Personal Information
Entreprise/Lieu de travail
Fort Lauderdale United States
Profession
Founder and Principal
Secteur d’activité
Finance / Banking / Insurance
Site Web
firstmarksolutions.com
À propos
Mitchell Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc.which is based in Fort Lauderdale, Florida. He is a consultant to FINRA-registered broker dealers and registered investment advisers. His recent compliance focuses include cybersecurity, FINRA membership applications, risk-based branch inspections, non-traded REITs, business development corporations, exchanged traded funds, anti-money laundering, and Regulations SP and S-ID. He handles complex FINRA membership applications. Atkins is a frequent speaker at securities industry conferences.
Mots-clés
non-traded reit suitability
finra suitability rule
variable annuity l-shares
Tout plus
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Personal Information
Entreprise/Lieu de travail
Fort Lauderdale United States
Profession
Founder and Principal
Secteur d’activité
Finance / Banking / Insurance
Site Web
firstmarksolutions.com
À propos
Mitchell Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc.which is based in Fort Lauderdale, Florida. He is a consultant to FINRA-registered broker dealers and registered investment advisers. His recent compliance focuses include cybersecurity, FINRA membership applications, risk-based branch inspections, non-traded REITs, business development corporations, exchanged traded funds, anti-money laundering, and Regulations SP and S-ID. He handles complex FINRA membership applications. Atkins is a frequent speaker at securities industry conferences.
Mots-clés
non-traded reit suitability
finra suitability rule
variable annuity l-shares
Tout plus