Policy derivation
                  storage

                                                                               Policy efficiency evaluation
                  TMC
                                                                                Information extraction,
                                                                                collection, and storage




Functions related to decision making &
            reconfiguration

Functions related to context awareness
Assume:
   N = number of networks competing
   M = number of band
Two networks cannot share a band, because it will suffer the QoS
Any interfering network i in a specific band may choose to ‘stay’ or
‘switch’
Expected cost to find a clear channel:



where
   si, s-i  strategy chosen by i and by other network
   c  cost of single switching
   f(N,M)  function that depicts the varying behavior of the cost with N
   and M. For example f(N,M) = NM/(M-N)
Challenge
Accepted
If i chooses to stay, possibly:
(i) All others will switch, creating clear band for i
(ii) All others might stay, wasting the stage, and repeating the game G
(iii) Some networks will switch, while the rest will stay and creating a
      subgame G’

The cost function is:


The optimization problem in this game is to find a mechanism of switching
or staying such that the cost incurred can be minimized and an equilibrium
can be achieved. Assuming all the players (networks) are rational, there
might be a set of strategies with the property that no network can benefit
by changing its strategy unilaterally while the other networks keep their
strategies unchanged (Nash equilibrium).
If:
p is the probability to switch and (1-p) is the probability of stay
j is the number of other networks willing to switch
Qj denotes the probability of j networks switching out of other N − 1 networks




Then: the expected costs of i if it chooses to switch or to stay are
To find the optimal value, both equations are equated




Using binomial equations etc,




For any values of N and M, p has a nonzero finite value, thus proving the
existence of a mixed strategy Nash equilibrium point.
• Average system convergence
  cost with 20 competing
  cognitive radio (CR) networks.

• With increase in number of
  available bands, the
  convergence cost decreases.

• The convex nature of the
  curves proves that a point of
  minima exists for each of the
  curve. This minima
  corresponds to the Nash
  equilibrium strategy (p).
• System convergence costs
  following mixed strategy
  space for a varying
  network:band ratio
  (50−90%)

• With an increase in the
  network : band ratio the
  system convergence cost
  increases almost
  exponentially.
PHY
                    MAC
                                   Network




        e Radio
        Cognitiv
       +
      Policy Enforcement Entity

                     Incentive Entity

           Security Module

                   Coexistence Module

MIMO                         Topology

                    Network Coding

      Cross-Layer Optimisation
Fabrizio Granelli & al. Standardization and Research in Cognitive and
Dynamic Spectrum Access Networks: IEEE SCC41 Efforts and Other
Activities. IEEE Communications Magazine, January 2010.
Krzysztof Iniewski (ed). Convergence of Mobile and Stationary Next-
Generation Networks. Wiley, 2010.
Lee Pucker. Review of Contemporary Spectrum Sensing Technologies.
Report for IEEE-SA P1900.6 Standards Group
Min Song & al. Dynamic Spectrum Access: From Cognitive Radio to
Network Radio. IEEE Wireless Communications, February 2012.
Paul Houze & al. IEEE 1900.4 WG: IEEE 1900.4 Standard Overview.
Presentation.
R. Venkatesha Prasad & al, Cognitive Functionality in Next Generation
Wireless Networks: Standardization Efforts. IEEE Communications
Magazine, April 2008.
Soodesh Buljore & al. Architecture and Enablers for Optimized Radio
Resource Usage in Heterogeneous Wireless Access Networks: The IEEE
1900.4 Working Group. IEEE Communications Magazine, January 2009.
Telkom Indonesia
       Multimedia Division
          Senior Service Creation (now)
IEEE
       Indonesia Section
          Vice Chair (2012)
       Comsoc, Indonesia Chapter
          Chairman (2009-2011)
          Vice Chair (2007-2008)
Internetworking Indonesia Journal
          Editor
                                          Contact
                                                Mail / Gtalk kuncoro@telkom.cc
                                                Twitter @kuncoro
                                                Mobile +62-21-3375-8000

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Cognitive Radio, Introduction and Main Issues

  • 2.
  • 3. The current policies of spectrum Mobile and multi-device lifestyle block result in inefficiency of currently requires multi-band and spectrum usage. In some block, the multi-platform wireless technology, spectra are saturated, whereas which should be simplified and/or other bands are underused. The future-enhanced with software- improvement will need a flexible yet defined wireless technology. regulated use of spectrum band. Context-aware service and applications could be improved with cross-layer optimization including the flexible use of spectrum.
  • 4. Y U NO make wireless systems computationally intelligent ??
  • 5. Most-Effective Cognitive Generic (or Any Available Device Radio TX / RX Spectrum)
  • 6.
  • 7.
  • 8. Aspects Covering Standard Bodies Definition IEEE Dyspan, ETSI, ITU-R Coexistence IEEE 802.19, IEEE Dyspan Software-Defined Radio IEEE Dyspan, SDR Forum, ITU-R, OMG Radio Interfaces IEEE 802.22, 3GPP Heterogeneous Access ETSI, IEEE Dyspan Spectrum Sensing IEEE 802.22, IEEE Dyspan Testing Networking Security
  • 9. 2005 • IEEE Communications Society & IEEE Electromagnetic Compatibility Society established IEEE P1900 Standard Committee to develop supporting standards for dynamic spectrum management. 2007 • IEEE Standard Board reorganised P1900 SC as Standards Coordinating Committee 41 (SCC41), Dynamic Spectrum Access Networks (DySPAN). 2010 • SCC41 voted to be organised under IEEE Communications Society Standards Board, and was renamed as IEEE DySPAN SC (Standard Committee).
  • 10. New techniques and DSA radio systems and methods of DSA including networks with the focus on the management of radio improved use of spectrum transmission interference Coordination of wireless technologies including network management and information sharing amongst networks deploying different wireless technologies
  • 11. 1900.1 •Terminology and Concepts for Next Generation Radio Systems and Spectrum Management 1900.2 •Interference and Coexistence Analysis 1900.3 •Conformance Evaluation of Software Defined Radio (SDR) Software Modules 1900.4 •Architectural Building Blocks Enabling Network-Device Distributed Decision Making in Heterogeneous Wireless Access Networks 1900.5 •Policy Language and Policy Architectures for Managing Cognitive Radio for Dynamic Spectrum Access Applications 1900.6 •Spectrum Sensing Interfaces and Data Structures for Dynamic Spectrum Access and other Advanced Radio Communication Systems P1900.7 •Radio Interface for White Space Dynamic Spectrum Access Radio Systems Supporting Fixed and Mobile Operation
  • 12. IEEE 802.22 • 802.22 is a wireless communication at 54–863 MHz. It has an arrangement related to the identification of the PUs and defining the power levels so as not to interfere with the adjacent bands. BS controls all the CPE’s decisions as to when to send data and the channels to use. CPE senses the spectrum in its vicinity, helping in distributed detection of PU activity. IEEE 802.16 • 802.16 (WiMAX) has its own set of standards that support CR-like functionalities, including methods of efficient coexistence of multiple BWA systems. It also discussed interference analysis and coexistence issues for BWA networks in its bands.
  • 13. IEEE 802.15 • 802.15 (WPAN) works in the license-exempt bands and also have their own set of standards related to coexistence. IEEE 802.11 • Coexistence mechanisms are also included in 802.11 WiFi standards, including dynamic frequency selection and transmit power control for coexistence with satellite and radar systems operating in the 5 GHz band. IEEE 802.19 • This standard defines general coexistence metrics for all IEEE 802 networks working in the unlicensed bands. Although focusing on IEEE 802 networks, the guidelines of the standard can be applicable to other unlicensed wireless systems
  • 14.
  • 15. Cognitive radio (CR) • is a type of wireless transmission in which communication systems are aware of their environment and internal state and can make decisions about their radio operating behavior based on that information and predefined objectives. Dynamic Spectrum Access (DSA) • is the real-time adjustment of spectrum utilisation in response to changing circumstances and objectives.
  • 16. Radio Type Platform Reconfiguration & Intelligence Adaptability Hardware Hardware Minimal None Software HW/SW Automatic Minimal Adaptive HW/SW Automatic / predefined Minimal / none Reconfigurable HW/SW Manual / predefined Minimal / none Policy-based HW/SW Manual (database) / Minimal / none automatic Cognitive HW/SW Full Artificial / machine learning Intelligent HW/SW Full Machine learning / prediction
  • 17. Policies, Rules, etc TX Reconfigurable Radio Decision Radio Platform Environment Database RX , User Behaviour, Device State, etc Learning & Reasoning Sensing
  • 18.
  • 19. System A System B System C System A System B System C System A System B System C Heterogeneous-type Cognitive Radio Spectrum Sharing type Cognitive Radio
  • 20. RAN Cross- Oper CTM CNM Network ator Signalling RAT Heterogeneous type cognitive radio selects optimal radio access networks (RAN) or operators and radio access technologies (RAT) based on collaboration between cognitive terminal manager (CTM/TRM) and cognitive network managers (CNM/NRM) via cross-network signalling.
  • 21. 2. Collect sensing info CNM from terminals (NRM) Decide network policy for users Network Reconfiguration Operator 3 Operator 1 CNM CNM Operator 2 (NRM) (NRM) CROSS NETWORK SIGNALLING Reconfiguration 3. Request network policy and send it from CNM to CTM 4. Decide radio access technology 1. Sense radio link quality CTM and/or operators using user (TRM) preference & network policy
  • 22. Adaptive gain-controlled Tunable filter or band Broadband up- amplifier selection RF filter conversion mixer Cognitive Radio Baseband Signal Processor FILTE AMP D|A R Multi-core Interfaces Part Tunable IP Part Multiband Multiband Multiband Antenna MIXER Synthesizer Clock SWITCH Full Parameter Reconfigurable Control Part FILTE FILTE Part AMP A|D R R Tunable filter or band Adaptive gain-controlled Broadband down- Tunable & selectable selection RF filter amplifier conversion mixer baseband / IF filter
  • 23. Single/multiple primary operators and multiple secondary operators managed Operator Independent dynamic spectrum access network NRM Operator Operator Dependent Dependent NRM NRM Operator 1 Operator 2 Network based on Cognitive Base Station Cognitive Base Station Secondary operators use frequency band and period that primary operators does not Sensing use by sensing spectrum and link quality
  • 24.
  • 25. Network Management Cellular Metropolitan Short-Range Network reconfiguratio n management 3G 4G WiMAX WiMAX II WiFi WiFi NG (806.16m) (802.11n) Terminal Terminal 1900.4 1900.4 DSA-enabled IEEE Radios 1900.4 Legacy Terminal Terminal terminal reconfiguratio reconfiguratio n n management management
  • 26. RAN Terminal Context Information Context Information • RAN radio resource • User preferences optimisation objectives • Required QoS levels • RAN radio capabilities • Terminal capabilities • RAN measurements • Terminal measurements • RAN transport • Terminal geo-location capabilities information • Geo-location-based terminal measurements
  • 27. NRM: Network TRM: Terminal Reconfiguration Reconfiguration Management Management • Responsible for • Responsible for managing composite managing the terminal, wireless network (CWN) within the framework • Accepting spectrum defined by the NRM, for assignment policies network-terminal from Policy block distributed optimisation • Transmit radio resource of spectrum usage selection guide to TRM • Accepting radio resource selection guide from NRM
  • 28. TRC RAN(1) OSM RRC RMC TRM RAN(N) NRM TMC Terminal Packet Based Core Network TRM Terminal reconfiguration manager TRC Terminal reconfiguration controller TMC Terminal measurement collector OSM Operator spectrum manager NRM Network reconfiguration manager RRC RAN reconfiguration controller RMC RAN measurement collector
  • 29. TRC Packet Based Core Network OSM TRM RAN Terminal NRM Network reconfiguration, reconfiguration, RRC decision, and control decision, and control RAN RAN selection selection Spectrum assignment Information RMC evaluation extraction, collection, and Policy derivation storage Policy efficiency evaluation TMC Information extraction, collection, and storage Functions related to decision making & reconfiguration Functions related to context awareness
  • 30.
  • 31. Assume: N = number of networks competing M = number of band Two networks cannot share a band, because it will suffer the QoS Any interfering network i in a specific band may choose to ‘stay’ or ‘switch’ Expected cost to find a clear channel: where si, s-i  strategy chosen by i and by other network c  cost of single switching f(N,M)  function that depicts the varying behavior of the cost with N and M. For example f(N,M) = NM/(M-N)
  • 33. If i chooses to stay, possibly: (i) All others will switch, creating clear band for i (ii) All others might stay, wasting the stage, and repeating the game G (iii) Some networks will switch, while the rest will stay and creating a subgame G’ The cost function is: The optimization problem in this game is to find a mechanism of switching or staying such that the cost incurred can be minimized and an equilibrium can be achieved. Assuming all the players (networks) are rational, there might be a set of strategies with the property that no network can benefit by changing its strategy unilaterally while the other networks keep their strategies unchanged (Nash equilibrium).
  • 34. If: p is the probability to switch and (1-p) is the probability of stay j is the number of other networks willing to switch Qj denotes the probability of j networks switching out of other N − 1 networks Then: the expected costs of i if it chooses to switch or to stay are
  • 35. To find the optimal value, both equations are equated Using binomial equations etc, For any values of N and M, p has a nonzero finite value, thus proving the existence of a mixed strategy Nash equilibrium point.
  • 36. • Average system convergence cost with 20 competing cognitive radio (CR) networks. • With increase in number of available bands, the convergence cost decreases. • The convex nature of the curves proves that a point of minima exists for each of the curve. This minima corresponds to the Nash equilibrium strategy (p).
  • 37. • System convergence costs following mixed strategy space for a varying network:band ratio (50−90%) • With an increase in the network : band ratio the system convergence cost increases almost exponentially.
  • 38.
  • 39. PHY MAC Network e Radio Cognitiv + Policy Enforcement Entity Incentive Entity Security Module Coexistence Module MIMO Topology Network Coding Cross-Layer Optimisation
  • 40.
  • 41. Fabrizio Granelli & al. Standardization and Research in Cognitive and Dynamic Spectrum Access Networks: IEEE SCC41 Efforts and Other Activities. IEEE Communications Magazine, January 2010. Krzysztof Iniewski (ed). Convergence of Mobile and Stationary Next- Generation Networks. Wiley, 2010. Lee Pucker. Review of Contemporary Spectrum Sensing Technologies. Report for IEEE-SA P1900.6 Standards Group Min Song & al. Dynamic Spectrum Access: From Cognitive Radio to Network Radio. IEEE Wireless Communications, February 2012. Paul Houze & al. IEEE 1900.4 WG: IEEE 1900.4 Standard Overview. Presentation. R. Venkatesha Prasad & al, Cognitive Functionality in Next Generation Wireless Networks: Standardization Efforts. IEEE Communications Magazine, April 2008. Soodesh Buljore & al. Architecture and Enablers for Optimized Radio Resource Usage in Heterogeneous Wireless Access Networks: The IEEE 1900.4 Working Group. IEEE Communications Magazine, January 2009.
  • 42. Telkom Indonesia Multimedia Division Senior Service Creation (now) IEEE Indonesia Section Vice Chair (2012) Comsoc, Indonesia Chapter Chairman (2009-2011) Vice Chair (2007-2008) Internetworking Indonesia Journal Editor Contact Mail / Gtalk kuncoro@telkom.cc Twitter @kuncoro Mobile +62-21-3375-8000