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Patent Prosecution Luncheon
May 15, 2014
Conflict of Interest
• Baker Botts is being sued for malpractice by
Axcess International - $50M
• Axcess hired Baker Botts to draft patent
applications for RFID technology
– Baker Botts also represented Savi Technology
– Axcess International and Savi are competitors in
the RFID industry
Conflict of Interest
• Baker Botts did not tell Axcess that it
represented Savi
• Axcess claims that Baker Botts’ either didn’t
check for conflicts or should have realized the
conflict sooner
• Axcess could have gotten broader claim
coverage if it had different counsel
Conflict of Interest
• Baker Botts argues that it was not obligated to
tell Axcess about its representation of Savi
• There can never be a conflict of interest in
straight patent prosecution because it is not
an adversarial process
Electronic Priority Document Exchange (PDX)
Participating Countries in PDX
• United States (USPTO)
• European Patent Office (EPO)
• Japan (JPO)
• Korea (KIPO)
• World Intellectual Property Organization (WIPO)
• Finland
• Denmark
• Sweden
• China
• International Bureau
• Spain
• United Kingdom
• Australia
WIPO Digital Access Service (DAS)
Problems
• Issues with USPTO retrieving electronic
versions of certified copies
• China has not been issuing certified copies of
foreign applications after 16 months past filing
Do I file a bypass continuation application or
national phase application?
• Foreign priority country is not part of the PDX
– Recommended to file a regular US national
phase application (35 USC 371)
 Do not need certified copies of foreign priority
documents

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May 2014 Patent Prosecution Luncheon

  • 2. Conflict of Interest • Baker Botts is being sued for malpractice by Axcess International - $50M • Axcess hired Baker Botts to draft patent applications for RFID technology – Baker Botts also represented Savi Technology – Axcess International and Savi are competitors in the RFID industry
  • 3. Conflict of Interest • Baker Botts did not tell Axcess that it represented Savi • Axcess claims that Baker Botts’ either didn’t check for conflicts or should have realized the conflict sooner • Axcess could have gotten broader claim coverage if it had different counsel
  • 4. Conflict of Interest • Baker Botts argues that it was not obligated to tell Axcess about its representation of Savi • There can never be a conflict of interest in straight patent prosecution because it is not an adversarial process
  • 5. Electronic Priority Document Exchange (PDX) Participating Countries in PDX • United States (USPTO) • European Patent Office (EPO) • Japan (JPO) • Korea (KIPO) • World Intellectual Property Organization (WIPO) • Finland • Denmark • Sweden • China • International Bureau • Spain • United Kingdom • Australia WIPO Digital Access Service (DAS)
  • 6. Problems • Issues with USPTO retrieving electronic versions of certified copies • China has not been issuing certified copies of foreign applications after 16 months past filing
  • 7. Do I file a bypass continuation application or national phase application? • Foreign priority country is not part of the PDX – Recommended to file a regular US national phase application (35 USC 371)  Do not need certified copies of foreign priority documents