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NSF DATA MANAGEMENT PLAN
— IMPLICATIONS FOR LIBRARIANS


Andrew Sallans
Head of Strategic Data Initiatives
University of Virginia Library

ALA Midwinter Meeting, STS HT DG
8 January 2011
RECENT DEVELOPMENTS

 Open data: growing governmental interest in
  making publicly-funded research more
  transparent and more available (NIH, NSF)
 Broader critical review: greater interest
  evaluating original research data (Nature)
 Technological advances: sharing of research
  results easier and faster (Repositories, Web 2.0)
 Reuse/preservation of research data:
  increased consideration of the cost and value of
  research data and need to ensure its longevity
                                                      2
“SCIENTISTS SEEKING NSF FUNDING WILL SOON BE
REQUIRED TO SUBMIT DATA MANAGEMENT PLANS”
Press Release 10-077, May 5, 2010


     Current Policy:
     o “To advance science by encouraging data sharing among
       researchers”
     o Data obtained with federal funds be accessible to the general
       public
     o Grantees must develop and submit specific plans to share
       materials collected with NSF support, except where this is
       inappropriate or impossible

     On or around October 2010:
     o All new NSF proposals will be required to include a data
       management plan in the form of a 2 pg supplementary document
       (peer reviewed)
     o New policy is meant to be a 1st step toward a more
       comprehensive approach to data management
     o Exact requirements vague                                     3
THE CHALLENGE FOR INSTITUTIONS

Data is expensive
 Time, instrumentation, inability to reproduce

Increasing regulation
 Granting agencies and journals require
  submission
Inadequate training
 No formal data management curriculum

Preservation is not a priority
 For most researchers, preservation takes time
  away from the work that is rewarded
  (publication, teaching)                         4
OUR SOLUTION

  Librarians as partners
  o Consult with and advise researchers
  o Provide leadership to the institution
  o Work with existing data organizations

  In order to succeed, librarians need to:
  • Build and develop specific expertise
  • Facilitate communication


                                             5
WHY THE LIBRARY?
 Neutral: works across the entire institution
 Strong in relationship building: has
  experience fostering discussion and relationships,
  and cultivates an existing support network
 Intellectual Property experts: has dealt with
  copyright, can translate to data
 Service-oriented: uniquely positioned as an
  intellectual service unit within the institution



                                                       6
NSF DATA MANAGEMENT PLAN UPDATE
 Now effective January 18, 2011
 Some earlier proposals also require DMPs (even
  some in early December)
 Broad guidelines, but directorates may have
  specific guidelines for their community
 Uploaded as 2-page supplemental document in
  FastLane (with specific format requirements)
 Formally peer-reviewed, and will require status
  updates in all progress reports

                                                    7
UVA SCIDAC NSF DMP RESPONSE
UVa Library’s Original Request
 Develop boilerplate for researchers to use in proposals


SciDaC Group’s Response
 No boilerplate, successful proposals need customized plans
 Our approach involves:
    Knowledge across many communities (“translational” opportunities)
    Leadership on policy/infrastructure development
    Development of a template that simplifies writing the plan


Principles
 Must be easy for researcher
 Must be supportable by available UVA resources/infrastructure
 Must be able to be followed-through on if grant is awarded
                                                                     8
ONGOING ISSUES
 Training: how do you train librarians to meet
  these new needs?
 Buy-in: how do you get effective buy-in from
  people around the institution?
 Scalability: how do you scale this to support all
  of the researchers who need support?




                                                      9
TRAINING LIBRARIANS
UVa Library Staff Model
 Scientific Data Consultants
 Subject Librarians


Current Training Model
 Brown Bag Data Curation
  Discussions
 Data Interviews


Goals and Objectives
 Build Data Literacy
 Create Collaborative Opportunities
 Establish the Library for Data
  Preservation
                                       10
BUY-IN BY THE INSTITUTION
 Regulations are helpful
 Partnerships between key areas:
     University libraries (UL)
     Central IT (CIO)
     Research Office (VP for Research)
     Sponsored Programs/Research

   Strategic investment: take ownership, allocate
    resources, and demonstrate capability



                                                     11
SCALING UP TO MEET DEMAND
   Time: NSF research support alone is going to be
    very time consuming (UVA had about 140
    proposals over the past year, 44 in November
    alone)

   Funding: work with leaders to find money
     Redirection/reallocation of grant overhead dollars
     Write-in of library staff on grants


   Strategy: decide how to invest
     How might units be reorganized?
     How could staff resources and expertise be refocused?
                                                              12
     What external partnerships would add value?
TO CONTINUE THE DISCUSSION…
 Lots of conference activity
 ARL Data Listserve
  (http://www.arl.org/rtl/eresearch/escien/nsf/index.
  shtml)
 JISC Dataman Listserve
  (https://www.jiscmail.ac.uk/cgi-
  bin/webadmin?A0=RESEARCH-DATAMAN)
 UIUC Summer Institute on Data Curation




                                                        13
WRAP-UP
 Libraries are well-positioned to play a vital role
  in research data support
 NSF DMP Mandate is a call to action




                                                       14
QUESTIONS?
   Please feel free to contact me with questions at
    als9q@virginia.edu or 434-243-2180.




                                                       15
DISCUSSION QUESTIONS/TOPICS
   Training/retooling

   Organizational buy-in

   Scalability and sustainability

   Funding opportunities



                                     16

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NSF Data Management Plans: A Role for Librarians

  • 1. NSF DATA MANAGEMENT PLAN — IMPLICATIONS FOR LIBRARIANS Andrew Sallans Head of Strategic Data Initiatives University of Virginia Library ALA Midwinter Meeting, STS HT DG 8 January 2011
  • 2. RECENT DEVELOPMENTS  Open data: growing governmental interest in making publicly-funded research more transparent and more available (NIH, NSF)  Broader critical review: greater interest evaluating original research data (Nature)  Technological advances: sharing of research results easier and faster (Repositories, Web 2.0)  Reuse/preservation of research data: increased consideration of the cost and value of research data and need to ensure its longevity 2
  • 3. “SCIENTISTS SEEKING NSF FUNDING WILL SOON BE REQUIRED TO SUBMIT DATA MANAGEMENT PLANS” Press Release 10-077, May 5, 2010 Current Policy: o “To advance science by encouraging data sharing among researchers” o Data obtained with federal funds be accessible to the general public o Grantees must develop and submit specific plans to share materials collected with NSF support, except where this is inappropriate or impossible On or around October 2010: o All new NSF proposals will be required to include a data management plan in the form of a 2 pg supplementary document (peer reviewed) o New policy is meant to be a 1st step toward a more comprehensive approach to data management o Exact requirements vague 3
  • 4. THE CHALLENGE FOR INSTITUTIONS Data is expensive  Time, instrumentation, inability to reproduce Increasing regulation  Granting agencies and journals require submission Inadequate training  No formal data management curriculum Preservation is not a priority  For most researchers, preservation takes time away from the work that is rewarded (publication, teaching) 4
  • 5. OUR SOLUTION Librarians as partners o Consult with and advise researchers o Provide leadership to the institution o Work with existing data organizations In order to succeed, librarians need to: • Build and develop specific expertise • Facilitate communication 5
  • 6. WHY THE LIBRARY?  Neutral: works across the entire institution  Strong in relationship building: has experience fostering discussion and relationships, and cultivates an existing support network  Intellectual Property experts: has dealt with copyright, can translate to data  Service-oriented: uniquely positioned as an intellectual service unit within the institution 6
  • 7. NSF DATA MANAGEMENT PLAN UPDATE  Now effective January 18, 2011  Some earlier proposals also require DMPs (even some in early December)  Broad guidelines, but directorates may have specific guidelines for their community  Uploaded as 2-page supplemental document in FastLane (with specific format requirements)  Formally peer-reviewed, and will require status updates in all progress reports 7
  • 8. UVA SCIDAC NSF DMP RESPONSE UVa Library’s Original Request  Develop boilerplate for researchers to use in proposals SciDaC Group’s Response  No boilerplate, successful proposals need customized plans  Our approach involves:  Knowledge across many communities (“translational” opportunities)  Leadership on policy/infrastructure development  Development of a template that simplifies writing the plan Principles  Must be easy for researcher  Must be supportable by available UVA resources/infrastructure  Must be able to be followed-through on if grant is awarded 8
  • 9. ONGOING ISSUES  Training: how do you train librarians to meet these new needs?  Buy-in: how do you get effective buy-in from people around the institution?  Scalability: how do you scale this to support all of the researchers who need support? 9
  • 10. TRAINING LIBRARIANS UVa Library Staff Model  Scientific Data Consultants  Subject Librarians Current Training Model  Brown Bag Data Curation Discussions  Data Interviews Goals and Objectives  Build Data Literacy  Create Collaborative Opportunities  Establish the Library for Data Preservation 10
  • 11. BUY-IN BY THE INSTITUTION  Regulations are helpful  Partnerships between key areas:  University libraries (UL)  Central IT (CIO)  Research Office (VP for Research)  Sponsored Programs/Research  Strategic investment: take ownership, allocate resources, and demonstrate capability 11
  • 12. SCALING UP TO MEET DEMAND  Time: NSF research support alone is going to be very time consuming (UVA had about 140 proposals over the past year, 44 in November alone)  Funding: work with leaders to find money  Redirection/reallocation of grant overhead dollars  Write-in of library staff on grants  Strategy: decide how to invest  How might units be reorganized?  How could staff resources and expertise be refocused? 12  What external partnerships would add value?
  • 13. TO CONTINUE THE DISCUSSION…  Lots of conference activity  ARL Data Listserve (http://www.arl.org/rtl/eresearch/escien/nsf/index. shtml)  JISC Dataman Listserve (https://www.jiscmail.ac.uk/cgi- bin/webadmin?A0=RESEARCH-DATAMAN)  UIUC Summer Institute on Data Curation 13
  • 14. WRAP-UP  Libraries are well-positioned to play a vital role in research data support  NSF DMP Mandate is a call to action 14
  • 15. QUESTIONS?  Please feel free to contact me with questions at als9q@virginia.edu or 434-243-2180. 15
  • 16. DISCUSSION QUESTIONS/TOPICS  Training/retooling  Organizational buy-in  Scalability and sustainability  Funding opportunities 16